Banking / Finance - Regulations
- Rule - Freedom of Information Act Implementation
Federal Housing Finance Board
Rule
Freedom of Information Act Implementation
,
18623-18624 [E9-9424]
FEDERAL HOUSING FINANCE BOARD 12 CFR Part 910 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1202 DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT Office of Federal Housing Enterprise Oversight 12 CFR Part 1703 RIN 2590-AA05 Freedom of Information Act Implementation AGENCIES: Federal Housing Finance Agency; Federal Housing Finance Board; Office of Federal Housing Enterprise Oversight. ACTION: Final rule; technical amendment. SUMMARY: On January 15, 2009, the Federal Housing Finance Agency (FHFA)... [read document]
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(April 23, 2009) - Rule - Adoption of Updated EDGAR Filer Manual
Securities and Exchange Commission
Rule
Adoption of Updated EDGAR Filer Manual,
18465-18467 [E9-9314]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-9027; 34-59776; 39-2465; IC-28698] Adoption of Updated EDGAR Filer Manual AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. The revisions were made primarily to improve the Form D filing process. The... [read document]
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(April 22, 2009) - Rule - Technical Amendments to Rules, Forms, Schedules, and Codification of Financial Reporting ...
Securities and Exchange Commission
Rule
Technical Amendments to Rules, Forms, Schedules, and Codification of Financial Reporting Policies,
18612-18619 [E9-9089]
Part II Securities and Exchange Commission 17 CFR Parts 210, 211, 229 et al. Technical Amendments to Rules, Forms, Schedules, and Codification of Financial Reporting Policies; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 211, 229, 239, 240 and 249 [Release Nos. 33-9026; 34-59775; FR-79] Technical Amendments to Rules, Forms, Schedules, and Codification of Financial Reporting Policies AGENCY: Securities and Exchange Commission. ACTION: Final rule; technical amendment. SUMMARY:... [read document]
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(April 22, 2009) - Proposed Rule - Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act
Securities and Exchange Commission
Proposed Rule
Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act
,
17925-17926 [E9-8977]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 248 [Release Nos. 34-59769, IA-2866, IC-28697; File No. S7-09-07] RIN 3235-AJO6 Interagency Proposal for Model Privacy Form Under the Gramm- Leach-Bliley Act AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; reopening of comment period. SUMMARY: The Securities and Exchange Commission (``Commission'') is reopening the period for public comment on proposed amendments to Regulation S-P, which implements the privacy provisions of the... [read document]
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(April 19, 2009) - Proposed Rule - Amendments to Regulation SHO
Securities and Exchange Commission
Proposed Rule
Amendments to Regulation SHO
,
18042-18113 [E9-8730]
Part II Securities and Exchange Commission 17 CFR Part 242 Amendments to Regulation SHO; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 242 [Release No. 34-59748; File No. S7-08-09] RIN 3235-AK35 Amendments to Regulation SHO AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: The Securities and Exchange Commission (``Commission'') is proposing amendments to Regulation SHO under the Securities Exchange Act of 1934 (``Exchange Act''). We are proposing two... [read document]
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(April 19, 2009) - Rule - Equal Credit Opportunity; CFR Correction
Federal Reserve System
Rule
Equal Credit Opportunity; CFR Correction
,
17899 [E9-9103]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 202 Equal Credit Opportunity CFR Correction In Title 12 of the Code of Federal Regulations, parts 200 to 219, revised as of January 1, 2009, on page 31, the following text is reinstated at the end of Appendix A to part 202. Appendix A to Part 202--Federal Enforcement Agencies * * * * * Federal Credit Unions: Regional office of the National Credit Union Administration serving the area in which the federal credit union is... [read document]
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(April 19, 2009) - Rule - Truth in Savings; Correction
Federal Reserve System
Rule
Truth in Savings; Correction
,
17768-17769 [E9-8847]
FEDERAL RESERVE SYSTEM 12 CFR Part 230 [Regulation DD; Docket No. R-1315] Truth in Savings; Correction AGENCY: Board of Governors of the Federal Reserve System (Board). ACTION: Final rule; technical correction. SUMMARY: On January 29, 2009, the Board published final rules amending Regulation DD, which implements the Truth in Savings Act, and the official staff commentary to the regulation. The final rule, among other things, requires all depository institutions to disclose aggregate overdraft... [read document]
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(April 16, 2009) - Rule - Staff Accounting Bulletin (No. 111)
Securities and Exchange Commission
Rule
Staff Accounting Bulletin (No. 111)
,
17769-17770 [E9-8801]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 211 [Release No. SAB 111] Staff Accounting Bulletin No. 111 AGENCY: Securities and Exchange Commission. ACTION: Publication of Staff Accounting Bulletin. SUMMARY: This staff accounting bulletin (``SAB'') amends Topic 5.M. in the Staff Accounting Bulletin Series entitled Other Than Temporary Impairment of Certain Investments in Debt and Equity Securities (``Topic 5.M.''). On April 9, 2009, the FASB issued FASB Staff Position No. FAS 115-2 and FAS... [read document]
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(April 16, 2009) - Rule - Adoption of Updated EDGAR Filer Manual
Securities and Exchange Commission
Rule
Adoption of Updated EDGAR Filer Manual
,
17595-17597 [E9-8589]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-9022; 34-59728; 39-2464; IC-28691] Adoption of Updated EDGAR Filer Manual AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. The revisions are being made primarily to update EDGAR to support the potential... [read document]
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(April 15, 2009) - Rule - Interactive Data to Improve Financial Reporting
Securities and Exchange Commission
Rule
Interactive Data to Improve Financial Reporting,
15666-15669 [E9-7778]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 232, 239 and 249 [Release Nos. 33-9002A; 34-59324A; 39-2461A; IC-28609A; File No. S7-11- 08] RIN 3235-AJ71 Interactive Data To Improve Financial Reporting AGENCY: Securities and Exchange Commission. ACTION: Final rule; correction. SUMMARY: We are making technical corrections to rules adopted in Release No. 33-9002 (January 30, 2009), which were published in the Federal Register on February 10, 2009 (74 FR 6776). The rules relate to requiring... [read document]
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(April 6, 2009) - Rule - Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of ...
Thrift Supervision Office
Rule
Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption,
14457-14458 [E9-7202]
Rules and Regulations Federal Register DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 585 [Docket No. OTS-2009-0002] RIN 1550-AC14 Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption AGENCIES: Office of Thrift Supervision (OTS), Treasury. ACTION: Final rule. SUMMARY: OTS is revising its rules implementing section 19(e) of the Federal Deposit Insurance Act (FDIA), which prohibits any person who has been convicted of... [read document]
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(March 29, 2009) - Proposed Rule - Truth in Savings Act Disclosures
National Credit Union Administration
Proposed Rule
Truth in Savings Act Disclosures
,
13129-13139 [E9-6728]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 707 RIN 3133-AD57 Truth in Savings Act Disclosures AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: As required by the Truth in Savings Act (TISA), NCUA is proposing to amend its TISA rule and official staff interpretation to align it with the Federal Reserve Board's Regulation DD. Specifically, the rule would amend the provisions and provide guidance on the electronic delivery of disclosures. Additionally,... [read document]
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(March 24, 2009) - Proposed Rule - Credit Union Reporting
National Credit Union Administration
Proposed Rule
Credit Union Reporting
,
13139-13144 [E9-6727]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 741, 748 and 749 RIN 3133-AD56 Credit Union Reporting AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA is modernizing the way insured credit unions submit reports and other important information and has developed an online, Web-based system to make reporting more efficient and cost effective. The new system will also enhance the accuracy of information by providing a means for updating certain data... [read document]
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(March 24, 2009) - Rule - Regulatory Flexibility Regarding Ownership of Fixed Assets
National Credit Union Administration
Rule
Regulatory Flexibility Regarding Ownership of Fixed Assets
,
13082-13083 [E9-6730]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 701 and 742 RIN 3133-AD53 Regulatory Flexibility Regarding Ownership of Fixed Assets AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is amending its Regulatory Flexibility (RegFlex) Program to provide additional flexibility to qualifying federal credit unions (FCUs) when acquiring unimproved land for future expansion. Previously, when an FCU acquired unimproved land for future expansion and did not fully... [read document]
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(March 24, 2009) - Proposed Rule - Regulation Z; Docket No. R-1353: Truth in Lending
Federal Reserve System
Proposed Rule
Regulation Z; Docket No. R-1353:
Truth in Lending
,
12464-12515 [E9-5561]
Part II Federal Reserve System 12 CFR Part 226 Regulation Z; Docket No. R-1353; Truth in Lending; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 226 Regulation Z; Docket No. R-1353; Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for public comment. SUMMARY: The Board proposes to amend Regulation Z, which implements the Truth in Lending Act (TILA) following the passage of the Higher Education Opportunity Act (HEOA). Title X of the HEOA... [read document]
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(March 22, 2009) - Rule - Capital Adequacy Guidelines: Trust Preferred Securities and the Definition of Capital; ...
Federal Reserve System
Rule
Capital Adequacy Guidelines:
Trust Preferred Securities and the Definition of Capital; Delay of Implementation Date,
12076-12078 [E9-6096]
FEDERAL RESERVE SYSTEM 12 CFR Part 225 [Regulation Y; Docket No. R-1193] Capital Adequacy Guidelines: Trust Preferred Securities and the Definition of Capital; Delay of Implementation Date AGENCY: Board of Governors of the Federal Reserve System (Board). ACTION: Final rule. SUMMARY: This final rule delays the March 31, 2009, implementation date for certain amendments to the Board's capital adequacy guidelines for bank holding companies on trust preferred securities and the definition of capital... [read document]
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(March 21, 2009) - Rule - Amendment of the Temporary Liquidity Guarantee Program to Extend the Debt Guarantee ...
Federal Deposit Insurance Corporation
Rule
Amendment of the Temporary Liquidity Guarantee Program to Extend the Debt Guarantee Program, etc.,
12078-12085 [E9-6115]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 370 RIN 3064-AD37 Amendment of the Temporary Liquidity Guarantee Program To Extend the Debt Guarantee Program and To Impose Surcharges on Assessments for Certain Debt Issued on or After April 1, 2009 AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Interim Rule with request for comments. SUMMARY: The FDIC is issuing this Interim Rule to amend the Temporary Liquidity Guarantee Program (TLGP) by providing a limited extension of the... [read document]
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(March 21, 2009) - Rule - Attaching Authenticating Documents to Online Form ID Applications
Securities and Exchange Commission
Rule
Attaching Authenticating Documents to Online Form ID Applications
,
10836-10839 [E9-5377]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 232, 239, 249, 269 and 274 [Release Nos. 33-9013, 34-59536, 39-2463, IC-28642] Attaching Authenticating Documents to Online Form ID Applications AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: We are adopting rule and form amendments that allow applicants for EDGAR access codes using Form ID to submit their authenticating documents by attaching them to their online Form ID applications in Portable Document Format (PDF) as... [read document]
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(March 11, 2009) - Proposed Rule - Standards Governing the Release of a Suspicious Activity Report
Thrift Supervision Office
Proposed Rule
Standards Governing the Release of a Suspicious Activity Report
,
10145-10148 [E9-4699]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 510 [Docket ID OTS-2008-0018] RIN 1550-AC28 Standards Governing the Release of a Suspicious Activity Report AGENCY: Office of Thrift Supervision, Treasury. ACTION: Notice of proposed rulemaking. SUMMARY: The Office of Thrift Supervision (OTS) is proposing to revise its regulations governing the release of unpublished OTS information. The primary change being proposed would clarify that the OTS's decision to release a Suspicious... [read document]
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(March 7, 2009) - Proposed Rule - Confidentiality of Suspicious Activity Reports
Thrift Supervision Office
Proposed Rule
Confidentiality of Suspicious Activity Reports
,
10139-10145 [E9-4701]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563 [Docket ID OTS-2008-0015] RIN 1550-AC26 Confidentiality of Suspicious Activity Reports AGENCY: The Office of Thrift Supervision, Treasury (OTS). ACTION: Notice of proposed rulemaking. SUMMARY: The OTS is proposing to amend its regulations implementing the Bank Secrecy Act (BSA) governing the confidentiality of a Suspicious Activity Report (SAR) to: clarify the scope of the statutory prohibition on the disclosure by a... [read document]
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(March 7, 2009) - Proposed Rule - Operating Fees
National Credit Union Administration
Proposed Rule
Operating Fees
,
9573-9574 [E9-4575]
Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD60 Operating Fees AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA proposes to amend its rule on the assessment of the federal credit union (FCU) operating fee to exclude investments made under the Credit Union System Investment Program (CU SIP) and the Credit Union Homeowners Affordability Relief Program (CU HARP) from the calculation of total assets; total... [read document]
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(March 4, 2009) - Rule - Assessments
Federal Deposit Insurance Corporation
Rule
Assessments,
9525-9563 [E9-4584]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD35 Assessments AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: The FDIC is amending our regulation to alter the way in which it differentiates for risk in the risk-based assessment system; revise deposit insurance assessment rates, including base assessment rates; and make technical and other changes to the rules governing the risk- based assessment system. DATES: Effective Date: April 1, 2009.... [read document]
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(March 3, 2009) - Rule - Civil Monetary Penalty Inflation Adjustment
National Credit Union Administration
Rule
Civil Monetary Penalty Inflation Adjustment,
9349-9351 [E9-4608]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 747 Civil Monetary Penalty Inflation Adjustment AGENCY: National Credit Union Administration. ACTION: Final rule. SUMMARY: The National Credit Union Administration (NCUA) is amending its rules of practice and procedure to adjust the maximum amount of each civil money penalty (CMP) within its jurisdiction to account for inflation. This action, including the amount of the adjustment, is required under the Federal Civil Penalties Inflation... [read document]
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(March 3, 2009) - Rule - Modification of Temporary Liquidity Guarantee Program
Federal Deposit Insurance Corporation
Rule
Modification of Temporary Liquidity Guarantee Program,
9522-9525 [E9-4586]
Part III Federal Deposit Insurance Corporation 12 CFR Parts 327 and 370 Federal Deposit Insurance Corporation Amended Restoration Plan; Assessments; Modification of Temporary Liquidity Guarantee Program; Notice, Interim Final Rule, and Final Rule FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 370 RIN 3064-AD37 Modification of Temporary Liquidity Guarantee Program AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Interim rule with request for comments. SUMMARY: The FDIC is issuing... [read document]
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(March 3, 2009) - Rule - Accuracy of Advertising and Notice of Insured Status
National Credit Union Administration
Rule
Accuracy of Advertising and Notice of Insured Status,
9347-9349 [E9-4600]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 740 RIN 3133-AD52 Accuracy of Advertising and Notice of Insured Status AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: Section 740.4 of NCUA's rules requires that a federally insured credit union continuously display the official NCUA sign at every teller station or window where insured funds or deposits are normally received. Section 740.4(c) requires that tellers accepting share deposits for both federally... [read document]
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(March 3, 2009) - Rule - Adjustments to Civil Monetary Penalty Amounts
Securities and Exchange Commission
Rule
Adjustments to Civil Monetary Penalty Amounts
,
9159-9162 [E9-4379]
Rules and Regulations Federal Register SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 201 [Release Nos. 33-9009; 34-59449; IA-2845; IC-28635] Adjustments to Civil Monetary Penalty Amounts AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: This rule implements the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by the Debt Collection Improvement Act of 1996. The Commission is adopting a rule adjusting for inflation the maximum amount of civil monetary... [read document]
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(March 2, 2009) - Rule - Assessments
Federal Deposit Insurance Corporation
Rule
Assessments
,
9338-9341 [E9-4585]
Part II Federal Deposit Insurance Corporation 12 CFR Part 327 Assessments; Interim Rule FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD35 Assessments AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Interim rule with request for comment. SUMMARY: The FDIC is adopting an interim rule to impose a 20 basis point emergency special assessment under 12 U.S.C. 1817(b)(5) on June 30, 2009. The assessment will be collected on September 30, 2009. The interim rule also... [read document]
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(March 2, 2009) - Rule - Collection of Checks and Funds Availability
Federal Reserve System
Rule
Collection of Checks and Funds Availability
,
7785-7786 [E9-3547]
FEDERAL RESERVE SYSTEM 12 CFR Part 229 [Regulation CC; Docket No. R-1352] Availability of Funds and Collection of Checks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; technical amendment. SUMMARY: The Board of Governors (Board) is amending the routing number guide to next-day availability checks and local checks in Regulation CC to delete the reference to the Baltimore branch office of the Federal Reserve Bank of Richmond and to reassign the Federal Reserve... [read document]
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(February 19, 2009) - Rule - Interactive Data for Mutual Fund Risk/Return Summary
Securities and Exchange Commission
Rule
Interactive Data for Mutual Fund Risk/Return Summary
,
7748-7776 [E9-3359]
Part II Securities and Exchange Commission 17 CFR Parts 230, 232, 239 and 274 Interactive Data for Mutual Fund Risk/Return Summary; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 232, 239 and 274 [Release Nos. 33-9006, 34-59391, 39-2462, IC-28617; File Number S7-12- 08] RIN 3235-AK13 Interactive Data for Mutual Fund Risk/Return Summary AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: We are adopting rule amendments requiring mutual funds to provide... [read document]
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(February 18, 2009) - Rule - Interactive Data to Improve Financial Reporting
Securities and Exchange Commission
Rule
Interactive Data to Improve Financial Reporting
,
6776-6821 [E9-2334]
Part III Securities and Exchange Commission 17 CFR Parts 229, 230, et al. Interactive Data To Improve Financial Reporting; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229, 230, 232, 239, 240 and 249 [Release Nos. 33-9002; 34-59324; 39-2461; IC-28609; File No. S7-11-08] RIN 3235-AJ71 Interactive Data To Improve Financial Reporting AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: We are adopting rules requiring companies to provide financial statement... [read document]
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(February 9, 2009) - Rule - Amendments to Rules for Nationally Recognized Statistical Rating Organizations
Securities and Exchange Commission
Rule
Amendments to Rules for Nationally Recognized Statistical Rating Organizations
,
6456-6484 [E9-2513]
Part II Securities and Exchange Commission 17 CFR Parts 240, 243 and 249b Re-Proposed Rules for Nationally Recognized Statistical Rating Organizations; Amendments to Rules for Nationally Recognized Statistical Rating Organizations; Final Rule and Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249b [Release No. 34-59342; File No. S7-13-08] RIN 3235-AK14 Amendments to Rules for Nationally Recognized Statistical Rating Organizations AGENCY: Securities and Exchange Commission... [read document]
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(February 8, 2009) - Proposed Rule - Re-proposed Rules for Nationally Recognized Statistical Rating Organizations
Securities and Exchange Commission
Proposed Rule
Re-proposed Rules for Nationally Recognized Statistical Rating Organizations
,
6485-6508 [E9-2514]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 243 [Release No. 34-59343; File No. S7-04-09] RIN 3235-AK14 Re-Proposed Rules for Nationally Recognized Statistical Rating Organizations AGENCY: Securities and Exchange Commission (``Commission''). ACTION: Proposed rules. SUMMARY: In conjunction with the publication today, in a separate release, of the Commission's final rule amendments to its existing rules governing the conduct of nationally recognized statistical rating organizations... [read document]
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(February 8, 2009) - Proposed Rule - Roadmap for Potential Use of Financial Statements Prepared in Accordance with ...
Securities and Exchange Commission
Proposed Rule
Roadmap for Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting Standards by U.S. Issuers
,
6359 [E9-2607]
Proposed Rules Federal Register SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 229, 230, 240, 244 and 249 [Release Nos. 33-9005; 34-59350; File No. S7-27-08] RIN 3235-AJ93 Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; extension of comment period. SUMMARY: The Securities and Exchange Commission (``Commission'') is extending the... [read document]
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(February 8, 2009) - Rule - Transactions Between Member Banks and their Affiliates: Exemption for Certain Securities ...
