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  • Proposed Rule - Exemptions For Security-Based Swaps Issued By Certain Clearing Agencies

    Securities and Exchange Commission
    Proposed Rule
    Exemptions For Security-Based Swaps Issued By Certain Clearing Agencies
    ,
    34920-34935 [2011-14717]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 240 and 260 [Release Nos. 33-9222; 34-64639; 39-2474; File No. S7-22-11] RIN 3235-AL16 Exemptions for Security-Based Swaps Issued by Certain Clearing Agencies AGENCY: Securities and Exchange Commission. ACTION: Proposed rules. SUMMARY: We are proposing exemptions under the Securities Act of 1933, the Securities Exchange Act of 1934, and the Trust Indenture Act of 1939 for security-based swaps issued by certain clearing agencies satisfying... [read document]
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  • Rule - Beneficial Ownership Reporting Requirements and Security-Based Swaps

    Securities and Exchange Commission
    Rule
    Beneficial Ownership Reporting Requirements and Security-Based Swaps
    ,
    34579-34590 [2011-14572]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-64628; File No. S7-10-11] RIN 3235-AK98 Beneficial Ownership Reporting Requirements and Security-Based Swaps AGENCY: Securities and Exchange Commission. ACTION: Final rule; confirmation. SUMMARY: We are readopting without change the relevant portions of Rules 13d-3 and 16a-1. Readoption of these provisions will preserve the application of our existing beneficial ownership rules to persons who purchase or sell security-based... [read document]
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  • Rule - Whistleblower Provisions of the Securities Exchange Act

    Securities and Exchange Commission
    Rule
    Whistleblower Provisions of the Securities Exchange Act
    ,
    34300-34384 [2011-13382]
    Vol. 76 Monday, No. 113 June 13, 2011 Part II Securities and Exchange Commission 17 CFR Parts 240 and 249 Securities Whistleblower Incentives and Protections; Final Rule Federal Register / Vol. 76 , No. 113 / Monday, June 13, 2011 / Rules and Regulations SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-64545; File No. S7-33-10] RIN 3235-AK78 Securities Whistleblower Incentives and Protections AGENCY: Securities and Exchange Commission (``Commission''). ACTION: Final... [read document]
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  • Proposed Rule - Credit Risk Retention

    Federal Deposit Insurance Corporation
    Proposed Rule
    Credit Risk Retention
    ,
    34010-34011 [2011-14444]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 43 [Docket No. OCC-2011-0002] RIN 1557-AD40 FEDERAL RESERVE SYSTEM 12 CFR Part 244 [Docket No. 2011-1411] RIN 7100-AD 70 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 373 RIN 3064-AD74 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 246 [Release No. 34-64603; File No. S7-14-11] RIN 3235-AK96 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1234 RIN 2590-AA43 DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT 24 CFR Part 267... [read document]
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  • Proposed Rule - Credit Risk Retention

    Federal Reserve System
    Proposed Rule
    Credit Risk Retention
    ,
    34010-34011 [2011-14444]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 43 [Docket No. OCC-2011-0002] RIN 1557-AD40 FEDERAL RESERVE SYSTEM 12 CFR Part 244 [Docket No. 2011-1411] RIN 7100-AD 70 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 373 RIN 3064-AD74 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 246 [Release No. 34-64603; File No. S7-14-11] RIN 3235-AK96 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1234 RIN 2590-AA43 DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT 24 CFR Part 267... [read document]
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  • Proposed Rule - Credit Risk Retention

    Securities and Exchange Commission
    Proposed Rule
    Credit Risk Retention
    ,
    34010-34011 [2011-14444]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 43 [Docket No. OCC-2011-0002] RIN 1557-AD40 FEDERAL RESERVE SYSTEM 12 CFR Part 244 [Docket No. 2011-1411] RIN 7100-AD 70 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 373 RIN 3064-AD74 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 246 [Release No. 34-64603; File No. S7-14-11] RIN 3235-AK96 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1234 RIN 2590-AA43 DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT 24 CFR Part 267... [read document]
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  • Rule - Record Retention for Regulated Entities and Office of Finance

    Federal Housing Finance Board
    Rule
    Record Retention for Regulated Entities and Office of Finance
    ,
    33121-33128 [2011-14055]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 914 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1235 DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT Office of Federal Housing Enterprise Oversight 12 CFR Part 1732 RIN 2590-AA10 Record Retention for Regulated Entities and Office of Finance AGENCY: Federal Housing Finance Board; Federal Housing Finance Agency; Office of Federal Housing Enterprise Oversight. ACTION: Final regulation. SUMMARY: The Federal Housing Finance Agency is issuing a final regulation to... [read document]
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  • Proposed Rule - Mixed Swaps; Security-Based Swap Agreement Recordkeeping: Definitions of Swap, ...

    Securities and Exchange Commission
    Proposed Rule
    Mixed Swaps; Security-Based Swap Agreement Recordkeeping:
    Definitions of Swap, Security-Based Swap, and Security-Based Swap Agreement; Correction
    ,
    32880 [2011-13976]
    COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 1 RIN 3038-AD46 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 33-9204A; 34-64372A; File No. S7-16-11] RIN 3235-AK65 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping AGENCY: Commodity Futures Trading Commission; Securities and Exchange Commission. ACTION: Joint proposed rules; proposed interpretations; correction. SUMMARY: The... [read document]
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  • Rule - Equal Credit Opportunity: Technical Amendment

    Federal Reserve System
    Rule
    Equal Credit Opportunity:
    Technical Amendment
    ,
    31451 [2011-13430]
    Rules and Regulations Federal Register Federal Register / Vol. 76, No. 105 / Wednesday, June 1, 2011 / Rules and Regulations FEDERAL RESERVE SYSTEM 12 CFR Part 202 [Regulation B; Docket No. R-1420] Equal Credit Opportunity AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; technical amendment. SUMMARY: The Board is publishing amendments to Regulation B (Equal Credit Opportunity Act) to update the address where questions should be directed concerning creditors for... [read document]
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  • Proposed Rule - Disqualification of Felons and Other Bad Actors from Rule 506 Offerings

    Securities and Exchange Commission
    Proposed Rule
    Disqualification of Felons and Other Bad Actors from Rule 506 Offerings
    ,
    31518-31543 [2011-13370]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230 and 239 [Release No. 33-9211; File No. S7-21-11] RIN 3235-AK97 Disqualification of Felons and Other ``Bad Actors'' From Rule 506 Offerings AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: We are proposing amendments to our rules to implement Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Section 926 requires us to adopt rules that disqualify securities offerings involving certain... [read document]
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  • Rule - Truth in Lending; Correction

    Federal Reserve System
    Rule
    Truth in Lending; Correction
    ,
    31221-31222 [2011-12795]
    FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Docket No. R-1393] RIN 7100-AD55 Truth in Lending; Correction AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; correction. SUMMARY: This document corrects certain typographical errors in the regulation and the staff commentary of the final rule published in the Federal Register of April 25, 2011. The final rule amends Regulation Z, which implements the Truth in Lending Act, in order to clarify certain aspects of the rules that... [read document]
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  • Rule - Accuracy of Advertising and Notice of Insured Status

    National Credit Union Administration
    Rule
    Accuracy of Advertising and Notice of Insured Status
    ,
    30521-30523 [2011-12825]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 740 RIN 3133-AD83 Accuracy of Advertising and Notice of Insured Status AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: The NCUA Board is amending certain provisions of NCUA's official advertising statement rule. Specifically, insured credit unions will be required to include the statement in a greater number of radio and television advertisements, annual reports, and statements of condition required to be... [read document]
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  • Rule - Golden Parachute and Indemnification Payments

    National Credit Union Administration
    Rule
    Golden Parachute and Indemnification Payments
    ,
    30510-30521 [2011-12827]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 704, 741 and 750 RIN 3133-AD73 Golden Parachute and Indemnification Payments AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is issuing a final rule to prohibit, in certain circumstances, a Federally insured credit union (FICU) from making golden parachute and indemnification payments to an institution- affiliated party (IAP). The rule will help safeguard the National Credit Union Share Insurance Fund... [read document]
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  • Proposed Rule - Community Development Revolving Loan Fund

    National Credit Union Administration
    Proposed Rule
    Community Development Revolving Loan Fund
    ,
    30286-30294 [2011-12828]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 705 RIN 3133-AD91 Community Development Revolving Loan Fund AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA proposes to change its rule governing the process by which the agency solicits, receives, evaluates, and acts on credit union applications seeking loans and technical assistance grants from the Community Development Revolving Loan Fund (CDRLF or Fund). The proposed changes update the current rule... [read document]
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  • Rule - Share Insurance and Appendix

    National Credit Union Administration
    Rule
    Share Insurance and Appendix
    ,
    30250-30253 [2011-12826]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 745 RIN 3133-AD79 Share Insurance and Appendix AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: Section 343 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) \1\ provides that, on a temporary basis, NCUA shall fully insure the net amount that any member or depositor at an insured credit union maintains in a noninterest-bearing transaction account. Although this insurance coverage is... [read document]
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  • Proposed Rule - Privacy Act; Implementation and Amendment of Exemptions

    Securities and Exchange Commission
    Proposed Rule
    Privacy Act; Implementation and Amendment of Exemptions
    ,
    30048-30050 [2011-12694]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 200 [Release No. PA-45; File No. S7-19-11] Privacy Act of 1974: Implementation and Amendment of Exemptions AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: Pursuant to the Privacy Act of 1974, as amended, the Securities and Exchange Commission (``Commission'' or ``SEC'') proposes to exempt portions of three new systems of records from provisions of the Privacy Act to the extent that the records contain investigatory... [read document]
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  • Proposed Rule - Further Definition of Swap, Security-Based Swap, and Security-Based Swap ...

    Securities and Exchange Commission
    Proposed Rule
    Further Definition of Swap, Security-Based Swap, and Security-Based Swap Agreement; Mixed Swaps; Security-Based Swap Agreement Recordkeeping
    ,
    29818-29900 [2011-11008]
    Vol. 76 Monday, No. 99 May 23, 2011 Part II Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap,'' ``Security-Based Swap,'' and ``Security-Based Swap Agreement''; Mixed Swaps; Security-Based Swap Agreement Recordkeeping; Proposed Rule Federal Register / Vol. 76 , No. 99 / Monday, May 23, 2011 / Proposed Rules COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 1 RIN 3038-AD46 SECURITIES AND EXCHANGE COMMISSION 17 CFR... [read document]
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  • Proposed Rule - Electronic Fund Transfers

    Federal Reserve System
    Proposed Rule
    Electronic Fund Transfers
    ,
    29902-29962 [2011-12019]
    Vol. 76 Monday, No. 99 May 23, 2011 Part III Federal Reserve System 12 CFR Part 205 Electronic Fund Transfers; Proposed Rule Federal Register / Vol. 76 , No. 99 / Monday, May 23, 2011 / Proposed Rules FEDERAL RESERVE SYSTEM 12 CFR Part 205 [Regulation E; Docket No. R-1419] RIN 7100-AD76 Electronic Fund Transfers AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for public comment. SUMMARY: The Board is proposing to amend Regulation E, which implements the... [read document]
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  • Rule - Federal Home Loan Bank Investments

    Federal Housing Finance Board
    Rule
    Federal Home Loan Bank Investments
    ,
    29147-29153 [2011-12358]
    Rules and Regulations Federal Register Federal Register / Vol. 76, No. 98 / Friday, May 20, 2011 / Rules and Regulations FEDERAL HOUSING FINANCE BOARD 12 CFR Part 956 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1267 RIN 2590-AA32 Federal Home Loan Bank Investments AGENCY: Federal Housing Finance Agency; Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Agency (FHFA) is re-organizing and re-adopting existing investment regulations that apply to the Federal... [read document]
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  • Rule - Amendment to Procedures for Holding Funds in Dormant Filing Fee Accounts

    Securities and Exchange Commission
    Rule
    Amendment to Procedures for Holding Funds in Dormant Filing Fee Accounts
    ,
    28888-28890 [2011-12280]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 202 [Release Nos. 33-9208; 34-64495; IC-29670] Amendment to Procedures for Holding Funds in Dormant Filing Fee Accounts AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission is amending its procedures for holding funds in any filing fee account in which there has not been a deposit, withdrawal or other adjustment. The amendment extends the holding period from 180 days to three years, after... [read document]
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  • Proposed Rule - Retail Foreign Exchange Transactions

    Federal Deposit Insurance Corporation
    Proposed Rule
    Retail Foreign Exchange Transactions
    ,
    28358-28373 [2011-11853]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 349 RIN 3064-AD81 Retail Foreign Exchange Transactions AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking. SUMMARY: The FDIC is proposing regulations that would impose requirements for foreign currency futures, options on futures, and options that an insured depository institution supervised by the Federal Deposit Insurance Corporation engages in with retail customers. Pursuant to section 742(c) of the... [read document]
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  • Rule - Securities of Nonmember Insured Banks

