Banking / Finance - Regulations
- Rule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of ...
Securities and Exchange Commission
Rule
Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers,
38094-38100 [E8-14942]
Part IV Securities and Exchange Commission 17 CFR Parts 210, 228, 229 and 249 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 228, 229 and 249 [Release Nos. 33-8934; 34-58028; File No. S7-06-03] RIN 3235-AJ64 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers AGENCY: Securities and Exchange Commission. ACTION: Final rules.... [read document]
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(July 1, 2008) - Proposed Rule - Indexed Annuities and Certain Other Insurance Contracts
Securities and Exchange Commission
Proposed Rule
Indexed Annuities and Certain Other Insurance Contracts,
37752-37774 [E8-14845]
Part VI Securities and Exchange Commission 17 CFR Parts 230 and 240 Indexed Annuities and Certain Other Insurance Contracts; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230 and 240 [Release Nos. 33-8933, 34-58022; File No. S7-14-08] RIN 3235-AK16 Indexed Annuities and Certain Other Insurance Contracts AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: We are proposing a new rule that would define the terms ``annuity contract'' and ``optional annuity... [read document]
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(June 30, 2008) - Proposed Rule - Nationally Recognized Statistical Rating Organizations
Securities and Exchange Commission
Proposed Rule
Nationally Recognized Statistical Rating Organizations,
36212-36252 [E8-13887]
Part III Securities and Exchange Commission 17 CFR Parts 240 and 249b Proposed Rules for Nationally Recognized Statistical Rating Organizations; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249b [Release No. 34-57967; File No. S7-13-08] RIN 3235-AK14 Proposed Rules for Nationally Recognized Statistical Rating Organizations AGENCY: Securities and Exchange Commission (``Commission''). ACTION: Proposed rule. SUMMARY: In the first of three related actions the Commission is... [read document]
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(June 24, 2008) - Proposed Rule - Member Business Loans
National Credit Union Administration
Proposed Rule
Member Business Loans,
35977-35978 [E8-14294]
Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 723 RIN 3133-AD42 Member Business Loans AGENCY: National Credit Union Administration (NCUA). ACTION: Advance notice of proposed rulemaking and request for comment (ANPR). SUMMARY: NCUA is considering amending its member business loans (MBL) rule to clarify or revise current provisions including those related to: loan-to-value (LTV) ratio requirements; collateral and security requirements; credit union service... [read document]
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(June 24, 2008) - Proposed Rule - Interactive Data for Mutual Fund Risk/Return Summary
Securities and Exchange Commission
Proposed Rule
Interactive Data for Mutual Fund Risk/Return Summary,
35442-35469 [E8-13356]
Part II Securities and Exchange Commission 17 CFR Parts 230, 232, 239, et al. Interactive Data for Mutual Fund Risk/Return Summary; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 232, 239, 270 and 274 [Release Nos. 33-8929, 34-57942, 39-2457, IC-28298; File Number S7-12- 08] RIN 3235-AK13 Interactive Data for Mutual Fund Risk/Return Summary AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: We are proposing rules requiring mutual funds to provide... [read document]
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(June 22, 2008) - Rule - Financial Education Programs that Include the Provision of Bank Products and Services
Federal Deposit Insurance Corporation
Rule
Financial Education Programs that Include the Provision of Bank Products and Services,
35337-35339 [E8-14076]
Rules and Regulations Federal Register FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 303 RIN 3064-AD28 Financial Education Programs That Include the Provision of Bank Products and Services AGENCY: Federal Deposit Insurance Corporation. ACTION: Interim final rule and request for comment. SUMMARY: The Federal Deposit Insurance Corporation (FDIC) is amending its regulations to permit state nonmember banks to participate or assist in financial education programs conducted on school premises... [read document]
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(June 22, 2008) - Proposed Rule - Organization and Operations of Federal Credit Unions
National Credit Union Administration
Proposed Rule
Organization and Operations of Federal Credit Unions,
34366-34464 [E8-12946]
Part II National Credit Union Administration 12 CFR Part 701 Organization and Operations of Federal Credit Unions; Proposed Rule NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD48 Organization and Operations of Federal Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA seeks public comment on four proposals to modify its Chartering and Field of Membership Manual to update and clarify the process of approving credit union... [read document]
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(June 16, 2008) - Rule - Adoption of Updated EDGAR Filer Manual
Securities and Exchange Commission
Rule
Adoption of Updated EDGAR Filer Manual,
33298-33299 [E8-12961]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-8926; 34-57914; 39-2456; IC-28296] Adoption of Updated EDGAR Filer Manual AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. The revisions are being made to address the removal of rescinded EDGAR... [read document]
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(June 11, 2008) - Rule - Adoption of Updated EDGAR Filer Manual
Securities and Exchange Commission
Rule
Adoption of Updated EDGAR Filer Manual,
33002-33005 [E8-13093]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-8922; 34-57888; 39-2454; IC-28292] Adoption of Updated EDGAR Filer Manual AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. The revisions are being made primarily to reflect the United States Department... [read document]
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(June 10, 2008) - Proposed Rule - Interactive Data to Improve Financial Reporting
Securities and Exchange Commission
Proposed Rule
Interactive Data to Improve Financial Reporting,
32794-32832 [E8-12596]
Part II Securities and Exchange Commission 17 CFR Parts 229, 230, 232, 239, 240 and 249 Interactive Data To Improve Financial Reporting; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229, 230, 232, 239, 240 and 249 [Release Nos. 33-8924; 34-57896; 39-2455; IC-28293; File No. S7-11-08] RIN 3235-AJ71 Interactive Data To Improve Financial Reporting AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: We are proposing rules requiring companies to provide... [read document]
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(June 9, 2008) - Proposed Rule - Unfair or Deceptive Acts or Practices; Correction
National Credit Union Administration
Proposed Rule
Unfair or Deceptive Acts or Practices; Correction,
31648 [E8-12359]
Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 535 [Docket ID. OTS-2008-0004] RIN 1550-AC17 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 706 RIN 3133-AD47 Unfair or Deceptive Acts or Practices; Correction AGENCIES: Office of Thrift Supervision, Treasury (OTS); and National Credit Union Administration (NCUA). ACTION: Proposed rule; correction. SUMMARY: This document corrects the preamble to a proposed rule published in the Federal Register... [read document]
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(June 2, 2008) - Proposed Rule - Unfair or Deceptive Acts or Practices; Correction
Thrift Supervision Office
Proposed Rule
Unfair or Deceptive Acts or Practices; Correction,
31648 [E8-12359]
Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 535 [Docket ID. OTS-2008-0004] RIN 1550-AC17 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 706 RIN 3133-AD47 Unfair or Deceptive Acts or Practices; Correction AGENCIES: Office of Thrift Supervision, Treasury (OTS); and National Credit Union Administration (NCUA). ACTION: Proposed rule; correction. SUMMARY: This document corrects the preamble to a proposed rule published in the Federal Register... [read document]
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(June 2, 2008) - Proposed Rule - Fair Credit Reporting Risk-Based Pricing Regulations; Correction
Federal Reserve System
Proposed Rule
Fair Credit Reporting Risk-Based Pricing Regulations; Correction,
30814-30818 [E8-11961]
Proposed Rules Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 222 [Regulation V; Docket No. R-1316] FEDERAL TRADE COMMISSION 16 CFR Part 698 RIN 3084-AA94 Fair Credit Reporting Risk-Based Pricing Regulations; Correction AGENCIES: Board of Governors of the Federal Reserve System (Board) and Federal Trade Commission (Commission). ACTION: Notice of proposed rulemaking; correction. SUMMARY: This document contains corrections to proposed rules published in the Federal Register on May 19, 2008... [read document]
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(May 28, 2008) - Rule - Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of ...