Federal Reserve System
Rule
Transactions Between Member Banks and their Affiliates:
Exemption for Certain Securities Financing Transactions Between a Member Bank and an Affiliate
,
6225-6226 [E9-2337]
FEDERAL RESERVE SYSTEM 12 CFR Part 223 [Regulation W; Docket No. R-1330] Transactions Between Member Banks and Their Affiliates: Exemption for Certain Securities Financing Transactions Between a Member Bank and an Affiliate AGENCY: Board of Governors of the Federal Reserve System (Board). ACTION: Final rule. SUMMARY: In light of the continuing unusual and exigent circumstances in the financial markets, the Board has adopted a regulatory exemption for member banks from certain provisions of... [read document]
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(February 5, 2009) - Rule - Transactions Between Member Banks and their Affiliates: Exemption for Certain Purchases ...
Federal Reserve System
Rule
Transactions Between Member Banks and their Affiliates:
Exemption for Certain Purchases of Asset-Backed Commercial Paper by a Member Bank from an Affiliate
,
6226-6228 [E9-2338]
FEDERAL RESERVE SYSTEM 12 CFR Part 223 [Regulation W; Docket No. R-1331] Transactions Between Member Banks and Their Affiliates: Exemption for Certain Purchases of Asset-Backed Commercial Paper by a Member Bank From an Affiliate AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: To reduce liquidity and other strains being experienced by money market mutual funds, the Board of Governors of the Federal Reserve System (Board) adopted on September 19, 2008, the... [read document]
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(February 5, 2009) - Rule - Risk-Based Capital Guidelines; Leverage Capital Guidelines
Federal Reserve System
Rule
Risk-Based Capital Guidelines; Leverage Capital Guidelines
,
6223-6225 [E9-2336]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. 1332] Risk-Based Capital Guidelines; Leverage Capital Guidelines AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: To reduce liquidity and other strains being experienced by money market mutual funds, the Federal Reserve System adopted on September 19, 2008, the Asset-Backed Commercial Paper Money Market Mutual Fund Lending Facility (AMLF)... [read document]
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(February 5, 2009) - Proposed Rule - Corporate Credit Unions
National Credit Union Administration
Proposed Rule
Corporate Credit Unions
,
6004-6007 [E9-2292]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 704 RIN 3133-AD58 Corporate Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Advance notice of proposed rulemaking and request for comment (ANPR). SUMMARY: In the light of current economic circumstances affecting the U.S. economy and, in particular, the financial sector, NCUA is evaluating and reconsidering the role corporate credit unions currently play in the credit union system, including corporates' membership... [read document]
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(February 3, 2009) - Proposed Rule - Interest Rate Restrictions on Institutions That Are Less Than Well-Capitalized
Federal Deposit Insurance Corporation
Proposed Rule
Interest Rate Restrictions on Institutions That Are Less Than Well-Capitalized,
5904-5908 [E9-2112]
Proposed Rules Federal Register FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 337 RIN 3064-AD41 Interest Rate Restrictions on Institutions That Are Less Than Well-Capitalized AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking. SUMMARY: The FDIC is proposing to amend its regulations relating to the interest rate restrictions that apply to insured depository institutions that are not well capitalized. Under the proposed rule, such insured depository... [read document]
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(February 2, 2009) - Rule - Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure
Federal Deposit Insurance Corporation
Rule
Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure,
5797-5807 [E9-2113]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 360 RIN 3064-AD26 Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: The FDIC is adopting a final rule establishing the FDIC's practices for determining deposit and other liability account balances at a failed insured depository institution. Except as noted, the FDIC practices defined in the final rule represent a continuation... [read document]
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(February 1, 2009) - Proposed Rule - Reserve Requirements of Depository Institutions
Federal Reserve System
Proposed Rule
Reserve Requirements of Depository Institutions
,
5628-5631 [E9-1996]
Proposed Rules Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 204 [Regulation D; Docket No. R-1350] Reserve Requirements of Depository Institutions AGENCY: Board of Governors of the Federal Reserve System. ACTION: Notice of proposed rulemaking; request for public comment. SUMMARY: The Board is requesting public comment on proposed amendments to Regulation D, Reserve Requirements of Depository Institutions, to authorize the establishment of limited-purpose accounts at Federal Reserve Banks... [read document]
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(January 29, 2009) - Rule - Truth in Lending
Federal Reserve System
Rule
Truth in Lending
,
5244-5498 [E8-31185]
[read document]
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(January 28, 2009) - Rule - Availability of Funds and Collection of Checks
Federal Reserve System
Rule
Availability of Funds and Collection of Checks
,
4909-4910 [E9-1421]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 229 Regulation CC; Docket No. R-1348; Availability of Funds and Collection of Checks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; technical amendment. SUMMARY: The Board of Governors (Board) is amending the routing number guide to next-day availability checks and local checks in Regulation CC to delete the reference to the Charlotte branch office of the Federal Reserve Bank of Richmond and... [read document]
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(January 27, 2009) - Rule - Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End ...
Securities and Exchange Commission
Rule
Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies
,
4546-4593 [E9-1035]
Part III Securities and Exchange Commission 17 CFR Parts 230, 232, 239, et al. Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 232, 239 and 274 [Release Nos. 33-8998; IC-28584; File No. S7-28-07] RIN 3235-AJ44 Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies AGENCY: Securities and Exchange Commission.... [read document]
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(January 25, 2009) - Proposed Rule - List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act
Securities and Exchange Commission
Proposed Rule
List of Rules to be Reviewed Pursuant to the Regulatory Flexibility Act
,
4357-4363 [E9-1173]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Chapter II [Release Nos. 33-9000, 34-59248, 39-2460, IC-28600, IA-2830; File No. S7-03-09] List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act AGENCY: Securities and Exchange Commission. ACTION: Publication of list of rules scheduled for review. SUMMARY: The Securities and Exchange Commission is today publishing a list of rules to be reviewed pursuant to Section 610 of the Regulatory Flexibility Act. The list is published to provide... [read document]
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(January 25, 2009) - Rule - Temporary Exemptions For Eligible Credit Default Swaps to Facilitate Operation of ...
Securities and Exchange Commission
Rule
Temporary Exemptions For Eligible Credit Default Swaps to Facilitate Operation of Central Counterparties to Clear and Settle Credit Default Swaps
,
3967-3975 [E9-1123]
SECURITIES AND EXCHANGE COMMISSION 17 CFR PARTS 230, 240 and 260 [Release Nos. 33-8999; 34-59246; 39-2549; File No. S7-02-09] RIN 3235-AK26 Temporary Exemptions for Eligible Credit Default Swaps To Facilitate Operation of Central Counterparties To Clear and Settle Credit Default Swaps AGENCY: Securities and Exchange Commission. ACTION: Interim final temporary rules; request for comments. SUMMARY: We are adopting interim final temporary rules providing exemptions under the Securities Act of... [read document]
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(January 21, 2009) - Rule - Indexed Annuities and Certain Other Insurance Contracts
Securities and Exchange Commission
Rule
Indexed Annuities and Certain Other Insurance Contracts,
3138-3176 [E9-597]
Part II Securities and Exchange Commission 17 CFR Parts 230 and 240 Indexed Annuities and Certain Other Insurance Contracts; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230 and 240 [Release Nos. 33-8996, 34-59221; File No. S7-14-08] RIN 3235-AK16 Indexed Annuities And Certain Other Insurance Contracts AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: We are adopting a new rule that defines the terms ``annuity contract'' and ``optional annuity contract''... [read document]
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(January 15, 2009) - Rule - Modernization of Oil and Gas Reporting
Securities and Exchange Commission
Rule
Modernization of Oil and Gas Reporting
,
2158-2197 [E9-409]
Part II Securities and Exchange Commission 17 CFR Parts 210, 211 et al. Modernization of Oil and Gas Reporting; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 211, 229 and 249 [Release Nos. 33-8995; 34-59192; FR-78; File No. S7-15-08] RIN 3235-AK00 Modernization of Oil and Gas Reporting AGENCY: Securities and Exchange Commission. ACTION: Final rule; interpretation; request for comment on Paperwork Reduction Act burden estimates. SUMMARY: The Commission is adopting revisions to... [read document]
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(January 13, 2009) - Proposed Rule - Records Services, Fee Schedule
Securities and Exchange Commission
Proposed Rule
Records Services, Fee Schedule,
80313-80314 [E8-31127]
Proposed Rules Federal Register SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 200 [Release No. 34-59150; File No. S7-33-08] Records Services, Fee Schedule AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: The Securities and Exchange Commission (``Commission'') is soliciting comments on a proposed amendment to its regulation governing the fees for records services. The Commission's schedule of fees for records services will be updated using a formula for the... [read document]
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(December 30, 2008) - Rule - Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: ...
Federal Reserve System
Rule
Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Deduction of Goodwill Net of Associated Deferred Tax Liability,
79602-79608 [E8-30780]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID OCC-2008-0025] RIN 1557-AD13 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1329] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD32 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket No. OTS-2008-0019] RIN 1550-AC22 Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Deduction of Goodwill... [read document]
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(December 29, 2008) - Rule - Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: ...
Thrift Supervision Office
Rule
Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Deduction of Goodwill Net of Associated Deferred Tax Liability,
79602-79608 [E8-30780]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID OCC-2008-0025] RIN 1557-AD13 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1329] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD32 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket No. OTS-2008-0019] RIN 1550-AC22 Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Deduction of Goodwill... [read document]
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(December 29, 2008) - Rule - Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: ...
Federal Deposit Insurance Corporation
Rule
Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Deduction of Goodwill Net of Associated Deferred Tax Liability,
79602-79608 [E8-30780]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID OCC-2008-0025] RIN 1557-AD13 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1329] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD32 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket No. OTS-2008-0019] RIN 1550-AC22 Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Deduction of Goodwill... [read document]
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(December 29, 2008) - Rule - Credit Union Service Organizations
National Credit Union Administration
Rule
Credit Union Service Organizations,
79307-79313 [E8-30602]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 712 and 741 RIN 3133--AD20 Credit Union Service Organizations AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is issuing a final rule amending its credit union service organization (CUSO) regulation. The amendment adds two new categories of permissible CUSO activities: Credit card loan origination and payroll processing services. The amendment also adds new examples of permissible CUSO activities within... [read document]
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(December 28, 2008) - Rule - Extensions of Credit by Federal Reserve Banks
Federal Reserve System
Rule
Extensions of Credit by Federal Reserve Banks,
79306-79307 [E8-30819]
FEDERAL RESERVE SYSTEM 12 CFR Part 201 [Regulation A] Extensions of Credit by Federal Reserve Banks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board of Governors of the Federal Reserve System (Board) has adopted final amendments to its Regulation A to reflect the Board's approval of a decrease in the primary credit rate at each Federal Reserve Bank. The secondary credit rate at each Reserve Bank automatically decreased by formula as a result of... [read document]
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(December 28, 2008) - Rule - Reserve Requirements of Depository Institutions
Federal Reserve System
Rule
Reserve Requirements of Depository Institutions,
78616-78618 [E8-30471]
FEDERAL RESERVE SYSTEM 12 CFR Part 204 [Regulation D; Docket No. R-1334] Reserve Requirements of Depository Institutions AGENCY: Board of Governors of the Federal Reserve System. ACTION: Interim final rule. SUMMARY: The Board is amending Regulation D, Reserve Requirements of Depository Institutions, to revise the rate for earnings on required reserve balances and excess balances of eligible institutions and to provide that the rates may be revised by the Board from time to time. DATES: The... [read document]
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(December 22, 2008) - Rule - Home Mortgage Disclosure
Federal Reserve System
Rule
Home Mortgage Disclosure,
78616 [E8-30361]
FEDERAL RESERVE SYSTEM 12 CFR Part 203 [Regulation C; Docket No. 1341] Home Mortgage Disclosure AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; staff commentary. SUMMARY: The Board is publishing a final rule amending the staff commentary that interprets the requirements of Regulation C (Home Mortgage Disclosure). The staff commentary is amended to increase the asset-size exemption threshold for depository institutions based on the annual percentage change in the... [read document]
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(December 22, 2008) - Rule - Availability of Funds and Collection of Checks
Federal Reserve System
Rule
Availability of Funds and Collection of Checks,
77491-77492 [E8-30085]
FEDERAL RESERVE SYSTEM 12 CFR Part 229 [Regulation CC; Docket No. R-1344] Availability of Funds and Collection of Checks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; technical amendment. SUMMARY: The Board of Governors (Board) is amending the routing number guide to next-day availability checks and local checks in Regulation CC to delete the reference to the head office of the Federal Reserve Bank of St. Louis and to reassign the Federal Reserve routing symbols... [read document]
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(December 18, 2008) - Proposed Rule - Regulation Z; Truth in Lending
Federal Reserve System
Proposed Rule
Regulation Z; Truth in Lending,
77554-77555 [E8-30084]
FEDERAL RESERVE SYSTEM [Docket No. R-1340] 12 CFR Part 226 Regulation Z; Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; extension of comment period. SUMMARY: On December 10, 2008, the Board published a proposal to amend Regulation Z that would conform the regulation to reflect recent amendments to the Truth in Lending Act (73 FR 74989). The Board is extending the public comment period on the proposal. DATES: Comments must be received on or... [read document]
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(December 18, 2008) - Rule - Technical Amendments
Thrift Supervision Office
Rule
Technical Amendments,
76938-76940 [E8-30021]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 516 and 575 [OTS No. 2008-0023] Technical Amendments AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Office of Thrift Supervision (OTS) is amending its regulations to incorporate technical and conforming amendments. They include clarifications and corrections of typographical errors. DATES: Effective Date: December 18, 2008. FOR FURTHER INFORMATION CONTACT: Sandra E. Evans, Legal Information... [read document]
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(December 17, 2008) - Rule - Amendment to Municipal Securities Disclosure
Securities and Exchange Commission
Rule
Amendment to Municipal Securities Disclosure,
76104-76133 [E8-29336]
Part II Securities and Exchange Commission 17 CFR Part 240 Amendment to Municipal Securities Disclosure; Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-59062; File No. S7-21-08] RIN 3235-AK20 Amendment to Municipal Securities Disclosure AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (``Commission'') is adopting amendments to a rule under the Securities Exchange Act of 1934 (``Exchange Act'') relating to... [read document]
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(December 14, 2008) - Proposed Rule - Truth in Lending
Federal Reserve System
Proposed Rule
Truth in Lending,
74989-74999 [E8-29123]
Proposed Rules Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1340] Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for public comment. SUMMARY: On July 30, 2008, the Board published a final rule amending Regulation Z, which implements the Truth in Lending Act (TILA) and the Home Ownership and Equity Protection Act (HOEPA). The July 2008 final rule requires creditors to give consumers... [read document]
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(December 9, 2008) - Rule - Assessment Dividends
Federal Deposit Insurance Corporation
Rule
Assessment Dividends,
73158-73165 [E8-28405]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD27 Assessment Dividends AGENCY: Federal Deposit Insurance Corporation (``FDIC''). ACTION: Final rule. SUMMARY: The FDIC is adopting a final rule to implement the assessment dividend requirements in the Federal Deposit Insurance Reform Act of 2005 (the Reform Act) and the Federal Deposit Insurance Reform Conforming Amendments Act of 2005 (the Amendments Act). The final rule will take effect on January 1, 2009. It is the follow-up... [read document]
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(December 1, 2008) - Rule - Organization and Operations of Federal Credit Unions; Underserved Areas (IRPS 08-2)
National Credit Union Administration
Rule
Organization and Operations of Federal Credit Unions; Underserved Areas (IRPS 08-2),
73392-73492 [E8-28085]
Part II National Credit Union Administration 12 CFR Part 701 Organization and Operations of Federal Credit Unions; Underserved Areas (IRPS 08-2); Final Rule NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD48 Organization and Operations of Federal Credit Unions; Underserved Areas (IRPS 08-2) AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is adopting a final rule implementing four modifications to its Chartering and Field of Membership... [read document]
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(December 1, 2008) - Rule - Rules of Practice and Procedure
Federal Deposit Insurance Corporation
Rule
Rules of Practice and Procedure,
73153-73158 [E8-28407]
Rules and Regulations Federal Register FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 308 Rules of Practice and Procedure AGENCY: Federal Deposit Insurance Corporation. ACTION: Final rule; correction. SUMMARY: The Federal Civil Monetary Penalties Inflation Adjustment Act of 1990, as amended, requires all Federal agencies with statutory authority to impose civil money penalties (CMPs) to evaluate and adjust those CMPs every four years. The Federal Deposit Insurance Corporation (FDIC) last... [read document]
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(December 1, 2008) - Rule - Prompt Corrective Action; Amended Definition of Post-Merger Net Worth
National Credit Union Administration
Rule
Prompt Corrective Action; Amended Definition of Post-Merger Net Worth,
72688-72692 [E8-28462]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 702 and 704 RIN 3133-AD43 Prompt Corrective Action; Amended Definition of Post-Merger Net Worth AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is adopting a final rule implementing a statutory amendment that expands the definition of ``net worth'' that applies to natural person credit unions under regulatory capital standards known as ``prompt corrective action.'' The expanded definition allows the... [read document]
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(November 30, 2008) - Proposed Rule - Agency Information Collection Activities; Proposals, Submissions, and Approvals
National Credit Union Administration
Proposed Rule
Agency Information Collection Activities; Proposals, Submissions, and Approvals,
71948-71949 [E8-28077]
Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 701 and 705 RIN 3133-AC98 Agency Information Collection Activities: Request for Office of Management and Budget Approval of the Low-Income Definition AGENCY: National Credit Union Administration (NCUA). ACTION: Notice of regulatory review; request for comments. SUMMARY: NCUA is submitting the following information collection to the Office of Management and Budget (OMB) for review and clearance under the Paperwork... [read document]
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(November 25, 2008) - Rule - Temporary Liquidity Guarantee Program
Federal Deposit Insurance Corporation
Rule
Temporary Liquidity Guarantee Program,
72244-72273 [E8-28184]
Part VII Federal Deposit Insurance Corporation 12 CFR Part 370 Temporary Liquidity Guarantee Program; Final Rule FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 370 RIN 3064-AD37 Temporary Liquidity Guarantee Program AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: The FDIC is adopting a Final Rule to implement its Temporary Liquidity Guarantee Program. The Temporary Liquidity Guarantee Program, designed to avoid or mitigate adverse effects on economic... [read document]
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(November 25, 2008) - Rule - The Low-Income Definition
National Credit Union Administration
Rule
The Low-Income Definition,
71909-71913 [E8-28076]
Rules and Regulations Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 701 and 705 RIN 3133-AC98 The Low-Income Definition AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is amending the definition of ``low-income members'' to use median family income (MFI) to determine if a credit union qualifies for a low-income designation and eligible for assistance from the Community Development Revolving Loan Fund (CDRLF). The amendment will... [read document]
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(November 25, 2008) - Rule - Temporary Exemption for Liquidation of Certain Money Market Funds
Securities and Exchange Commission
Rule
Temporary Exemption for Liquidation of Certain Money Market Funds,
71919-71923 [E8-28050]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 270 [Release No. IC-28487; File No. S7-32-08] RIN 3235-AK24 Temporary Exemption for Liquidation of Certain Money Market Funds AGENCY: Securities and Exchange Commission. ACTION: Interim final temporary rule; request for comment. SUMMARY: The Securities and Exchange Commission (``Commission'') is adopting an interim final temporary rule under the Investment Company Act of 1940 (``Investment Company Act'' or ``Act'') to provide relief from certain... [read document]
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(November 25, 2008) - Rule - Regulation CC; Availability of Funds and Collection of Checks
Federal Reserve System
Rule
Regulation CC; Availability of Funds and Collection of Checks,
70590-70591 [E8-27736]
FEDERAL RESERVE SYSTEM 12 CFR Part 229 [Regulation CC; Docket No. R-1339] Availability of Funds and Collection of Checks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; technical amendment. SUMMARY: The Board of Governors (Board) is amending the routing number guide to next-day availability checks and local checks in Regulation CC to delete the reference to the Des Moines office of the Federal Reserve Bank of Chicago and to reassign the Federal Reserve routing... [read document]
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(November 20, 2008) - Proposed Rule - Roadmap for the Potential Use of Financial Statements Prepared in Accordance ...