    Federal Deposit Insurance Corporation
    Rule
    Securities of Nonmember Insured Banks
    ,
    28168-28169 [2011-11788]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 335 RIN 3064-AD67 Securities of Nonmember Insured Banks AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: The FDIC is adopting as final the Interim Final Rule published in the Federal Register (see 75 FR 73947) on November 30, 2010. The final rule adopts amendments to the FDIC's securities disclosure regulations applicable to state nonmember banks with securities required to be registered under section 12 of the... [read document]
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  • Proposed Rule - Investment Adviser Performance Compensation

    Securities and Exchange Commission
    Proposed Rule
    Investment Adviser Performance Compensation
    ,
    27959-27967 [2011-11801]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 [Release No. IA-3198; File No. S7-17-11] RIN 3235-AK71 Investment Adviser Performance Compensation AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; notice of intent to issue order. SUMMARY: The Securities and Exchange Commission (``Commission'' or ``SEC'') intends to issue an order that would adjust two dollar amount tests in the rule under the Investment Advisers Act of 1940 that permits investment advisers to charge... [read document]
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  • Proposed Rule - Regulation Z; Truth in Lending

    Federal Reserve System
    Proposed Rule
    Regulation Z; Truth in Lending
    ,
    27390-27506 [2011-9766]
    Vol. 76 Wednesday, No. 91 May 11, 2011 Part II Federal Reserve System 12 CFR Part 226 Regulation Z; Truth in Lending; Proposed Rule Federal Register / Vol. 76 , No. 91 / Wednesday, May 11, 2011 / Proposed Rules FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1417] RIN 7100-AD75 Regulation Z; Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for public comment. SUMMARY: The Board is publishing for public comment a... [read document]
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  • Proposed Rule - Margin and Capital Requirements for Covered Swap Entities Agencies

    Federal Reserve System
    Proposed Rule
    Margin and Capital Requirements for Covered Swap Entities Agencies
    ,
    27564-27596 [2011-10432]
    Vol. 76 Wednesday, No. 91 May 11, 2011 Part IV Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 45 Board of Governors of the Federal Reserve System 12 CFR Part 237 Federal Deposit Insurance Corporation 12 CFR Part 324 Farm Credit Administration 12 CFR Part 624 Federal Housing Finance Agency 12 CFR Part 1221 Margin and Capital Requirements for Covered Swap Entities; Proposed Rule Federal Register / Vol. 76 , No. 91 / Wednesday, May 11, 2011 / Proposed Rules... [read document]
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  • Proposed Rule - Margin and Capital Requirements for Covered Swap Entities Agencies

    Federal Deposit Insurance Corporation
    Proposed Rule
    Margin and Capital Requirements for Covered Swap Entities Agencies
    ,
    27564-27596 [2011-10432]
    Vol. 76 Wednesday, No. 91 May 11, 2011 Part IV Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 45 Board of Governors of the Federal Reserve System 12 CFR Part 237 Federal Deposit Insurance Corporation 12 CFR Part 324 Farm Credit Administration 12 CFR Part 624 Federal Housing Finance Agency 12 CFR Part 1221 Margin and Capital Requirements for Covered Swap Entities; Proposed Rule Federal Register / Vol. 76 , No. 91 / Wednesday, May 11, 2011 / Proposed Rules... [read document]
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  • Proposed Rule - Removal of Certain References to Credit Ratings Under the Securities Exchange ...

    Securities and Exchange Commission
    Proposed Rule
    Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934
    ,
    26550-26577 [2011-10619]
    Vol. 76 Friday, No. 88 May 6, 2011 Part VI Securities and Exchange Commission 17 CFR Parts 240, 242 and 249 Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934 Regulation Z; Truth in Lending; Proposed Rule Federal Register / Vol. 76 , No. 88 / Friday, May 6, 2011 / Proposed Rules SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240, 242 and 249 [Release No. 34-64352; File No. S7-15-11] RIN 3235-AL14 Removal of Certain References to Credit Ratings Under the... [read document]
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  • Proposed Rule - Listing Standards for Compensation Committees

    Securities and Exchange Commission
    Proposed Rule
    Listing Standards for Compensation Committees
    ,
    25273-25274 [2011-10868]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229 and 240 [Release Nos. 33-9203; 34-64366; File No. S7-13-11] RIN 3235-AK95 Listing Standards for Compensation Committees AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; extension of comment period. SUMMARY: The Securities and Exchange Commission is extending the comment period for a release proposing a new rule and rule amendments to implement the provisions of Section 952 of the Dodd-Frank Wall Street Reform and Consumer... [read document]
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  • Proposed Rule - Credit Risk Retention

    Securities and Exchange Commission
    Proposed Rule
    Credit Risk Retention
    ,
    24090-24186 [2011-8364]
    Vol. 76 Friday, No. 83 April 29, 2011 Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 43 Federal Reserve System 12 CFR Part 244 Federal Deposit Insurance Corporation 12 CFR Part 373 Federal Housing Finance Agency 12 CFR Part 1234 Securities and Exchange Commission 17 CFR Part 246 Department of Housing and Urban Development 24 CFR Part 267 Credit Risk Retention; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part... [read document]
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  • Proposed Rule - Credit Risk Retention

    Federal Reserve System
    Proposed Rule
    Credit Risk Retention
    ,
    24090-24186 [2011-8364]
    Vol. 76 Friday, No. 83 April 29, 2011 Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 43 Federal Reserve System 12 CFR Part 244 Federal Deposit Insurance Corporation 12 CFR Part 373 Federal Housing Finance Agency 12 CFR Part 1234 Securities and Exchange Commission 17 CFR Part 246 Department of Housing and Urban Development 24 CFR Part 267 Credit Risk Retention; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part... [read document]
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  • Rule - Corporate Credit Unions

    National Credit Union Administration
    Rule
    Corporate Credit Unions
    ,
    23861-23871 [2011-10108]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 704 RIN 3133-AD74 Corporate Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is issuing final amendments to its rule governing corporate credit unions (corporates). The amendments include internal control and reporting requirements for corporates similar to those required for banks under the Federal Deposit Insurance Act and the Sarbanes-Oxley Act. The amendments require each corporate to... [read document]
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  • Proposed Rule - Credit Risk Retention

    Federal Deposit Insurance Corporation
    Proposed Rule
    Credit Risk Retention
    ,
    24090-24186 [2011-8364]
    Vol. 76 Friday, No. 83 April 29, 2011 Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 43 Federal Reserve System 12 CFR Part 244 Federal Deposit Insurance Corporation 12 CFR Part 373 Federal Housing Finance Agency 12 CFR Part 1234 Securities and Exchange Commission 17 CFR Part 246 Department of Housing and Urban Development 24 CFR Part 267 Credit Risk Retention; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part... [read document]
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  • Rule - Guidelines for the Supervisory Review Committee

    National Credit Union Administration
    Rule
    Guidelines for the Supervisory Review Committee
    ,
    23871-23872 [2011-10103]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Chapter VII [IRPS 11-1] Guidelines for the Supervisory Review Committee AGENCY: National Credit Union Administration (NCUA). ACTION: Final Interpretative Ruling and Policy Statement 11-1, ``Supervisory Review Committee'' (IRPS 11-1). SUMMARY: This policy statement combines two Interpretative Ruling and Policy Statements (IRPSs) and adds denials of technical assistance grant (TAG) reimbursements to the types of determinations that credit unions may... [read document]
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  • Proposed Rule - Swaps and Security-Based Swaps Under the Dodd-Frank Wall Street Reform and ...

    Securities and Exchange Commission
    Proposed Rule
    Swaps and Security-Based Swaps Under the Dodd-Frank Wall Street Reform and Consumer Protection Act:
    Joint Public Roundtable on Issues Related to the Schedule for Implementing Final Rules
    ,
    23221-23222 [2011-10158]
    COMMODITY FUTURES TRADING COMMISSION 17 CFR Chapter I SECURITIES AND EXCHANGE COMMISSION 17 CFR Chapter II [Release No. 34-64314; File No. 4-625] Joint Public Roundtable on Issues Related to the Schedule for Implementing Final Rules for Swaps and Security-Based Swaps Under the Dodd-Frank Wall Street Reform and Consumer Protection Act AGENCIES: Commodity Futures Trading Commission (``CFTC'') and Securities and Exchange Commission (``SEC'') (each, an ``Agency,'' and collectively, the... [read document]
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  • Rule - Truth in Lending

    Federal Reserve System
    Rule
    Truth in Lending
    ,
    22948-23040 [2011-8843]
    Vol. 76 Monday, No. 79 April 25, 2011 Part II Federal Reserve System 12 CFR Part 226 Truth in Lending; Final Rule FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1393] RIN 7100-AD55 Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: On February 22, 2010 and June 29, 2010, the Board published in the Federal Register final rules amending Regulation Z's provisions that apply to open-end (not home-secured) credit plans, in each... [read document]
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  • Proposed Rule - Supervisory Guidance to Savings and Loan Holding Companies

    Federal Reserve System
    Proposed Rule
    Supervisory Guidance to Savings and Loan Holding Companies
    ,
    22662-22665 [2011-9588]
    FEDERAL RESERVE BOARD 12 CFR Chapter II [Docket No. OP-1416] Notice of Intent To Apply Certain Supervisory Guidance to Savings and Loan Holding Companies AGENCY: Board of Governors of the Federal Reserve System. ACTION: Notice of intent and request for comments. SUMMARY: The Board of Governors of the Federal Reserve System (``Board'') invites comment on its intention to apply certain elements of its consolidated supervisory program currently applicable to bank holding companies to savings and... [read document]
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  • Proposed Rule - Resolution Plans and Credit Exposure Reports Required

    Federal Deposit Insurance Corporation
    Proposed Rule
    Resolution Plans and Credit Exposure Reports Required
    ,
    22648-22662 [2011-9357]
    FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1414] RIN 7100-AD73 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 381 RIN 3064-AD77 Resolution Plans and Credit Exposure Reports Required AGENCIES: Board of Governors of the Federal Reserve System (Board) and Federal Deposit Insurance Corporation (Corporation). ACTION: Proposed rule; request for public comment. SUMMARY: The Board and the Corporation request comment on this proposed rule that implements the requirements in... [read document]
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  • Proposed Rule - Resolution Plans and Credit Exposure Reports Required

    Federal Reserve System
    Proposed Rule
    Resolution Plans and Credit Exposure Reports Required
    ,
    22648-22662 [2011-9357]
    FEDERAL RESERVE SYSTEM 12 CFR Part 252 [Regulation YY; Docket No. R-1414] RIN 7100-AD73 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 381 RIN 3064-AD77 Resolution Plans and Credit Exposure Reports Required AGENCIES: Board of Governors of the Federal Reserve System (Board) and Federal Deposit Insurance Corporation (Corporation). ACTION: Proposed rule; request for public comment. SUMMARY: The Board and the Corporation request comment on this proposed rule that implements the requirements in... [read document]
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  • Proposed Rule - Incentive-based Compensation Arrangements

    Federal Reserve System
    Proposed Rule
    Incentive-based Compensation Arrangements
    ,
    21170-21219 [2011-7937]
    Vol. 76 Thursday, No. 72 April 14, 2011 Part III Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 42 Federal Reserve System 12 CFR Part 236 Federal Deposit Insurance Corporation 12 CFR Part 272 Department of the Treasury Office of Thrift Supervision 12 CFR Part 563h National Credit Union Administration 12 CFR Parts 741 and 751 Securities and Exchange Commission 17 CFR Part 248 Federal Housing Finance Agency 12 CFR Part 1232 Incentive-Based Compensation... [read document]
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  • Proposed Rule - Incentive-based Compensation Arrangements

    National Credit Union Administration
    Proposed Rule
    Incentive-based Compensation Arrangements
    ,
    21170-21219 [2011-7937]
    Vol. 76 Thursday, No. 72 April 14, 2011 Part III Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 42 Federal Reserve System 12 CFR Part 236 Federal Deposit Insurance Corporation 12 CFR Part 272 Department of the Treasury Office of Thrift Supervision 12 CFR Part 563h National Credit Union Administration 12 CFR Parts 741 and 751 Securities and Exchange Commission 17 CFR Part 248 Federal Housing Finance Agency 12 CFR Part 1232 Incentive-Based Compensation... [read document]
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  • Proposed Rule - Incentive-based Compensation Arrangements

    Securities and Exchange Commission
    Proposed Rule
    Incentive-based Compensation Arrangements
    ,
    21170-21219 [2011-7937]
    Vol. 76 Thursday, No. 72 April 14, 2011 Part III Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 42 Federal Reserve System 12 CFR Part 236 Federal Deposit Insurance Corporation 12 CFR Part 272 Department of the Treasury Office of Thrift Supervision 12 CFR Part 563h National Credit Union Administration 12 CFR Parts 741 and 751 Securities and Exchange Commission 17 CFR Part 248 Federal Housing Finance Agency 12 CFR Part 1232 Incentive-Based Compensation... [read document]
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  • Proposed Rule - Prohibition Against Payment of Interest on Demand Deposits