Thrift Supervision Office
Rule
Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption,
30736-30737 [E8-11781]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 585 [OTS-2007-0008] RIN 1550-AC14 Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption AGENCY: Office of Thrift Supervision (OTS), Treasury. ACTION: Final rule. SUMMARY: OTS is revising its rules implementing section 19(e) of the Federal Deposit Insurance Act (FDIA), which prohibits any person who has been convicted of any criminal offense involving dishonesty, breach of... [read document]
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(May 28, 2008) - Proposed Rule - Incidental Powers
National Credit Union Administration
Proposed Rule
Incidental Powers,
30818-30820 [E8-11927]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 721 RIN 3133-AD12 Incidental Powers AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA proposes to amend its regulation governing a federal credit union's (FCU's) incidental powers by adding illustrations of permissible activities under the categories of correspondent services, operational programs, and finder activities. These amendments will provide useful information to FCUs by clarifying and updating the... [read document]
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(May 28, 2008) - Rule - Technical Amendments
National Credit Union Administration
Rule
Technical Amendments,
30476-30478 [E8-11736]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 700, 704, 705, 707, 708b, 711, 713, 716, 723, 760, and 792 Technical Amendments AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is amending a number of its regulations by making minor technical corrections and grammatical changes. The amendments delete duplicate words, add proper punctuations, and make other grammatically necessary corrections. The amendments are intended to provide helpful changes to... [read document]
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(May 27, 2008) - Rule - Definition of Eligible Portfolio Company under the Investment Company Act of 1940
Securities and Exchange Commission
Rule
Definition of Eligible Portfolio Company under the Investment Company Act of 1940,
29044-29052 [E8-11254]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 270 [Release No. IC-28266; File No. S7-37-04] RIN 3235-AJ31 Definition of Eligible Portfolio Company Under the Investment Company Act of 1940 AGENCY: Securities and Exchange Commission (the ``Commission''). ACTION: Final rule. SUMMARY: The Commission is adopting an amendment to a rule under the Investment Company Act of 1940 to more closely align the definition of eligible portfolio company, and the investment activities of business development... [read document]
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(May 19, 2008) - Proposed Rule - Truth in Lending
Federal Reserve System
Proposed Rule
Truth in Lending,
28866-28901 [E8-10242]
Part II Federal Reserve System 12 CFR Part 226 Truth in Lending; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1286] Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for public comment. SUMMARY: On June 14, 2007, the Board published proposed amendments to Regulation Z, which implements the Truth in Lending Act (TILA), and to the staff commentary to the regulation, following a comprehensive review of... [read document]
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(May 18, 2008) - Proposed Rule - Truth in Savings
Federal Reserve System
Proposed Rule
Truth in Savings,
28739-28751 [E8-10243]
Proposed Rules Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 230 [Regulation DD; Docket No. R-1315] Truth in Savings AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for public comment. SUMMARY: The Federal Reserve Board (Board) proposes to amend Regulation DD, which implements the Truth in Savings Act, and the staff commentary to the regulation, to provide additional disclosures about account terms and costs associated with overdrafts. The proposed... [read document]
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(May 18, 2008) - Proposed Rule - Fair Credit Reporting Risk-Based Pricing Regulations
Federal Reserve System
Proposed Rule
Fair Credit Reporting Risk-Based Pricing Regulations,
28966-29021 [E8-10640]
Part IV Federal Reserve System 12 CFR Part 222 Federal Trade Commission 16 CFR Parts 640 and 698 Fair Credit Reporting Risk-Based Pricing Regulations; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 222 [Regulation V; Docket No. R-1316] FEDERAL TRADE COMMISSION 16 CFR Parts 640 and 698 RIN 3084-AA94 Fair Credit Reporting Risk-Based Pricing Regulations AGENCIES: Board of Governors of the Federal Reserve System (Board) and Federal Trade Commission (Commission). ACTION: Notice of proposed... [read document]
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(May 18, 2008) - Proposed Rule - Unfair or Deceptive Acts or Practices
Thrift Supervision Office
Proposed Rule
Unfair or Deceptive Acts or Practices,
28904-28964 [E8-10247]
Part III Federal Reserve System 12 CFR Part 227 Department of the Treasury Office of Thrift Supervision 12 CFR Part 535 National Credit Union Administration 12 CFR Part 706 Unfair or Deceptive Acts or Practices; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 227 [Regulation AA; Docket No. R-1314] DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 535 [Docket ID. OTS-2008-0004] RIN 1550-AC17 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 706 RIN 3133-AD47 Unfair or Deceptive... [read document]
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(May 18, 2008) - Proposed Rule - Unfair or Deceptive Acts or Practices
Federal Reserve System
Proposed Rule
Unfair or Deceptive Acts or Practices,
28904-28964 [E8-10247]
Part III Federal Reserve System 12 CFR Part 227 Department of the Treasury Office of Thrift Supervision 12 CFR Part 535 National Credit Union Administration 12 CFR Part 706 Unfair or Deceptive Acts or Practices; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 227 [Regulation AA; Docket No. R-1314] DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 535 [Docket ID. OTS-2008-0004] RIN 1550-AC17 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 706 RIN 3133-AD47 Unfair or Deceptive... [read document]
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(May 18, 2008) - Proposed Rule - Unfair or Deceptive Acts or Practices
National Credit Union Administration
Proposed Rule
Unfair or Deceptive Acts or Practices,
28904-28964 [E8-10247]
Part III Federal Reserve System 12 CFR Part 227 Department of the Treasury Office of Thrift Supervision 12 CFR Part 535 National Credit Union Administration 12 CFR Part 706 Unfair or Deceptive Acts or Practices; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 227 [Regulation AA; Docket No. R-1314] DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 535 [Docket ID. OTS-2008-0004] RIN 1550-AC17 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 706 RIN 3133-AD47 Unfair or Deceptive... [read document]
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(May 18, 2008) - Rule - Availability of Funds and Collection of Checks
Federal Reserve System
Rule
Availability of Funds and Collection of Checks,
28319-28320 [E8-10973]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 229 [Regulation CC; Docket No. R-1317] Availability of Funds and Collection of Checks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; technical amendment. SUMMARY: The Board of Governors (Board) is amending appendix A of Regulation CC to delete the reference to the Memphis branch office of the Federal Reserve Bank of St. Louis and reassign the Federal Reserve routing symbols currently listed... [read document]
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(May 15, 2008) - Proposed Rule - Privacy Act Regulation
Federal Reserve System
Proposed Rule
Privacy Act Regulation,
25594-25597 [E8-9927]
Proposed Rules Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 261a [Docket No. R-1313] Privacy Act of 1974; Privacy Act Regulation AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule. SUMMARY: The Board of Governors of the Federal Reserve System (Board) proposes to amend its regulation implementing the Privacy Act of 1974 (Privacy Act). The primary changes concern: the waiver of copying fees charged to current and former Board employees, and applicants for Board... [read document]
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(May 6, 2008) - Rule - Extensions of Credit by Federal Reserve Banks
Federal Reserve System
Rule
Extensions of Credit by Federal Reserve Banks,
25505-25506 [E8-10021]
FEDERAL RESERVE SYSTEM 12 CFR Part 201 [Regulation A] Extensions of Credit by Federal Reserve Banks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board of Governors of the Federal Reserve System (Board) has adopted final amendments to its Regulation A to reflect the Board's approval of a decrease in the primary credit rate at each Federal Reserve Bank. The secondary credit rate at each Reserve Bank automatically decreased by formula as a result of... [read document]
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(May 6, 2008) - Proposed Rule - Credit Union Service Organizations
National Credit Union Administration
Proposed Rule
Credit Union Service Organizations,
23982-23988 [E8-9457]
Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 712 and 741 RIN 3133-AD20 Credit Union Service Organizations AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA proposes to change its credit union service organization (CUSO) rule by adding two new categories of permissible CUSO activities: Credit card loan origination and payroll processing services. The proposal would also add new examples of permissible CUSO activities... [read document]
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(April 30, 2008) - Proposed Rule - Official Advertising Statement
National Credit Union Administration
Proposed Rule
Official Advertising Statement,
22839-22840 [E8-8967]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 740 RIN 3133-AD45 The Official Advertising Statement AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rulemaking. SUMMARY: The NCUA Board proposes revising the requirements for use of the official insurance sign and official advertising statement to permit insured credit unions to use the basic form of the official advertising statement, a shortened form, or the official sign in advertisements. The proposed rule will give... [read document]
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(April 27, 2008) - Proposed Rule - Low-Income Definition
National Credit Union Administration
Proposed Rule
Low-Income Definition,
22836-22839 [E8-8968]
Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 701 and 705 RIN 3133-AC98 The Low-Income Definition AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: The NCUA is proposing to use median family income (MFI) to determine if a credit union qualifies for a low-income designation and assistance from the Community Development Revolving Loan Fund (CDRLF). The proposed rule will eliminate the confusion associated with adjusting median... [read document]
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(April 27, 2008) - Proposed Rule - Freedom of Information Act and Privacy Act Regulations; Revisions
National Credit Union Administration
Proposed Rule
Freedom of Information Act and Privacy Act Regulations; Revisions,
22289-22294 [E8-8948]
Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 792 RIN 3133-AD44 Revisions for the Freedom of Information Act and Privacy Act Regulations AGENCY: National Credit Union Administration. ACTION: Proposed rule. SUMMARY: The NCUA Board is proposing changes to its Freedom of Information Act (FOIA) and the Privacy Act regulations. The changes to FOIA provisions largely relate to recent amendments to the Freedom of Information Act addressing several procedural issues... [read document]
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(April 24, 2008) - Rule - Proposed Rule Changes of Self-Regulatory Organizations; Correction
Securities and Exchange Commission
Rule
Proposed Rule Changes of Self-Regulatory Organizations; Correction,
22017 [Z8-8267]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release 34-57526A; File No. S7-06-07] RIN 3235-AJ80 Proposed Rule Changes of Self[dash]Regulatory Organizations Correction In rule document E8-8267 appearing on page 20782 in the issue of Thursday, April 17, 2008, make the following correction: In the third column, under the SUPPLEMENTARY INFORMATION heading, in the 14th line, ``May 8, 2008.'' should read ``[insert date 21 days from publication in the Federal Register].''''. [FR Doc.... [read document]
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(April 22, 2008) - Rule - Risk-based capital: Advanced capital adequacy framework; Basel II; Correction
Federal Reserve System
Rule
Risk-based capital:
Advanced capital adequacy framework; Basel II; Correction,
21690 [C7-5729]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. OCC[dash]2007[dash]0018] RIN 1557[dash]AC91 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R[dash]1261] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064[dash]AC73 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 559, 560, 563 and 567 [Docket No. OTS 2007[dash]0021] RIN 1550[dash]AB56 Risk[dash]Based Capital Standards: Advanced Capital... [read document]
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(April 21, 2008) - Rule - Risk-based capital: Advnced capital adequacy framework; Basel II; Correction
Federal Deposit Insurance Corporation
Rule
Risk-based capital:
Advnced capital adequacy framework; Basel II; Correction,
21690 [C7-5729]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. OCC[dash]2007[dash]0018] RIN 1557[dash]AC91 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R[dash]1261] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064[dash]AC73 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 559, 560, 563 and 567 [Docket No. OTS 2007[dash]0021] RIN 1550[dash]AB56 Risk[dash]Based Capital Standards: Advanced Capital... [read document]
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(April 21, 2008) - Rule - Risk-based capital: Advanced capital adequacy framework; Basel II; Correction
Thrift Supervision Office
Rule
Risk-based capital:
Advanced capital adequacy framework; Basel II; Correction,
21690 [C7-5729]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. OCC[dash]2007[dash]0018] RIN 1557[dash]AC91 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R[dash]1261] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064[dash]AC73 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 559, 560, 563 and 567 [Docket No. OTS 2007[dash]0021] RIN 1550[dash]AB56 Risk[dash]Based Capital Standards: Advanced Capital... [read document]
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(April 21, 2008) - Rule - Self-Regulatory Organizations; Proposed Rule Changes:
Securities and Exchange Commission
Rule
Self-Regulatory Organizations; Proposed Rule Changes:,
20782 [E8-8267]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release 34-57526A; File No. S7-06-07] RIN 3235-AJ80 Proposed Rule Changes of Self-Regulatory Organizations AGENCY: Securities and Exchange Commission. ACTION: Final rule; Correction. SUMMARY: The Securities and Exchange Commission (``Commission'') published in the Federal Register of March 27, 2008 (72 FR 16179), a document concerning proposed rule changes by Self-Regulatory Organizations submitted pursuant to Section 19(b)(7)(A) of... [read document]
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(April 16, 2008) - Rule - Definitions of Terms and Exemptions Relating to the Broker Exceptions for Banks
Securities and Exchange Commission
Rule
Definitions of Terms and Exemptions Relating to the Broker Exceptions for Banks,
20779-20780 [E8-8270]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 218 [Regulation R; Docket No. R-1274] SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 247 [Release No. 34-56501A; File No. S7-22-06] RIN 3235-AJ74 Definitions of Terms and Exemptions Relating to the ``Broker'' Exceptions for Banks AGENCIES: Board of Governors of the Federal Reserve System (``Board'') and Securities and Exchange Commission (``SEC'' or ``Commission'') (collectively, the Agencies). ACTION: Final rule;... [read document]
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(April 16, 2008) - Rule - Definitions of Terms and Exemptions Relating to the Broker Exceptions for Banks
Federal Reserve System
Rule
Definitions of Terms and Exemptions Relating to the Broker Exceptions for Banks,
20779-20780 [E8-8270]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 218 [Regulation R; Docket No. R-1274] SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 247 [Release No. 34-56501A; File No. S7-22-06] RIN 3235-AJ74 Definitions of Terms and Exemptions Relating to the ``Broker'' Exceptions for Banks AGENCIES: Board of Governors of the Federal Reserve System (``Board'') and Securities and Exchange Commission (``SEC'' or ``Commission'') (collectively, the Agencies). ACTION: Final rule;... [read document]
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(April 16, 2008) - Proposed Rule - Affordable Housing Program Amendments
Federal Housing Finance Board
Proposed Rule
Affordable Housing Program Amendments,
20552-20564 [E8-7949]
Proposed Rules Federal Register FEDERAL HOUSING FINANCE BOARD 12 CFR Part 951 [No. 2008-09] RIN 3069-AB35 Affordable Housing Program Amendments AGENCY: Federal Housing Finance Board. ACTION: Proposed rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is proposing to amend its Affordable Housing Program (AHP) regulation to authorize the Federal Home Loan Banks (Banks) to establish AHP homeownership set- aside programs for the purpose of refinancing or restructuring eligible... [read document]
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(April 15, 2008) - Rule - Electronic Filing and Revision of Form D; Correction
Securities and Exchange Commission
Rule
Electronic Filing and Revision of Form D; Correction,
20367 [Z8-3545]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 232 and 239 [RELEASE NOS. 33-8891; 34-57280; 39-2453; IC-28145; FILE NO. S7-12-07] RIN 3235-AJ87 Electronic Filing and Revision of Form D Correction In rule document E8-3545 beginning on page 10592 in the issue of Wednesday, February 27, 2008, make the following correction: On page 10609, in the third column, in the first full paragraph, in the second to last line, ``Form D'' should read ``Form ID''. [FR Doc. Z8-3545 Filed 4-14-08; 8:45 am]... [read document]
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(April 14, 2008) - Rule - Revisions To Form S-11 To Permit Historical Incorporation By Reference
Securities and Exchange Commission
Rule
Revisions To Form S-11 To Permit Historical Incorporation By Reference,
20512-20518 [E8-7967]
Part IV Securities and Exchange Commission 17 CFR Part 239 Revisions to Form S-11 To Permit Historical Incorporation by Reference; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 239 [Release No. 33-8909; File No. S7-30-07] RIN 3235-AK02 Revisions to Form S-11 To Permit Historical Incorporation by Reference AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: We are adopting amendments to Form S-11, a registration statement used by real estate entities to register... [read document]
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(April 14, 2008) - Rule - Rules Regarding Equal Opportunity
Federal Reserve System
Rule
Rules Regarding Equal Opportunity,
17885-17887 [E8-6655]
FEDERAL RESERVE SYSTEM 12 CFR Part 268 [Docket No. OP-1264] Rules Regarding Equal Opportunity AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board of Governors of the Federal Reserve System (the Board) has adopted a final rule that amends the section of its Rules Regarding Equal Opportunity (EEO Rules) which governs the employment of persons who are not United States citizens consistent with the Board's requirements for the security of its... [read document]
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(March 31, 2008) - Rule - Internet Availability of Proxy Materials, Regulation of Takeovers, etc.; Technical Amendments
Securities and Exchange Commission
Rule
Internet Availability of Proxy Materials, Regulation of Takeovers, etc.; Technical Amendments,
17810-17815 [E8-5708]
Part IV Securities and Exchange Commission 17 CFR Parts 200, 239 and 240 Internet Availability of Proxy Materials; Regulation of Takeovers and Security Holder Communications; Cross-Border Tender and Exchange Offers, Business Combinations and Rights Offerings; Certain Other Related Rule Corrections; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 200, 239 and 240 [Release Nos. 34-55146A; IC-27671A; 34-56135A; IC-27911A; 33-7759A; 33- 7760A; 34-42054A; 34-42055A; 39-2378A; IC-24107A;... [read document]
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(March 30, 2008) - Rule - Proposed Rule Changes of Self-Regulatory Organizations
Securities and Exchange Commission
Rule
Proposed Rule Changes of Self-Regulatory Organizations,
16179-16198 [E8-5998]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-57526; File No. S7-06-07] RIN 3235-AJ80 Proposed Rule Changes of Self-Regulatory Organizations AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (``Commission'') is adopting rule amendments to require Self-Regulatory Organizations (``SROs'') that submit proposed rule changes pursuant to Section 19(b)(7)(A) of the Securities Exchange Act of 1934 (``Act'') to... [read document]
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(March 25, 2008) - Rule - Extensions of Credit by Federal Reserve Banks
Federal Reserve System