Securities and Exchange Commission
Proposed Rule
Roadmap for the Potential Use of Financial Statements Prepared in Accordance with International Financial Reporting Standards by U.S. Issuers,
70816-70856 [E8-27559]
Part IV Securities and Exchange Commission 17 CFR Parts 210, 229, 230, et al. Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 229, 230, 240, 244 and 249 [Release Nos. 33-8982; 34-58960; File No. S7-27-08] RIN 3235-AJ93 Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting... [read document]
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(November 20, 2008) - Rule - Prohibition on Funding of Unlawful Internet Gambling
Federal Reserve System
Rule
Prohibition on Funding of Unlawful Internet Gambling,
69382-69411 [E8-27181]
Part III Federal Reserve System 12 CFR Part 233 Department of the Treasury 31 CFR Part 132 Prohibition on Funding of Unlawful Internet Gambling; Final Rules FEDERAL RESERVE SYSTEM 12 CFR Part 233 [Regulation GG; Docket No. R-1298] DEPARTMENT OF THE TREASURY 31 CFR Part 132 RIN 1505-AB78 Prohibition on Funding of Unlawful Internet Gambling AGENCIES: Board of Governors of the Federal Reserve System and Departmental Offices, Department of the Treasury. ACTION: Final rule. SUMMARY: This document is... [read document]
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(November 17, 2008) - Rule - Reserve Requirements of Depository Institutions
Federal Reserve System
Rule
Reserve Requirements of Depository Institutions,
67713-67714 [E8-26727]
FEDERAL RESERVE SYSTEM 12 CFR Part 204 [Regulation D; Docket No. R-1334] Reserve Requirements of Depository Institutions AGENCY: Board of Governors of the Federal Reserve System. ACTION: Interim final rule; request for public comment. SUMMARY: The Board is revising its interim final rule amending Regulation D, Reserve Requirements of Depository Institutions, to alter the formula by which earnings on required reserve balances and on excess balances of eligible institutions are calculated. The... [read document]
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(November 16, 2008) - Proposed Rule - Assessments
Federal Deposit Insurance Corporation
Proposed Rule
Assessments,
67423-67424 [E8-26972]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD35 Assessments AGENCY: Federal Deposit Insurance Corporation. ACTION: Proposed rule; extension of comment period. SUMMARY: On October 7, 2008, the Federal Deposit Insurance Corporation (FDIC) issued a notice of proposed rulemaking with request for comments on revisions to 12 CFR part 327 (see 73 FR 61560). The rulemaking proposed effective January 1, 2009, to raise the current assessment rates uniformly by seven basis points for... [read document]
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(November 13, 2008) - Rule - Temporary Liquidity Guarantee Program
Federal Deposit Insurance Corporation
Rule
Temporary Liquidity Guarantee Program,
66160-66163 [E8-26569]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 370 RIN 3064-AD37 Temporary Liquidity Guarantee Program AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Amendment to the Interim Rule with request for comments. SUMMARY: The FDIC is amending its Interim Rule with Request for Comment (Interim Rule) relating to implementation of its Temporary Liquidity Guarantee Program (TLG Program) by extending the opt out date for eligible entities until December 5, 2008; extending the deadline... [read document]
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(November 6, 2008) - Rule - Extensions of Credit by Federal Reserve Banks
Federal Reserve System
Rule
Extensions of Credit by Federal Reserve Banks,
65967-65968 [E8-26483]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 201 [Regulation A] Extensions of Credit by Federal Reserve Banks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board of Governors of the Federal Reserve System (Board) has adopted final amendments to its Regulation A to reflect the Board's approval of a decrease in the primary credit rate at each Federal Reserve Bank. The secondary credit rate at each Reserve Bank automatically... [read document]
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(November 5, 2008) - Rule - Reserve Requirements of Depository Institutions
Federal Reserve System
Rule
Reserve Requirements of Depository Institutions,
65506-65507 [E8-26206]
FEDERAL RESERVE SYSTEM 12 CFR Part 204 [Regulation D; Docket No. R-1334] Reserve Requirements of Depository Institutions AGENCY: Board of Governors of the Federal Reserve System. ACTION: Interim final rule. SUMMARY: The Board is revising its interim final rule amending Regulation D, Reserve Requirements of Depository Institutions, to alter the formula by which earnings on excess reserves of depository institutions are calculated. The remainder of the interim final rule, including the period... [read document]
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(November 3, 2008) - Rule - Mandatory Electronic Submission of Applications for Orders under the Investment Company ...
Securities and Exchange Commission
Rule
Mandatory Electronic Submission of Applications for Orders under the Investment Company Act and Filings Made Pursuant to Regulation E,
65516-65526 [E8-26183]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 232 and 270 [Release Nos. 33-8981; 34-58874; IC-28476 File No. S7-25-07] RIN 3235-AJ81 Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: We are adopting several amendments to rules regarding our Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system. Specifically, we are amending... [read document]
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(November 3, 2008) - Rule - Prohibited Services at Savings and Loan Holding Companies: Extension of Expiration Date ...
Thrift Supervision Office
Rule
Prohibited Services at Savings and Loan Holding Companies:
Extension of Expiration Date of Temporary Exemption,
65257-65258 [E8-26181]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 585 [OTS-2008-0017] RIN 1550-AC14 Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption AGENCIES: Office of Thrift Supervision (OTS), Treasury. ACTION: Final rule. SUMMARY: OTS is revising its rules implementing section 19(e) of the Federal Deposit Insurance Act (FDIA), which prohibits any person who has been convicted of any criminal offense involving dishonesty, breach of... [read document]
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(November 2, 2008) - Rule - Temporary Liquidity Guarantee Program
Federal Deposit Insurance Corporation
Rule
Temporary Liquidity Guarantee Program,
64179-64191 [E8-25739]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 370 RIN 3064-AD37 Temporary Liquidity Guarantee Program AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Interim rule with request for comments. SUMMARY: The FDIC is issuing this Interim Rule following a determination of systemic risk pursuant to section 13(c)(4)(G) of the Federal Deposit Insurance Act. As a result of this systemic risk determination, and in an effort to avoid or mitigate serious adverse effects on economic... [read document]
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(October 27, 2008) - Proposed Rule - Missing comments submitted through the Federal eRulemaking Portal
Federal Reserve System
Proposed Rule
Missing comments submitted through the Federal eRulemaking Portal,
63909-63910 [E8-25610]
FEDERAL RESERVE SYSTEM 12 CFR Parts 222, 226, 227 and 230 [Regulations V, Z, AA, and DD; Docket Nos. R-1286; R-1314; R-1315, and R-1316] Missing Comments Submitted Through the Federal eRulemaking Portal AGENCY: Board of Governors of the Federal Reserve System. ACTION: Notice of opportunity to resubmit comments. SUMMARY: Because of a software problem at the Federal eRulemaking Portal (http://www.regulations.gov), the Board did not receive certain public comments submitted through that portal.... [read document]
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(October 26, 2008) - Proposed Rule - Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; ...
Thrift Supervision Office
Proposed Rule
Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital:
Treatment of Certain Claims on, or Guaranteed by, Fannie Mae and Freddie Mac,
63656-63662 [E8-25555]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2008-0016] RIN 1557-AD18 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1335] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD34 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [No. OTS-2008-0014] RIN 1550-AC24 Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Treatment of Certain Claims... [read document]
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(October 25, 2008) - Rule - Rules of Practice and Procedure in Adjudicatory Proceedings; Civil Money Penalty ...
Thrift Supervision Office
Rule
Rules of Practice and Procedure in Adjudicatory Proceedings; Civil Money Penalty Inflation Adjustment,
63625-63627 [E8-25453]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision [Docket ID: OTS-2008-0013] 12 CFR Part 509 RIN 1550-AC27 Rules of Practice and Procedure in Adjudicatory Proceedings; Civil Money Penalty Inflation Adjustment AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Federal Civil Monetary Penalty Inflation Adjustment Act of 1990 requires all federal agencies with statutory authority to impose civil money penalties (CMPs) to evaluate and adjust those CMPs every four... [read document]
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(October 25, 2008) - Rule - Capital Adequacy Guidelines: Treatment of Perpetual Preferred Stock Issued to the United ...
Federal Reserve System
Rule
Capital Adequacy Guidelines:
Treatment of Perpetual Preferred Stock Issued to the United States Treasury under the Emergency Economic Stabilization Act (of 2008),
63624-63625 [E8-25489]
FEDERAL RESERVE SYSTEM 12 CFR Part 225 [Regulation Y; Docket No. R-1336] Capital Adequacy Guidelines: Treatment of Perpetual Preferred Stock Issued to the United States Treasury Under the Emergency Economic Stabilization Act of 2008 AGENCY: Board of Governors of the Federal Reserve System (Board). ACTION: Correcting amendments. SUMMARY: The Board published an interim final rule with request for public comment in the Federal Register on October 22, 2008 ( 73 FR 62851), providing that bank... [read document]
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(October 25, 2008) - Proposed Rule - Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; ...
Federal Reserve System
Proposed Rule
Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital:
Treatment of Certain Claims on, or Guaranteed by, Fannie Mae and Freddie Mac,
63656-63662 [E8-25555]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2008-0016] RIN 1557-AD18 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1335] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD34 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [No. OTS-2008-0014] RIN 1550-AC24 Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Treatment of Certain Claims... [read document]
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(October 25, 2008) - Proposed Rule - Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; ...
Federal Deposit Insurance Corporation
Proposed Rule
Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital:
Treatment of Certain Claims on, or Guaranteed by, Fannie Mae and Freddie Mac,
63656-63662 [E8-25555]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2008-0016] RIN 1557-AD18 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1335] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD34 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [No. OTS-2008-0014] RIN 1550-AC24 Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Treatment of Certain Claims... [read document]
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(October 25, 2008) - Proposed Rule - Processing of Deposit Accounts in the Event of an Insured Depository ...
Federal Deposit Insurance Corporation
Proposed Rule
Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure:
Large-Bank Deposit Insurance Determination Modernization; Limited Opportunity to Resubmit Comment,
63406-63407 [E8-25376]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 360 Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure and Large-Bank Deposit Insurance Determination Modernization; Limited Opportunity To Resubmit Comment AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of limited opportunity to resubmit comment. SUMMARY: The FDIC invites the commenter who filed a public comment at http://www.regulations.gov on April 14, 2008, relating to the FDIC's... [read document]
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(October 23, 2008) - Rule - Financial Education Programs That Include the Provision of Bank Products and Services; ...
Federal Deposit Insurance Corporation
Rule
Financial Education Programs That Include the Provision of Bank Products and Services; Limited Opportunity to Resubmit Comment,
63338-63339 [E8-25377]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 303 Financial Education Programs That Include the Provision of Bank Products and Services; Limited Opportunity To Resubmit Comment AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of limited opportunity to resubmit comment. SUMMARY: The FDIC invites the commenter who filed a public comment at www.regulations.gov on July 9, 2008, relating to the FDIC's Interim Final Rule and Request for Comment involving ``Financial Education... [read document]
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(October 23, 2008) - Rule - Home Mortgage Disclosure
Federal Reserve System
Rule
Home Mortgage Disclosure,
63329-63338 [E8-25320]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 203 [Regulation C; Docket No. R-1321] Home Mortgage Disclosure AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; official staff interpretation. SUMMARY: The Board is publishing final rules to amend Regulation C (Home Mortgage Disclosure) to revise the rules for reporting price information on higher-priced loans. The rules are being conformed to the definition of ``higher-priced mortgage loan''... [read document]
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(October 23, 2008) - Rule - Incidental Powers
National Credit Union Administration
Rule
Incidental Powers,
62854-62856 [E8-25128]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 721 RIN 3133-AD12 Incidental Powers AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is amending its regulation governing a federal credit union's (FCU's) incidental powers by adding illustrations of permissible activities under the categories of correspondent services, operational programs, and finder activities. These amendments will provide useful information to FCUs by clarifying and updating the... [read document]
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(October 21, 2008) - Proposed Rule - Accuracy of Advertising and Notice of Insured Status
National Credit Union Administration
Proposed Rule
Accuracy of Advertising and Notice of Insured Status,
62935-62937 [E8-25116]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 740 RIN 3133-AD52 Accuracy of Advertising and Notice of Insured Status AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: Section 740.4 of NCUA's rules requires that a federally insured credit union continuously display the official NCUA sign at every teller station or window where insured funds or deposits are normally received. Section 740.4(c) requires that tellers accepting share deposits for both federally... [read document]
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(October 21, 2008) - Rule - Capital Adequacy Guidelines: Treatment of Perpetual Preferred Stock Issued to the United ...
Federal Reserve System
Rule
Capital Adequacy Guidelines:
Treatment of Perpetual Preferred Stock Issued to the United States Treasury under the Emergency Economic Stabilization Act of 2008,
62851-62853 [E8-25117]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 225 [Regulation Y; Docket No. R-1336] Capital Adequacy Guidelines: Treatment of Perpetual Preferred Stock Issued to the United States Treasury Under the Emergency Economic Stabilization Act of 2008 AGENCY: Board of Governors of the Federal Reserve System (Board). ACTION: Interim final rule with request for public comment. SUMMARY: In order to support and facilitate the timely implementation and acceptance of the capital... [read document]
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(October 21, 2008) - Rule - Display of Official Sign: Temporary Increase in Standard Maximum Share Insurance Amount; ...
National Credit Union Administration
Rule
Display of Official Sign:
Temporary Increase in Standard Maximum Share Insurance Amount; Coverage for Custodial Loan Accounts,
62856-62858 [E8-25124]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 740 and 745 RIN 3133-AD55 Display of Official Sign; Temporary Increase in Standard Maximum Share Insurance Amount; Coverage for Custodial Loan Accounts AGENCY: National Credit Union Administration (NCUA). ACTION: Interim final rule with request for comments. SUMMARY: NCUA is amending its share insurance rules to reflect Congress's recent action to increase temporarily the standard maximum share insurance amount (SMSIA) from $100,000 to $250,000... [read document]
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(October 21, 2008) - Rule - Disclosure of Short Sales and Short Positions by Institutional Investment Managers
Securities and Exchange Commission
Rule
Disclosure of Short Sales and Short Positions by Institutional Investment Managers,
61678-61690 [E8-24895]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-58785; File No. S7-31-08; October 15, 2008] RIN 3235-AK23 Disclosure of Short Sales and Short Positions by Institutional Investment Managers AGENCY: Securities and Exchange Commission. ACTION: Interim final temporary rule; Request for comments. SUMMARY: The Commission is adopting an interim final temporary rule requiring certain institutional investment managers to file information on Form SH concerning their short... [read document]
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(October 16, 2008) - Rule - Amendments to Regulation SHO
Securities and Exchange Commission
Rule
Amendments to Regulation SHO,
61690-61706 [E8-24742]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 241 and 242 [Release No. 34-58775; File No. S7-19-07] RIN 3235-AJ57 Amendments to Regulation SHO AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (``Commission'') is adopting amendments to Regulation SHO under the Securities Exchange Act of 1934 (``Exchange Act''). The amendments are intended to further reduce the number of persistent fails to deliver in certain equity securities by... [read document]
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(October 16, 2008) - Rule - Deposit Insurance Regulations: Temporary Increase in Standard Coverage Amount; Mortgage ...
Federal Deposit Insurance Corporation
Rule
Deposit Insurance Regulations:
Temporary Increase in Standard Coverage Amount; Mortgage Servicing Accounts,
61658-61660 [E8-24626]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 330 RIN 3064-AD36 Deposit Insurance Regulations; Temporary Increase in Standard Coverage Amount; Mortgage Servicing Accounts AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Interim rule with request for comments. SUMMARY: The FDIC is adopting an interim rule to amend its deposit insurance regulations to reflect Congress's recent action to temporarily increase the standard deposit insurance amount from $100,000 to $250,000 and to... [read document]
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(October 16, 2008) - Rule - Affordable Housing Program Amendments Federal Home Loan Bank Mortgage Refinancing Authority
Federal Housing Finance Board
Rule
Affordable Housing Program Amendments
Federal Home Loan Bank Mortgage Refinancing Authority,
61660-61665 [E8-24320]
FEDERAL HOUSING FINANCE BOARD 12 CFR Part 951 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1291 RIN 2590-AA04 Affordable Housing Program Amendments: Federal Home Loan Bank Mortgage Refinancing Authority AGENCY: Federal Housing Finance Agency. ACTION: Interim final rule with request for comments. SUMMARY: The Federal Housing Finance Agency (FHFA) is issuing and seeking comment on an interim final rule to implement section 1218 of the Housing and Economic Recovery Act of 2008 (Recovery Act), which... [read document]
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(October 16, 2008) - Proposed Rule - Indexed Annuities and Certain Other Insurance Contracts
Securities and Exchange Commission
Proposed Rule
Indexed Annuities and Certain Other Insurance Contracts,
61753-61754 [E8-24625]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230 and 240 [Release Nos. 33-8976, 34-58769; File No. S7-14-08] RIN 3235-AK16 Indexed Annuities and Certain Other Insurance Contracts AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; reopening of comment period. SUMMARY: The Securities and Exchange Commission is reopening the period for public comment on new rules that it originally proposed in Securities Act Release No. 8933 (June 25, 2008) [73 FR 37752 (July 1, 2008)]. The... [read document]
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(October 16, 2008) - Rule - Extensions of Credit by Federal Reserve Banks
Federal Reserve System
Rule
Extensions of Credit by Federal Reserve Banks,
61657-61658 [E8-24519]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 201 [Regulation A] Extensions of Credit by Federal Reserve Banks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board of Governors of the Federal Reserve System (Board) has adopted final amendments to its Regulation A to reflect the Board's approval of a decrease in the primary credit rate at each Federal Reserve Bank. The secondary credit rate at each Reserve Bank automatically... [read document]
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(October 16, 2008) - Rule - Naked Short Selling Antifraud Rule
Securities and Exchange Commission
Rule
Naked Short Selling Antifraud Rule,
61666-61678 [E8-24714]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-58774; File No. S7-08-08] RIN 3235-AK06 ``Naked'' Short Selling Antifraud Rule AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (``Commission'') is adopting an antifraud rule under the Securities Exchange Act of 1934 (``Exchange Act'') to address fails to deliver securities that have been associated with ``naked'' short selling. The rule will further evidence the... [read document]
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(October 16, 2008) - Rule - Amendments to Regulation SHO
Securities and Exchange Commission
Rule
Amendments to Regulation SHO,
61706-61731 [E8-24785]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 242 [Release No. 34-58773; File No. S7-30-08] RIN 3235-AK22 Amendments to Regulation SHO AGENCY: Securities and Exchange Commission. ACTION: Interim final temporary rule; request for comments. SUMMARY: The Securities and Exchange Commission (``Commission'') is adopting an interim final temporary rule under the Securities Exchange Act of 1934 (``Exchange Act'') to address abusive ``naked'' short selling in all equity securities by requiring that... [read document]
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(October 16, 2008) - Proposed Rule - Assessments
Federal Deposit Insurance Corporation
Proposed Rule
Assessments,
61560-61597 [E8-24186]
Part V Federal Deposit Insurance Corporation 12 CFR Part 327 Assessments; Proposed Rule; Establishment of FDIC Restoration Plan; Notice FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD35 Assessments AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking and request for comment. SUMMARY: The FDIC is proposing to amend 12 CFR part 327 to: Alter the way in which it differentiates for risk in the risk-based assessment system; revise deposit... [read document]
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(October 15, 2008) - Rule - Share Insurance for Revocable Trust Accounts
National Credit Union Administration
Rule
Share Insurance for Revocable Trust Accounts,
60616-60622 [E8-23922]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 745 RIN 3133-AD54 Share Insurance for Revocable Trust Accounts AGENCY: National Credit Union Administration (NCUA). ACTION: Interim final rule with request for comments. SUMMARY: NCUA is amending its share insurance rules to simplify coverage for revocable trust accounts. The amendments will make the rules easier to understand and apply without decreasing coverage, result in faster share insurance determinations in the event of a credit union... [read document]
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(October 13, 2008) - Rule - Regulation D, Reserve Requirements of Depository Institutions
Federal Reserve System
Rule
Regulation D, Reserve Requirements of Depository Institutions,
59482-59486 [E8-24003]
FEDERAL RESERVE SYSTEM 12 CFR Part 204 [Regulation D; Docket No. R-1334] Reserve Requirements of Depository Institutions AGENCY: Board of Governors of the Federal Reserve System. ACTION: Interim final rule; request for public comment. SUMMARY: Under authority of section 128 of the Emergency Economic Stabilization Act of 2008, the Board is amending Regulation D, Reserve Requirements of Depository Institutions, to direct Federal Reserve Banks to pay interest on balances held at Reserve Banks to... [read document]
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(October 8, 2008) - Rule - Rules of Practice for Hearings
Federal Reserve System
Rule
Rules of Practice for Hearings,
58031-58032 [E8-23527]
FEDERAL RESERVE SYSTEM 12 CFR Part 263 [Docket No. R-1333] Rules of Practice for Hearings AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board of Governors of the Federal Reserve System (the Board) is amending its rules of practice and procedure to adjust the maximum amount, as set by statute, of each civil money penalty (CMP) within its jurisdiction to account for inflation. This action is required under the Federal Civil Penalties Inflation... [read document]
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(October 5, 2008) - Rule - Foreign Issuer Reporting Enhancements
Securities and Exchange Commission
Rule
Foreign Issuer Reporting Enhancements,
58300-58327 [E8-22760]
Part II Securities and Exchange Commission 17 CFR Parts 230, 239, et al. Foreign Issuer Reporting Enhancements; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 239, 240 and 249 [Release Nos. 33-8959; 34-58620; International Series Release No. 1310; File No. S7-05-08] RIN 3235-AK03 Foreign Issuer Reporting Enhancements AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: We are adopting a number of amendments to our rules relating to foreign private issuers... [read document]
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(October 5, 2008) - Rule - Reserve Requirements of Depository Institutions
Federal Reserve System
Rule
Reserve Requirements of Depository Institutions,
57488-57490 [E8-22944]
FEDERAL RESERVE SYSTEM 12 CFR Part 204 [Regulation D; Docket No. R-1297] Reserve Requirements of Depository Institutions AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board is amending Regulation D, Reserve Requirements of Depository Institutions, to reflect the annual indexing of the reserve requirement exemption amount and the low reserve tranche for 2009. The Regulation D amendments set the amount of total reservable liabilities of each depository... [read document]
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(October 2, 2008) - Rule - Item 407 of Regulation S-K; Technical Amendment
Securities and Exchange Commission
Rule
Item 407 of Regulation S-K; Technical Amendment,
57237-57238 [E8-23057]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 229 [Release Nos. 33-8961; 34-58656] Technical Amendment to Item 407 of Regulation S-K AGENCY: Securities and Exchange Commission. ACTION: Final rule; technical amendment. SUMMARY: The Securities and Exchange Commission (``Commission'') is making a technical amendment to Item 407 of Regulation S-K. The technical amendment updates a reference to Independence Standards Board Standard No. 1 (``ISB No. 1''), which was previously adopted by the Public... [read document]
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(October 1, 2008) - Rule - The Official Advertising Statement
National Credit Union Administration
Rule
The Official Advertising Statement,
56935-56936 [E8-23071]
Rules and Regulations Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 740 RIN 3133-AD45 The Official Advertising Statement AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is revising the requirements for use of the official insurance sign and official advertising statement to permit insured credit unions to use the basic form of the official advertising statement, a shortened form, or the official sign in advertisements. The rule will... [read document]
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(September 30, 2008) - Proposed Rule - Regulatory Flexibility Regarding Ownership of Fixed Assets
National Credit Union Administration
Proposed Rule
Regulatory Flexibility Regarding Ownership of Fixed Assets,
57013-57014 [E8-23039]
Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 701 and 742 RIN 3133-AD53 Regulatory Flexibility Regarding Ownership of Fixed Assets AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA proposes to amend its Regulatory Flexibility (RegFlex) Program to provide additional flexibility to qualifying federal credit unions (FCUs) when acquiring unimproved land for future expansion. Currently, when an FCU acquires unimproved land... [read document]
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(September 30, 2008) - Rule - Revisions for The Freedom of Information Act and Privacy Act Regulations
National Credit Union Administration
Rule
Revisions for The Freedom of Information Act and Privacy Act Regulations,
56936-56940 [E8-23076]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 792 RIN 3133-AD44 Revisions for the Freedom of Information Act and Privacy Act Regulations AGENCY: National Credit Union Administration. ACTION: Final rule. SUMMARY: The NCUA Board is amending its Freedom of Information Act (FOIA) and Privacy Act regulations. The final rule reflects recent amendments to the FOIA addressing fee practices, time limits for complying with requests, and new reporting requirements. The changes to the Privacy Act... [read document]
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(September 30, 2008) - Rule - Deposit Insurance Regulations; Revocable Trust Accounts
Federal Deposit Insurance Corporation
Rule
Deposit Insurance Regulations; Revocable Trust Accounts,
56706-56712 [E8-23058]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 330 RIN 3064-AD33 Deposit Insurance Regulations; Revocable Trust Accounts AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Interim rule with request for comments. SUMMARY: The FDIC is adopting an interim rule to simplify and modernize its deposit insurance rules for revocable trust accounts. The FDIC's main goal in implementing these revisions is to make the rules easier to understand and apply, without decreasing coverage currently... [read document]
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(September 29, 2008) - Rule - Assessments
Federal Housing Finance Board
Rule
Assessments,
56712-56715 [E8-23046]
FEDERAL HOUSING FINANCE BOARD 12 CFR Part 906 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1206 DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT Office of Federal Housing Enterprise Oversight 12 CFR Part 1701 RIN 2590-AA00 Assessments AGENCIES: Federal Housing Finance Board; Office of Federal Housing Enterprise Oversight; Federal Housing Finance Agency. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board, Office of Federal Housing Enterprise Oversight and Federal Housing Finance Agency... [read document]
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(September 29, 2008) - Proposed Rule - Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; ...