    Federal Reserve System
    Proposed Rule
    Prohibition Against Payment of Interest on Demand Deposits
    ,
    20892-20894 [2011-9002]
    Proposed Rules Federal Register FEDERAL RESERVE SYSTEM 12 CFR Parts 204, 217 and 230 [Regulations D, Q, and DD; Docket No. R-1413] RIN No. 7100-AD72 Prohibition Against Payment of Interest on Demand Deposits AGENCY: Board of Governors of the Federal Reserve System. ACTION: Notice of proposed rulemaking; request for public comment. SUMMARY: The Board is requesting public comment on proposed amendments that would repeal Regulation Q, Prohibition Against Payment of Interest on Demand Deposits,... [read document]
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  • Proposed Rule - Incentive-based Compensation Arrangements

    Federal Deposit Insurance Corporation
    Proposed Rule
    Incentive-based Compensation Arrangements
    ,
    21170-21219 [2011-7937]
    Vol. 76 Thursday, No. 72 April 14, 2011 Part III Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 42 Federal Reserve System 12 CFR Part 236 Federal Deposit Insurance Corporation 12 CFR Part 272 Department of the Treasury Office of Thrift Supervision 12 CFR Part 563h National Credit Union Administration 12 CFR Parts 741 and 751 Securities and Exchange Commission 17 CFR Part 248 Federal Housing Finance Agency 12 CFR Part 1232 Incentive-Based Compensation... [read document]
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  • Proposed Rule - Incentive-based Compensation Arrangements

    Thrift Supervision Office
    Proposed Rule
    Incentive-based Compensation Arrangements
    ,
    21170-21219 [2011-7937]
    Vol. 76 Thursday, No. 72 April 14, 2011 Part III Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 42 Federal Reserve System 12 CFR Part 236 Federal Deposit Insurance Corporation 12 CFR Part 272 Department of the Treasury Office of Thrift Supervision 12 CFR Part 563h National Credit Union Administration 12 CFR Parts 741 and 751 Securities and Exchange Commission 17 CFR Part 248 Federal Housing Finance Agency 12 CFR Part 1232 Incentive-Based Compensation... [read document]
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  • Rule - Technical Amendment to Rule 19b-4: Filings with Respect to Proposed Rule Changes by ...

    Securities and Exchange Commission
    Rule
    Technical Amendment to Rule 19b-4:
    Filings with Respect to Proposed Rule Changes by Self-Regulatory Organizations
    ,
    20506-20509 [2011-8919]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-64251] Technical Amendment to Rule 19b-4: Filings With Respect to Proposed Rule Changes by Self-Regulatory Organizations AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (``Commission'') is amending Rule 19b-4(a) under the Securities Exchange Act of 1934 (the ``Exchange Act'') so that references to ``business day'' in Section 19(b) of the Exchange Act and Rule 19b-4... [read document]
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  • Rule - Community Reinvestment; CFR Correction

    Thrift Supervision Office
    Rule
    Community Reinvestment; CFR Correction
    ,
    20490 [2011-8795]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e Community Reinvestment CFR Correction In Title 12 of the Code of Federal Regulations, Parts 500 to 599, revised as of January 1, 2011, on page 278, in Sec. 563e.12, the heading of paragraph (u) and paragraph (u)(1) are corrected to read as follows: Sec. 563e.12 Definitions. * * * * * (u) Small savings association--(1) Definition. Small savings association means a savings association that, as of December 31 of either of the... [read document]
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  • Rule - Supplemental Standards of Ethical Conduct for Members and Employees

    Securities and Exchange Commission
    Rule
    Supplemental Standards of Ethical Conduct for Members and Employees
    ,
    19901-19902 [2011-8485]
    Rules and Regulations Federal Register SECURITIES AND EXCHANGE COMMISSION 5 CFR Part 4401 [Release No. 34-64172] Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission AGENCIES: Securities and Exchange Commission and Office of Government Ethics. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission with the concurrence of the Office of Government Ethics is amending its Supplemental Standards of Conduct for Members and... [read document]
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  • Proposed Rule - Listing Standards for Compensation Committees

    Securities and Exchange Commission
    Proposed Rule
    Listing Standards for Compensation Committees
    ,
    18966-18990 [2011-7948]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229 and 240 [Release Nos. 33-9199; 34-64149; File No. S7-13-11] RIN 3235-AK95 Listing Standards for Compensation Committees AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: We are proposing a new rule and rule amendments to implement the provisions of Section 952 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, which adds Section 10C to the Securities Exchange Act of 1934 (the ``Exchange Act'').... [read document]
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  • Proposed Rule - Financial Market Utilities

    Federal Reserve System
    Proposed Rule
    Financial Market Utilities
    ,
    18445-18454 [2011-7812]
    FEDERAL RESERVE SYSTEM 12 CFR Part 234 [Regulation HH; Docket No. R-1412] RIN 7100-AD71 Financial Market Utilities AGENCY: Board of Governors of the Federal Reserve System. ACTION: Notice of proposed rulemaking. SUMMARY: Under section 805(a)(1)(A) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ``Dodd-Frank Act''), the Board of Governors of the Federal Reserve System (the ``Board'') is required to promulgate risk-management standards governing the operations related to the... [read document]
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  • Rule - Fair Credit Reporting Act and Bank Secrecy Act Compliance: Technical Amendments

    National Credit Union Administration
    Rule
    Fair Credit Reporting Act and Bank Secrecy Act Compliance:
    Technical Amendments
    ,
    18365-18366 [2011-7911]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 717 and 748 Fair Credit Reporting Act and Bank Secrecy Act Compliance AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule; technical amendments. SUMMARY: NCUA is amending its Bank Secrecy Act (BSA) Compliance and Fair Credit Reporting Act (FCRA) regulations involving the Fair and Accurate Credit Transactions Act of 2003 (FACTA) to make minor, non- substantive technical amendments. These technical amendments update citations... [read document]
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  • Rule - Federal Home Loan Bank Liabilities

    Federal Housing Finance Board
    Rule
    Federal Home Loan Bank Liabilities
    ,
    18366-18375 [2011-7832]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 965, 966, 969 and 987 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1270 RIN 2590-AA36 Federal Home Loan Bank Liabilities AGENCY: Federal Housing Finance Board, Federal Housing Finance Agency. ACTION: Final rule. SUMMARY: The Federal Housing Finance Agency (FHFA) is re-organizing and re-adopting existing Federal Housing Finance Board (Finance Board) regulations dealing with consolidated obligations (COs), as well as related regulations addressing other... [read document]
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  • Rule - Consumer Leasing

    Federal Reserve System
    Rule
    Consumer Leasing
    ,
    18349-18354 [2011-7377]
    FEDERAL RESERVE SYSTEM 12 CFR Part 213 [Regulation M; Docket No. R-1400] RIN No. 7100-AD60 Consumer Leasing AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: Effective July 21, 2011, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) amends the Consumer Leasing Act (CLA) by increasing the threshold for exempt consumer leases from $25,000 to $50,000. In addition, the Dodd-Frank Act provides that, on or after December 31, 2011, this... [read document]
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  • Rule - Truth in Lending

    Federal Reserve System
    Rule
    Truth in Lending
    ,
    18354-18365 [2011-7376]
    FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1399] RIN No. 7100-AD59 Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: Effective July 21, 2011, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) amends the Truth in Lending Act (TILA) by increasing the threshold for exempt consumer credit transactions from $25,000 to $50,000. In addition, the Dodd-Frank Act provides that, on or after December... [read document]
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  • Rule - Assessments, Large Bank Pricing: Correction

    Federal Deposit Insurance Corporation
    Rule
    Assessments, Large Bank Pricing:
    Correction
    ,
    17521 [2011-7457]
    Rules and Regulations Federal Register FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD66 Assessments, Large Bank Pricing AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule; correction. SUMMARY: The FDIC is correcting a final rule that appeared in the Federal Register of February 25, 2011 (76 FR 10672), regarding Assessments, Large Bank Pricing. This correction clarifies words of amendatory instruction numbered 8 on page 10720. DATES: Effective Date: April... [read document]
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  • Rule - Staff Accounting Bulletin

    Securities and Exchange Commission
    Rule
    Staff Accounting Bulletin
    ,
    17192-17285 [2011-5584]
    Vol. 76 Monday, No. 59 March 28, 2011 Part II Securities and Exchange Commission 17 CFR Part 211 Staff Accounting Bulletin No. 114; Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 211 [Release No. SAB 114] Staff Accounting Bulletin No. 114 AGENCY: Securities and Exchange Commission. ACTION: Publication of Staff Accounting Bulletin. SUMMARY: This Staff Accounting Bulletin (SAB) revises or rescinds portions of the interpretive guidance included in the codification of the Staff Accounting... [read document]
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  • Proposed Rule - Availability of Funds and Collection of Checks

    Federal Reserve System
    Proposed Rule
    Availability of Funds and Collection of Checks
    ,
    16862-16976 [2011-5449]
    Vol. 76 Friday, No. 58 March 25, 2011 Part II Federal Reserve System 12 CFR Part 229 Availability of Funds and Collection of Checks; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 229 [Regulation CC; Docket No. R-1409] RIN No. 7100-AD68 Availability of Funds and Collection of Checks AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule, request for comment. SUMMARY: The Board of Governors (Board) is proposing amendments to facilitate the banking industry's ongoing... [read document]
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  • Proposed Rule - Interest Rate Risk

    National Credit Union Administration
    Proposed Rule
    Interest Rate Risk
    ,
    16570-16579 [2011-6752]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 741 RIN 3133-AD66 Interest Rate Risk AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA proposes to amend its regulations to require Federally insured credit unions to have a written policy addressing interest rate risk (IRR) management and an effective IRR program as part of their asset liability management. NCUA also is proposing draft guidance in the form of an appendix to its regulations to assist credit... [read document]
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  • Proposed Rule - Orderly Liquidation Authority

    Federal Deposit Insurance Corporation
    Proposed Rule
    Orderly Liquidation Authority
    ,
    16324-16345 [2011-6705]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 380 RIN 3064-AD73 Orderly Liquidation Authority AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking. SUMMARY: The FDIC is proposing and requests comments on a rule that would implement certain provisions of its authority to resolve covered financial companies under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the ``Dodd-Frank Act'' or the ``Act''). This proposed rule... [read document]
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  • Rule - Prompt Corrective Action; Amended Definition of Low-Risk Assets

    National Credit Union Administration
    Rule
    Prompt Corrective Action; Amended Definition of Low-Risk Assets
    ,
    16234-16235 [2011-6754]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 702 RIN 3133-AD81 Prompt Corrective Action; Amended Definition of Low-Risk Assets AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: In 2010, NCUA issued an Interim Final Rule expanding the definition of ``low-risk assets'' to include debt instruments on which the payment of principal and interest is unconditionally guaranteed by NCUA. Assets in this category receive a risk-weighting of zero for regulatory capital... [read document]
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  • Proposed Rule - Net Worth and Equity Ratio

    National Credit Union Administration
    Proposed Rule
    Net Worth and Equity Ratio
    ,
    16345-16348 [2011-6757]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 700, 701, 702 and 741 RIN 3133-AD87 Net Worth and Equity Ratio AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: On January 4, 2011, President Obama signed Senate Bill 4036 into law, which, among other things, amends the statutory definitions of ``net worth'' and ``equity ratio'' in the Federal Credit Union Act. NCUA proposes to make conforming amendments to the definition of ``net worth'' as it appears in... [read document]
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  • Rule - Corporate Credit Unions

    National Credit Union Administration
    Rule
    Corporate Credit Unions
    ,
    16235-16236 [2011-6755]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 707 RIN 3133-AD58 Corporate Credit Unions, Technical Corrections AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: In 2010, NCUA issued technical corrections to its corporate credit union rule, published in the Federal Register of October 20, 2010. NCUA is issuing this final rule adopting the technical corrections without alteration. DATES: This rule is effective March 23, 2011. FOR FURTHER INFORMATION CONTACT:... [read document]
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  • Proposed Rule - Beneficial Ownership Reporting Requirements and Security-Based Swaps

    Securities and Exchange Commission
    Proposed Rule
    Beneficial Ownership Reporting Requirements and Security-Based Swaps
    ,
    15874-15887 [2011-6685]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-64087; File No. S7-10-11] RIN 3235-AK98 Beneficial Ownership Reporting Requirements and Security-Based Swaps AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: To preserve the application of our existing beneficial ownership rules to persons who purchase or sell security-based swaps after the effective date of new Section 13(o) of the Securities Exchange Act of 1934, we are proposing to readopt without... [read document]
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  • Rule - General Rules and Regulations, Securities Act of 1933; CFR Correction

    Securities and Exchange Commission
    Rule
    General Rules and Regulations, Securities Act of 1933; CFR Correction
    ,
    15841 [2011-6830]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 230 General Rules and Regulations, Securities Act of 1933 CFR Correction In Title 17 of the Code of Federal Regulations, Parts 200 to 239, revised as of April 1, 2010, on page 686, in Sec. 230.501, following paragraph (e)(3), reinstate the Note to paragraph (e) to read as follows: Sec. 230.501 Definitions and terms used in Regulation D. * * * * * (e) * * * NOTE: The issuer must satisfy all the other provisions of Regulation D for all purchasers... [read document]
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  • Rule - Procedures for Monitoring Bank Secrecy Act Compliance and Fair Credit Reporting: ...