Rule
Extensions of Credit by Federal Reserve Banks,
15861-15862 [E8-6107]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 201 [Regulation A] Extensions of Credit by Federal Reserve Banks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board of Governors of the Federal Reserve System (Board) has adopted final amendments to its Regulation A to reflect the Board's approval of a reduction in the primary credit rate at each Federal Reserve Bank. The secondary credit rate at each Reserve Bank... [read document]
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(March 24, 2008) - Proposed Rule - Assessment Dividends
Federal Deposit Insurance Corporation
Proposed Rule
Assessment Dividends,
15459-15468 [E8-5670]
Proposed Rules Federal Register FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD27 Assessment Dividends AGENCY: Federal Deposit Insurance Corporation (``FDIC''). ACTION: Notice of proposed rulemaking. SUMMARY: The FDIC is proposing regulations to implement the assessment dividend requirements in the Federal Deposit Insurance Reform Act of 2005 (``Reform Act'') and the Federal Deposit Insurance Reform Conforming Amendments Act of 2005 (``Amendments Act''). The proposed rule is... [read document]
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(March 22, 2008) - Proposed Rule - Naked Short Selling Anti-Fraud Rule
Securities and Exchange Commission
Proposed Rule
Naked Short Selling Anti-Fraud Rule,
15376-15385 [E8-5697]
Part IV Securities and Exchange Commission 17 CFR Part 240 Naked Short Selling Anti-Fraud Rule; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-57511; File No. S7-08-08] RIN 3235-AK06 ``Naked'' Short Selling Anti-Fraud Rule AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: The Securities and Exchange Commission (``Commission'') is proposing an anti-fraud rule under the Securities Exchange Act of 1934 (``Exchange Act'') to address fails... [read document]
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(March 19, 2008) - Proposed Rule - Exchange-Traded Funds
Securities and Exchange Commission
Proposed Rule
Exchange-Traded Funds,
14618-14658 [E8-5239]
Part III Securities and Exchange Commission 17 CFR Parts 239, 270 and 274 Exchange-Traded Funds; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239, 270 and 274 [Release Nos. 33-8901; IC-28193; File No. S7-07-08] RIN 3235-AJ60 Exchange-Traded Funds AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: The Securities and Exchange Commission (``Commission'' or ``SEC'') is proposing a new rule under the Investment Company Act of 1940 that would exempt... [read document]
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(March 16, 2008) - Proposed Rule - Amendments to Form ADV
Securities and Exchange Commission
Proposed Rule
Amendments to Form ADV,
13958-14027 [E8-4611]
Part II Securities and Exchange Commission 17 CFR Parts 275 and 279 Amendments to Form ADV; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 [Release No. IA-2711; 34-57419; File No. S7-10-00] RIN 3235-AI17 Amendments to Form ADV AGENCY: Securities and Exchange Commission. ACTION: Proposed rule and form amendments. SUMMARY: The Securities and Exchange Commission is reproposing amendments to Part 2 of Form ADV, and related rules under the Investment Advisers Act, to... [read document]
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(March 12, 2008) - Proposed Rule - Regulation S-P; Privacy of Consumer Financial Information and Safeguarding ...
Securities and Exchange Commission
Proposed Rule
Regulation S-P; Privacy of Consumer Financial Information and Safeguarding Personal Information,
13692-13719 [E8-4612]
Part III Securities and Exchange Commission 17 CFR Part 248 Part 248--Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal Information; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 248 [Release Nos. 34-57427; IC-28178; IA-2712; File No. S7-06-08] RIN 3235-AK08 Part 248--Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal Information AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: The... [read document]
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(March 11, 2008) - Proposed Rule - Foreign Issuer Reporting Enhancements
Securities and Exchange Commission
Proposed Rule
Foreign Issuer Reporting Enhancements,
13404-13428 [E8-4366]
Part IV Securities and Exchange Commission 17 CFR Parts 230, 239, 240 and 249 Foreign Issuer Reporting Enhancements; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 239, 240 and 249 [Release Nos. 33-8900; 34-57409; International Series Release No. 1308; File No. S7-05-08] RIN 3235-AK03 Foreign Issuer Reporting Enhancements AGENCY: Securities and Exchange Commission. ACTION: Proposed amendments to forms and rules. SUMMARY: We are proposing a number of changes to our rules... [read document]
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(March 10, 2008) - Rule - Procedures for Debt Collection
National Credit Union Administration
Rule
Procedures for Debt Collection,
11340-11346 [E8-3799]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 797 Procedures for Debt Collection AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: Pursuant to the Debt Collection Improvement Act of 1996 NCUA is issuing a regulation governing procedures for collecting debts owed to the federal government by present and former NCUA employees. The regulation sets forth the procedures NCUA will follow in collecting debts owed to the United States arising from activities under... [read document]
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(March 2, 2008) - Rule - Prohibited Service at Savings and Loan Holding Companies: Extension of Expiration Date ...
Thrift Supervision Office
Rule
Prohibited Service at Savings and Loan Holding Companies:
Extension of Expiration Date of Temporary Exemption,
10985-10986 [08-887]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 585 [OTS-2007-0008] RIN 1550-AC14 Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption AGENCY: Office of Thrift Supervision (OTS) Treasury. ACTION: Final rule. SUMMARY: OTS is revising its rules implementing section 19(e) of the Federal Deposit Insurance Act (FDIA), which prohibits any person who has been convicted of any criminal offense involving dishonesty, breach of... [read document]
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(February 28, 2008) - Proposed Rule - Mergers, Conversion From Credit Union Charter, and Account Insurance ...
National Credit Union Administration
Proposed Rule
Mergers, Conversion From Credit Union Charter, and Account Insurance Termination; Extension of Comment Period,
10697 [E8-3831]
Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 708a and 708b Mergers, Conversion From Credit Union Charter, and Account Insurance Termination; Extension of Comment Period AGENCY: National Credit Union Administration (NCUA). ACTION: Advanced notice of proposed rulemaking and request for comment (ANPR); notice of extension of comment period. SUMMARY: The NCUA Board recently issued an ANPR regarding mergers, conversions from credit union charter, and account... [read document]
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(February 27, 2008) - Rule - Electronic Filing and Revision of Form D
Securities and Exchange Commission
Rule
Electronic Filing and Revision of Form D,
10592-10642 [E8-3545]
Part IV Securities and Exchange Commission 17 CFR Parts 230, 232 and 239 Electronic Filing and Revision of Form D; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 232 and 239 [RELEASE NOS. 33-8891; 34-57280; 39-2453; IC-28145; FILE NO. S7-12-07] RIN 3235-AJ87 Electronic Filing and Revision of Form D AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission is adopting rule amendments mandating the electronic filing of... [read document]
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(February 26, 2008) - Proposed Rule - Exemption from Registration for Foreign Private Issuers
Securities and Exchange Commission
Proposed Rule
Exemption from Registration for Foreign Private Issuers,
10102-10122 [E8-3424]
Part II Securities and Exchange Commission 17 CFR Parts 239, 240 and 249 Exemption From Registration Under Section 12(g) of the Securities Exchange Act of 1934 for Foreign Private Issuers; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239, 240 and 249 [Release No. 34-57350; International Series Release No. 1307; File No. S7-04-08] RIN 3235-AK04 Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers AGENCY: Securities... [read document]
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(February 24, 2008) - Proposed Rule - Disclosure of Divestment by Registered Investment Companies in Accordance with ...
Securities and Exchange Commission
Proposed Rule
Disclosure of Divestment by Registered Investment Companies in Accordance with Sudan Accountability Divestment Act of 2007,
8976-8982 [E8-2859]
Part III Securities and Exchange Commission 17 CFR Parts 249 and 274 Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 249 and 274 [Release Nos. 34-57306; IC-28148; File No. S7-02-08] RIN 3235-AK05 Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007 AGENCY: Securities and Exchange... [read document]
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(February 14, 2008) - Proposed Rule - Concept Release; Revisions to Disclosure Requirements Relating to Oil and Gas ...
Securities and Exchange Commission
Proposed Rule
Concept Release; Revisions to Disclosure Requirements Relating to Oil and Gas Reserves
Correction,
8836 [E8-2854]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 229, 231 and 241 [Release Nos. 33-8870A; 34-56945A; File No. S7-29-07] RIN 3235-AK00 Concept Release on Possible Revisions to the Disclosure Requirements Relating to Oil and Gas Reserves AGENCY: Securities and Exchange Commission. ACTION: Correction to concept release. SUMMARY: This document contains corrections to the concept release to obtain information about the extent and nature of the public's interest in revising oil and gas reserves... [read document]
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(February 14, 2008) - Rule - Availability of Funds and Collection of Checks
Federal Reserve System
Rule
Availability of Funds and Collection of Checks,
8787-8788 [E8-2869]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 229 [Regulation CC; Docket No. R-1308] Availability of Funds and Collection of Checks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; technical amendment. SUMMARY: The Board of Governors (Board) is amending appendix A of Regulation CC to delete the reference to the head office of the Federal Reserve Bank of Kansas City and reassign the Federal Reserve routing symbols currently listed under... [read document]
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(February 14, 2008) - Proposed Rule - Reserve Requirements of Depository Institutions: Issue and Cancellation of ...