Federal Deposit Insurance Corporation
Proposed Rule
Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital:
Special Committee 215 Aeronautical Mobile Satellite (Route) Services Next Generation Satellite Services and Equipment,
56756-56763 [E8-22741]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID OCC-2008-0014] RIN 1557-AD13 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1329] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD32 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket No. OTS-2008-0010] RIN 1550-AC22 Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Deduction of Goodwill... [read document]
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(September 29, 2008) - Proposed Rule - Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; ...
Thrift Supervision Office
Proposed Rule
Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital:
Special Committee 215 Aeronautical Mobile Satellite (Route) Services Next Generation Satellite Services and Equipment,
56756-56763 [E8-22741]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID OCC-2008-0014] RIN 1557-AD13 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1329] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD32 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket No. OTS-2008-0010] RIN 1550-AC22 Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Deduction of Goodwill... [read document]
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(September 29, 2008) - Proposed Rule - Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; ...
Federal Reserve System
Proposed Rule
Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital:
Special Committee 215 Aeronautical Mobile Satellite (Route) Services Next Generation Satellite Services and Equipment,
56756-56763 [E8-22741]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID OCC-2008-0014] RIN 1557-AD13 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1329] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD32 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket No. OTS-2008-0010] RIN 1550-AC22 Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Deduction of Goodwill... [read document]
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(September 29, 2008) - Rule - Risk-Based Capital Guidelines; Leverage Capital Guidelines
Federal Reserve System
Rule
Risk-Based Capital Guidelines; Leverage Capital Guidelines,
55706-55708 [E8-22702]
FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. 1332] Risk-Based Capital Guidelines; Leverage Capital Guidelines AGENCY: Board of Governors of the Federal Reserve System. ACTION: Interim final rule with request for public comment. SUMMARY: To reduce liquidity and other strains being experienced by money market mutual funds, the Federal Reserve System adopted on September 19, 2008, a special lending facility (ABCP Lending Facility) that enables depository... [read document]
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(September 25, 2008) - Rule - Federal Home Loan Bank Boards of Directors: Eligibility and Elections
Federal Housing Finance Board
Rule
Federal Home Loan Bank Boards of Directors:
Eligibility and Elections,
55710-55722 [E8-22659]
FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1261 RIN 2590-AA03 Federal Home Loan Bank Boards of Directors: Eligibility and Elections AGENCIES: Federal Housing Finance Board; Federal Housing Finance Agency. ACTION: Interim final rule with request for comments. SUMMARY: The Federal Housing Finance Agency (FHFA) is issuing and seeking comment on an interim final regulation to implement section 1202 of the Housing and Economic Recovery Act of 2008, which... [read document]
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(September 25, 2008) - Rule - Transactions Between Member Banks and Their Affiliates: Exemption for Certain Purchases ...
Federal Reserve System
Rule
Transactions Between Member Banks and Their Affiliates:
Exemption for Certain Purchases of Asset-Backed Commercial Paper by a Member Bank from an Affiliate,
55708-55710 [E8-22701]
FEDERAL RESERVE SYSTEM 12 CFR Part 223 [Regulation W; Docket No. R-1331] Transactions Between Member Banks and Their Affiliates: Exemption for Certain Purchases of Asset-Backed Commercial Paper by a Member Bank From an Affiliate AGENCY: Board of Governors of the Federal Reserve System. ACTION: Interim final rule with request for public comment. SUMMARY: To reduce liquidity and other strains being experienced by money market mutual funds, the Federal Reserve System adopted on September 19, 2008,... [read document]
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(September 25, 2008) - Rule - Financial Education Programs that Include the Provision of Bank Products and Services
Federal Deposit Insurance Corporation
Rule
Financial Education Programs that Include the Provision of Bank Products and Services,
55431-55432 [E8-22326]
Rules and Regulations Federal Register FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 303 RIN 3064-AD28 Financial Education Programs That Include the Provision of Bank Products and Services AGENCY: Federal Deposit Insurance Corporation. ACTION: Final rule. SUMMARY: The Federal Deposit Insurance Corporation (FDIC) is amending its regulations to permit state nonmember banks to participate or assist in certain financial education programs conducted on school premises where, in connection with... [read document]
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(September 24, 2008) - Rule - Deposit Insurance Requirements After Certain Conversions; Definition of Corporate ...
Federal Deposit Insurance Corporation
Rule
Deposit Insurance Requirements After Certain Conversions; Definition of Corporate Reorganization:
Optional Conversions (Oakar Transactions); Additional Grounds for Disapproval of Changes in Control; and Disclosure of Certain Supervisory Information,
55432-55435 [E8-22327]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 303, 308 and 309 RIN 3064-AD25 Deposit Insurance Requirements After Certain Conversions; Definition of ``Corporate Reorganization;'' Optional Conversions (``Oakar Transactions''); Additional Grounds for Disapproval of Changes in Control; and Disclosure of Certain Supervisory Information AGENCY: Federal Deposit Insurance Corporation. ACTION: Final rule. SUMMARY: The FDIC is issuing a final rule that amends certain of its regulations by... [read document]
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(September 24, 2008) - Rule - Adoption of Updated EDGAR Filer Manual
Securities and Exchange Commission
Rule
Adoption of Updated EDGAR Filer Manual,
54943-54945 [E8-22391]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-8956; 34-58584; 39-2458; IC-28381] Adoption of Updated EDGAR Filer Manual AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. The revisions are being made primarily to support the rule amendments made to... [read document]
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(September 23, 2008) - Rule - Transactions Between Member Banks and Their Affiliates: Exemption for Certain Securities ...
Federal Reserve System
Rule
Transactions Between Member Banks and Their Affiliates:
Exemption for Certain Securities Financing Transactions Between a Member Bank and an Affiliate,
54307-54309 [E8-21792]
FEDERAL RESERVE SYSTEM 12 CFR Part 223 [Regulation W; Docket No. R-1330] Transactions Between Member Banks and Their Affiliates: Exemption for Certain Securities Financing Transactions Between a Member Bank and an Affiliate AGENCY: Board of Governors of the Federal Reserve System (Board). ACTION: Interim final rule with request for public comment. SUMMARY: In light of the continuing unusual and exigent circumstances in the financial markets, the Board has adopted, on an interim final basis, a... [read document]
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(September 18, 2008) - Rule - Equal Credit Opportunity
Federal Reserve System
Rule
Equal Credit Opportunity,
53685 [E8-21629]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 202 [Regulation B; Docket No. R-1327] Equal Credit Opportunity AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; technical amendment. SUMMARY: The Board is publishing amendments to Regulation B (Equal Credit Opportunity Act) to update the address where questions should be directed concerning creditors for which the Office of Thrift Supervision administers compliance with the regulation. DATES:... [read document]
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(September 16, 2008) - Rule - Availability of Funds and Collection of Checks
Federal Reserve System
Rule
Availability of Funds and Collection of Checks,
52908-52909 [E8-21089]
FEDERAL RESERVE SYSTEM 12 CFR Part 229 [Regulation CC; Docket No. R-1326] Availability of Funds and Collection of Checks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; technical amendment. SUMMARY: The Board of Governors (Board) is amending appendix A of Regulation CC to delete the reference to the Jacksonville branch office of the Federal Reserve Bank of Atlanta and to reassign the Federal Reserve routing symbols currently listed under that office to the head... [read document]
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(September 11, 2008) - Rule - Exemption from Registration Under Section 12(g) of the Securities Exchange Act of 1934 ...
Securities and Exchange Commission
Rule
Exemption from Registration Under Section 12(g) of the Securities Exchange Act of 1934 for Foreign Private Issuers,
52752-52769 [E8-20995]
Part III Securities and Exchange Commission 17 CFR Parts 239, 240 and 249 Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239, 240 and 249 [Release No. 34-58465; International Series Release No. 1309; File No. S7-04-08] RIN 3235-AK04 Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers AGENCY: Securities and... [read document]
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(September 9, 2008) - Rule - Availability of Funds and Collection of Checks; Technical Amendment
Federal Reserve System
Rule
Availability of Funds and Collection of Checks; Technical Amendment,
47817-47818 [E8-18850]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 229 [Regulation CC; Docket No. R-1324] Availability of Funds and Collection of Checks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; technical amendment. SUMMARY: The Board of Governors (Board) is amending appendix A of Regulation CC to delete the reference to the Cincinnati branch office of the Federal Reserve Bank of Cleveland and to reassign the Federal Reserve routing symbols currently... [read document]
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(August 14, 2008) - Proposed Rule - Reimbursement for Providing Financial Records; Recordkeeping Requirements for ...
Federal Reserve System
Proposed Rule
Reimbursement for Providing Financial Records; Recordkeeping Requirements for Certain Financial Records,
47854-47857 [E8-18898]
FEDERAL RESERVE SYSTEM 12 CFR Part 219 [Regulation S; Docket No. R-1325] Reimbursement for Providing Financial Records; Recordkeeping Requirements for Certain Financial Records AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for comments. SUMMARY: The Board of Governors of the Federal Reserve System (Board) is proposing amendments to Subpart A of Regulation S, which implements the requirement under the Right to Financial Privacy Act (RFPA) that the Board... [read document]
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(August 14, 2008) - Rule - Truth in Lending
Federal Reserve System
Rule
Truth in Lending,
46190-46191 [E8-18275]
FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1320] Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; staff commentary. SUMMARY: The Board is publishing a final rule amending the staff commentary that interprets the requirements of Regulation Z (Truth in Lending). The Board is required to adjust annually the dollar amount that triggers requirements for certain home mortgage loans bearing fees above a certain amount. The Home... [read document]
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(August 7, 2008) - Proposed Rule - Proposed Amendment to Municipal Securities Disclosure
Securities and Exchange Commission
Proposed Rule
Proposed Amendment to Municipal Securities Disclosure,
46138-46160 [E8-17856]
Part II Securities and Exchange Commission 17 CFR Part 240 Proposed Amendment to Municipal Securities Disclosure; Proposed Rule; Notice SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-58255; File No. S7-21-08] RIN-3235-AK20 Proposed Amendment to Municipal Securities Disclosure AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: The Securities and Exchange Commission (``Commission'') is publishing for comment proposed amendments to a rule under the... [read document]
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(August 6, 2008) - Rule - Fair Housing and Nondiscrimination on the Basis of Disability
Federal Deposit Insurance Corporation
Rule
Fair Housing and Nondiscrimination on the Basis of Disability,
45854-45857 [E8-18052]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 338 and 352 RIN 3064-AD31 Fair Housing and Nondiscrimination on the Basis of Disability AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: The FDIC is amending two regulations, following a recent review, to update FDIC addresses contained in the regulations. First, the FDIC is updating the division name and address information in the Equal Housing Lender poster set forth in its fair housing regulation. Second,... [read document]
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(August 6, 2008) - Rule - Commission Guidance on the Use of Company Web Sites
Securities and Exchange Commission
Rule
Commission Guidance on the Use of Company Web Sites,
45862-45874 [E8-18148]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 241 and 271 [Release Nos. 34-58288, IC-28351; File No. S7-23-08] Commission Guidance on the Use of Company Web Sites AGENCY: Securities and Exchange Commission. ACTION: Interpretation; solicitation of comment. SUMMARY: We are publishing this interpretive release to provide guidance regarding the use of company Web sites under the Exchange Act and the antifraud provisions of the federal securities laws. We are soliciting comment on issues relating... [read document]
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(August 6, 2008) - Proposed Rule - Commission Guidance Regarding the Duties and Responsibilities of Investment ...
Securities and Exchange Commission
Proposed Rule
Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors with Respect to Investment Adviser Portfolio Trading,
45646-45656 [E8-18035]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 [Release Nos. 34-58264; IC-28345; IA-2763 File No. S7-22-08] RIN 3235-AJ45 Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors With Respect to Investment Adviser Portfolio Trading Practices AGENCY: Securities and Exchange Commission. ACTION: Proposed guidance; request for comment. SUMMARY: The Securities and Exchange Commission is publishing for comment this proposed guidance to boards of... [read document]
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(August 5, 2008) - Proposed Rule - Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End ...
Securities and Exchange Commission
Proposed Rule
Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies,
45646 [E8-18036]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 232, 239 and 274 [Release Nos. 33-8949; IC-28346; File No. S7-28-07] RIN 3235-AJ44 Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; reopening of comment period. SUMMARY: The Securities and Exchange Commission is reopening the period for public comment on amendments it originally proposed in Securities Act Release... [read document]
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(August 5, 2008) - Rule - Supervisory Guidance; Supervisory Review Process of Capital Adequacy (Pillar 2) Related ...
Thrift Supervision Office
Rule
Supervisory Guidance; Supervisory Review Process of Capital Adequacy (Pillar 2) Related to:
Implementation of the Basel II Advanced Capital Framework,
44620-44628 [E8-17555]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID OCC-2008-0009] FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Docket No. OP-1322] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket No. 2008-0008] Supervisory Guidance: Supervisory Review Process of Capital Adequacy (Pillar 2) Related to the Implementation of the Basel II Advanced Capital Framework AGENCIES: Office of... [read document]
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(July 30, 2008) - Rule - Supervisory Guidance; Supervisory Review Process of Capital Adequacy (Pillar 2) Related ...
Federal Deposit Insurance Corporation
Rule
Supervisory Guidance; Supervisory Review Process of Capital Adequacy (Pillar 2) Related to:
Implementation of the Basel II Advanced Capital Framework,
44620-44628 [E8-17555]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID OCC-2008-0009] FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Docket No. OP-1322] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket No. 2008-0008] Supervisory Guidance: Supervisory Review Process of Capital Adequacy (Pillar 2) Related to the Implementation of the Basel II Advanced Capital Framework AGENCIES: Office of... [read document]
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(July 30, 2008) - Rule - Supervisory Guidance; Supervisory Review Process of Capital Adequacy (Pillar 2) Related ...