    Federal Deposit Insurance Corporation
    Rule
    Procedures for Monitoring Bank Secrecy Act Compliance and Fair Credit Reporting:
    Technical Amendments
    ,
    14793-14794 [2011-6460]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 326 and 334 RIN 3064-AD76 Procedures for Monitoring Bank Secrecy Act Compliance and Fair Credit Reporting: Technical Amendments AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: The FDIC is adopting a final rule to update cross-references in its anti-money laundering program and Fair Credit Reporting Act rules, to conform to changes in the numbering of the Department of the Treasury's rules that implement the... [read document]
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  • Proposed Rule - Clearing Agency Standards for Operation and Governance

    Securities and Exchange Commission
    Proposed Rule
    Clearing Agency Standards for Operation and Governance
    ,
    14472-14539 [2011-5182]
    Vol. 76 Wednesday, No. 51 March 16, 2011 Part II Securities and Exchange Commission 17 CFR Part 240 Clearing Agency Standards for Operation and Governance; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-64017; File No. S7-08-11] RIN 3235-AL13 Clearing Agency Standards for Operation and Governance AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: In accordance with Section 763 of Title VII (``Title VII'') of the Dodd-Frank Wall Street... [read document]
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  • Proposed Rule - Equal Credit Opportunity

    Federal Reserve System
    Proposed Rule
    Equal Credit Opportunity
    ,
    13896-13902 [2011-5417]
    FEDERAL RESERVE SYSTEM 12 CFR Part 202 [Regulation B; Docket No. R-1408] RIN No. 7100-AD67 Equal Credit Opportunity AGENCY: Board of Governors of the Federal Reserve System (Board). ACTION: Notice of proposed rulemaking. SUMMARY: Section 701 of the Equal Credit Opportunity Act (ECOA) requires a creditor to notify a credit applicant when it has taken adverse action against the applicant. The ECOA adverse action requirements are implemented in the Board's Regulation B. Section 615(a) of the Fair... [read document]
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  • Proposed Rule - Fair Credit Reporting Risk-Based Pricing Regulations

    Federal Reserve System
    Proposed Rule
    Fair Credit Reporting Risk-Based Pricing Regulations
    ,
    13902-13921 [2011-5413]
    FEDERAL RESERVE SYSTEM 12 CFR Part 222 [Regulation V; Docket No. R-1407] RIN 7100-AD66 FEDERAL TRADE COMMISSION 16 CFR Parts 640 and 698 RIN R411009 Fair Credit Reporting Risk-Based Pricing Regulations AGENCIES: Board of Governors of the Federal Reserve System (Board) and Federal Trade Commission (Commission). ACTION: Notice of proposed rulemaking. SUMMARY: On January 15, 2010, the Board and the Commission published final rules to implement the risk-based pricing provisions in section 311 of... [read document]
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  • Rule - Conversions of Insured Credit Unions

    National Credit Union Administration
    Rule
    Conversions of Insured Credit Unions
    ,
    13504-13505 [2011-5675]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 708a and 708b RIN 3133-AD84; 3133-AD85 Conversions of Insured Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is confirming as final a December 23, 2010, interim final rule on the definition of the phrase ``Regional Director'' in NCUA's rule on credit union to mutual savings bank conversions. For clarification purposes, this rule modifies the aforementioned definition. DATES: This rule is... [read document]
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  • Proposed Rule - References to Credit Ratings in Certain Investment Company Act Rules And Forms

    Securities and Exchange Commission
    Proposed Rule
    References to Credit Ratings in Certain Investment Company Act Rules And Forms
    ,
    12896-12916 [2011-5184]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 239, 270 and 274 [Release Nos. 33-9193; IC-29592; File No. S7-07-11] RIN 3235-AL02 References to Credit Ratings in Certain Investment Company Act Rules and Forms AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: This is one of several releases that the Securities and Exchange Commission (``Commission'') will be considering relating to the use of credit ratings in our rules and forms. In this release, we are proposing a... [read document]
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  • Proposed Rule - Risk-Based Capital Standards: - Advanced Capital Adequacy FrameworkBasel II; ...

    Thrift Supervision Office
    Proposed Rule
    Risk-Based Capital Standards:
    -
    Advanced Capital Adequacy FrameworkBasel II; Establishment of a Risk-Based Capital Floor
    ,
    12611-12616 [2011-5011]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket No. OTS-2011-0002] RIN 1550-AC41 Risk-Based Capital Standards: Advanced Capital Adequacy Framework--Basel II; Establishment of a Risk-Based Capital Floor AGENCY: Office of Thrift Supervision, Treasury. ACTION: Notice of proposed rulemaking. SUMMARY: The Office of Thrift Supervision (OTS) proposes to: Amend its advanced risk-based capital adequacy standards (advanced approaches rules) \1\ to be consistent with... [read document]
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  • Proposed Rule - Ownership Limitations and Governance Requirements: Security-Based Swap Clearing ...

    Securities and Exchange Commission
    Proposed Rule
    Ownership Limitations and Governance Requirements:
    Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges, etc.
    ,
    12645-12648 [2011-5183]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 242 [Release No. 34-64018; File No. S7-27-10] RIN 3235-AK74 Ownership Limitations and Governance Requirements for Security- Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges With Respect to Security-Based Swaps Under Regulation MC AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; reopening of comment period. SUMMARY: The Securities and Exchange Commission (``Commission'') is... [read document]
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  • Rule - Minimum Capital

    Federal Housing Finance Board
    Rule
    Minimum Capital
    ,
    11668-11675 [2011-4413]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 932 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1225 RIN 2590-AA01 Minimum Capital AGENCY: Federal Housing Finance Board and Federal Housing Finance Agency. ACTION: Final rule. SUMMARY: The Federal Housing Finance Agency (FHFA) is issuing a final rule to implement a provision of the Federal Housing Enterprises Financial Safety and Soundness Act, as amended, that provides for a temporary increase in the minimum capital level for the entities regulated by... [read document]
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  • Rule - Truth in Lending

    Federal Reserve System
    Rule
    Truth in Lending
    ,
    11319-11324 [2011-4384]
    Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1392] RIN No. AD 7100-AD54 Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; official staff commentary. SUMMARY: The Board is publishing a final rule to amend Regulation Z, which implements the Truth in Lending Act (TILA). The final rule implements Section 1461 of the recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act.... [read document]
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  • Proposed Rule - Truth in Lending

    Federal Reserve System
    Proposed Rule
    Truth in Lending
    ,
    11598-11629 [2011-4385]
    Vol. 76 Wednesday, No. 41 March 2, 2011 Part III Federal Reserve System 12 CFR Part 226 Truth in Lending; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1406] RIN No. 7100-AD 65 Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for public comment. SUMMARY: The Board is publishing for public comment a proposed rule that would amend Regulation Z (Truth in Lending) to implement certain amendments to the Truth... [read document]
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  • Rule - Financial Recordkeeping and Reporting of Currency and Foreign Transactions: Technical ...

    Securities and Exchange Commission
    Rule
    Financial Recordkeeping and Reporting of Currency and Foreign Transactions:
    Technical Amendments to Rule 17a-8
    ,
    11327-11328 [2011-4694]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-63949] Technical Amendments to Rule 17a-8: Financial Recordkeeping and Reporting of Currency and Foreign Transactions AGENCY: Securities and Exchange Commission. ACTION: Final rule; technical amendments. SUMMARY: The Securities and Exchange Commission (``Commission'') is adopting technical amendments to Rule 17a-8 under the Securities and Exchange Act of 1934 (``Exchange Act'') to update a reference within the rule to the... [read document]
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  • Proposed Rule - Removing References to Credit Ratings in Regulations; Alternatives to the Use ...

    National Credit Union Administration
    Proposed Rule
    Removing References to Credit Ratings in Regulations; Alternatives to the Use of Credit Ratings
    ,
    11164-11172 [2011-4070]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 703, 704, 709 and 742 RIN 3133-AD86 Removing References to Credit Ratings in Regulations; Proposing Alternatives to the Use of Credit Ratings AGENCY: National Credit Union Administration (NCUA). ACTION: Notice of proposed rulemaking. SUMMARY: NCUA is proposing rules to implement certain statutory provisions in Title IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act). The proposed rules replace or remove... [read document]
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  • Rule - Assessments, Large Bank Pricing

    Federal Deposit Insurance Corporation
    Rule
    Assessments, Large Bank Pricing
    ,
    10672-10733 [2011-3086]
    Vol. 76 Friday, No. 38 February 25, 2011 Part II Federal Deposit Insurance Corporation 12 CFR Part 327 Assessments, Large Bank Pricing; Final Rule FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD66 Assessments, Large Bank Pricing AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: The FDIC is amending its regulations to implement revisions to the Federal Deposit Insurance Act made by the Dodd-Frank Wall Street Reform and Consumer Protection Act... [read document]
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  • Rule - Corporate Credit Unions

    National Credit Union Administration
    Rule
    Corporate Credit Unions
    ,
    10209-10212 [2011-4071]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 704 RIN 3133-AD80 Corporate Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Final Interpretive Ruling and Policy Statement 11-02. SUMMARY: The NCUA Board is issuing a final Interpretive Ruling and Policy Statement (IRPS) setting forth the requirements and process for chartering corporate Federal credit unions. DATES: This IRPS is effective March 28, 2011. FOR FURTHER INFORMATION CONTACT: Lisa Henderson, Staff Attorney,... [read document]
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  • Proposed Rule - Security Ratings

    Securities and Exchange Commission
    Proposed Rule
    Security Ratings
    ,
    8946-8961 [2011-3259]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 200, 229, 230, 232, 239, 240 and 249 [Release No. 33-9186; 34-63874; File No. S7-18-08] RIN 3235-AK18 Security Ratings AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: This is one of several releases that we will be considering relating to the use of security ratings by credit rating agencies in our rules and forms. In this release, pursuant to the provisions of Section 939A of the Dodd-Frank Wall Street Reform and... [read document]
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  • Rule - Conformance Period for Prohibited Proprietary Trading or Private Equity or Hedge Fund ...

    Federal Reserve System
    Rule
    Conformance Period for Prohibited Proprietary Trading or Private Equity or Hedge Fund Activities
    ,
    8265-8278 [2011-3199]
    Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 225 Regulation Y; Docket No. R-1397 RIN 7100-AD58 Conformance Period for Entities Engaged in Prohibited Proprietary Trading or Private Equity Fund or Hedge Fund Activities AGENCY: Board of Governors of the Federal Reserve System (``Board''). ACTION: Final rule. SUMMARY: The Board is adopting a final rule to implement the conformance period during which banking entities and nonbank financial companies supervised by the... [read document]
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  • Proposed Rule - Definitions of "Predominantly Engaged in Financial ...

    Federal Reserve System
    Proposed Rule
    Definitions of "Predominantly Engaged in Financial Activities" and "Significant" Nonbank Financial Company and Bank Holding Company
    ,
    7731-7740 [2011-2978]
    FEDERAL RESERVE SYSTEM 12 CFR Part 225 [Regulation Y; Docket No. R-1405] RIN 7100-AD64 Definitions of ``Predominantly Engaged in Financial Activities'' and ``Significant'' Nonbank Financial Company and Bank Holding Company AGENCY: Board of Governors of the Federal Reserve System (``Board''). ACTION: Notice of proposed rulemaking and request for comment. SUMMARY: The Board is publishing for comment proposed amendments to Regulation Y that establish the criteria for determining whether a company... [read document]
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  • Proposed Rule - Amendments to Deposit Insurance Regulations: Deposit Insurance Coverage ...