Federal Reserve System
Proposed Rule
Reserve Requirements of Depository Institutions:
Issue and Cancellation of Federal Reserve Bank Capital Stock,
8009-8018 [E8-2558]
Proposed Rules Federal Register FEDERAL RESERVE SYSTEM 12 CFR Parts 204 and 209 [Regulations D and I; Docket No. R-1307] Reserve Requirements of Depository Institutions; Issue and Cancellation of Federal Reserve Bank Capital Stock AGENCY: Board of Governors of the Federal Reserve System. ACTION: Notice of proposed rulemaking; request for public comment. SUMMARY: The Board is publishing for comment proposed amendments to Regulation D (Reserve Requirements of Depository Institutions) and... [read document]
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(February 11, 2008) - Rule - Extensions of Credit by Federal Reserve Banks
Federal Reserve System
Rule
Extensions of Credit by Federal Reserve Banks,
7202 [E8-2209]
FEDERAL RESERVE SYSTEM 12 CFR Part 201 [Regulation A] Extensions of Credit by Federal Reserve Banks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board of Governors of the Federal Reserve System (Board) has adopted final amendments to its Regulation A to reflect the Board's approval of a decrease in the primary credit rate at each Federal Reserve Bank. The secondary credit rate at each Reserve Bank automatically decreased by formula as a result of... [read document]
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(February 6, 2008) - Proposed Rule - Internal Control Over Financial Reporting in Exchange Act Periodic Reports of ...
Securities and Exchange Commission
Proposed Rule
Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers,
7450-7455 [E8-2211]
Part III Securities and Exchange Commission 17 CFR Parts 210, 228, 229 and 249 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 228, 229 and 249 [Release Nos. 33-8889; 34-57258; File No. S7-06-03] RIN 3235-AJ64 Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers AGENCY: Securities and Exchange Commission. ACTION: Proposed... [read document]
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(February 6, 2008) - Rule - Delegation of Authority to Director of Division of Corporation Finance
Securities and Exchange Commission
Rule
Delegation of Authority to Director of Division of Corporation Finance,
7205-7206 [E8-2246]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 200 [Release No. 34-57262] Delegation of Authority to the Director of the Division of Corporation Finance AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission is amending its Rules of Organization and Program Management to delegate its authority to the Director of the Division of Corporation Finance to grant or deny exemptions pursuant to Section 36 of the Securities Exchange Act of 1934... [read document]
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(February 6, 2008) - Rule - Amendment of Procedures for Payment of Fees
Securities and Exchange Commission
Rule
Amendment of Procedures for Payment of Fees,
6011-6014 [E8-1839]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 202, 230, 240, 260 and 270 [Release Nos. 33-8885, 34-57218, 39-2452, IC-28137] Amendment of Procedures for Payment of Fees AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission is amending its procedures for payment of fees imposed under the federal securities laws to update the procedures and reflect the designation of U.S. Bank, N.A. (``U.S. Bank'') as the Commission's U.S. Treasury... [read document]
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(January 31, 2008) - Rule - Extensions of Credit by Federal Reserve Banks
Federal Reserve System
Rule
Extensions of Credit by Federal Reserve Banks,
5727-5729 [E8-1657]
FEDERAL RESERVE SYSTEM 12 CFR Part 201 [Regulation A] Extensions of Credit by Federal Reserve Banks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board of Governors of the Federal Reserve System (Board) has adopted final amendments to its Regulation A to reflect the Board's approval of a decrease in the primary credit rate at each Federal Reserve Bank. The secondary credit rate at each Reserve Bank automatically decreased by formula as a result of... [read document]
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(January 30, 2008) - Proposed Rule - Mergers, Conversion from Credit Union Charter, and Account Insurance Termination
National Credit Union Administration
Proposed Rule
Mergers, Conversion from Credit Union Charter, and Account Insurance Termination,
5461-5466 [E8-1572]
NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 708a and 708b RIN 3133-AD40 Mergers, Conversion From Credit Union Charter, and Account Insurance Termination AGENCY: National Credit Union Administration (NCUA). ACTION: Advance notice of proposed rulemaking and request for comment (ANPR). SUMMARY: NCUA is considering whether to issue regulations to govern merger of a federally insured credit union (FICU) into or a FICU's conversion to a financial institution other than a mutual savings bank... [read document]
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(January 29, 2008) - Rule - Form MSD etc.; Technical Amendments
Securities and Exchange Commission
Rule
Form MSD etc.; Technical Amendments,
4690-4694 [E8-1171]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240, 249, 275 and 279 [Release Nos. 34-57166, IA-2695] Technical Amendments to Forms MSD, MSDW, BD-N, BD, BDW, ADV, and ADV-W and to Exchange Act Rules 15b1-1, 15b3-1, 15b6-1, 15Ba2-2, 15Bc3- 1, 15Ca1-1, 15Ca2-1, 15Cc1-1, and 17a-3, and Advisers Act Rules 203-1, 203-3, and 204-1 AGENCY: Securities and Exchange Commission. ACTION: Final rule; technical amendments. SUMMARY: The Securities and Exchange Commission (``Commission'' or ``SEC'') is... [read document]
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(January 27, 2008) - Rule - Electronic Shareholder Forums
Securities and Exchange Commission
Rule
Electronic Shareholder Forums,
4450-4459 [E8-1263]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-57172; IC-28124; File No. S7-16-07] RIN 3235-AJ92 Electronic Shareholder Forums AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: We are adopting amendments to the proxy rules under the Securities Exchange Act of 1934 to facilitate electronic shareholder forums. The amendments clarify that participation in an electronic shareholder forum that could potentially constitute a solicitation subject to the proxy... [read document]
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(January 24, 2008) - Rule - Deposit Insurance Requirements After Certain Conversions: Definition of Corporate ...
Federal Deposit Insurance Corporation
Rule
Deposit Insurance Requirements After Certain Conversions:
Definition of Corporate Reorganization; Optional Conversions (Oakar Transactions), etc.,
2143-2146 [E8-294]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 303, 308 and 309 RIN 3064-AD25 Deposit Insurance Requirements After Certain Conversions; Definition of ``Corporate Reorganization;'' Optional Conversions (``Oakar Transactions''); Additional Grounds for Disapproval of Changes in Control; and Disclosure of Certain Supervisory Information AGENCY: Federal Deposit Insurance Corporation (``FDIC''). ACTION: Interim rule and request for comment. SUMMARY: The FDIC is amending certain regulations in... [read document]
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(January 13, 2008) - Proposed Rule - Processing of Deposit Accounts in the Event of an Insured Depository ...
Federal Deposit Insurance Corporation
Proposed Rule
Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure and Large-Bank Deposit Insurance Determination Modernization,
2364-2401 [E8-273]
Part IV Federal Deposit Insurance Corporation 12 CFR Part 360 Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure and Large-Bank Deposit Insurance Determination Modernization; Proposed Rule FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 360 RIN 3064-AD26 Processing of Deposit Accounts in the Event of an Insured Depository Institution Failure and Large-Bank Deposit Insurance Determination Modernization AGENCY: Federal Deposit Insurance Corporation... [read document]
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(January 13, 2008) - Proposed Rule - Truth in Lending
Federal Reserve System
Proposed Rule
Truth in Lending,
1672-1735 [E7-25058]
Part II Federal Reserve System 12 CFR Part 226 Truth in Lending; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1305] Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for public comment. SUMMARY: The Board proposes to amend Regulation Z, which implements the Truth in Lending Act and Home Ownership and Equity Protection Act. The goals of the amendments are to protect consumers in the mortgage market from... [read document]
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(January 8, 2008) - Rule - Availability of Funds and Collection of Checks
Federal Reserve System
Rule
Availability of Funds and Collection of Checks,
1267-1269 [E8-6]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 229 [Regulation CC; Docket No. R-1306] Availability of Funds and Collection of Checks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; technical amendment. SUMMARY: The Board of Governors (Board) is amending appendix A of Regulation CC to delete the reference to the Utica office of the Federal Reserve Bank of New York and reassign the Federal Reserve routing symbols currently listed under that... [read document]
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(January 7, 2008) - Rule - Smaller Reporting Company Regulatory Relief and Simplification
Securities and Exchange Commission
Rule
Smaller Reporting Company Regulatory Relief and Simplification,
934-983 [E7-24965]
Part II Securities and Exchange Commission 17 CFR Parts 210, 228 et al. Smaller Reporting Company Regulatory Relief and Simplification; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 228, 229, 230, 239, 240, 249, 260 and 269 [Release Nos. 33-8876; 34-56994; 39-2451; File No. S7-15-07] RIN 3235-Aj86 Smaller Reporting Company Regulatory Relief and Simplification AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission is... [read document]
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(January 3, 2008) - Rule - Acceptance from Foreign Private Issuers of Financial Statements Prepared in Accordance ...