Federal Reserve System
Rule
Supervisory Guidance; Supervisory Review Process of Capital Adequacy (Pillar 2) Related to:
Implementation of the Basel II Advanced Capital Framework,
44620-44628 [E8-17555]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID OCC-2008-0009] FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Docket No. OP-1322] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket No. 2008-0008] Supervisory Guidance: Supervisory Review Process of Capital Adequacy (Pillar 2) Related to the Implementation of the Basel II Advanced Capital Framework AGENCIES: Office of... [read document]
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(July 30, 2008) - Proposed Rule - Risk-Based Capital Guidelines; Capital Adequacy Guidelines: Standardized Framework
Federal Deposit Insurance Corporation
Proposed Rule
Risk-Based Capital Guidelines; Capital Adequacy Guidelines:
Standardized Framework,
43982-44060 [E8-16262]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 3 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Department of the Treasury Office of Thrift Supervision 12 CFR Part 567 Risk-Based Capital Guidelines; Capital Adequacy Guidelines: Standardized Framework; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2008-0006] RIN 1557-AD07 FEDERAL... [read document]
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(July 28, 2008) - Proposed Rule - Risk-Based Capital Guidelines; Capital Adequacy Guidelines: Standardized Framework
Federal Reserve System
Proposed Rule
Risk-Based Capital Guidelines; Capital Adequacy Guidelines:
Standardized Framework,
43982-44060 [E8-16262]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 3 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Department of the Treasury Office of Thrift Supervision 12 CFR Part 567 Risk-Based Capital Guidelines; Capital Adequacy Guidelines: Standardized Framework; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2008-0006] RIN 1557-AD07 FEDERAL... [read document]
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(July 28, 2008) - Proposed Rule - Risk-Based Capital Guidelines; Capital Adequacy Guidelines: Standardized Framework
Thrift Supervision Office
Proposed Rule
Risk-Based Capital Guidelines; Capital Adequacy Guidelines:
Standardized Framework,
43982-44060 [E8-16262]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 3 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Department of the Treasury Office of Thrift Supervision 12 CFR Part 567 Risk-Based Capital Guidelines; Capital Adequacy Guidelines: Standardized Framework; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2008-0006] RIN 1557-AD07 FEDERAL... [read document]
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(July 28, 2008) - Proposed Rule - Recordkeeping Requirements for Qualified Financial Contracts
Federal Deposit Insurance Corporation
Proposed Rule
Recordkeeping Requirements for Qualified Financial Contracts,
43635-43643 [E8-16951]
Proposed Rules Federal Register FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 370 RIN 3064-AD30 Recordkeeping Requirements for Qualified Financial Contracts; Proposed Rule and Notice AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking. SUMMARY: The FDIC proposes recordkeeping requirements for qualified financial contracts (QFCs) held by insured depository institutions in a troubled condition as defined in this proposed rule. The appendix to the... [read document]
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(July 27, 2008) - Rule - Large-Bank Deposit Insurance Determination Modernization
Federal Deposit Insurance Corporation
Rule
Large-Bank Deposit Insurance Determination Modernization,
41180-41211 [E8-15492]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 360 RIN 3064-AD26 Large-Bank Deposit Insurance Determination Modernization AGENCY: Federal Deposit Insurance Corporation (``FDIC''). ACTION: Final rule. SUMMARY: The FDIC is adopting a final rule requiring the largest insured depository institutions to adopt mechanisms that would, in the event of the institution's failure: provide the FDIC with standard deposit account and other customer information; and allow the placement and release of holds... [read document]
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(July 16, 2008) - Rule - Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure
Federal Deposit Insurance Corporation
Rule
Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure,
41170-41180 [E8-15493]
Part II Federal Deposit Insurance Corporation 12 CFR Part 360 Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure; Large Bank Deposit Insurance Determination Modernization; Interim and Final Rules FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 360 RIN 3064-AD26 Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Interim rule with request for comments.... [read document]
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(July 16, 2008) - Proposed Rule - Amendment to Regulation SHO
Securities and Exchange Commission
Proposed Rule
Amendment to Regulation SHO,
40201-40203 [E8-15768]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 242 [Release No. 34-58107; File No. S7-19-07] RIN 3235-AJ57 Amendment to Regulation SHO AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; notice of re-opening of comment period. SUMMARY: The Securities and Exchange Commission is re-opening the comment period on the ``Amendments to Regulation SHO'' it re-proposed in Securities Exchange Act Release No. 56213 (August 7, 2007), 72 FR 45558 (August 14, 2007), (the ``Proposal''). In view... [read document]
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(July 13, 2008) - Proposed Rule - Security Ratings
Securities and Exchange Commission
Proposed Rule
Security Ratings,
40106-40124 [E8-15281]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229, 230, 239 and 240 [Release No. 33-8940; 34-58071; File No. S7-18-08] RIN 3235-AK18 Security Ratings AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: This is one of three releases that the Commission is publishing simultaneously relating to the use of security ratings by nationally recognized statistical rating organizations in its rules and forms. In this release, the Commission proposes to replace rule and form... [read document]
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(July 10, 2008) - Rule - Commission Guidance and Amendment to the Rules Relating to Organization and Program ...
Securities and Exchange Commission
Rule
Commission Guidance and Amendment to the Rules Relating to Organization and Program Management, etc.,
40144-40152 [E8-15574]
Part V Securities and Exchange Commission 17 CFR Parts 200 and 241 Commission Guidance and Amendment to the Rules Relating to Organization and Program Management Concerning Proposed Rule Changes Filed by Self- Regulatory Organizations; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 200 and 241 [Release No. 34-58092] Commission Guidance and Amendment to the Rules Relating to Organization and Program Management Concerning Proposed Rule Changes Filed by Self-Regulatory Organizations... [read document]
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(July 10, 2008) - Proposed Rule - References to Ratings of Nationally Recognized Statistical Ratings Organizations
Securities and Exchange Commission
Proposed Rule
References to Ratings of Nationally Recognized Statistical Ratings Organizations,
40124-40142 [E8-15282]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 270 and 275 [Release Nos. IC-28327; IA-2751 File No. S7-19-08] RIN 3235-AK19 References to Ratings of Nationally Recognized Statistical Rating Organizations AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: This is one of three releases that the Securities and Exchange Commission (``Commission'') is publishing simultaneously relating to the use in its rules and forms of credit ratings issued by nationally recognized... [read document]
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(July 10, 2008) - Proposed Rule - References to Ratings of Nationally Recognized Statistical Rating Organizations
Securities and Exchange Commission
Proposed Rule
References to Ratings of Nationally Recognized Statistical Rating Organizations,
40088-40106 [E8-15280]
Part IV Securities and Exchange Commission 17 CFR Parts 229, 230, et al. References to Ratings of Nationally Recognized Statistical Rating Organizations; Security Ratings; Proposed Rules SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240, 242 and 249 [Release No. 34-58070; File No. S7-17-08] RIN 3235-AK17 References to Ratings of Nationally Recognized Statistical Rating Organizations AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: This is one of three releases that... [read document]
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(July 10, 2008) - Rule - Optional Charter Provisions in Mutual Holding Company Structures
Thrift Supervision Office
Rule
Optional Charter Provisions in Mutual Holding Company Structures,
39216-39220 [E8-14374]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 575 [No. OTS-2008-0005] RIN 1550-[AC15] Optional Charter Provisions in Mutual Holding Company Structures AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Office of Thrift Supervision (OTS) is amending its mutual holding company (MHC) regulations to permit certain MHC subsidiaries to adopt an optional charter provision that would prohibit any person from acquiring, or offering to acquire,... [read document]
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(July 8, 2008) - Proposed Rule - Modernization of the Oil and Gas Reporting Requirements
Securities and Exchange Commission
Proposed Rule
Modernization of the Oil and Gas Reporting Requirements,
39526-39568 [E8-14944]
Part IV Securities and Exchange Commission 17 CFR Parts 210, 229 and 249 Modernization of the Oil and Gas Reporting Requirements; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 229 and 249 [Release Nos. 33-8935; 34-58030; File No. S7-15-08] RIN 3235-AK00 Modernization of the Oil and Gas Reporting Requirements AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: The Commission is proposing revisions to its oil and gas reporting requirements which exist... [read document]
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(July 8, 2008) - Proposed Rule - Exemption of Certain Foreign Brokers or Dealers
Securities and Exchange Commission
Proposed Rule
Exemption of Certain Foreign Brokers or Dealers,
39182-39212 [E8-15000]
Part IV Securities and Exchange Commission 17 CFR Part 240 Exemption of Certain Foreign Brokers or Dealers; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-58047; File No. S7-16-08] RIN 3235-AK15 Exemption of Certain Foreign Brokers or Dealers AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: The Securities and Exchange Commission (``Commission'' or ``SEC'') is proposing to amend a rule under the Securities Exchange Act of 1934... [read document]
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(July 7, 2008) - Rule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of ...
Securities and Exchange Commission
Rule
Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers,
38094-38100 [E8-14942]
Part IV Securities and Exchange Commission 17 CFR Parts 210, 228, 229 and 249 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 228, 229 and 249 [Release Nos. 33-8934; 34-58028; File No. S7-06-03] RIN 3235-AJ64 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers AGENCY: Securities and Exchange Commission. ACTION: Final rules.... [read document]
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(July 1, 2008) - Proposed Rule - Indexed Annuities and Certain Other Insurance Contracts
Securities and Exchange Commission
Proposed Rule
Indexed Annuities and Certain Other Insurance Contracts,
37752-37774 [E8-14845]
Part VI Securities and Exchange Commission 17 CFR Parts 230 and 240 Indexed Annuities and Certain Other Insurance Contracts; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230 and 240 [Release Nos. 33-8933, 34-58022; File No. S7-14-08] RIN 3235-AK16 Indexed Annuities and Certain Other Insurance Contracts AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: We are proposing a new rule that would define the terms ``annuity contract'' and ``optional annuity... [read document]
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(June 30, 2008) - Proposed Rule - Member Business Loans
National Credit Union Administration
Proposed Rule
Member Business Loans,
35977-35978 [E8-14294]
Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 723 RIN 3133-AD42 Member Business Loans AGENCY: National Credit Union Administration (NCUA). ACTION: Advance notice of proposed rulemaking and request for comment (ANPR). SUMMARY: NCUA is considering amending its member business loans (MBL) rule to clarify or revise current provisions including those related to: loan-to-value (LTV) ratio requirements; collateral and security requirements; credit union service... [read document]
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(June 24, 2008) - Proposed Rule - Nationally Recognized Statistical Rating Organizations
Securities and Exchange Commission
Proposed Rule
Nationally Recognized Statistical Rating Organizations,
36212-36252 [E8-13887]
Part III Securities and Exchange Commission 17 CFR Parts 240 and 249b Proposed Rules for Nationally Recognized Statistical Rating Organizations; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249b [Release No. 34-57967; File No. S7-13-08] RIN 3235-AK14 Proposed Rules for Nationally Recognized Statistical Rating Organizations AGENCY: Securities and Exchange Commission (``Commission''). ACTION: Proposed rule. SUMMARY: In the first of three related actions the Commission is... [read document]
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(June 24, 2008) - Rule - Financial Education Programs that Include the Provision of Bank Products and Services
Federal Deposit Insurance Corporation
Rule
Financial Education Programs that Include the Provision of Bank Products and Services,
35337-35339 [E8-14076]
Rules and Regulations Federal Register FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 303 RIN 3064-AD28 Financial Education Programs That Include the Provision of Bank Products and Services AGENCY: Federal Deposit Insurance Corporation. ACTION: Interim final rule and request for comment. SUMMARY: The Federal Deposit Insurance Corporation (FDIC) is amending its regulations to permit state nonmember banks to participate or assist in financial education programs conducted on school premises... [read document]
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(June 22, 2008) - Proposed Rule - Interactive Data for Mutual Fund Risk/Return Summary
Securities and Exchange Commission
Proposed Rule
Interactive Data for Mutual Fund Risk/Return Summary,
35442-35469 [E8-13356]
Part II Securities and Exchange Commission 17 CFR Parts 230, 232, 239, et al. Interactive Data for Mutual Fund Risk/Return Summary; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 232, 239, 270 and 274 [Release Nos. 33-8929, 34-57942, 39-2457, IC-28298; File Number S7-12- 08] RIN 3235-AK13 Interactive Data for Mutual Fund Risk/Return Summary AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: We are proposing rules requiring mutual funds to provide... [read document]
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(June 22, 2008) - Proposed Rule - Organization and Operations of Federal Credit Unions
National Credit Union Administration
Proposed Rule
Organization and Operations of Federal Credit Unions,
34366-34464 [E8-12946]
Part II National Credit Union Administration 12 CFR Part 701 Organization and Operations of Federal Credit Unions; Proposed Rule NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD48 Organization and Operations of Federal Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA seeks public comment on four proposals to modify its Chartering and Field of Membership Manual to update and clarify the process of approving credit union... [read document]
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(June 16, 2008) - Rule - Adoption of Updated EDGAR Filer Manual
Securities and Exchange Commission
Rule
Adoption of Updated EDGAR Filer Manual,
33298-33299 [E8-12961]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-8926; 34-57914; 39-2456; IC-28296] Adoption of Updated EDGAR Filer Manual AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. The revisions are being made to address the removal of rescinded EDGAR... [read document]
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(June 11, 2008) - Rule - Adoption of Updated EDGAR Filer Manual
Securities and Exchange Commission
Rule
Adoption of Updated EDGAR Filer Manual,
33002-33005 [E8-13093]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-8922; 34-57888; 39-2454; IC-28292] Adoption of Updated EDGAR Filer Manual AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. The revisions are being made primarily to reflect the United States Department... [read document]
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(June 10, 2008) - Proposed Rule - Unfair or Deceptive Acts or Practices; Correction
Thrift Supervision Office
Proposed Rule
Unfair or Deceptive Acts or Practices; Correction,
31648 [E8-12359]
Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 535 [Docket ID. OTS-2008-0004] RIN 1550-AC17 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 706 RIN 3133-AD47 Unfair or Deceptive Acts or Practices; Correction AGENCIES: Office of Thrift Supervision, Treasury (OTS); and National Credit Union Administration (NCUA). ACTION: Proposed rule; correction. SUMMARY: This document corrects the preamble to a proposed rule published in the Federal Register... [read document]
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(June 2, 2008) - Proposed Rule - Unfair or Deceptive Acts or Practices; Correction
National Credit Union Administration
Proposed Rule
Unfair or Deceptive Acts or Practices; Correction,
31648 [E8-12359]
Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 535 [Docket ID. OTS-2008-0004] RIN 1550-AC17 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 706 RIN 3133-AD47 Unfair or Deceptive Acts or Practices; Correction AGENCIES: Office of Thrift Supervision, Treasury (OTS); and National Credit Union Administration (NCUA). ACTION: Proposed rule; correction. SUMMARY: This document corrects the preamble to a proposed rule published in the Federal Register... [read document]
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(June 2, 2008) - Proposed Rule - Incidental Powers
National Credit Union Administration
Proposed Rule
Incidental Powers,
30818-30820 [E8-11927]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 721 RIN 3133-AD12 Incidental Powers AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA proposes to amend its regulation governing a federal credit union's (FCU's) incidental powers by adding illustrations of permissible activities under the categories of correspondent services, operational programs, and finder activities. These amendments will provide useful information to FCUs by clarifying and updating the... [read document]
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(May 28, 2008) - Rule - Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of ...
Thrift Supervision Office
Rule
Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption,
30736-30737 [E8-11781]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 585 [OTS-2007-0008] RIN 1550-AC14 Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption AGENCY: Office of Thrift Supervision (OTS), Treasury. ACTION: Final rule. SUMMARY: OTS is revising its rules implementing section 19(e) of the Federal Deposit Insurance Act (FDIA), which prohibits any person who has been convicted of any criminal offense involving dishonesty, breach of... [read document]
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(May 28, 2008) - Proposed Rule - Fair Credit Reporting Risk-Based Pricing Regulations; Correction
Federal Reserve System
Proposed Rule
Fair Credit Reporting Risk-Based Pricing Regulations; Correction,
30814-30818 [E8-11961]
Proposed Rules Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 222 [Regulation V; Docket No. R-1316] FEDERAL TRADE COMMISSION 16 CFR Part 698 RIN 3084-AA94 Fair Credit Reporting Risk-Based Pricing Regulations; Correction AGENCIES: Board of Governors of the Federal Reserve System (Board) and Federal Trade Commission (Commission). ACTION: Notice of proposed rulemaking; correction. SUMMARY: This document contains corrections to proposed rules published in the Federal Register on May 19, 2008... [read document]
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(May 28, 2008) - Rule - Technical Amendments
National Credit Union Administration
Rule
Technical Amendments,
30476-30478 [E8-11736]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 700, 704, 705, 707, 708b, 711, 713, 716, 723, 760, and 792 Technical Amendments AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is amending a number of its regulations by making minor technical corrections and grammatical changes. The amendments delete duplicate words, add proper punctuations, and make other grammatically necessary corrections. The amendments are intended to provide helpful changes to... [read document]
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(May 27, 2008) - Proposed Rule - Truth in Savings
Federal Reserve System
Proposed Rule
Truth in Savings,
28739-28751 [E8-10243]
Proposed Rules Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 230 [Regulation DD; Docket No. R-1315] Truth in Savings AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for public comment. SUMMARY: The Federal Reserve Board (Board) proposes to amend Regulation DD, which implements the Truth in Savings Act, and the staff commentary to the regulation, to provide additional disclosures about account terms and costs associated with overdrafts. The proposed... [read document]
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(May 18, 2008) - Proposed Rule - Fair Credit Reporting Risk-Based Pricing Regulations
Federal Reserve System
Proposed Rule
Fair Credit Reporting Risk-Based Pricing Regulations,
28966-29021 [E8-10640]
Part IV Federal Reserve System 12 CFR Part 222 Federal Trade Commission 16 CFR Parts 640 and 698 Fair Credit Reporting Risk-Based Pricing Regulations; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 222 [Regulation V; Docket No. R-1316] FEDERAL TRADE COMMISSION 16 CFR Parts 640 and 698 RIN 3084-AA94 Fair Credit Reporting Risk-Based Pricing Regulations AGENCIES: Board of Governors of the Federal Reserve System (Board) and Federal Trade Commission (Commission). ACTION: Notice of proposed... [read document]
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(May 18, 2008) - Proposed Rule - Truth in Lending
Federal Reserve System
Proposed Rule
Truth in Lending,
28866-28901 [E8-10242]
Part II Federal Reserve System 12 CFR Part 226 Truth in Lending; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1286] Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for public comment. SUMMARY: On June 14, 2007, the Board published proposed amendments to Regulation Z, which implements the Truth in Lending Act (TILA), and to the staff commentary to the regulation, following a comprehensive review of... [read document]
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(May 18, 2008) - Proposed Rule - Unfair or Deceptive Acts or Practices
Federal Reserve System
Proposed Rule
Unfair or Deceptive Acts or Practices,
28904-28964 [E8-10247]
Part III Federal Reserve System 12 CFR Part 227 Department of the Treasury Office of Thrift Supervision 12 CFR Part 535 National Credit Union Administration 12 CFR Part 706 Unfair or Deceptive Acts or Practices; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 227 [Regulation AA; Docket No. R-1314] DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 535 [Docket ID. OTS-2008-0004] RIN 1550-AC17 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 706 RIN 3133-AD47 Unfair or Deceptive... [read document]
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(May 18, 2008) - Proposed Rule - Unfair or Deceptive Acts or Practices
Thrift Supervision Office
Proposed Rule
Unfair or Deceptive Acts or Practices,
28904-28964 [E8-10247]
Part III Federal Reserve System 12 CFR Part 227 Department of the Treasury Office of Thrift Supervision 12 CFR Part 535 National Credit Union Administration 12 CFR Part 706 Unfair or Deceptive Acts or Practices; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 227 [Regulation AA; Docket No. R-1314] DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 535 [Docket ID. OTS-2008-0004] RIN 1550-AC17 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 706 RIN 3133-AD47 Unfair or Deceptive... [read document]
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(May 18, 2008) - Proposed Rule - Unfair or Deceptive Acts or Practices
National Credit Union Administration
Proposed Rule
Unfair or Deceptive Acts or Practices,
28904-28964 [E8-10247]
Part III Federal Reserve System 12 CFR Part 227 Department of the Treasury Office of Thrift Supervision 12 CFR Part 535 National Credit Union Administration 12 CFR Part 706 Unfair or Deceptive Acts or Practices; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 227 [Regulation AA; Docket No. R-1314] DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 535 [Docket ID. OTS-2008-0004] RIN 1550-AC17 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 706 RIN 3133-AD47 Unfair or Deceptive... [read document]
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(May 18, 2008) - Rule - Availability of Funds and Collection of Checks
Federal Reserve System
Rule
Availability of Funds and Collection of Checks,
28319-28320 [E8-10973]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 229 [Regulation CC; Docket No. R-1317] Availability of Funds and Collection of Checks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; technical amendment. SUMMARY: The Board of Governors (Board) is amending appendix A of Regulation CC to delete the reference to the Memphis branch office of the Federal Reserve Bank of St. Louis and reassign the Federal Reserve routing symbols currently listed... [read document]
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(May 15, 2008) - Rule - Extensions of Credit by Federal Reserve Banks
Federal Reserve System
Rule
Extensions of Credit by Federal Reserve Banks,
25505-25506 [E8-10021]
FEDERAL RESERVE SYSTEM 12 CFR Part 201 [Regulation A] Extensions of Credit by Federal Reserve Banks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board of Governors of the Federal Reserve System (Board) has adopted final amendments to its Regulation A to reflect the Board's approval of a decrease in the primary credit rate at each Federal Reserve Bank. The secondary credit rate at each Reserve Bank automatically decreased by formula as a result of... [read document]
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(May 6, 2008) - Proposed Rule - Credit Union Service Organizations
National Credit Union Administration
Proposed Rule
Credit Union Service Organizations,
23982-23988 [E8-9457]
Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 712 and 741 RIN 3133-AD20 Credit Union Service Organizations AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA proposes to change its credit union service organization (CUSO) rule by adding two new categories of permissible CUSO activities: Credit card loan origination and payroll processing services. The proposal would also add new examples of permissible CUSO activities... [read document]
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(April 30, 2008) - Proposed Rule - Official Advertising Statement
National Credit Union Administration
Proposed Rule
Official Advertising Statement,
22839-22840 [E8-8967]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 740 RIN 3133-AD45 The Official Advertising Statement AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rulemaking. SUMMARY: The NCUA Board proposes revising the requirements for use of the official insurance sign and official advertising statement to permit insured credit unions to use the basic form of the official advertising statement, a shortened form, or the official sign in advertisements. The proposed rule will give... [read document]
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(April 27, 2008) - Proposed Rule - Low-Income Definition
National Credit Union Administration
Proposed Rule
Low-Income Definition,
22836-22839 [E8-8968]
Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 701 and 705 RIN 3133-AC98 The Low-Income Definition AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: The NCUA is proposing to use median family income (MFI) to determine if a credit union qualifies for a low-income designation and assistance from the Community Development Revolving Loan Fund (CDRLF). The proposed rule will eliminate the confusion associated with adjusting median... [read document]
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(April 27, 2008) - Proposed Rule - Freedom of Information Act and Privacy Act Regulations; Revisions
National Credit Union Administration
Proposed Rule
Freedom of Information Act and Privacy Act Regulations; Revisions,
22289-22294 [E8-8948]
Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 792 RIN 3133-AD44 Revisions for the Freedom of Information Act and Privacy Act Regulations AGENCY: National Credit Union Administration. ACTION: Proposed rule. SUMMARY: The NCUA Board is proposing changes to its Freedom of Information Act (FOIA) and the Privacy Act regulations. The changes to FOIA provisions largely relate to recent amendments to the Freedom of Information Act addressing several procedural issues... [read document]
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(April 24, 2008) - Rule - Risk-based capital: Advanced capital adequacy framework; Basel II; Correction
Thrift Supervision Office
Rule
Risk-based capital:
Advanced capital adequacy framework; Basel II; Correction,
21690 [C7-5729]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. OCC[dash]2007[dash]0018] RIN 1557[dash]AC91 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R[dash]1261] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064[dash]AC73 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 559, 560, 563 and 567 [Docket No. OTS 2007[dash]0021] RIN 1550[dash]AB56 Risk[dash]Based Capital Standards: Advanced Capital... [read document]
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(April 21, 2008) - Rule - Risk-based capital: Advnced capital adequacy framework; Basel II; Correction
Federal Deposit Insurance Corporation
Rule
Risk-based capital:
Advnced capital adequacy framework; Basel II; Correction,
21690 [C7-5729]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. OCC[dash]2007[dash]0018] RIN 1557[dash]AC91 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R[dash]1261] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064[dash]AC73 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 559, 560, 563 and 567 [Docket No. OTS 2007[dash]0021] RIN 1550[dash]AB56 Risk[dash]Based Capital Standards: Advanced Capital... [read document]
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(April 21, 2008) - Proposed Rule - Affordable Housing Program Amendments
Federal Housing Finance Board
Proposed Rule
Affordable Housing Program Amendments,
20552-20564 [E8-7949]
Proposed Rules Federal Register FEDERAL HOUSING FINANCE BOARD 12 CFR Part 951 [No. 2008-09] RIN 3069-AB35 Affordable Housing Program Amendments AGENCY: Federal Housing Finance Board. ACTION: Proposed rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is proposing to amend its Affordable Housing Program (AHP) regulation to authorize the Federal Home Loan Banks (Banks) to establish AHP homeownership set- aside programs for the purpose of refinancing or restructuring eligible... [read document]
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(April 15, 2008) - Proposed Rule - Assessment Dividends
Federal Deposit Insurance Corporation
Proposed Rule
Assessment Dividends,
15459-15468 [E8-5670]
Proposed Rules Federal Register FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD27 Assessment Dividends AGENCY: Federal Deposit Insurance Corporation (``FDIC''). ACTION: Notice of proposed rulemaking. SUMMARY: The FDIC is proposing regulations to implement the assessment dividend requirements in the Federal Deposit Insurance Reform Act of 2005 (``Reform Act'') and the Federal Deposit Insurance Reform Conforming Amendments Act of 2005 (``Amendments Act''). The proposed rule is... [read document]
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(March 22, 2008) - Rule - Procedures for Debt Collection
National Credit Union Administration
Rule
Procedures for Debt Collection,
11340-11346 [E8-3799]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 797 Procedures for Debt Collection AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: Pursuant to the Debt Collection Improvement Act of 1996 NCUA is issuing a regulation governing procedures for collecting debts owed to the federal government by present and former NCUA employees. The regulation sets forth the procedures NCUA will follow in collecting debts owed to the United States arising from activities under... [read document]
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(March 2, 2008) - Rule - Prohibited Service at Savings and Loan Holding Companies: Extension of Expiration Date ...