    Federal Deposit Insurance Corporation
    Proposed Rule
    Amendments to Deposit Insurance Regulations:
    Deposit Insurance Coverage Training; SMDIA Notification
    ,
    7740-7743 [2011-3085]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 330 RIN 3064-AD37 Amendments to Deposit Insurance Regulations: Deposit Insurance Coverage Training; SMDIA Notification AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking with request for comments. SUMMARY: The FDIC is proposing a rule that would promote public confidence in Federal deposit insurance by providing depositors with improved access to accurate information about FDIC insurance coverage of their... [read document]
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  • Proposed Rule - Reporting by Investment Advisers to Private Funds, et al., on Form PF

    Securities and Exchange Commission
    Proposed Rule
    Reporting by Investment Advisers to Private Funds, et al., on Form PF
    ,
    8068-8155 [2011-2175]
    Vol. 76 Friday, No. 29 February 11, 2011 Part V Commodity Futures Trading Commission 17 CFR Part 4 Securities and Exchange Commission 17 CFR Parts 275 and 279 Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF; Proposed Rule COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 4 RIN 3038-AD03 SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 [Release No. IA-3145; File No. S7-05-11] RIN 3235-AK92 Reporting by... [read document]
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  • Rule - Office of the Ombudsman

    Federal Housing Finance Board
    Rule
    Office of the Ombudsman
    ,
    7479-7482 [2011-2845]
    Rules and Regulations Federal Register FEDERAL HOUSING FINANCE BOARD 12 CFR Part 907 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1213 RIN 2590-AA20 Office of the Ombudsman AGENCIES: Federal Housing Finance Board; Federal Housing Finance Agency. ACTION: Final regulation. SUMMARY: The Federal Housing Finance Agency (FHFA) is adopting a final regulation that establishes an Office of the Ombudsman, which is responsible for considering complaints and appeals from the Federal National Mortgage... [read document]
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  • Proposed Rule - Mine Safety Disclosure

    Securities and Exchange Commission
    Proposed Rule
    Mine Safety Disclosure
    ,
    6110 [2011-2373]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229, 239 and 249 [Release Nos. 33-9179; 34-63794; File No. S7-41-10] RIN 3235-AK83 Mine Safety Disclosure AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; extension of comment period. SUMMARY: The Securities and Exchange Commission is extending the comment period for a release proposing amendments to its rules to implement Section 1503 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [Release No. 33-9164; 75 FR... [read document]
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  • Proposed Rule - Disclosure of Payments by Resource Extraction Issuers

    Securities and Exchange Commission
    Proposed Rule
    Disclosure of Payments by Resource Extraction Issuers
    ,
    6111-6112 [2011-2359]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229 and 249 [Release No. 34-63795; File No. S7-42-10] RIN 3235-AK85 Disclosure of Payments by Resource Extraction Issuers AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; extension of comment period. SUMMARY: The Securities and Exchange Commission is extending the comment period for a release proposing amendments to its rules pursuant to Section 1504 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [Release No.... [read document]
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  • Proposed Rule - Conflict Minerals

    Securities and Exchange Commission
    Proposed Rule
    Conflict Minerals
    ,
    6110-6111 [2011-2374]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229 and 249 [Release No. 34-63793; File No. S7-40-10] RIN 3235-AK84 Conflict Minerals AGENCY: Securities and Exchange Commission. ACTION: Proposed rule; extension of comment period. SUMMARY: The Securities and Exchange Commission is extending the comment period for a release proposing amendments to its rules to implement Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [Release No. 34-63547; 75 FR 80948 (December 23,... [read document]
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  • Proposed Rule - Net Worth Standard for Accredited Investors

    Securities and Exchange Commission
    Proposed Rule
    Net Worth Standard for Accredited Investors
    ,
    5307-5317 [2011-1922]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 230, 239, 270 and 275 [Release Nos. 33-9177; IA-3144; IC-29572; File No. S7-04-11] RIN 3235-AK90 Net Worth Standard for Accredited Investors AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: We are proposing amendments to the accredited investor standards in our rules under the Securities Act of 1933 to reflect the requirements of Section 413(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Section... [read document]
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  • Proposed Rule - Alternatives to Use of Credit Ratings in Regulations Governing the Federal ...

    Federal Housing Finance Board
    Proposed Rule
    Alternatives to Use of Credit Ratings in Regulations Governing the Federal National Mortgage Association, et al.
    ,
    5292-5296 [2011-2041]
    Proposed Rules Federal Register FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 932, 955, 956 and 966 FEDERAL HOUSING FINANCE AGENCY 12 CFR Parts 1269 and 1273 DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT Office of Federal Housing Enterprise Oversight 12 CFR Parts 1720 and 1750 RIN 2590-AA40 Alternatives to Use of Credit Ratings in Regulations Governing the Federal National Mortgage Association, the Federal Home Loan Mortgage Corporation and the Federal Home Loan Banks AGENCIES: Federal Housing... [read document]
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  • Rule - Deposit Insurance Regulations: Unlimited Coverage for Noninterest-bearing Transaction ...

    Federal Deposit Insurance Corporation
    Rule
    Deposit Insurance Regulations:
    Unlimited Coverage for Noninterest-bearing Transaction Accounts; Inclusion of Interest on Lawyers Trust Accounts
    ,
    4813-4816 [2011-1732]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 330 RIN 3064-AD37 Deposit Insurance Regulations; Unlimited Coverage for Noninterest-Bearing Transaction Accounts; Inclusion of Interest on Lawyers Trust Accounts AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: The FDIC is adopting a final rule amending its deposit insurance regulations to implement an amendment to section 11(a)(1)(B)(iii) of the Federal Deposit Insurance Act (FDI Act), as added by section 343... [read document]
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  • Rule - Disclosure of Asset-Backed Securities Required by Dodd-Frank Act

    Securities and Exchange Commission
    Rule
    Disclosure of Asset-Backed Securities Required by Dodd-Frank Act
    ,
    4489-4515 [2011-1504]
    Rules and Regulations Federal Register SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229, 232, 240 and 249 [Release Nos. 33-9175; 34-63741; File No. S7-24-10] RIN 3235-AK75 Disclosure for Asset-Backed Securities Required by Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: Pursuant to Section 943 of the Dodd-Frank Wall Street Reform and Consumer Protection Act,\1\ we are adopting new rules... [read document]
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  • Rule - Issuer Review of Assets in Offerings of Asset-Backed Securities

    Securities and Exchange Commission
    Rule
    Issuer Review of Assets in Offerings of Asset-Backed Securities
    ,
    4231-4244 [2011-1503]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229 and 230 [Release Nos. 33-9176, 34-63742; File No. S7-26-10] RIN 3235-AK76 Issuer Review of Assets in Offerings of Asset-Backed Securities AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: We are adopting new requirements in order to implement Section 945 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the ``Act''). We are adopting a new rule under the Securities Act of 1933 to require any issuer... [read document]
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  • Rule - Orderly Liquidation Authority Provisions of Dodd-Frank Wall Street Reform and Consumer ...

    Federal Deposit Insurance Corporation
    Rule
    Orderly Liquidation Authority Provisions of Dodd-Frank Wall Street Reform and Consumer Protection Act
    ,
    4207-4216 [2011-1379]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 380 Orderly Liquidation Authority Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Interim final rule. SUMMARY: The FDIC is issuing an interim final rule (``Rule''), with request for comments, which implements certain provisions of its authority to resolve covered financial companies under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection... [read document]
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  • Rule - Rules of Practice

    Securities and Exchange Commission
    Rule
    Rules of Practice
    ,
    4066-4072 [2011-1199]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 201, 202 and 240 [Release No. 34-63723] Rules of Practice AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: Section 916 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act'') \1\ amended Section 19(b) of the Securities Exchange Act of 1934 (``Exchange Act''),\2\ which governs the handling of proposed rule changes submitted by self-regulatory organizations (``SROs''). Among other things, the... [read document]
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  • Proposed Rule - Trade Acknowledgement and Verification of Security-Based Swap Transactions

    Securities and Exchange Commission
    Proposed Rule
    Trade Acknowledgement and Verification of Security-Based Swap Transactions
    ,
    3859-3874 [2011-1218]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-63727; File No. S7-03-11] RIN 3235-AK91 Trade Acknowledgment and Verification of Security-Based Swap Transactions AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: In accordance with Section 764(a) of Title VII of the Dodd- Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd- Frank Act''), the Securities and Exchange Commission (``Commission'') is proposing rule 15Fi-1 under the... [read document]
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  • Rule - Truth in Savings

    National Credit Union Administration
    Rule
    Truth in Savings
    ,
    3487-3488 [2011-1091]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 707 RIN 3133-AD72 Truth in Savings AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: On July 22, 2009, NCUA published a final rule amending NCUA's Truth in Savings regulation and the accompanying official staff interpretations. The final rule addressed credit unions' disclosure practices related to overdraft services, including balances disclosed to members through automated systems. This final rule amends NCUA's... [read document]
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  • Proposed Rule - Security-Based Swap Data Repository Registration, Duties, and Core Principles; ...

    Securities and Exchange Commission
    Proposed Rule
    Security-Based Swap Data Repository Registration, Duties, and Core Principles; Correction
    ,
    2287 [C2-2010-29719]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-63347; File No. S7-35-10] RIN 3235-AK79 Security-Based Swap Data Repository Registration, Duties, and Core Principles; Correction Correction In proposed rule document C1-2010-29719 beginning on page 79320 in the issue of December 20, 2010, make the following correction: On page 79320, in the second column, in instruction 5, footnote 165 is corrected to read as follows: \165\ See Public Law 111-203 (adding Exchange Act... [read document]
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  • Proposed Rule - Suspension of Duty to File Reports for Classes of Asset-Backed Securities

    Securities and Exchange Commission
    Proposed Rule
    Suspension of Duty to File Reports for Classes of Asset-Backed Securities
    ,
    2049-2056 [2011-416]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-63652; File No. S7-02-11] RIN 3235-AK89 Suspension of the Duty To File Reports for Classes of Asset- Backed Securities Under Section 15(d) of the Securities Exchange Act of 1934 AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: Section 942(a) of the Dodd-Frank Wall Street Reform and Consumer Protection Act eliminated the automatic suspension of the duty to file under Section 15(d) of the... [read document]
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  • Proposed Rule - Risk-Based Capital Guidelines: Market Risk

    Federal Deposit Insurance Corporation
    Proposed Rule
    Risk-Based Capital Guidelines:
    Market Risk
    ,
    1890-1922 [2010-32189]
    Part IV Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 3 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Risk-Based Capital Guidelines: Market Risk; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2010-0003] RIN 1557-AC99 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1401] RIN No. 7100-AD61 FEDERAL DEPOSIT... [read document]
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  • Rule - Adoption of Updated EDGAR Filer Manual

    Securities and Exchange Commission
    Rule
    Adoption of Updated EDGAR Filer Manual
    ,
    1514-1516 [2011-378]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release Nos. 33-9169; 34-63646, 39-2473, IC-29547] Adoption of Updated EDGAR Filer Manual AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and Exchange Commission (the Commission) is adopting revisions to the Electronic Data Gathering, Analysis, and Retrieval System (EDGAR) Filer Manual to reflect updates to the EDGAR system. The revisions are being made primarily to implement the new EDGARLink Online... [read document]
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  • Proposed Rule - Risk-Based Capital Guidelines: Market Risk

    Federal Reserve System
    Proposed Rule
    Risk-Based Capital Guidelines:
    Market Risk
    ,
    1890-1922 [2010-32189]
    Part IV Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 3 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Risk-Based Capital Guidelines: Market Risk; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2010-0003] RIN 1557-AC99 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1401] RIN No. 7100-AD61 FEDERAL DEPOSIT... [read document]
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  • Proposed Rule - Registration of Municipal Advisors

    Securities and Exchange Commission
    Proposed Rule
    Registration of Municipal Advisors
    ,
    824-969 [2010-32445]
    Part II Securities and Exchange Commission 17 CFR Parts 240 and 249 Registration of Municipal Advisors; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-63576; File No. S7-45-10] RIN 3235-AK86 Registration of Municipal Advisors AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: Section 975 of Title IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act'') amended Section 15B of the Securities... [read document]
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  • Rule - Amendments to Form ADV; Extension of Compliance Date

    Securities and Exchange Commission
    Rule
    Amendments to Form ADV; Extension of Compliance Date
    ,
    255-256 [2010-33142]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 [Release No. IA-3129; File No. S7-10-00] RIN 3235-AI17 Amendments To Form ADV; Extension of Compliance Date AGENCY: Securities and Exchange Commission. ACTION: Final rule; extension of compliance date. SUMMARY: The Securities and Exchange Commission is extending the compliance date for Part 2B of Form ADV, the brochure supplement, and for certain rule provisions that relate to the delivery of brochure supplements. The Commission is... [read document]
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  • Proposed Rule - Review of Security-Based Swaps for Mandatory Clearing and Filing Requirements ...

    Securities and Exchange Commission
    Proposed Rule
    Review of Security-Based Swaps for Mandatory Clearing and Filing Requirements for Clearing Agencies:
    Technical Amendments Applicable to All Self-Regulatory Organizations
    ,
    82490-82533 [2010-32085]
    Part IV Securities and Exchange Commission 17 CFR Parts 240 and 249 Process for Submissions for Review of Security-Based Swaps for Mandatory Clearing and Notice Filing Requirements for Clearing Agencies; Technical Amendments to Rule 19b-4 and Form 19b-4 Applicable to All Self-Regulatory Organizations; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 [Release No. 34-63557; File No. S7-44-10] RIN 3235-AK87 Process for Submissions for Review of Security-Based Swaps for... [read document]
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  • Rule - Temporary Rule Regarding Principal Trades with Certain Advisory Clients

    Securities and Exchange Commission
    Rule
    Temporary Rule Regarding Principal Trades with Certain Advisory Clients
    ,
    82236-82241 [2010-33077]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 275 [Release No. IA-3128; File No. S7-23-07] RIN 3235-AJ96 Principal Trades with Certain Advisory Clients AGENCY: Securities and Exchange Commission. ACTION: Temporary final rule. SUMMARY: The Securities and Exchange Commission is amending rule 206(3)-3T under the Investment Advisers Act of 1940, a temporary rule that establishes an alternative means for investment advisers who are registered with the Commission as broker-dealers to meet the... [read document]
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  • Rule - Community Reinvestment Act Regulations

    Federal Reserve System
    Rule
    Community Reinvestment Act Regulations
    ,
    82217-82219 [2010-32321]
    Rules and Regulations Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2010-0020] RIN 1557-AD32 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Regulation BB; Docket No. R-1403] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD68 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2010-0032] RIN 1550-AC45 Community Reinvestment Act Regulations AGENCY: Office of the Comptroller of the... [read document]
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  • Proposed Rule - Accuracy of Advertising and Notice of Insured Status

    National Credit Union Administration
    Proposed Rule
    Accuracy of Advertising and Notice of Insured Status
    ,
    82323-82325 [2010-32127]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 740 RIN 3133-AD83 Accuracy of Advertising and Notice of Insured Status AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule with request for comments. SUMMARY: The NCUA Board proposes to revise certain provisions of NCUA's official advertising statement rule. Specifically, insured credit unions will be required to include the statement in all radio and television advertisements, annual reports, and statements of condition... [read document]
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  • Rule - Community Reinvestment Act Regulations

    Thrift Supervision Office
    Rule
    Community Reinvestment Act Regulations
    ,
    82217-82219 [2010-32321]
    Rules and Regulations Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2010-0020] RIN 1557-AD32 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Regulation BB; Docket No. R-1403] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD68 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2010-0032] RIN 1550-AC45 Community Reinvestment Act Regulations AGENCY: Office of the Comptroller of the... [read document]
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  • Proposed Rule - Risk-Based Capital Standards: Advanced Capital Adequacy Framework-Basel II; ...