Securities and Exchange Commission
Rule
Acceptance from Foreign Private Issuers of Financial Statements Prepared in Accordance with International Financial Reporting Standards, etc.,
986-1012 [E7-25250]
Part III Securities and Exchange Commission 17 CFR Parts 210, 230, 239 and 249 Acceptance From Foreign Private Issuers of Financial Statements Prepared in Accordance With International Financial Reporting Standards Without Reconciliation to U.S. GAAP; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 230, 239 and 249 [Release Nos. 33-8879; 34-57026; International Series Release No. 1306; File No. S7-13-07] RIN 3235-AJ90 Acceptance From Foreign Private Issuers of Financial... [read document]
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(January 3, 2008) - Proposed Rule - Minority and Women Outreach Program Contracting
Federal Deposit Insurance Corporation
Proposed Rule
Minority and Women Outreach Program Contracting,
420-421 [E7-25028]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 361 RIN 3064-AD23 Minority and Women Outreach Program Contracting AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking. SUMMARY: This proposal would amend existing FDIC regulations regarding the FDIC's contracting activities under its Minority and Women Outreach Program (MWOP). These are relatively minor amendments designed to eliminate several provisions rendered obsolete by significant reductions in FDIC... [read document]
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(January 2, 2008) - Rule - Technical Amendments
Thrift Supervision Office
Rule
Technical Amendments,
17-19 [E7-25000]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 558, 563, 564, 567 and 574 [OTS No. 2007-0025] Technical Amendments AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Office of Thrift Supervision (OTS) is amending its regulations to incorporate a number of technical and conforming amendments. They include clarifications and corrections of typographical errors. DATES: Effective Date: January 2, 2008. FOR FURTHER INFORMATION CONTACT: Sandra E.... [read document]
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(January 1, 2008) - Rule - Financial reporting matters: Staff accounting bulletin No. 110
Securities and Exchange Commission
Rule
Financial reporting matters:
Staff accounting bulletin No. 110,
74168-74169 [E7-25178]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 211 [Release No. SAB 110] Staff Accounting Bulletin No. 110 AGENCY: Securities and Exchange Commission. ACTION: Publication of Staff Accounting Bulletin. SUMMARY: This staff accounting bulletin (``SAB'') expresses the views of the staff regarding the use of a ``simplified'' method, as discussed in SAB No. 107 (``SAB 107''), in developing an estimate of expected term of ``plain vanilla'' share options in accordance with Statement of Financial... [read document]
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(December 30, 2007) - Rule - Securities: Primary securities offerings on Forms S-3 and F-3; eligibility requirements
Securities and Exchange Commission
Rule
Securities:
Primary securities offerings on Forms S-3 and F-3; eligibility requirements,
73534-73552 [E7-24968]
Part V Securities and Exchange Commission 17 CFR Parts 230 and 239 Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 and F-3; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230 and 239 [Release No. 33-8878; File No. S7-10-07] RIN 3235-AJ89 Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 and F-3 AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: We are adopting amendments to the... [read document]
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(December 26, 2007) - Rule - Savings and loan holding companies; permissible activities Correction
Thrift Supervision Office
Rule
Savings and loan holding companies; permissible activities
Correction,
73424 [Z7-24676]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 584 [Docket ID OTS-2007-0007] 1550-AC10 Permissible Activities of Savings and Loan Holding Companies Correction In rule document E7-24676 beginning on page 72235 in the issue of Thursday, December 20, 2007 make the following correction: On page 72235, in the second column, under DATES, ``April, 2008'' should read ``April 1, 2008''. [FR Doc. Z7-24676 Filed 12-26-07; 8:45 am] BILLING CODE 1505-01-D [read document]
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(December 26, 2007) - Rule - Community Reinvestment Act; implementation: Small bank, small savings association, etc. ...
Federal Reserve System
Rule
Community Reinvestment Act; implementation:
Small bank, small savings association, etc.; threshold amount adjustments; technical correction,
72571-72574 [E7-24719]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2007-0021] RIN 1557-AD05 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Regulation BB; Docket No. R-1302] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD24 DEPARTMENT OF TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2007-0024] RIN 1550-AC18 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
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(December 20, 2007) - Rule - Community Reinvestment Act; implementation: Small bank, small savings association, etc. ...
Federal Deposit Insurance Corporation
Rule
Community Reinvestment Act; implementation:
Small bank, small savings association, etc.; threshold amount adjustments; technical correction,
72571-72574 [E7-24719]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2007-0021] RIN 1557-AD05 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Regulation BB; Docket No. R-1302] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD24 DEPARTMENT OF TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2007-0024] RIN 1550-AC18 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
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(December 20, 2007) - Rule - Community Reinvestment Act; implementation: Small bank, small savings association, etc. ...
Thrift Supervision Office
Rule
Community Reinvestment Act; implementation:
Small bank, small savings association, etc.; threshold amount adjustments; technical correction,
72571-72574 [E7-24719]
DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2007-0021] RIN 1557-AD05 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Regulation BB; Docket No. R-1302] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD24 DEPARTMENT OF TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2007-0024] RIN 1550-AC18 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
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(December 20, 2007) - Rule - Home mortgage disclosure (Regulation C): Depository institutions; asset-size exemption ...
Federal Reserve System
Rule
Home mortgage disclosure (Regulation C):
Depository institutions; asset-size exemption threshold increase,
72234-72235 [E7-24612]
FEDERAL RESERVE SYSTEM 12 CFR Part 203 [Regulation C; Docket No. R-1303] Home Mortgage Disclosure AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; staff commentary. SUMMARY: The Board is publishing a final rule amending the staff commentary that interprets the requirements of Regulation C (Home Mortgage Disclosure). The staff commentary is amended to increase the asset-size exemption threshold for depository institutions based on the annual percentage change in the... [read document]
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(December 19, 2007) - Rule - Savings and loan holding companies; permissible activities
Thrift Supervision Office
Rule
Savings and loan holding companies; permissible activities,
72235-72239 [E7-24676]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 584 [Docket ID OTS-2007-0007] RIN 1550-AC10 Permissible Activities of Savings and Loan Holding Companies AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Office of Thrift Supervision (OTS) is revising its regulations, at 12 CFR 584.2 and 584.2-2, to expand the permissible activities of savings and loan holding companies (SLHCs) to the full extent permitted under the Home Owners' Loan Act (HOLA).... [read document]
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(December 19, 2007) - Proposed Rule - Securities: Real estate company registration statement (Form S-11); historical ...
Securities and Exchange Commission
Proposed Rule
Securities:
Real estate company registration statement (Form S-11); historical incorporation by reference of previous reporting information,
72274-72280 [E7-24617]
SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 239 [Release No. 33-8871; File No. S7-30-07] RIN 3235-AK02 Revisions to Form S-11 To Permit Historical Incorporation by Reference AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: We are proposing to amend Form S-11, a registration statement used by real estate entities to register offerings under the Securities Act of 1933. The amendments would permit an entity that has filed at least one annual report and that is current... [read document]
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(December 19, 2007) - Proposed Rule - Federal savings association bylaws; integrity of directors; withdrawn
Thrift Supervision Office
Proposed Rule
Federal savings association bylaws; integrity of directors; withdrawn,
72264 [E7-24743]
Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 544 and 552 [Docket ID OTS-2007-0025] RIN 1550-ACOO Federal Savings Association Bylaws; Integrity of Directors; Withdrawal of Proposed Rule AGENCY: Office of Thrift Supervision, Treasury. ACTION: Proposed rule; withdrawal. SUMMARY: The Office of Thrift Supervision (OTS) is withdrawing the proposed rule. The proposed rule would have amended OTS's regulations concerning corporate governance to... [read document]
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(December 19, 2007) - Rule - Extensions of credit by Federal Reserve Banks (Regulation A): Primary and secondary ...