Thrift Supervision Office
Rule
Prohibited Service at Savings and Loan Holding Companies:
Extension of Expiration Date of Temporary Exemption,
10985-10986 [08-887]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 585 [OTS-2007-0008] RIN 1550-AC14 Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption AGENCY: Office of Thrift Supervision (OTS) Treasury. ACTION: Final rule. SUMMARY: OTS is revising its rules implementing section 19(e) of the Federal Deposit Insurance Act (FDIA), which prohibits any person who has been convicted of any criminal offense involving dishonesty, breach of... [read document]
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(February 28, 2008) - Proposed Rule - Mergers, Conversion From Credit Union Charter, and Account Insurance ...
National Credit Union Administration
Proposed Rule
Mergers, Conversion From Credit Union Charter, and Account Insurance Termination; Extension of Comment Period,
10697 [E8-3831]
Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 708a and 708b Mergers, Conversion From Credit Union Charter, and Account Insurance Termination; Extension of Comment Period AGENCY: National Credit Union Administration (NCUA). ACTION: Advanced notice of proposed rulemaking and request for comment (ANPR); notice of extension of comment period. SUMMARY: The NCUA Board recently issued an ANPR regarding mergers, conversions from credit union charter, and account... [read document]
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(February 27, 2008) - Proposed Rule - Mergers, Conversion from Credit Union Charter, and Account Insurance Termination
National Credit Union Administration
Proposed Rule
Mergers, Conversion from Credit Union Charter, and Account Insurance Termination,
5461-5466 [E8-1572]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 708a and 708b RIN 3133-AD40 Mergers, Conversion From Credit Union Charter, and Account Insurance Termination AGENCY: National Credit Union Administration (NCUA). ACTION: Advance notice of proposed rulemaking and request for comment (ANPR). SUMMARY: NCUA is considering whether to issue regulations to govern merger of a federally insured credit union (FICU) into or a FICU's conversion to a financial institution other than a mutual savings bank... [read document]
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(January 29, 2008) - Proposed Rule - Processing of Deposit Accounts in the Event of an Insured Depository ...
Federal Deposit Insurance Corporation
Proposed Rule
Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure and Large-Bank Deposit Insurance Determination Modernization,
2364-2401 [E8-273]
Part IV Federal Deposit Insurance Corporation 12 CFR Part 360 Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure and Large-Bank Deposit Insurance Determination Modernization; Proposed Rule FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 360 RIN 3064-AD26 Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure and Large-Bank Deposit Insurance Determination Modernization AGENCY: Federal Deposit Insurance Corporation... [read document]
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(January 13, 2008) - Rule - Deposit Insurance Requirements After Certain Conversions: Definition of Corporate ...
Federal Deposit Insurance Corporation
Rule
Deposit Insurance Requirements After Certain Conversions:
Definition of Corporate Reorganization; Optional Conversions (Oakar Transactions), etc.,
2143-2146 [E8-294]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 303, 308 and 309 RIN 3064-AD25 Deposit Insurance Requirements After Certain Conversions; Definition of ``Corporate Reorganization;'' Optional Conversions (``Oakar Transactions''); Additional Grounds for Disapproval of Changes in Control; and Disclosure of Certain Supervisory Information AGENCY: Federal Deposit Insurance Corporation (``FDIC''). ACTION: Interim rule and request for comment. SUMMARY: The FDIC is amending certain regulations in... [read document]
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(January 13, 2008) - Proposed Rule - Minority and Women Outreach Program Contracting
Federal Deposit Insurance Corporation
Proposed Rule
Minority and Women Outreach Program Contracting,
420-421 [E7-25028]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 361 RIN 3064-AD23 Minority and Women Outreach Program Contracting AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking. SUMMARY: This proposal would amend existing FDIC regulations regarding the FDIC's contracting activities under its Minority and Women Outreach Program (MWOP). These are relatively minor amendments designed to eliminate several provisions rendered obsolete by significant reductions in FDIC... [read document]
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(January 2, 2008) - Rule - Technical Amendments
Thrift Supervision Office
Rule
Technical Amendments,
17-19 [E7-25000]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 558, 563, 564, 567 and 574 [OTS No. 2007-0025] Technical Amendments AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Office of Thrift Supervision (OTS) is amending its regulations to incorporate a number of technical and conforming amendments. They include clarifications and corrections of typographical errors. DATES: Effective Date: January 2, 2008. FOR FURTHER INFORMATION CONTACT: Sandra E.... [read document]
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(January 1, 2008) - Rule - Savings and loan holding companies; permissible activities Correction
Thrift Supervision Office
Rule
Savings and loan holding companies; permissible activities
Correction,
73424 [Z7-24676]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 584 [Docket ID OTS-2007-0007] 1550-AC10 Permissible Activities of Savings and Loan Holding Companies Correction In rule document E7-24676 beginning on page 72235 in the issue of Thursday, December 20, 2007 make the following correction: On page 72235, in the second column, under DATES, ``April, 2008'' should read ``April 1, 2008''. [FR Doc. Z7-24676 Filed 12-26-07; 8:45 am] BILLING CODE 1505-01-D [read document]
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(December 26, 2007) - Rule - Community Reinvestment Act; implementation: Small bank, small savings association, etc. ...
Federal Deposit Insurance Corporation
Rule
Community Reinvestment Act; implementation:
Small bank, small savings association, etc.; threshold amount adjustments; technical correction,
72571-72574 [E7-24719]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2007-0021] RIN 1557-AD05 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Regulation BB; Docket No. R-1302] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD24 DEPARTMENT OF TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2007-0024] RIN 1550-AC18 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
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(December 20, 2007) - Rule - Community Reinvestment Act; implementation: Small bank, small savings association, etc. ...
Thrift Supervision Office
Rule
Community Reinvestment Act; implementation:
Small bank, small savings association, etc.; threshold amount adjustments; technical correction,
72571-72574 [E7-24719]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2007-0021] RIN 1557-AD05 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Regulation BB; Docket No. R-1302] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD24 DEPARTMENT OF TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2007-0024] RIN 1550-AC18 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
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(December 20, 2007) - Rule - Savings and loan holding companies; permissible activities
Thrift Supervision Office
Rule
Savings and loan holding companies; permissible activities,
72235-72239 [E7-24676]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 584 [Docket ID OTS-2007-0007] RIN 1550-AC10 Permissible Activities of Savings and Loan Holding Companies AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Office of Thrift Supervision (OTS) is revising its regulations, at 12 CFR 584.2 and 584.2-2, to expand the permissible activities of savings and loan holding companies (SLHCs) to the full extent permitted under the Home Owners' Loan Act (HOLA).... [read document]
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(December 19, 2007) - Proposed Rule - Federal savings association bylaws; integrity of directors; withdrawn
Thrift Supervision Office
Proposed Rule
Federal savings association bylaws; integrity of directors; withdrawn,
72264 [E7-24743]
Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 544 and 552 [Docket ID OTS-2007-0025] RIN 1550-ACOO Federal Savings Association Bylaws; Integrity of Directors; Withdrawal of Proposed Rule AGENCY: Office of Thrift Supervision, Treasury. ACTION: Proposed rule; withdrawal. SUMMARY: The Office of Thrift Supervision (OTS) is withdrawing the proposed rule. The proposed rule would have amended OTS's regulations concerning corporate governance to... [read document]
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(December 19, 2007) - Proposed Rule - Fair and Accurate Credit Transactions Act; implementation:
Fair credit ...
Federal Deposit Insurance Corporation
Proposed Rule
Fair and Accurate Credit Transactions Act; implementation:
Fair credit reporting-
Information furnished to consumer reporting agencies; accuracy and integrity; enhancement procedures,
70944-70986 [E7-23549]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Part 334 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Federal Trade Commission 16 CFR Part 660 Section 312 of the Fair and Accurate Credit Transactions Act; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12... [read document]
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(December 12, 2007) - Proposed Rule - Fair and Accurate Credit Transactions Act; implementation:
Fair credit ...
Thrift Supervision Office
Proposed Rule
Fair and Accurate Credit Transactions Act; implementation:
Fair credit reporting-
Information furnished to consumer reporting agencies; accuracy and integrity; enhancement procedures,
70944-70986 [E7-23549]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Part 334 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Federal Trade Commission 16 CFR Part 660 Section 312 of the Fair and Accurate Credit Transactions Act; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12... [read document]
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(December 12, 2007) - Proposed Rule - Fair and Accurate Credit Transactions Act; implementation:
Fair credit ...
National Credit Union Administration
Proposed Rule
Fair and Accurate Credit Transactions Act; implementation:
Fair credit reporting-
Information furnished to consumer reporting agencies; accuracy and integrity; enhancement procedures,
70944-70986 [E7-23549]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Part 334 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Federal Trade Commission 16 CFR Part 660 Section 312 of the Fair and Accurate Credit Transactions Act; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12... [read document]
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(December 12, 2007) - Rule - Risk-based capital: Advanced capital adequacy framework; Basel II
Thrift Supervision Office
Rule
Risk-based capital:
Advanced capital adequacy framework; Basel II,
69288-69445 [07-5729]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 3 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Department of the Treasury Office of Thrift Supervision 12 CFR Parts 559, 560, 563 and 567 Risk-Based Capital Standards: Advanced Capital Adequacy Framework-- Basel II; Final Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. OCC-2007-0018] RIN 1557-AC91... [read document]
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(December 6, 2007) - Rule - Risk-based capital: Advnced capital adequacy framework; Basel II
Federal Deposit Insurance Corporation
Rule
Risk-based capital:
Advnced capital adequacy framework; Basel II,
69288-69445 [07-5729]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 3 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Department of the Treasury Office of Thrift Supervision 12 CFR Parts 559, 560, 563 and 567 Risk-Based Capital Standards: Advanced Capital Adequacy Framework-- Basel II; Final Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. OCC-2007-0018] RIN 1557-AC91... [read document]
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(December 6, 2007) - Rule - Practice and procedure: Technical amendments
Federal Deposit Insurance Corporation
Rule
Practice and procedure:
Technical amendments,
67233-67236 [E7-22969]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 308 RIN 3064-AD22 Rules of Practice and Procedure AGENCY: Federal Deposit Insurance Corporation. ACTION: Final rule. SUMMARY: The Federal Deposit Insurance Corporation (FDIC) is amending its procedural regulations implementing sections 8(g) and 8(b) of the Federal Deposit Insurance Act. The amendments are generally technical in nature, and are necessary to ensure that the rules are consistent with statutory changes effected by sections 708 and... [read document]
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(November 27, 2007) - Rule - Technical amendments
Export-Import Bank
Rule
Technical amendments,
66042-66043 [07-5807]
EXPORT-IMPORT BANK OF THE UNITED STATES 12 CFR Parts 403, 407 and 414 RIN 3048-ZA03 Technical Amendments AGENCY: Export-Import Bank of the United States. ACTION: Final rule. SUMMARY: The Export-Import Bank of the United States (Ex-Im Bank) is amending a number of its regulations by making minor, non-substantive revisions. This rule makes the following changes: removing references to an internal committee that no longer exists, correcting the time of Board meetings, and updating contact... [read document]
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(November 26, 2007) - Rule - Credit unions:
Organization and operations- Eligible obligations; purchase, sale, and pledge
National Credit Union Administration
Rule
Credit unions:
Organization and operations-
Eligible obligations; purchase, sale, and pledge,
65441-65443 [E7-22709]
Rules and Regulations Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD37 Purchase, Sale, and Pledge of Eligible Obligations AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is amending its rule governing the purchase, sale, and pledge of eligible obligations by adding a conflict of interest provision substantially similar to the conflict of interest provision in NCUA's general lending rule. This addition will help ensure... [read document]
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(November 20, 2007) - Proposed Rule - Savings associations: Consolidated Reports of Conditions and Income (Call ...
Thrift Supervision Office
Proposed Rule
Savings associations:
Consolidated Reports of Conditions and Income (Call Report); conversion from Thrift Financial Report,
64003-64005 [E7-22175]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Chapter V [Docket ID OTS-2007-0023] Proposed Agency Information Collection Activities; Comment Request--Information Needed To Respond to a Proposal To Convert From the Thrift Financial Report (TFR) to the Call Report AGENCY: Office of Thrift Supervision (OTS), Treasury. ACTION: Advance Notice of Proposed Rulemaking (ANPR). SUMMARY: The Office of Thrift Supervision is considering requiring savings associations to file quarterly... [read document]
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(November 13, 2007) - Rule - Fair and Accurate Credit Transactions Act: Identity theft red flags and address discrepancies
National Credit Union Administration
Rule
Fair and Accurate Credit Transactions Act:
Identity theft red flags and address discrepancies,
63718-63775 [07-5453]
Part IV Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Parts 334 and 364 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Federal Trade Commission 16 CFR Part 681 Identity Theft Red Flags and Address Discrepancies Under the Fair and Accurate Credit Transactions Act of 2003; Final Rule DEPARTMENT OF... [read document]
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(November 8, 2007) - Rule - Fair and Accurate Credit Transactions Act: Identity theft red flags and address discrepancies
Federal Deposit Insurance Corporation
Rule
Fair and Accurate Credit Transactions Act:
Identity theft red flags and address discrepancies,
63718-63775 [07-5453]
Part IV Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Parts 334 and 364 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Federal Trade Commission 16 CFR Part 681 Identity Theft Red Flags and Address Discrepancies Under the Fair and Accurate Credit Transactions Act of 2003; Final Rule DEPARTMENT OF... [read document]
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(November 8, 2007) - Rule - Fair and Accurate Credit Transactions Act: Identity theft red flags and address discrepancies
Thrift Supervision Office
Rule
Fair and Accurate Credit Transactions Act:
Identity theft red flags and address discrepancies,
63718-63775 [07-5453]
Part IV Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Parts 334 and 364 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Federal Trade Commission 16 CFR Part 681 Identity Theft Red Flags and Address Discrepancies Under the Fair and Accurate Credit Transactions Act of 2003; Final Rule DEPARTMENT OF... [read document]
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(November 8, 2007) - Rule - Fair and Accurate Credit Transactions Act; implementation: Fair credit reporting ...
Federal Deposit Insurance Corporation
Rule
Fair and Accurate Credit Transactions Act; implementation:
Fair credit reporting provisions (Regulation V); affiliate marketing,
62910-62990 [07-5349]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Part 334 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Fair Credit Reporting Affiliate Marketing Regulations; Final Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 41 [Docket ID. OCC-2007-0010] RIN... [read document]
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(November 6, 2007) - Rule - Fair and Accurate Credit Transactions Act; implementation: Fair credit reporting ...