    Federal Reserve System
    Proposed Rule
    Risk-Based Capital Standards:
    Advanced Capital Adequacy Framework-Basel II; Establishment of Risk-Based Capital Floor
    ,
    82317-82323 [2010-32190]
    Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. OCC-2010-0009] RIN 1557-AD33 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1402] RIN 7100-AD62 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD58 Risk-Based Capital Standards: Advanced Capital Adequacy Framework--Basel II; Establishment of a Risk-Based Capital Floor AGENCY: Office of the Comptroller of the Currency,... [read document]
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  • Rule - Community Reinvestment Act Regulations

    Federal Deposit Insurance Corporation
    Rule
    Community Reinvestment Act Regulations
    ,
    82217-82219 [2010-32321]
    Rules and Regulations Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2010-0020] RIN 1557-AD32 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Regulation BB; Docket No. R-1403] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD68 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2010-0032] RIN 1550-AC45 Community Reinvestment Act Regulations AGENCY: Office of the Comptroller of the... [read document]
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  • Proposed Rule - Risk-Based Capital Standards: Advanced Capital Adequacy Framework-Basel II; ...

    Federal Deposit Insurance Corporation
    Proposed Rule
    Risk-Based Capital Standards:
    Advanced Capital Adequacy Framework-Basel II; Establishment of Risk-Based Capital Floor
    ,
    82317-82323 [2010-32190]
    Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. OCC-2010-0009] RIN 1557-AD33 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1402] RIN 7100-AD62 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD58 Risk-Based Capital Standards: Advanced Capital Adequacy Framework--Basel II; Establishment of a Risk-Based Capital Floor AGENCY: Office of the Comptroller of the Currency,... [read document]
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  • Rule - Minority and Women Inclusion

    Federal Housing Finance Board
    Rule
    Minority and Women Inclusion
    ,
    81395-81405 [2010-32541]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 906 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1207 RIN 2590-AA28 Minority and Women Inclusion AGENCIES: Federal Housing Finance Board; Federal Housing Finance Agency. ACTION: Final rule. SUMMARY: The Federal Housing Finance Agency (FHFA or agency) is adopting a final rule to implement section 1116 of the Housing and Economic Recovery Act of 2008 (HERA). Section 1116 of HERA requires FHFA, the Federal National Mortgage Association (Fannie Mae), the... [read document]
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  • Rule - Fiduciary Duties at Federal Credit Unions: Mergers and Conversions of Insured Credit Unions

    National Credit Union Administration
    Rule
    Fiduciary Duties at Federal Credit Unions:
    Mergers and Conversions of Insured Credit Unions
    ,
    81378-81395 [2010-32115]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 701, 708a, and 708b RIN 3133-AD40 Fiduciary Duties at Federal Credit Unions; Mergers and Conversions of Insured Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is issuing final amendments to its regulations covering several related subjects. The final rule documents and clarifies the fiduciary duties and responsibilities of Federal credit union (FCU) directors. The final rule amends NCUA's... [read document]
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  • Rule - Prohibited Service at Savings and Loan Holding Companies: Reinstitution of Expiration ...

    Thrift Supervision Office
    Rule
    Prohibited Service at Savings and Loan Holding Companies:
    Reinstitution of Expiration Date of Temporary Exemption
    ,
    81377-81378 [2010-32637]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 585 [Docket No. OTS-2010-0036] RIN 1550-AC14 Prohibited Service at Savings and Loan Holding Companies; Reinstitution of Expiration Date of Temporary Exemption AGENCY: Office of Thrift Supervision (OTS), Treasury. ACTION: Final rule. SUMMARY: OTS is revising its rules implementing section 19(e) of the Federal Deposit Insurance Act (FDIA), which prohibits any person who has been convicted of any criminal offense involving... [read document]
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  • Proposed Rule - Debit Card Interchange Fees and Routing

    Federal Reserve System
    Proposed Rule
    Debit Card Interchange Fees and Routing
    ,
    81722-81763 [2010-32061]
    Part II Federal Reserve System 12 CFR Part 235 Debit Card Interchange Fees and Routing; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 235 [Regulation II; Docket No. R-1404] RIN 7100-AD63 Debit Card Interchange Fees and Routing AGENCY: Board of Governors of the Federal Reserve System. ACTION: Notice of proposed rulemaking. SUMMARY: The Board is requesting public comment on proposed new Regulation II, Debit Card Interchange Fees and Routing, which: establishes standards for determining whether... [read document]
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  • Proposed Rule - Members of Federal Home Loan Banks

    Federal Housing Finance Board
    Proposed Rule
    Members of Federal Home Loan Banks
    ,
    81145-81152 [2010-32467]
    Proposed Rules Federal Register FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1263 RIN 2590-AA39 Members of Federal Home Loan Banks AGENCY: Federal Housing Finance Agency. ACTION: Advance notice of proposed rulemaking; request for comments. SUMMARY: The Federal Housing Finance Agency (FHFA) is undertaking a review of its regulations governing Federal Home Loan Bank (Bank) membership to identify provisions that may need to be updated to ensure that they remain consistent with the statutory... [read document]
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  • Rule - Low-Income Definition

    National Credit Union Administration
    Rule
    Low-Income Definition
    ,
    80677-80678 [2010-32130]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD75 The Low-Income Definition AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is amending the definition of ``low-income members'' to clarify that, in determining if a credit union qualifies for a low- income designation, the comparison of credit union data, whether individual or family income data, must be with statistical data for the same category. The amendment will clarify the intention of... [read document]
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  • Rule - Conversions of Insured Credit Unions

    National Credit Union Administration
    Rule
    Conversions of Insured Credit Unions
    ,
    80678-80680 [2010-32308]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 708a and 708b RIN 3133-AD84; 3133-AD85 Conversions of Insured Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Interim final rule with request for comments. SUMMARY: NCUA is issuing final amendments to revise the definition of the phrase ``Regional Director'' in NCUA's rule on credit union to mutual savings bank conversions and to add the same revised definition of that phrase to NCUA's rule on conversions to nonfederal... [read document]
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  • Proposed Rule - Conflict Minerals

    Securities and Exchange Commission
    Proposed Rule
    Conflict Minerals
    ,
    80948-80975 [2010-31940]
    Part III Securities and Exchange Commission 17 CFR Parts 229 and 249 Conflict Minerals; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229 and 249 [Release No. 34-63547; File No. S7-40-10] RIN 3235-AK84 Conflict Minerals AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: We are proposing changes to the annual reporting requirements of issuers that file reports pursuant to Sections 13(a) or 15(d) of the Securities Exchange Act of 1934 to implement Section... [read document]
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  • Proposed Rule - Disclosure of Payments by Resource Extraction Issuers

    Securities and Exchange Commission
    Proposed Rule
    Disclosure of Payments by Resource Extraction Issuers
    ,
    80978-81002 [2010-31943]
    Part IV Securities and Exchange Commission 17 CFR Parts 229 and 249 Disclosure of Payments by Resource Extraction Issuer; Proposed Rule SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229 and 249 [Release No. 34-63549; File No. S7-42-10] RIN 3235-AK85 Disclosure of Payments by Resource Extraction Issuers AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: We are proposing amendments to our rules pursuant to Section 1504 of the Dodd-Frank Wall Street Reform and Consumer... [read document]
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  • Rule - Truth in Lending; Correction

    Federal Reserve System
    Rule
    Truth in Lending; Correction
    ,
    80675-80677 [2010-31824]
    FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1394] Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Interim final rule, correction. SUMMARY: This document corrects certain cross-references and typographical errors in the regulation, staff commentary to the regulation, and the supplementary information of the interim final rule published in the Federal Register of October 28, 2010 (75 FR 66554) (Docket No. R-1394). A paragraph describing... [read document]
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  • Rule - Home Mortgage Disclosure

    Federal Reserve System
    Rule
    Home Mortgage Disclosure
    ,
    80675 [2010-32210]
    Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 203 [Regulation C; Docket No. 1398] Home Mortgage Disclosure AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; staff commentary. SUMMARY: The Board is publishing a final rule amending the staff commentary that interprets the requirements of Regulation C (Home Mortgage Disclosure). The staff commentary is amended to increase the asset-size exemption threshold for depository institutions based on... [read document]
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  • Rule - Extension of Filing Accommodation for Static-Pool Information in Filings with Respect to ...

    Securities and Exchange Commission
    Rule
    Extension of Filing Accommodation for Static-Pool Information in Filings with Respect to Asset-Backed Securities
    ,
    80296-80300 [2010-32098]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 232 [Release No. 33-9165; File No. S7-18-10] RIN 3235-AK70 Extension of Filing Accommodation for Static Pool Information in Filings With Respect to Asset-Backed Securities AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Commission is adopting an amendment to Rule 312 of Regulation S-T to further extend its application for eighteen months. Rule 312 provides a temporary filing accommodation for filings with respect to... [read document]
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  • Proposed Rule - Mine Safety Disclosure

    Securities and Exchange Commission
    Proposed Rule
    Mine Safety Disclosure
    ,
    80374-80391 [2010-31941]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 229, 239 and 249 [Release Nos. 33-9164; 34-63548; File No. S7-41-10] RIN 3235-AK83 Mine Safety Disclosure AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: We are proposing amendments to our rules to implement Section 1503 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Section 1503(a) of the Act requires issuers that are operators, or that have a subsidiary that is an operator, of a coal or other mine... [read document]
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  • Proposed Rule - Share Insurance and Appendix

    National Credit Union Administration
    Proposed Rule
    Share Insurance and Appendix
    ,
    80367-80370 [2010-32129]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 745 RIN 3133-AD79 Share Insurance and Appendix AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule with request for comments. SUMMARY: Section 343 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) \1\ provides that, on a temporary basis, the NCUA Board shall fully insure the net amount that any member or depositor at an insured credit union maintains in a noninterest- bearing transaction... [read document]
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  • Proposed Rule - Sample Income Data to Meet the Low-Income Definition

    National Credit Union Administration
    Proposed Rule
    Sample Income Data to Meet the Low-Income Definition
    ,
    80364-80367 [2010-32131]
    Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD76 Sample Income Data To Meet the Low-Income Definition AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: The NCUA is proposing to permit federal credit unions (FCUs) that do not qualify for a low-income designation using the geo-coding software the NCUA has developed for that purpose to submit an analysis of a statistically valid sample of their member income data... [read document]
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  • Proposed Rule - Further Definition of "Swap Dealer," "Security-Based ...