Federal Reserve System
Rule
Extensions of credit by Federal Reserve Banks (Regulation A):
Primary and secondary credit; rates decrease,
71756-71757 [E7-24567]
FEDERAL RESERVE SYSTEM 12 CFR Part 201 [Regulation A] Extensions of Credit by Federal Reserve Banks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board of Governors of the Federal Reserve System (Board) has adopted final amendments to its Regulation A to reflect the Board's approval of a decrease in the primary credit rate at each Federal Reserve Bank. The secondary credit rate at each Reserve Bank automatically decreased by formula as a result of... [read document]
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(December 18, 2007) - Proposed Rule - Securities: Oil and gas reserves; disclosure requirements revisions; concept release
Securities and Exchange Commission
Proposed Rule
Securities:
Oil and gas reserves; disclosure requirements revisions; concept release,
71610-71613 [E7-24384]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 210, 229, 231 and 241 [Release Nos. 33-8870; 34-56945; File No. S7-29-07] RIN 3235-AK00 Concept Release on Possible Revisions to the Disclosure Requirements Relating to Oil and Gas Reserves AGENCY: Securities and Exchange Commission. ACTION: Concept release. SUMMARY: The Commission is publishing this Concept Release to obtain information about the extent and nature of the public's interest in revising oil and gas reserves disclosure requirements... [read document]
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(December 17, 2007) - Rule - Extensions of credit by Federal Reserve Banks (Regulation A): Temporary Term Auction ...
Federal Reserve System
Rule
Extensions of credit by Federal Reserve Banks (Regulation A):
Temporary Term Auction Facility; authorization,
71202-71203 [E7-24315]
FEDERAL RESERVE SYSTEM 12 CFR Part 201 [Regulation A; Docket No. R-1304] Extensions of Credit by Federal Reserve Banks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board of Governors of the Federal Reserve System (Board) is amending its Regulation A, effective December 12, 2007, to allow the Board to authorize a temporary Term Auction Facility (TAF) under section 10B of the Federal Reserve Act. A TAF is a credit facility that allows a depository... [read document]
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(December 16, 2007) - Rule - Securities: Restricted securities; holding period for affiliates and non-affiliates
Securities and Exchange Commission
Rule
Securities:
Restricted securities; holding period for affiliates and non-affiliates,
71546-71573 [07-6013]
Part III Securities and Exchange Commission 17 CFR Parts 230 and 239 Revisions to Rules 144 and 145; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230 and 239 [Release No. 33-8869; File No. S7-11-07] RIN 3235-AH13 Revisions to Rules 144 and 145 AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: Rule 144 under the Securities Act of 1933 creates a safe harbor for the sale of securities under the exemption set forth in Section 4(1) of the Securities Act. We are... [read document]
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(December 16, 2007) - Rule - Equal Credit Opportunity Act (Regulation B): Electronic disclosures delivery; staff ...
Federal Reserve System
Rule
Equal Credit Opportunity Act (Regulation B):
Electronic disclosures delivery; staff commentary,
71056-71057 [E7-24221]
FEDERAL RESERVE SYSTEM 12 CFR Part 202 [Regulation B; Docket No. R-1281] Equal Credit Opportunity AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; technical amendment. SUMMARY: The Board is revising the official staff commentary to Regulation B, which implements the Equal Credit Opportunity Act, to clarify an amendment published on November 9, 2007. The clarification and the earlier amendment relate to the electronic delivery of disclosures under Regulation B.... [read document]
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(December 13, 2007) - Rule - Equal Credit Opportunity Act (Regulation B): Electronic disclosures delivery; technical ...
Federal Reserve System
Rule
Equal Credit Opportunity Act (Regulation B):
Electronic disclosures delivery; technical amendment,
71058-71059 [E7-24222]
FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1284] Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; technical amendment. SUMMARY: The Board is revising the official staff commentary to Regulation Z, which implements the Truth in Lending Act, to clarify an amendment published on November 9, 2007. The clarification and the earlier amendment relate to the electronic delivery of disclosures under Regulation Z. DATES: The amendment... [read document]
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(December 13, 2007) - Proposed Rule - Fair and Accurate Credit Transactions Act; implementation:
Fair credit ...
Federal Reserve System
Proposed Rule
Fair and Accurate Credit Transactions Act; implementation:
Fair credit reporting-
Information furnished to consumer reporting agencies; accuracy and integrity; enhancement procedures,
70944-70986 [E7-23549]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Part 334 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Federal Trade Commission 16 CFR Part 660 Section 312 of the Fair and Accurate Credit Transactions Act; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12... [read document]
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(December 12, 2007) - Proposed Rule - Fair and Accurate Credit Transactions Act; implementation:
Fair credit ...
Thrift Supervision Office
Proposed Rule
Fair and Accurate Credit Transactions Act; implementation:
Fair credit reporting-
Information furnished to consumer reporting agencies; accuracy and integrity; enhancement procedures,
70944-70986 [E7-23549]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Part 334 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Federal Trade Commission 16 CFR Part 660 Section 312 of the Fair and Accurate Credit Transactions Act; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12... [read document]
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(December 12, 2007) - Proposed Rule - Fair and Accurate Credit Transactions Act; implementation:
Fair credit ...
National Credit Union Administration
Proposed Rule
Fair and Accurate Credit Transactions Act; implementation:
Fair credit reporting-
Information furnished to consumer reporting agencies; accuracy and integrity; enhancement procedures,
70944-70986 [E7-23549]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Part 334 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Federal Trade Commission 16 CFR Part 660 Section 312 of the Fair and Accurate Credit Transactions Act; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12... [read document]
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(December 12, 2007) - Proposed Rule - Fair and Accurate Credit Transactions Act; implementation:
Fair credit ...
Federal Deposit Insurance Corporation
Proposed Rule
Fair and Accurate Credit Transactions Act; implementation:
Fair credit reporting-
Information furnished to consumer reporting agencies; accuracy and integrity; enhancement procedures,
70944-70986 [E7-23549]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Part 334 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Federal Trade Commission 16 CFR Part 660 Section 312 of the Fair and Accurate Credit Transactions Act; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12... [read document]
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(December 12, 2007) - Rule - Credit by brokers and dealers (Regulation T): Interpretation cross-reference correction
Federal Reserve System
Rule
Credit by brokers and dealers (Regulation T):
Interpretation cross-reference correction,
70486 [E7-24052]
FEDERAL RESERVE SYSTEM 12 CFR Part 220 [Regulation T; Docket No. R-1301] Credit by Brokers and Dealers AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; correcting amendment. SUMMARY: The Board of Governors of the Federal Reserve System (Board) is amending Regulation T (Credit by Brokers and Dealers) to correct a cross-reference in one of its interpretations. DATES: Effective Date: December 12, 2007. FOR FURTHER INFORMATION CONTACT: Scott Holz, Senior Counsel, Legal... [read document]
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(December 11, 2007) - Rule - Securities Exchange Act: Election of directors; shareholder proposals
Securities and Exchange Commission
Rule
Securities Exchange Act:
Election of directors; shareholder proposals,
70450-70456 [E7-23951]
Part III Securities and Exchange Commission 17 CFR Part 240 Shareholder Proposals Relating to the Election of Directors; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-56914; IC-28075; File No. S7-17-07] RIN 3235-AJ95 Shareholder Proposals Relating to the Election of Directors AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission is publishing this adopting release to codify the meaning of Rule 14a-8(i)(8)... [read document]
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(December 10, 2007) - Rule - Securities: Compensatory employee stock options; registration requirements exemption
Securities and Exchange Commission
Rule
Securities:
Compensatory employee stock options; registration requirements exemption,
69554-69567 [E7-23756]
Part V Securities and Exchange Commission 17 CFR Part 240 Exemption of Compensatory Employee Stock Options From Registration Under Section 12(G) of the Securities Exchange Act of 1934; Final Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-56887; International Series Release No. 1305; File No. S7-14-07] RIN 3235-AJ91 Exemption of Compensatory Employee Stock Options From Registration Under Section 12(G) of the Securities Exchange Act of 1934 AGENCY: Securities and Exchange... [read document]
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(December 6, 2007) - Rule - Risk-based capital: Advanced capital adequacy framework; Basel II
Thrift Supervision Office
Rule
Risk-based capital:
Advanced capital adequacy framework; Basel II,
69288-69445 [07-5729]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 3 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Department of the Treasury Office of Thrift Supervision 12 CFR Parts 559, 560, 563 and 567 Risk-Based Capital Standards: Advanced Capital Adequacy Framework-- Basel II; Final Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. OCC-2007-0018] RIN 1557-AC91... [read document]
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(December 6, 2007) - Rule - Risk-based capital: Advnced capital adequacy framework; Basel II
Federal Deposit Insurance Corporation
Rule
Risk-based capital:
Advnced capital adequacy framework; Basel II,
69288-69445 [07-5729]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 3 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Department of the Treasury Office of Thrift Supervision 12 CFR Parts 559, 560, 563 and 567 Risk-Based Capital Standards: Advanced Capital Adequacy Framework-- Basel II; Final Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. OCC-2007-0018] RIN 1557-AC91... [read document]
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(December 6, 2007) - Rule - Risk-based capital: Advanced capital adequacy framework; Basel II
Federal Reserve System
Rule
Risk-based capital:
Advanced capital adequacy framework; Basel II,
69288-69445 [07-5729]
Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 3 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Department of the Treasury Office of Thrift Supervision 12 CFR Parts 559, 560, 563 and 567 Risk-Based Capital Standards: Advanced Capital Adequacy Framework-- Basel II; Final Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. OCC-2007-0018] RIN 1557-AC91... [read document]
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(December 6, 2007) - Proposed Rule - Securities: Registered open-end management investment companies; enhanced ...