National Credit Union Administration
Rule
Fair and Accurate Credit Transactions Act; implementation:
Fair credit reporting provisions (Regulation V); affiliate marketing,
62910-62990 [07-5349]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Part 334 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Fair Credit Reporting Affiliate Marketing Regulations; Final Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 41 [Docket ID. OCC-2007-0010] RIN... [read document]
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(November 6, 2007) - Rule - Fair and Accurate Credit Transactions Act; implementation: Personal securities ...
Thrift Supervision Office
Rule
Fair and Accurate Credit Transactions Act; implementation:
Personal securities transactions; officer and employee reporting requirements,
62768 [E7-21751]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 551 [Docket ID OTS-2007-0010] RIN 1550-AC07 Personal Transactions in Securities AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: In June 2007, the Office of Thrift Supervision (OTS) adopted an interim final rule (Interim Rule) that requires certain officers and employees of savings associations to file reports of their personal securities transactions with the savings association no later than thirty... [read document]
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(November 6, 2007) - Rule - Fair and Accurate Credit Transactions Act; implementation: Fair credit reporting ...
Thrift Supervision Office
Rule
Fair and Accurate Credit Transactions Act; implementation:
Fair credit reporting provisions (Regulation V); affiliate marketing,
62910-62990 [07-5349]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Part 334 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Fair Credit Reporting Affiliate Marketing Regulations; Final Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 41 [Docket ID. OCC-2007-0010] RIN... [read document]
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(November 6, 2007) - Proposed Rule - Practice and procedure: Annual independent audits and reporting requirements
Federal Deposit Insurance Corporation
Proposed Rule
Practice and procedure:
Annual independent audits and reporting requirements,
62310-62335 [E7-21168]
Part II Federal Deposit Insurance Corporation 12 CFR Parts 308 and 363 Annual Independent Audits and Reporting Requirements; Proposed Rule FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 308 and 363 RIN 3064-AD21 Annual Independent Audits and Reporting Requirements AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking. SUMMARY: Section 36 of the Federal Deposit Insurance Act (FDI Act) and the FDIC's implementing regulations (part 363) set forth annual... [read document]
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(October 31, 2007) - Rule - Credit unions:
Organization and operations- Federal credit union bylaws
National Credit Union Administration
Rule
Credit unions:
Organization and operations-
Federal credit union bylaws,
61495-61509 [E7-21397]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 Federal Credit Union Bylaws AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is issuing a rule reincorporating the Federal Credit Union (FCU) Bylaws into NCUA regulations. This change clarifies NCUA's ability to use a range of enforcement authorities, in appropriate cases, to enforce the FCU Bylaws. In addition, NCUA is adding a bylaw provision on director succession, an issue it has previously addressed... [read document]
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(October 29, 2007) - Rule - Practice and procedure: Personal securities transactions by bank officers and employees; ...
Federal Deposit Insurance Corporation
Rule
Practice and procedure:
Personal securities transactions by bank officers and employees; quarterly reporting extension,
60546-60547 [E7-20998]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 344 RIN 3064-AD20 Extension of Time Period for Quarterly Reporting of Bank Officers' and Certain Employees' Personal Securities Transactions AGENCY: Federal Deposit Insurance Corporation (``FDIC''). ACTION: Final rule. SUMMARY: The FDIC is amending its regulation governing personal securities trading reporting to extend the time period from 10-business to 30-calendar days after the end of the calendar quarter that officers and all employees of... [read document]
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(October 24, 2007) - Proposed Rule - Assessments:
Dividend requirements; implementation Correction
Federal Deposit Insurance Corporation
Proposed Rule
Assessments:
Dividend requirements; implementation
Correction,
58743-58745 [C7-4596]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD19 Assessment Dividends Correction In proposed rule document 07-4596 beginning on page 53181 in the issue of Tuesday, September 18, 2007, make the following corrections: 1. On page 53184, Chart 1 is being reprinted to read as follows: [GRAPHIC] [TIFF OMITTED] TP18SE07.000 2. On page 53188, Chart 3 is being reprinted to read as follows: [GRAPHIC] [TIFF OMITTED] TP18SE07.003 On page 53192, Chart 5 is being reprinted to read as... [read document]
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(October 15, 2007) - Rule - Credit unions: Management official interlocks; threshold change
National Credit Union Administration
Rule
Credit unions:
Management official interlocks; threshold change,
58248-58249 [E7-20266]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 711 Management Official Interlocks Threshold Change AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: The NCUA is amending its management interlocks rule to conform it to a change the Financial Services Regulatory Relief Act of 2006 (FSRAA) made in the dollar threshold that triggers the prohibition on management officials serving at unaffiliated depository organizations. This final rule changes the threshold from... [read document]
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(October 14, 2007) - Rule - Credit unions:
Organization and operations- Books, records and minutes; member ...
National Credit Union Administration
Rule
Credit unions:
Organization and operations-
Books, records and minutes; member inspection rights standardization and clarification,
56247-56253 [E7-19557]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD33 Member Inspection of Credit Union Books, Records, and Minutes AGENCY: National Credit Union Administration. ACTION: Final rule. SUMMARY: The National Credit Union Administration (NCUA) is issuing a final rule on member inspection of federal credit union (FCU) books, records, and minutes. The rule provides that a group of members representing approximately one percent of the membership, with a proper purpose and upon petition,... [read document]
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(October 2, 2007) - Rule - Small insured depository institutions and U.S. ...
Thrift Supervision Office
Rule
Small insured depository institutions and U.S. branches and agencies of foreign banks; expanded examination cycle,
54347-54349 [07-4716]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 4 [Docket ID OCC-2007-00014] RIN 1557-AD02 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 211 [Docket No. R-1279] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 337 and 347 RIN 3064-AD17 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563 [Docket ID OTS-2007-0011] Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks... [read document]
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(September 24, 2007) - Rule - Small insured depository institutions and U.S. ...
Federal Deposit Insurance Corporation
Rule
Small insured depository institutions and U.S. branches and agencies of foreign banks; expanded examination cycle,
54347-54349 [07-4716]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 4 [Docket ID OCC-2007-00014] RIN 1557-AD02 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 211 [Docket No. R-1279] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 337 and 347 RIN 3064-AD17 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563 [Docket ID OTS-2007-0011] Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks... [read document]
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(September 24, 2007) - Proposed Rule - Assessments: Dividend requirements; implementation
Federal Deposit Insurance Corporation
Proposed Rule
Assessments:
Dividend requirements; implementation,
53181-53196 [07-4596]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD19 Assessment Dividends AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Advance notice of proposed rulemaking (ANPR). SUMMARY: The FDIC is seeking comments on alternative methods for allocating dividends as part of a permanent final rule to implement the dividend requirements of the Federal Deposit Insurance Reform Act of 2005 (Reform Act) and the Federal Deposit Insurance Reform Conforming Amendments Act of 2005... [read document]
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(September 17, 2007) - Rule - Savings and loan holding companies; prohibited service Temporary exemption; expiration ...
Thrift Supervision Office
Rule
Savings and loan holding companies; prohibited service
Temporary exemption; expiration date extended,
50644-50645 [E7-17459]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 585 [OTS-2007-0008] RIN 1550-AC14 Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption AGENCY: Office of Thrift Supervision (OTS), Treasury. ACTION: Final rule. SUMMARY: OTS is amending its rules implementing section 19(e) of the Federal Deposit Insurance Act (FDIA), which prohibits any person who has been convicted of any criminal offense involving dishonesty, breach of... [read document]
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(September 3, 2007) - Proposed Rule - Prohibited consumer credit practices: Unfair or deceptive acts or practices
Thrift Supervision Office
Proposed Rule
Prohibited consumer credit practices:
Unfair or deceptive acts or practices,
43570-43576 [E7-15179]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 535 [Docket ID OTS-2007-0015] RIN 1550-AC17 Unfair or Deceptive Acts or Practices AGENCY: Office of Thrift Supervision, Treasury (OTS). ACTION: Advance notice of proposed rulemaking (ANPR). SUMMARY: OTS is reviewing its regulations relating to unfair or deceptive acts or practices to determine whether and, if so, to what extent, additional regulation is needed to ensure customers of OTS- regulated entities are treated fairly.... [read document]
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(August 5, 2007) - Rule - Credit unions: Records preservation program and appendices; record retention guidelines; ...
National Credit Union Administration
Rule
Credit unions:
Records preservation program and appendices; record retention guidelines; catastrophic act preparedness guidelines,
42271-42274 [E7-14851]
Rules and Regulations Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 748 and 749 RIN 3133-AD24 Records Preservation Program and Appendices--Record Retention Guidelines; Catastrophic Act Preparedness Guidelines AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is issuing a final rule to amend its regulations regarding a federally-insured credit union's obligation to maintain a records preservation program. The final rule clarifies the... [read document]
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(August 1, 2007) - Proposed Rule - Credit unions: Federal and corporate credit unions; permissible foreign ...
National Credit Union Administration
Proposed Rule
Credit unions:
Federal and corporate credit unions; permissible foreign currency investments,
41956-41958 [E7-14849]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 703 and 704 RIN 3133-AD34 Permissible Foreign Currency Investments for Federal Credit Unions and Corporate Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Advance notice of proposed rulemaking. SUMMARY: NCUA is considering whether to amend its investment rules to permit natural person federal credit unions (FCUs) and corporate credit unions (corporates) to make certain investments denominated in foreign currency. NCUA... [read document]
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(July 31, 2007) - Rule - Depository Institution Management Interlocks Act; implementation
Thrift Supervision Office
Rule
Depository Institution Management Interlocks Act; implementation,
38753-38755 [07-3441]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 26 [Docket ID OCC-2007-0006] RIN 1557-AD01 FEDERAL RESERVE SYSTEM 12 CFR Part 212 [Regulation L; Docket No. R-1272] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 348 RIN 3064-AD13 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563f [Docket ID OTS-2007-0013] RIN 1550-AC09 Management Official Interlocks AGENCIES: Office of the Comptroller of the Currency, Treasury; Board of Governors of the... [read document]
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(July 15, 2007) - Rule - Depository Institution Management Interlocks Act; implementation
Federal Deposit Insurance Corporation
Rule
Depository Institution Management Interlocks Act; implementation,
38753-38755 [07-3441]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 26 [Docket ID OCC-2007-0006] RIN 1557-AD01 FEDERAL RESERVE SYSTEM 12 CFR Part 212 [Regulation L; Docket No. R-1272] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 348 RIN 3064-AD13 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563f [Docket ID OTS-2007-0013] RIN 1550-AC09 Management Official Interlocks AGENCIES: Office of the Comptroller of the Currency, Treasury; Board of Governors of the... [read document]
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(July 15, 2007) - Proposed Rule - Credit unions:
Organization and operations- Federal credit union bylaws; ...
National Credit Union Administration
Proposed Rule
Credit unions:
Organization and operations-
Federal credit union bylaws; comment period extension,
37122 [E7-13273]
Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 Federal Credit Union Bylaws AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule; Notice of extension of comment period. SUMMARY: The NCUA Board recently issued a proposed rule to reincorporate the Federal Credit Union (FCU) Bylaws into NCUA regulations that provided a 60-day comment period. 72 FR 30984 (June 5, 2007). NCUA received a request to extend the comment period and the NCUA Board... [read document]
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(July 8, 2007) - Proposed Rule - Federal credit unions; organization and operations
National Credit Union Administration
Proposed Rule
Federal credit unions; organization and operations,
35207-35209 [E7-12378]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD37 Purchase, Sale, and Pledge of Eligible Obligations AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA proposes to amend its rule governing the purchase, sale, and pledge of eligible obligations, as a result of recommendations from its annual regulatory review process, by adding a conflict of interest provision substantially similar to the conflict of interest provision in NCUA's general... [read document]
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(June 26, 2007) - Rule - Mutual-to-stock conversions and mutual holding companies: Stock benefit plans
Thrift Supervision Office
Rule
Mutual-to-stock conversions and mutual holding companies:
Stock benefit plans,
35145-35151 [E7-12168]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 563b and 575 [No. OTS-2007-0014] RIN 1550-AC07 Stock Benefit Plans in Mutual-to-Stock Conversions and Mutual Holding Company Structures AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Office of Thrift Supervision (OTS) is clarifying its regulations regarding stock benefit plans established after mutual-to- stock conversions or in mutual holding company structures. In addition, OTS is modifying... [read document]
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(June 26, 2007) - Proposed Rule - Practice and procedure: Personal securities transactions by bank officers' and ...
Federal Deposit Insurance Corporation
Proposed Rule
Practice and procedure:
Personal securities transactions by bank officers' and employees'; quarterly reporting; comment request,
35204-35205 [E7-12239]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 344 RIN 3064-AD18 Extension of Time Period for Quarterly Reporting of Bank Officers' and Certain Employees' Personal Securities Transactions AGENCY: Federal Deposit Insurance Corporation (``FDIC''). ACTION: Notice of proposed rule with request for comment. SUMMARY: The FDIC proposes to amend its rule concerning the period of time that officers and all employees of state nonmember banks who make or participate in investment decisions for the... [read document]
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(June 26, 2007) - Proposed Rule - Mutual holding company structures; optional charter provisions
Thrift Supervision Office
Proposed Rule
Mutual holding company structures; optional charter provisions,
35205-35207 [E7-12172]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 575 [No. OTS-2007-0012] RIN 1550-AC15 Optional Charter Provisions in Mutual Holding Company Structures AGENCY: Office of Thrift Supervision, Treasury. ACTION: Proposed rule. SUMMARY: The Office of Thrift Supervision (OTS) is proposing to amend its mutual holding company (MHC) regulations to permit certain MHC subsidiaries to adopt an optional charter provision that would prohibit any person from acquiring, or offering to... [read document]
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(June 26, 2007) - Rule - Federal home loan bank system: Appointive directors; financial interests
Federal Housing Finance Board
Rule
Federal home loan bank system:
Appointive directors; financial interests,
33637-33639 [E7-11749]
Rules and Regulations Federal Register FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 [No. 2007-23] RIN 3069-AB-34 Financial Interests of Appointive Directors AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is issuing a final regulation that is substantially the same as the proposed rule to clarify the types of financial interests an appointive Federal Home Loan Bank (Bank) director may maintain in a member of the Bank on... [read document]
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(June 18, 2007) - Proposed Rule - Credit unions:
Organization and operations- Federal credit union bylaws
National Credit Union Administration
Proposed Rule
Credit unions:
Organization and operations-
Federal credit union bylaws,
30984-30988 [E7-10389]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 Federal Credit Union Bylaws AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA is proposing to reincorporate the Federal Credit Union (FCU) Bylaws into NCUA regulations. This change clarifies NCUA's ability to use a range of enforcement authorities, in appropriate cases, to enforce the FCU Bylaws. In addition, NCUA is adding a bylaw provision on director succession, an issue it has previously addressed... [read document]
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(June 4, 2007) - Proposed Rule - Credit unions:
Organization and operations- Chartering and field of membership ...
National Credit Union Administration
Proposed Rule
Credit unions:
Organization and operations-
Chartering and field of membership manual; community chartering policies update,
30988-30996 [E7-10398]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 Chartering and Field of Membership for Federal Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: The NCUA Board is proposing amendments to its chartering and field of membership manual to update community chartering policies in response to NCUA's experience with reviewing applications of credit unions seeking community charters. These changes include clarifying the documentation requirements... [read document]
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(June 4, 2007) - Rule - Savings associations: Personal securities transactions; officer and employee reporting ...
Thrift Supervision Office
Rule
Savings associations:
Personal securities transactions; officer and employee reporting requirements,
30473-30474 [E7-10401]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 551 [Docket ID OTS-2007-0010] RIN 1550-AC16 Personal Transactions in Securities AGENCY: Office of Thrift Supervision, Treasury. ACTION: Interim rule with request for comment. SUMMARY: Office of Thrift Supervision (OTS) regulations, at 12 CFR 551.150(a), currently require certain officers and employees of savings associations to file reports of their personal securities transactions with the savings association within ten... [read document]
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(May 31, 2007) - Rule - Grants and agreements: Nonprocurement debarment and suspension; OMB guidance; implementation
Export-Import Bank
Rule
Grants and agreements:
Nonprocurement debarment and suspension; OMB guidance; implementation,
30243-30244 [07-2659]
EXPORT-IMPORT BANK OF THE UNITED STATES 2 CFR Part 3513 12 CFR Part 413 RIN 3048-ZA03 Export-Import Bank of the United States Implementation of OMB Guidance on Nonprocurement Debarment and Suspension AGENCY: Export-Import Bank of the United States. ACTION: Direct final rule. SUMMARY: The Export-Import Bank of the United States (Ex-Im Bank) is establishing a new Part 3513 in 2 CFR that adopts the Office of Management and Budget's (OMB's) guidance in 2 CFR part 180, as supplemented by this new... [read document]
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(May 30, 2007) - Rule - Credit unions: Technical amendments
National Credit Union Administration
Rule
Credit unions:
Technical amendments,
30245-30247 [E7-10392]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 701, 703, 707, 710, 722, 723 and 742 RIN 3133-AD36 Technical Amendments AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is amending a number of its regulations by making minor technical corrections, clarifications and grammatical changes. Among those amendments is the addition of a cross-reference between two regulations addressing credit union borrowing authority; addition of a statement in the provision... [read document]
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(May 30, 2007) - Rule - Savings and loan holding companies; prohibited service
Thrift Supervision Office
Rule
Savings and loan holding companies; prohibited service,
25948-25957 [E7-8677]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 509 and 585 [OTS-2007-0008] RIN 1550-AC14 Prohibited Service at Savings and Loan Holding Companies AGENCIES: Office of Thrift Supervision (OTS), Treasury. ACTION: Interim final rule with request for comment. SUMMARY: OTS is adopting an interim final rule implementing section 710(a) of the Financial Services Regulatory Relief Act of 2006, which added a new section 19(e) to the Federal Deposit Insurance Act (FDIA). Section 19(e)... [read document]
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(May 7, 2007) - Proposed Rule - Credit unions: Books, records and minutes; member inspection rights ...
National Credit Union Administration
Proposed Rule
Credit unions:
Books, records and minutes; member inspection rights standardization and clarification,
20061-20067 [E7-7610]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD33 Member Inspection of Credit Union Books, Records, and Minutes AGENCY: National Credit Union Administration. ACTION: Proposed rule. SUMMARY: The National Credit Union Administration (NCUA) is issuing a proposed rule on member inspection of federal credit union (FCU) books, records, and minutes. The rule provides that a group of members representing approximately one percent of the membership, with a proper purpose and upon... [read document]
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(April 22, 2007) - Proposed Rule - Credit unions: Mergers; related compensation arrangements; disclosure requirement
National Credit Union Administration
Proposed Rule
Credit unions:
Mergers; related compensation arrangements; disclosure requirement,
20067-20070 [E7-7608]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 708b Disclosure of Merger Related Compensation Arrangements AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule with request for comments. SUMMARY: NCUA is issuing a proposed rule on mergers to require all federally insured credit unions to include in the merger plan submitted to NCUA a description of any arrangements providing a material increase in compensation or benefits to senior management officials in connection with... [read document]
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(April 22, 2007) - Rule - Preserving Independence of Financial Institution Examinations Act of 2003; ...
Federal Deposit Insurance Corporation
Rule
Preserving Independence of Financial Institution Examinations Act of 2003; implementation:
Supplemental standards of ethical conduct for employees,
19375-19380 [E7-7377]
Rules and Regulations Federal Register FEDERAL DEPOSIT INSURANCE CORPORATION 5 CFR Part 3201 RIN 3209-AA15 Supplemental Standards of Ethical Conduct for FDIC Employees AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: The FDIC is finalizing the proposed rule to amend existing FDIC ethics regulations involving extensions of credit, ownership of stock, and definitions. It implements the Preserving Independence of Financial Institution Examinations Act of 2003,... [read document]
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(April 17, 2007) - Rule - Community Reinvestment Act; implementation:
Interagency uniformity Correction
Thrift Supervision Office
Rule
Community Reinvestment Act; implementation:
Interagency uniformity
Correction,
19109-19110 [E7-7226]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [No. 2007-16] RIN 1550-AC08 Community Reinvestment Act Rule--Interagency Uniformity; Correction AGENCY: Office of Thrift Supervision, Treasury (OTS). ACTION: Final rule; correction. SUMMARY: OTS is correcting an inadvertent omission and incorrect word in a final rule that appeared in the Federal Register of March 22, 2007 (72 FR 13429). That final rule reestablishes uniformity between OTS's Community Reinvestment Act (CRA)... [read document]
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(April 16, 2007) - Rule - Small insured depository institutions and U.S. ...