    Securities and Exchange Commission
    Proposed Rule
    Further Definition of "Swap Dealer," "Security-Based Swap Dealer," "Major Swap Participant," etc.
    ,
    80174-80218 [2010-31130]
    Part III Commodity Futures Trading Commission 17 CFR Part 1 Securities and Exchange Commission 17 CFR Part 240 Further Definition of ``Swap Dealer,'' ``Security-Based Swap Dealer,'' ``Major Swap Participant,'' ``Major Security-Based Swap Participant'' and ``Eligible Contract Participant''; Proposed Rule COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 1 RIN 3038-AD06 SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-63452; File No. S7-39-10] RIN 3235-AK65 Further Definition of... [read document]
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  • Proposed Rule - End-User Exception to Mandatory Clearing of Security-Based Swaps

    Securities and Exchange Commission
    Proposed Rule
    End-User Exception to Mandatory Clearing of Security-Based Swaps
    ,
    79992-80011 [2010-31973]
    SECURITIES AND EXCHANGE COMMISSION 17 CFR Part 240 [Release No. 34-63556; File No. S7-43-10] RIN 3235-AK88 End-User Exception to Mandatory Clearing of Security-Based Swaps AGENCY: Securities and Exchange Commission. ACTION: Proposed rule. SUMMARY: In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (``Dodd-Frank Act''), the Securities and Exchange Commission (``Commission'') is proposing new Rule 3Cg-1 under the Securities Exchange Act of 1934 (``Exchange... [read document]
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  • Proposed Rule - Regulatory Agenda:

    Federal Reserve System
    Proposed Rule
    Regulatory Agenda:
    Semiannual Regulatory Agenda, 79926-79927 [2010-30471]
    [Page 79926] FEDERAL RESERVE SYSTEM (FRS) Part XXI Federal Reserve System Semiannual Regulatory Agenda FEDERAL RESERVE SYSTEM 12 CFR Ch. II Semiannual Regulatory Flexibility Agenda AGENCY: Board of Governors of the Federal Reserve System. ACTION: Semiannual regulatory agenda. SUMMARY: The Board is issuing this agenda under the Regulatory Flexibility Act and the Board's Statement of Policy Regarding Expanded Rulemaking Procedures. The Board anticipates having under consideration regulatory... [read document]
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  • Rule - Designated Reserve Ratio

    Federal Deposit Insurance Corporation
    Rule
    Designated Reserve Ratio
    ,
    79286-79293 [2010-31829]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD69 Designated Reserve Ratio AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: To implement a comprehensive, long-range management plan for the Deposit Insurance Fund (DIF or fund), the FDIC is amending its regulations to set the designated reserve ratio (DRR) at 2 percent. DATED: Effective Date: January 1, 2011. FOR FURTHER INFORMATION CONTACT: Munsell St. Clair, Chief, Banking and Regulatory... [read document]
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  • Rule - Community Reinvestment Act Regulations

    Federal Reserve System
    Rule
    Community Reinvestment Act Regulations
    ,
    79278-79286 [2010-31818]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2010-0021] RIN 1557-AD34 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Docket No. R-1387] RIN 7100-AD50 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD60 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2010-0031] RIN 1550-AC42 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
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  • Proposed Rule - Regulatory Agenda:

    Federal Deposit Insurance Corporation
    Proposed Rule
    Regulatory Agenda:
    Semiannual Regulatory Agenda, 79922-79923 [2010-30465]
    [Page 79922-79923] FEDERAL DEPOSIT INSURANCE CORPORATION (FDIC) Part XX Federal Deposit Insurance Corporation Semiannual Regulatory Agenda FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Ch. III AGENCY: Federal Deposit Insurance Corporation. ACTION: Semiannual regulatory agenda. SUMMARY: The Federal Deposit Insurance Corporation (FDIC) is hereby publishing items for the Fall 2010 Unified Agenda of Federal Regulatory and Deregulatory Actions. The agenda contains information about FDIC's current and... [read document]
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  • Rule - Community Reinvestment Act Regulations

    Federal Deposit Insurance Corporation
    Rule
    Community Reinvestment Act Regulations
    ,
    79278-79286 [2010-31818]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2010-0021] RIN 1557-AD34 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Docket No. R-1387] RIN 7100-AD50 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD60 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2010-0031] RIN 1550-AC42 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
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  • Proposed Rule - Consumer Leasing

    Federal Reserve System
    Proposed Rule
    Consumer Leasing
    ,
    78632-78636 [2010-31530]
    Proposed Rules Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 213 [Regulation M; Docket No. R-1400] RIN 7100-AD60 Consumer Leasing AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for public comment. SUMMARY: Effective July 21, 2011, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) amends the Consumer Leasing Act (CLA) by increasing the threshold for exempt consumer leases from $25,000 to $50,000. In addition, the... [read document]
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  • Proposed Rule - Truth in Lending

    Federal Reserve System
    Proposed Rule
    Truth in Lending
    ,
    78636-78645 [2010-31529]
    FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1399] RIN 7100-AD59 Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for public comment. SUMMARY: Effective July 21, 2011, the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) amends the Truth in Lending Act (TILA) by increasing the threshold for exempt consumer credit transactions from $25,000 to $50,000. In addition, the Dodd-Frank Act provides... [read document]
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  • Rule - Use of Community Development Loans by Community Financial Institutions to Secure ...

    Federal Housing Finance Board
    Rule
    Use of Community Development Loans by Community Financial Institutions to Secure Advances:
    Secured Lending by Federal Home Loan Banks to Members and their Affiliates; Transfer of Advances and New Business Activity Regulations
    ,
    76617-76624 [2010-30519]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 950 and 980 FEDERAL HOUSING FINANCE AGENCY 12 CFR Parts 1264, 1266, 1269 and 1272 RIN 2590-AA24 Use of Community Development Loans by Community Financial Institutions To Secure Advances; Secured Lending by Federal Home Loan Banks to Members and Their Affiliates; Transfer of Advances and New Business Activity Regulations AGENCY: Federal Housing Finance Board, Federal Housing Finance Agency. ACTION: Final rule. SUMMARY: Section 1211 of the Housing and... [read document]
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  • Proposed Rule - Corporate Credit Unions

    National Credit Union Administration
    Proposed Rule
    Corporate Credit Unions
    ,
    75648-75649 [2010-30426]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 701, 704 and 741 RIN 3133-AD74 Corporate Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Notice of extension of comment period. SUMMARY: On November 18, 2010, the NCUA Board issued a proposed rule amending its corporate credit union rule. 75 FR 73000 (November 29, 2010). NCUA has received a request to extend the comment period set in the proposed rule and has determined to extend the comment period for an additional 30... [read document]
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  • Rule - Confidentiality of Suspicious Activity Reports

    Thrift Supervision Office
    Rule
    Confidentiality of Suspicious Activity Reports
    ,
    75586-75593 [2010-29877]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563 [Docket ID OTS-2010-0015] RIN 1550-AC26 Confidentiality of Suspicious Activity Reports AGENCY: The Office of Thrift Supervision, Treasury (OTS). ACTION: Final rule. SUMMARY: The OTS is issuing this final rule to amend its regulations implementing the Bank Secrecy Act (BSA) governing the confidentiality of a suspicious activity report (SAR) to: Clarify the scope of the statutory prohibition on the disclosure by a financial... [read document]
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  • Rule - Standards Governing the Release of a Suspicious Activity Report

    Thrift Supervision Office
    Rule
    Standards Governing the Release of a Suspicious Activity Report
    ,
    75583-75586 [2010-29871]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 510 [Docket ID OTS-2010-0016] RIN 1550-AC28 Standards Governing the Release of a Suspicious Activity Report AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Office of Thrift Supervision (OTS) is revising its regulations governing the release of unpublished OTS information. The primary change clarifies that the OTS's decision to release a Suspicious Activity Report (SAR) is governed by the... [read document]
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  • Proposed Rule - Conformance Period for Entities Engaged in Prohibited Proprietary Trading or ...

    Federal Reserve System
    Proposed Rule
    Conformance Period for Entities Engaged in Prohibited Proprietary Trading or Private Equity Fund or Hedge Fund Activities
    ,
    72741-72751 [2010-29277]
    FEDERAL RESERVE SYSTEM 12 CFR Part 225 [Regulation Y; Docket No. R-1397] RIN AD 7100-58 Conformance Period for Entities Engaged in Prohibited Proprietary Trading or Private Equity Fund or Hedge Fund Activities AGENCY: Board of Governors of the Federal Reserve System (``Board''). ACTION: Proposed rule; request for public comment. SUMMARY: The Board is requesting comment on a proposed rule that would implement the conformance period during which banking entities and nonbank financial companies... [read document]
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  • Rule - Description of Office, Procedures, and Public Information

    Federal Financial Institutions Examination Council
    Rule
    Description of Office, Procedures, and Public Information
    ,
    71012-71016 [2010-29282]
    FEDERAL FINANCIAL INSTITUTIONS EXAMINATION COUNCIL 12 CFR Part 1101 [FFIEC-2010-0002] Description of Office, Procedures, and Public Information AGENCY: Federal Financial Institutions Examination Council. ACTION: Final rule. SUMMARY: The Federal Financial Institutions Examination Council (Council or FFIEC), on behalf of its members, is amending its Freedom of Information Act (FOIA) regulations. Among other things, this final rule revises the procedures to be used by members of the public in... [read document]
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  • Rule - Deposit Insurance Regulations: Unlimited Coverage for Noninterest-Bearing Transaction ...

    Federal Deposit Insurance Corporation
    Rule
    Deposit Insurance Regulations:
    Unlimited Coverage for Noninterest-Bearing Transaction Accounts
    ,
    69577-69583 [2010-28627]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 330 RIN 3064-AD65 Deposit Insurance Regulations; Unlimited Coverage for Noninterest-Bearing Transaction Accounts AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: The FDIC is adopting a final rule amending its deposit insurance regulations to implement section 343 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act''),\1\ providing for unlimited deposit insurance for... [read document]
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  • Proposed Rule - Federal Home Loan Bank Liabilities

    Federal Housing Finance Board
    Proposed Rule
    Federal Home Loan Bank Liabilities
    ,
    68534-68543 [2010-28178]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 965, 966, 969 and 987 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1270 RIN 2590-AA36 Federal Home Loan Bank Liabilities AGENCY: Federal Housing Finance Board, Federal Housing Finance Agency. ACTION: Notice of proposed rulemaking; request for comment. SUMMARY: The Federal Housing Finance Agency (FHFA) is proposing to re- organize and re-adopt existing Federal Housing Finance Board (Finance Board) regulations dealing with consolidated obligations (COs),... [read document]
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  • Proposed Rule - Truth In Lending

    Federal Reserve System
    Proposed Rule
    Truth In Lending
    ,
    67458-67509 [2010-26515]
    Part II Federal Reserve System 12 CFR Part 226 Truth in Lending; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1393] RIN No. 7100-AD55 Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for public comment. SUMMARY: On February 22, 2010 and June 29, 2010, the Board published in the Federal Register final rules amending Regulation Z's provisions that apply to open-end (not home-secured) credit plans, in each... [read document]
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  • Rule - Prompt Corrective Action: Amended Definition of Low-Risk Assets

    National Credit Union Administration
    Rule
    Prompt Corrective Action:
    Amended Definition of Low-Risk Assets
    ,
    66298-66300 [2010-27150]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 702 RIN 3133-AD81 Prompt Corrective Action; Amended Definition of Low-Risk Assets AGENCY: National Credit Union Administration (NCUA). ACTION: Interim final rule with request for comments. SUMMARY: NCUA is issuing this Interim Final Rule to amend the definition of ``low-risk assets'' for regulatory capital purposes. Assets in this category receive a risk-weighting of zero, reflecting the absence of credit risk. The amendment will expand the... [read document]
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  • Rule - Truth In Lending

    Federal Reserve System
    Rule
    Truth In Lending
    ,
    66554-66587 [2010-26671]
    Part IV Federal Reserve System 12 CFR Part 226 Truth in Lending; Interim Final Rule FEDERAL RESERVE SYSTEM 12 CFR Part 226 Regulation Z; Docket No. R-1394 RIN AD-7100-56 Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Interim final rule; request for public comment. SUMMARY: The Board is publishing for public comment an interim final rule amending Regulation Z (Truth in Lending). The interim rule implements Section 129E of the Truth in Lending Act (TILA), which... [read document]
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  • Rule - Fixed Assets, Member Business Loans, and Regulatory Flexibility Program

    National Credit Union Administration
    Rule
    Fixed Assets, Member Business Loans, and Regulatory Flexibility Program
    ,
    66295-66298 [2010-27149]
    Rules and Regulations Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 701, 723 and 742 RIN 3133-AD68 Fixed Assets, Member Business Loans, and Regulatory Flexibility Program AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is revising certain provisions of its Regulatory Flexibility Program (RegFlex) to enhance safety and soundness for credit unions. Those provisions pertain to fixed assets, member business loans (MBL), stress testing of... [read document]
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  • Proposed Rule - Assessment Dividends, Assessment Rates and Designated Reserve Ratio

    Federal Deposit Insurance Corporation
    Proposed Rule
    Assessment Dividends, Assessment Rates and Designated Reserve Ratio
    ,
    66272-66292 [2010-27036]
    Part VI Federal Deposit Insurance Corporation 12 CFR Part 327 Assessment Dividends, Assessment Rates and Designated Reserve Ratio; Proposed Rule; Adoption of Federal Deposit Insurance Corporation Restoration Plan; Notice FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD63 Assessment Dividends, Assessment Rates and Designated Reserve Ratio AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking (NPRM) and request for comment. SUMMARY: In order... [read document]
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  • Rule - Reserve Requirements of Depository Institutions

    Federal Reserve System
    Rule
    Reserve Requirements of Depository Institutions
    ,
    65563-65565 [2010-27014]
    Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 204 [Regulation D; Docket No. R-1395] RIN AD71-0057 Reserve Requirements of Depository Institutions AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board is amending Regulation D, Reserve Requirements of Depository Institutions, to reflect the annual indexing of the reserve requirement exemption amount and the low reserve tranche for 2011. The Regulation D amendments set the... [read document]
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  • Rule - Corporate Credit Unions

    National Credit Union Administration
    Rule
    Corporate Credit Unions
    ,
    64786-64862 [2010-24616]
    Part II National Credit Union Administration 12 CFR Parts 702, 703, 704, et al. Corporate Credit Unions; Final Rule NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 702, 703, 704, 709 and 747 RIN 3133-AD58 Corporate Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is issuing final amendments to its rule governing corporate credit unions. The major revisions involve corporate credit union capital, investments, asset-liability management,... [read document]
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  • Proposed Rule - Dodd-Frank Wall Street Reform and Consumer Protection Act: Implementation of ...