Securities and Exchange Commission
Proposed Rule
Securities:
Registered open-end management investment companies; enhanced disclosure and new prospectus delivery option,
67790-67824 [07-5852]
Part II Securities and Exchange Commission 17 CFR Parts 230, 232, 239 and 274 Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 232, 239 and 274 [Release Nos. 33-8861; IC-28064; File No. S7-28-07] RIN 3235-AJ44 Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies AGENCY: Securities and Exchange Commission.... [read document]
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(November 29, 2007) - Rule - Practice and procedure: Technical amendments
Federal Deposit Insurance Corporation
Rule
Practice and procedure:
Technical amendments,
67233-67236 [E7-22969]
FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 308 RIN 3064-AD22 Rules of Practice and Procedure AGENCY: Federal Deposit Insurance Corporation. ACTION: Final rule. SUMMARY: The Federal Deposit Insurance Corporation (FDIC) is amending its procedural regulations implementing sections 8(g) and 8(b) of the Federal Deposit Insurance Act. The amendments are generally technical in nature, and are necessary to ensure that the rules are consistent with statutory changes effected by sections 708 and... [read document]
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(November 27, 2007) - Rule - Technical amendments
Export-Import Bank
Rule
Technical amendments,
66042-66043 [07-5807]
EXPORT-IMPORT BANK OF THE UNITED STATES 12 CFR Parts 403, 407 and 414 RIN 3048-ZA03 Technical Amendments AGENCY: Export-Import Bank of the United States. ACTION: Final rule. SUMMARY: The Export-Import Bank of the United States (Ex-Im Bank) is amending a number of its regulations by making minor, non-substantive revisions. This rule makes the following changes: removing references to an internal committee that no longer exists, correcting the time of Board meetings, and updating contact... [read document]
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(November 26, 2007) - Proposed Rule - Financial reporting matters: Business activities in or with State Sponsors of ...
Securities and Exchange Commission
Proposed Rule
Financial reporting matters:
Business activities in or with State Sponsors of Terrorism; information disclosure; concept release mechanisms,
65862-65865 [E7-22789]
Part III Securities and Exchange Commission 17 CFR Parts 228, 229, 230 et al. Concept Release on Mechanisms To Access Disclosures Relating to Business Activities in or With Countries Designated as State Sponsors of Terrorism; Concept Release; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 228, 229, 230, 239, 240 and 249 [Release Nos. 33-8860; 34-56803; File No. S7-27-07] RIN 3235-AJ98 Concept Release on Mechanisms To Access Disclosures Relating to Business Activities in or With... [read document]
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(November 22, 2007) - Rule - Credit unions:
Organization and operations- Eligible obligations; purchase, sale, and pledge
National Credit Union Administration
Rule
Credit unions:
Organization and operations-
Eligible obligations; purchase, sale, and pledge,
65441-65443 [E7-22709]
Rules and Regulations Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD37 Purchase, Sale, and Pledge of Eligible Obligations AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is amending its rule governing the purchase, sale, and pledge of eligible obligations by adding a conflict of interest provision substantially similar to the conflict of interest provision in NCUA's general lending rule. This addition will help ensure... [read document]
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(November 20, 2007) - Proposed Rule - Savings associations: Consolidated Reports of Conditions and Income (Call ...
Thrift Supervision Office
Proposed Rule
Savings associations:
Consolidated Reports of Conditions and Income (Call Report); conversion from Thrift Financial Report,
64003-64005 [E7-22175]
DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Chapter V [Docket ID OTS-2007-0023] Proposed Agency Information Collection Activities; Comment Request--Information Needed To Respond to a Proposal To Convert From the Thrift Financial Report (TFR) to the Call Report AGENCY: Office of Thrift Supervision (OTS), Treasury. ACTION: Advance Notice of Proposed Rulemaking (ANPR). SUMMARY: The Office of Thrift Supervision is considering requiring savings associations to file quarterly... [read document]
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(November 13, 2007) - Rule - Consumer Leasing (Regulation M): Electronic disclosures delivery; official staff ...
Federal Reserve System
Rule
Consumer Leasing (Regulation M):
Electronic disclosures delivery; official staff interpretation,
63477-63484 [E7-21701]
FEDERAL RESERVE SYSTEM 12 CFR Part 230 [Regulation DD; Docket No. R-1285] Truth in Savings AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; official staff interpretation. SUMMARY: The Board is amending Regulation DD, which implements the Truth in Savings Act, and the official staff commentary to the regulation, to withdraw portions of the interim final rules for the electronic delivery of disclosures issued March 30, 2001. The interim final rules addressed the... [read document]
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(November 8, 2007) - Rule - Consumer Leasing (Regulation M): Electronic disclosures delivery; official staff ...
Federal Reserve System
Rule
Consumer Leasing (Regulation M):
Electronic disclosures delivery; official staff interpretation,
63462-63477 [E7-21700]
FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1284] Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; official staff interpretation. SUMMARY: The Board is amending Regulation Z, which implements the Truth in Lending Act, and the official staff commentary to the regulation, to withdraw portions of the interim final rules for the electronic delivery of disclosures issued March 30, 2001. The 2001 interim final rules addressed the... [read document]
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(November 8, 2007) - Proposed Rule - Electronic Data Gathering, Analysis, and Retrieval System (EDGAR): Mandatory ...
Securities and Exchange Commission
Proposed Rule
Electronic Data Gathering, Analysis, and Retrieval System (EDGAR):
Mandatory electronic submission of Investment Company Act applications and Regulation E filings,
63513-63523 [E7-21911]
SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 232 and 270 [Release Nos. 33-8859; 34-56732; IC-28042 File No. S7-25-07] RIN 3235-AJ81 Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: We propose several amendments to rules regarding our Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.... [read document]
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(November 8, 2007) - Rule - Consumer Leasing (Regulation M): Electronic disclosures delivery; official staff ...
Federal Reserve System
Rule
Consumer Leasing (Regulation M):
Electronic disclosures delivery; official staff interpretation,
63456-63462 [E7-21699]
FEDERAL RESERVE SYSTEM 12 CFR Part 213 [Regulation M; Docket No. R-1283] Consumer Leasing AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; official staff interpretation. SUMMARY: The Board is amending Regulation M, which implements the Consumer Leasing Act, to withdraw portions of the interim final rules for the electronic delivery of disclosures issued March 30, 2001. The interim final rules addressed the timing and delivery of electronic disclosures, consistent... [read document]
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(November 8, 2007) - Rule - Consumer Leasing (Regulation M): Electronic disclosures delivery; official staff ...
Federal Reserve System
Rule
Consumer Leasing (Regulation M):
Electronic disclosures delivery; official staff interpretation,
63445-63452 [E7-21697]
Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 202 [Regulation B; Docket No. R-1281] Equal Credit Opportunity AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; official staff interpretation. SUMMARY: The Board is amending Regulation B, which implements the Equal Credit Opportunity Act, and the official staff commentary to the regulation, to withdraw portions of the interim final rules for the electronic delivery of disclosures issued March... [read document]
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(November 8, 2007) - Rule - Fair and Accurate Credit Transactions Act: Identity theft red flags and address discrepancies
Thrift Supervision Office
Rule
Fair and Accurate Credit Transactions Act:
Identity theft red flags and address discrepancies,
63718-63775 [07-5453]
Part IV Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Parts 334 and 364 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Federal Trade Commission 16 CFR Part 681 Identity Theft Red Flags and Address Discrepancies Under the Fair and Accurate Credit Transactions Act of 2003; Final Rule DEPARTMENT OF... [read document]
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(November 8, 2007) - Rule - Fair and Accurate Credit Transactions Act: Identity theft red flags and address discrepancies
National Credit Union Administration
Rule
Fair and Accurate Credit Transactions Act:
Identity theft red flags and address discrepancies,
63718-63775 [07-5453]
Part IV Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 41 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Parts 334 and 364 Department of the Treasury Office of Thrift Supervision 12 CFR Part 571 National Credit Union Administration 12 CFR Part 717 Federal Trade Commission 16 CFR Part 681 Identity Theft Red Flags and Address Discrepancies Under the Fair and Accurate Credit Transactions Act of 2003; Final Rule DEPA