Thrift Supervision Office
Rule
Small insured depository institutions and U.S. branches and agencies of Foreign banks; expanded examination cycle,
17798-17804 [07-1716]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 4 [Docket ID OCC-2007-0007] FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 211 [Docket No. R-1279] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 337 and 347 RIN 3064-AD17 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563 [Docket ID OTS-2007-0006] Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks AGENCIES: Office of... [read document]
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(April 9, 2007) - Rule - Small insured depository institutions and U.S. ...
Federal Deposit Insurance Corporation
Rule
Small insured depository institutions and U.S. branches and agencies of Foreign banks; expanded examination cycle,
17798-17804 [07-1716]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 4 [Docket ID OCC-2007-0007] FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 211 [Docket No. R-1279] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 337 and 347 RIN 3064-AD17 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563 [Docket ID OTS-2007-0006] Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks AGENCIES: Office of... [read document]
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(April 9, 2007) - Proposed Rule - Privacy of consumer financial information; model privacy form Correction
National Credit Union Administration
Proposed Rule
Privacy of consumer financial information; model privacy form
Correction,
16875-16876 [C7-1476]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 40 [Docket ID OCC-2007-0003] RIN 1557-AC80 FEDERAL RESERVE SYSTEM 12 CFR Part 216 [Docket No. R-1280] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 332 RIN 3064-AD16 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 573 [Docket ID OTS-2007-0005] RIN 1550-AC12 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 716 RIN 3133-AC84 FEDERAL TRADE COMMISSION 16 CFR Part 313 [Project No. 034815] RIN... [read document]
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(April 4, 2007) - Proposed Rule - Privacy of consumer financial information; model privacy form Correction
Federal Deposit Insurance Corporation
Proposed Rule
Privacy of consumer financial information; model privacy form
Correction,
16875-16876 [C7-1476]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 40 [Docket ID OCC-2007-0003] RIN 1557-AC80 FEDERAL RESERVE SYSTEM 12 CFR Part 216 [Docket No. R-1280] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 332 RIN 3064-AD16 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 573 [Docket ID OTS-2007-0005] RIN 1550-AC12 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 716 RIN 3133-AC84 FEDERAL TRADE COMMISSION 16 CFR Part 313 [Project No. 034815] RIN... [read document]
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(April 4, 2007) - Proposed Rule - Privacy of consumer financial information; model privacy form Correction
Thrift Supervision Office
Proposed Rule
Privacy of consumer financial information; model privacy form
Correction,
16875-16876 [C7-1476]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 40 [Docket ID OCC-2007-0003] RIN 1557-AC80 FEDERAL RESERVE SYSTEM 12 CFR Part 216 [Docket No. R-1280] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 332 RIN 3064-AD16 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 573 [Docket ID OTS-2007-0005] RIN 1550-AC12 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 716 RIN 3133-AC84 FEDERAL TRADE COMMISSION 16 CFR Part 313 [Project No. 034815] RIN... [read document]
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(April 4, 2007) - Proposed Rule - Federal home loan bank system: Appointive directors; financial interests
Federal Housing Finance Board
Proposed Rule
Federal home loan bank system:
Appointive directors; financial interests,
15627-15633 [E7-5973]
Proposed Rules Federal Register FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 [No. 2007-05] RIN 3069-AB34 Financial Interests of Appointive Directors AGENCY: Federal Housing Finance Board. ACTION: Proposed rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is proposing to clarify the types of financial interests a Federal Home Loan Bank (Bank) appointive director may own in a Bank member. The proposal would incorporate into Finance Board rules its long-standing policy that... [read document]
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(April 1, 2007) - Rule - Federal home loan bank system: Appointive directors; selection
Federal Housing Finance Board
Rule
Federal home loan bank system:
Appointive directors; selection,
15600-15603 [E7-5970]
FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 [No. 2007-04] RIN 3069-AB-33 Federal Home Loan Bank Appointive Directors AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is issuing a final regulation that is substantially the same as the interim final rule that established a process for the appointment of directors to the Federal Home Loan Banks (Bank or Banks), which was adopted on January 24, 2007. The final rule makes two... [read document]
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(April 1, 2007) - Proposed Rule - Privacy of consumer financial information; model privacy form
Thrift Supervision Office
Proposed Rule
Privacy of consumer financial information; model privacy form,
14940-15000 [07-1476]
Part III Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 40 Office of Thrift Supervision 12 CFR Part 573 Federal Reserve System 12 CFR Part 216 Federal Deposit Insurance Corporation 12 CFR Part 332 National Credit Union Administration 12 CFR Part 716 Federal Trade Commission 16 CFR Part 313 Commodity Futures Trading Commission 17 CFR Part 160 Securities and Exchange Commission 17 CFR Part 248 Interagency Proposal for Model Privacy Form Under the Gramm-Leach-... [read document]
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(March 27, 2007) - Proposed Rule - Privacy of consumer financial information; model privacy form
National Credit Union Administration
Proposed Rule
Privacy of consumer financial information; model privacy form,
14940-15000 [07-1476]
Part III Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 40 Office of Thrift Supervision 12 CFR Part 573 Federal Reserve System 12 CFR Part 216 Federal Deposit Insurance Corporation 12 CFR Part 332 National Credit Union Administration 12 CFR Part 716 Federal Trade Commission 16 CFR Part 313 Commodity Futures Trading Commission 17 CFR Part 160 Securities and Exchange Commission 17 CFR Part 248 Interagency Proposal for Model Privacy Form Under the Gramm-Leach-... [read document]
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(March 27, 2007) - Proposed Rule - Savings and loan holding companies: Permissible activities
Thrift Supervision Office
Proposed Rule
Savings and loan holding companies:
Permissible activities,
14246-14251 [E7-5453]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 584 [OTS-2007-0007] RIN 1550-AC10 Permissible Activities of Savings and Loan Holding Companies AGENCY: Office of Thrift Supervision, Treasury. ACTION: Notice of proposed rulemaking. SUMMARY: The Office of Thrift Supervision (OTS) is proposing to revise its regulations, at 12 CFR 584.2 and 584.2-2, to expand the permissible activities of savings and loan holding companies (SLHCs) to the full extent permitted under the Home... [read document]
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(March 25, 2007) - Rule - Community Reinvestment Act; implementation: Interagency uniformity
Thrift Supervision Office
Rule
Community Reinvestment Act; implementation:
Interagency uniformity,
13429-13436 [E7-5188]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [No. 2007-03] RIN 1550-AC08 Community Reinvestment Act--Interagency Uniformity AGENCY: Office of Thrift Supervision, Treasury (OTS), Treasury. ACTION: Final rule. SUMMARY: In this final rule, OTS is changing its Community Reinvestment Act (CRA) regulations in four areas to reestablish uniformity between its regulations and those of the other federal banking agencies. OTS is making these revisions to its CRA rule to promote... [read document]
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(March 20, 2007) - Rule - Federal home loan bank system: Bank director eligibility, appointment, and elections
Federal Housing Finance Board
Rule
Federal home loan bank system:
Bank director eligibility, appointment, and elections,
3028-3039 [07-271]
FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 [No. 2007-01] RIN 3069-AB-33 Federal Home Loan Bank Appointive Directors AGENCY: Federal Housing Finance Board. ACTION: Interim final rule with request for comments. SUMMARY: The Federal Housing Finance Board (Finance Board) is adopting procedures for the selection of Federal Home Loan Bank (Bank) appointive directors. The procedures require the boards of directors of the Banks to submit to the Finance Board a list of individuals that includes... [read document]
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(January 23, 2007) - Rule - Savings associations: Subordinated debt securities and mandatorily redeemable preferred ...
Thrift Supervision Office
Rule
Savings associations:
Subordinated debt securities and mandatorily redeemable preferred stock; inclusion as supplementary capital,
1925-1928 [E7-475]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563 [No. 2007-02] RIN 1550-AC06 Subordinated Debt Securities and Mandatorily Redeemable Preferred Stock AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: This final rule updates OTS regulations that require a savings association to obtain approval (or non-objection) before it may include subordinated debt securities or mandatorily redeemable preferred stock in supplementary (tier 2) capital. The final... [read document]
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(January 16, 2007) - Rule - Depository Institution Management Interlocks Act; implementation
Thrift Supervision Office
Rule
Depository Institution Management Interlocks Act; implementation,
1274-1276 [07-79]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 26 [Docket No. 2006-16] RIN 1557-AD01 FEDERAL RESERVE SYSTEM 12 CFR Part 212 [Regulation L; Docket No. R-1272] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 348 RIN 3064-AD13 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563f [Docket No. 2006-47] RIN 1550-AC09 Management Official Interlocks AGENCIES: Office of the Comptroller of the Currency, Treasury; Board of Governors of the Federal... [read document]
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(January 10, 2007) - Proposed Rule - Risk-based capital: Domestic capital modifications; capital maintenance and ...
Thrift Supervision Office
Proposed Rule
Risk-based capital:
Domestic capital modifications; capital maintenance and capital adequacy guidelines; correction,
1266 [C6-9738]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. 06-15] RIN 1557-AC95 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1238] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AC96 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [No. 2006-49] RIN 1550-AB98 Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Maintenance: Domestic Capital Modifications Correction In... [read document]
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(January 9, 2007) - Rule - Privacy Act and Freedom of Information Act; implementation
Federal Housing Finance Board
Rule
Privacy Act and Freedom of Information Act; implementation,
645 [E6-22653]
Rules and Regulations Federal Register FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 910 and 913 [No. 2006-25] RIN 3069-AB32 Privacy Act and Freedom of Information Act; Implementation AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is adopting as a final rule the interim final rule that revised the agency's implementing regulation under the Privacy Act of 1974 (Privacy Act) to include new sections concerning security of systems... [read document]
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(January 7, 2007) - Rule - Federal home loan bank system: Excess stock restrictions and retained earnings requirements
Federal Housing Finance Board
Rule
Federal home loan bank system:
Excess stock restrictions and retained earnings requirements,
78046-78051 [E6-22325]
FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 900, 917, 925 and 930 [No. 2006-23] RIN 3069-AB30 Limitation on Issuance of Excess Stock AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is adopting a final rule limiting the ability of a Federal Home Loan Bank (Bank) to create member excess stock under certain circumstances. Under the rule, any Bank with excess stock greater than 1 percent of its total assets will be barred from... [read document]
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(December 27, 2006) - Proposed Rule - Risk-based capital: Advanced capital adequacy framework
Thrift Supervision Office
Proposed Rule
Risk-based capital:
Advanced capital adequacy framework,
77518-77519 [06-9737]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. 06-09] RIN 1557-AC91 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1261] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AC73 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 566 [Docket No. 2006-33] RIN 1550-AB56 Risk-Based Capital Standards: Advanced Capital Adequacy Framework AGENCIES: Office of the Comptroller of the Currency,... [read document]
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(December 25, 2006) - Proposed Rule - Risk-based capital: Domestic capital modifications; capital maintenance and ...
Thrift Supervision Office
Proposed Rule
Risk-based capital:
Domestic capital modifications; capital maintenance and capital adequacy guidelines,
77446-77518 [06-9738]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 3 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Department of the Treasury Office of Thrift Supervision 12 CFR Parts 566 and 567 Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Maintenance: Domestic Capital Modifications; Proposed Rules and Notice DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3... [read document]
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(December 25, 2006) - Proposed Rule - Community Reinvestment Act; implementation: Interagency uniformity
Thrift Supervision Office
Proposed Rule
Community Reinvestment Act; implementation:
Interagency uniformity,
67826-67831 [E6-19915]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [No. 2006-44] RIN 1550-AC08 Community Reinvestment Act--Interagency Uniformity AGENCY: Office of Thrift Supervision, Treasury (OTS). ACTION: Notice of proposed rulemaking. SUMMARY: In this notice of proposed rulemaking (proposal), OTS is proposing changes to its Community Reinvestment Act (CRA) regulations in four areas to reestablish uniformity between its regulations and those of the other Federal banking agencies. OTS... [read document]
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(November 23, 2006) - Rule - Privacy Act; implementation
Federal Housing Finance Board
Rule
Privacy Act; implementation,
60810-60814 [E6-17298]
FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 910 and 913 [No. 2006-19] RIN 3069-AB32 Privacy Act and Freedom of Information Act; Implementation AGENCY: Federal Housing Finance Board. ACTION: Interim final rule with request for comments. SUMMARY: As part of a comprehensive review of agency practices related to the collection, use, and protection of personally identifiable information, the Federal Housing Finance Board (Finance Board) is updating both its systems of records and implementing rule... [read document]
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(October 16, 2006) - Rule - Affordable Housing Program; amendments
Federal Housing Finance Board
Rule
Affordable Housing Program; amendments,
59262-59299 [06-8492]
Part III Federal Housing Finance Board 12 CFR Part 951 Affordable Housing Program Amendments; Final Rule FEDERAL HOUSING FINANCE BOARD 12 CFR Part 951 [No. 2006-17] RIN 3069-AB26 Affordable Housing Program Amendments AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is amending its Affordable Housing Program regulation to remove prescriptive requirements, clarify certain operational requirements, provide additional... [read document]
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(October 5, 2006) - Proposed Rule - Risk-based capital: Advanced capital adequacy framework
Thrift Supervision Office
Proposed Rule
Risk-based capital:
Advanced capital adequacy framework,
55830-55958 [06-7656]
Part II Department of the Treasury Office of the Comptroller of the Currency Office of Thrift Supervision 12 CFR Part 3 and 566 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Risk-Based Capital Standards: Advanced Capital Adequacy Framework and Market Risk; Proposed Rules and Notices DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. 06-09] RIN 1557-AC91 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and... [read document]
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(September 24, 2006) - Proposed Rule - Risk-based capital: Market risk capital rule
Thrift Supervision Office
Proposed Rule
Risk-based capital:
Market risk capital rule,
55958-55980 [06-7673]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. 06-10] RIN 1557-AC99 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1266] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD10 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 566 [Docket No. 2006-34] RIN 1550-AC02 Risk-Based Capital Standards: Market Risk AGENCIES: Office of the Comptroller of the Currency, Treasury; Board of... [read document]
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(September 24, 2006) - Rule - Federal home loan bank system: Board of directors; nomination and election process
Federal Housing Finance Board
Rule
Federal home loan bank system:
Board of directors; nomination and election process,
40643-40648 [E6-11306]
FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 [No. 2006-12] RIN 3069-AB31 Federal Home Loan Bank Elective Directors AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is amending its rules relating to the election of Federal Home Loan Bank (Bank) directors to allow each Bank greater latitude in providing members information about the range of skills and experience among board members the Bank believes is best suited to... [read document]
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(July 17, 2006) - Rule - Federal home loan bank system: Data reporting requirements
Federal Housing Finance Board
Rule
Federal home loan bank system:
Data reporting requirements,
35495-35500 [E6-9756]
FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 900, 914, 915, 925, 950 and 955 [No. 2006-10] RIN 3069-AB28 Data Reporting Requirements for the Federal Home Loan Banks AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is reorganizing the way it imposes certain reporting requirements on the Federal Home Loan Banks (Banks) by removing the requirements from its regulations and issuing them in the Data Reporting Manual (DRM), which is... [read document]
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(June 20, 2006) - Proposed Rule - Bank director eligibility, appointment, and elections: Experience and skills ...
Federal Housing Finance Board
Proposed Rule
Bank director eligibility, appointment, and elections:
Experience and skills alignment with expertise,
19832-19835 [06-3690]
FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 [No. 2006-04] RIN 3069-AB31 Federal Home Loan Bank Director Elections AGENCY: Federal Housing Finance Board. ACTION: Proposed rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is proposing to amend its rules to assist each Federal Home Loan Bank (Bank) in having a board of directors whose members possess the range of skills and experience best suited to administer the affairs of the Bank. The proposed rule is intended to enhance the... [read document]
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(April 17, 2006) - Rule - Information disclosure: Testimony of current and former Ex-Im Bank personnel and ...
Export-Import Bank
Rule
Information disclosure:
Testimony of current and former Ex-Im Bank personnel and production of Ex-Im Bank records,
14360-14363 [06-2749]
EXPORT-IMPORT BANK OF THE UNITED STATES 12 CFR Part 404 Production of Records and Testimony of Personnel of the Export- Import Bank of the United States in Legal Proceedings AGENCY: Export-Import Bank of the United States (``Ex-Im Bank''). ACTION: Final rule. SUMMARY: Ex-Im Bank is adopting a regulation that establishes policy and prescribes procedures with respect to the testimony of Ex-Im Bank personnel, both current and former, and the production of agency records, in legal proceedings. The... [read document]
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(March 21, 2006) - Proposed Rule - Federal home loan bank system: Excess stock restrictions and retained earnings ...
Federal Housing Finance Board
Proposed Rule
Federal home loan bank system:
Excess stock restrictions and retained earnings requirements,
13306-13316 [E6-3689]
FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 900, 917, 925, 930, 931 and 934 [No. 2006-03] RIN 3069-AB30 Excess Stock Restrictions and Retained Earnings Requirements for the Federal Home Loan Banks AGENCY: Federal Housing Finance Board. ACTION: Proposed rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is proposing to add to its regulations provisions that would limit the amount of excess stock that a Federal Home Loan Bank (Bank) can have outstanding and that would prescribe a... [read document]
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(March 14, 2006) - Proposed Rule - Affordable Housing Program; amendments
Federal Housing Finance Board
Proposed Rule
Affordable Housing Program; amendments,
76938-76961 [05-24396]
Part III Federal Housing Finance Board 12 CFR Part 951 Affordable Housing Program Amendments; Proposed Rule FEDERAL HOUSING FINANCE BOARD 12 CFR Part 951 [No. 2005-23] RIN 3069-AB26 Affordable Housing Program Amendments AGENCY: Federal Housing Finance Board. ACTION: Proposed rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is proposing to amend its Affordable Housing Program regulation to remove prescriptive requirements, clarify certain operational requirements, remove certain... [read document]
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(December 27, 2005) - Proposed Rule - Information disclosure: Testimony of current and former Ex-Im Bank personnel ...
Export-Import Bank
Proposed Rule
Information disclosure:
Testimony of current and former Ex-Im Bank personnel and production of Ex-Im Bank records,
61395-61398 [05-21147]
EXPORT-IMPORT BANK OF THE UNITED STATES 12 CFR Part 404 Production of Records and Testimony of Personnel of the Export- Import Bank of the United States in Legal Proceedings AGENCY: Export-Import Bank of the United States (``Ex-Im Bank''). ACTION: Proposed rule. SUMMARY: Ex-Im Bank is issuing a proposed regulation that would establish policy and prescribe procedures with respect to the testimony of Ex-Im Bank personnel, both current and former, and the production of agency records, in legal... [read document]
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(October 23, 2005) - Proposed Rule - Federal home loan bank system: Data Reporting Manual
Federal Housing Finance Board
Proposed Rule
Federal home loan bank system:
Data Reporting Manual,
9551-9555 [05-3717]
FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 900, 914, 915, 917, 925, 950, 951, 952 and 955 [No. 2005-04] RIN 3069-AB28 Data Reporting Requirements for the Federal Home Loan Banks AGENCY: Federal Housing Finance Board. ACTION: Proposed rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is proposing to reorganize the way it imposes reporting requirements on the Federal Home Loan Banks (Banks) by issuing the requirements in a reporting manual to be titled Data Reporting Manual (DRM).... [read document]
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(February 27, 2005) - Rule - Minority contractors outreach program; inclusion of individuals with disabilities, etc
Federal Housing Finance Board
Rule
Minority contractors outreach program; inclusion of individuals with disabilities, etc.,
9507-9511 [05-3718]
FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 905, 906, 925, 926, 931, 933, 944, 950 and 951 [No. 2005-03] RIN 3069-AB29 Amendments to the Contractor Outreach Program for Businesses Owned by Minorities, Women, or Individuals With Disabilities AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is updating its regulation establishing a minority contractors outreach program to reflect changes in the agency's procurement process and... [read document]
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(February 27, 2005)