    Federal Deposit Insurance Corporation
    Proposed Rule
    Dodd-Frank Wall Street Reform and Consumer Protection Act:
    Implementation of Certain Orderly Liquidation Authority Provisions
    ,
    64173-64182 [2010-26049]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 380 Notice of Proposed Rulemaking Implementing Certain Orderly Liquidation Authority Provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking. SUMMARY: The FDIC is proposing a rule (``Proposed Rule ''), with request for comments, which would implement certain provisions of its authority to resolve covered financial companies under Title... [read document]
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  • Rule - 1974 Privacy Act Regulations

    Federal Reserve System
    Rule
    1974 Privacy Act Regulations
    ,
    63703-63706 [2010-25367]
    FEDERAL RESERVE SYSTEM 12 CFR Part 261a [Docket No. R-1313] Privacy Act of 1974; Privacy Act Regulation AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board of Governors of the Federal Reserve System (Board) is issuing a final rule to amend its regulation implementing the Privacy Act of 1974 (Privacy Act). The primary changes concern the waiver of copying fees charged to current and former Board employees, and applicants for Board employment, for... [read document]
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  • Proposed Rule - Alternatives to the Use of External Credit Ratings in the Regulations of the OTS

    Thrift Supervision Office
    Proposed Rule
    Alternatives to the Use of External Credit Ratings in the Regulations of the OTS
    ,
    63107-63110 [2010-25845]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 560 [Docket ID OTS-2010-0029] RIN 1557-AC44 Alternatives to the Use of External Credit Ratings in the Regulations of the OTS AGENCY: Office of Thrift Supervision (OTS), Treasury. ACTION: Advance notice of proposed rulemaking. SUMMARY: Section 939A of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Act) directs all Federal agencies to review, no later than one year after enactment, any regulation that requires... [read document]
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  • Rule - Community Reinvestment Act Regulations

    Federal Reserve System
    Rule
    Community Reinvestment Act Regulations
    ,
    61035-61046 [2010-24737]
    Rules and Regulations Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2010-0014] RIN 1557-AD24 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Docket No. R-1360] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD45 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2010-0023] RIN 1550-AC35 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency,... [read document]
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  • Rule - Community Reinvestment Act Regulations

    Thrift Supervision Office
    Rule
    Community Reinvestment Act Regulations
    ,
    61035-61046 [2010-24737]
    Rules and Regulations Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2010-0014] RIN 1557-AD24 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Docket No. R-1360] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD45 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2010-0023] RIN 1550-AC35 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency,... [read document]
    View Document | Download PDF

  • Rule - Community Reinvestment Act Regulations

    Federal Deposit Insurance Corporation
    Rule
    Community Reinvestment Act Regulations
    ,
    61035-61046 [2010-24737]
    Rules and Regulations Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2010-0014] RIN 1557-AD24 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Docket No. R-1360] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD45 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2010-0023] RIN 1550-AC35 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency,... [read document]
    View Document | Download PDF

  • Proposed Rule - Corporate Credit Unions

    National Credit Union Administration
    Proposed Rule
    Corporate Credit Unions
    ,
    60651-60655 [2010-24659]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 704 RIN 3133-AD80 Corporate Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed Interpretive Ruling and Policy Statement 10-XX. SUMMARY: The NCUA Board is proposing to adopt an Interpretive Ruling and Policy Statement (IRPS) setting forth the requirements and process for chartering corporate federal credit unions. DATES: Comments must be received on or before November 1, 2010. ADDRESSES: You may submit comments by... [read document]
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  • Proposed Rule - Information Sharing Among Federal Home Loan Banks

    Federal Housing Finance Board
    Proposed Rule
    Information Sharing Among Federal Home Loan Banks
    ,
    60347-60352 [2010-24578]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 914 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1260 RIN 2590-AA35 Information Sharing Among Federal Home Loan Banks AGENCY: Federal Housing Finance Agency. ACTION: Notice of proposed rulemaking; request for comments. SUMMARY: Section 1207 of the Housing and Economic Recovery Act of 2008 (HERA) amended the Federal Home Loan Bank Act (Bank Act) to require the Federal Housing Finance Agency (FHFA) to make available to each Federal Home Loan Bank (Bank)... [read document]
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  • Proposed Rule - Deposit Insurance Regulations: Unlimited Coverage for Noninterest-Bearing ...

    Federal Deposit Insurance Corporation
    Proposed Rule
    Deposit Insurance Regulations:
    Unlimited Coverage for Noninterest-Bearing Transaction Accounts
    ,
    60341-60347 [2010-24594]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 330 RIN 3064-AD37 Deposit Insurance Regulations; Unlimited Coverage for Noninterest-bearing Transaction Accounts AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking. SUMMARY: The FDIC is proposing to amend its regulations to implement section 343 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act''),\1\ providing for unlimited deposit insurance for ``noninterest-bearing... [read document]
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  • Rule - Treatment by the Federal Deposit Insurance Corporation as Conservator or Receiver of ...

    Federal Deposit Insurance Corporation
    Rule
    Treatment by the Federal Deposit Insurance Corporation as Conservator or Receiver of Financial Assets, etc.
    ,
    60287-60302 [2010-24595]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 360 RIN 3064-AD55 Treatment by the Federal Deposit Insurance Corporation as Conservator or Receiver of Financial Assets Transferred by an Insured Depository Institution in Connection With a Securitization or Participation After September 30, 2010 AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: The Federal Deposit Insurance Corporation (``FDIC'') has adopted an amended regulation regarding the treatment by the... [read document]
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  • Proposed Rule - Regulation Z; Truth in Lending

    Federal Reserve System
    Proposed Rule
    Regulation Z; Truth in Lending
    ,
    58505-58508 [2010-20665]
    FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Docket No. R-1392] RIN No. AD 7100-AD54 Regulation Z; Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Proposed rule; request for public comment. SUMMARY: The Board is publishing for comment a proposed rule to amend Regulation Z, which implements the Truth in Lending Act (TILA). The proposed rule would implement Section 1461 of the recently enacted Dodd-Frank Wall Street Reform and Consumer Protection Act. Section 1461... [read document]
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  • Rule - Regulation Z; Truth in Lending

    Federal Reserve System
    Rule
    Regulation Z; Truth in Lending
    ,
    58489-58504 [2010-20664]
    FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Docket No. R-1378] Regulation Z; Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; official staff commentary. SUMMARY: The Board is publishing final rules amending Regulation Z (Truth in Lending). The final rule implements Section 131(g) of the Truth in Lending Act (TILA), which was enacted on May 20, 2009, as Section 404(a) of the Helping Families Save Their Homes Act. TILA Section 131(g) became effective... [read document]
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  • Rule - Regulation Z; Truth in Lending

    Federal Reserve System
    Rule
    Regulation Z; Truth in Lending
    ,
    58470-58489 [2010-20663]
    Part II Federal Reserve System 12 CFR Part 226 Regulation Z; Truth in Lending; Proposed Rules, Interim Rule, Final Rules FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Docket No. R-1366] Regulation Z; Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Interim rule; request for public comment. SUMMARY: The Board is publishing for comment an interim rule amending Regulation Z, which implements the Truth in Lending Act (TILA). The interim rule implements certain... [read document]
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  • Rule - Truth in Lending

    Federal Reserve System
    Rule
    Truth in Lending
    ,
    58509-58538 [2010-22161]
    FEDERAL RESERVE SYSTEM 12 CFR Part 226 Regulation Z; Docket No. R-1366 Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; official staff commentary. SUMMARY: The Board is publishing final rules amending Regulation Z, which implements the Truth in Lending Act and Home Ownership and Equity Protection Act. The purpose of the final rule is to protect consumers in the mortgage market from unfair or abusive lending practices that can arise from certain loan... [read document]
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  • Rule - Secondary Capital Accounts

    National Credit Union Administration
    Rule
    Secondary Capital Accounts
    ,
    57841-57844 [2010-23652]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD67 Secondary Capital Accounts AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: On February 19, 2010, NCUA published an interim final rule amending its regulation governing secondary capital accounts to permit low-income designated credit unions to redeem all or part of secondary capital accepted from the United States Government or any of its subdivisions at any time after the secondary capital has... [read document]
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  • Rule - Supplemental Standards of Ethical Conduct for Employees of Export-Import Bank of United ...

    Export-Import Bank
    Rule
    Supplemental Standards of Ethical Conduct for Employees of Export-Import Bank of United States
    ,
    55941-55942 [2010-22410]
    Rules and Regulations Federal Register EXPORT-IMPORT BANK OF THE UNITED STATES 5 CFR Part 6201 12 CFR Part 400 [Public Notice 2010-31] Supplemental Standards of Ethical Conduct for Employees of the Export-Import Bank of the United States AGENCY: Export-Import Bank of the United States (Ex-Im Bank). ACTION: Final rule. SUMMARY: The Ex-Im Bank, with the concurrence of the Office of Government Ethics (OGE), is issuing a final rule that supplements the Standards of Ethical Conduct for Employees of... [read document]
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  • Proposed Rule - Description of Office, Procedures, and Public Information

    Federal Financial Institutions Examination Council
    Proposed Rule
    Description of Office, Procedures, and Public Information
    ,
    54052-54056 [2010-21667]
    FEDERAL FINANCIAL INSTITUTIONS EXAMINATION COUNCIL 12 CFR Part 1101 Description of Office, Procedures, and Public Information AGENCY: Federal Financial Institutions Examination Council. ACTION: Notice of proposed rulemaking; request for comments. SUMMARY: The Federal Financial Institutions Examination Council (Council or FFIEC), on behalf of its members, is proposing to update its Freedom of Information Act (FOIA) regulations. The Council last made changes to its FOIA regulations in 1988. Since... [read document]
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  • Rule - Permanent Increase in Standard Maximum Share Insurance Amount; Display of Official Sign

    National Credit Union Administration
    Rule
    Permanent Increase in Standard Maximum Share Insurance Amount; Display of Official Sign
    ,
    53841-53843 [2010-21864]
    Rules and Regulations Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 740 and 745 RIN 3133-AD78 Display of Official Sign; Permanent Increase in Standard Maximum Share Insurance Amount AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) on July 21, 2010. Section 335 of the Dodd-Frank Act amended the Federal Credit Union Act (FCU Act) to... [read document]
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  • Proposed Rule - Risk-Based Capital Guidelines of the Federal Banking Agencies: Alternatives to ...

    Thrift Supervision Office
    Proposed Rule
    Risk-Based Capital Guidelines of the Federal Banking Agencies:
    Alternatives to the Use of Credit Ratings
    ,
    52283-52290 [2010-21051]
    Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2010-0016] RIN 1557-AD35 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1391] RIN 7100-AD53 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD62 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket ID: OTS-2010-0027] RIN 1550-AC43 Advance Notice of Proposed Rulemaking Regarding... [read document]
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  • Proposed Rule - Risk-Based Capital Guidelines of the Federal Banking Agencies: Alternatives to ...

    Federal Deposit Insurance Corporation
    Proposed Rule
    Risk-Based Capital Guidelines of the Federal Banking Agencies:
    Alternatives to the Use of Credit Ratings
    ,
    52283-52290 [2010-21051]
    Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2010-0016] RIN 1557-AD35 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1391] RIN 7100-AD53 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD62 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket ID: OTS-2010-0027] RIN 1550-AC43 Advance Notice of Proposed Rulemaking Regarding... [read document]
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  • Proposed Rule - Risk-Based Capital Guidelines of the Federal Banking Agencies: Alternatives to ...

    Federal Reserve System
    Proposed Rule
    Risk-Based Capital Guidelines of the Federal Banking Agencies:
    Alternatives to the Use of Credit Ratings
    ,
    52283-52290 [2010-21051]
    Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2010-0016] RIN 1557-AD35 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1391] RIN 7100-AD53 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD62 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket ID: OTS-2010-0027] RIN 1550-AC43 Advance Notice of Proposed Rulemaking Regarding... [read document]
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  • Rule - Registration of Mortgage Loan Originators; Correction

    Federal Reserve System
    Rule
    Registration of Mortgage Loan Originators; Correction
    ,
    51623-51651 [C1-2010-18148]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 34 [Docket ID OCC-2010-0007] RIN 1557-AD23 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 211 [Docket No. R-1357] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 365 RIN 3064-AD43 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563 [Docket No. 2010--0021] RIN 1550-AC33 FARM CREDIT ADMINISTRATION 12 CFR Part 610 RIN 3052-AC52 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 741 and 761 RIN... [read document]
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  • Rule - Registration of Mortgage Loan Originators; Correction

    Thrift Supervision Office
    Rule
    Registration of Mortgage Loan Originators; Correction
    ,
    51623-51651 [C1-2010-18148]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 34 [Docket ID OCC-2010-0007] RIN 1557-AD23 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 211 [Docket No. R-1357] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 365 RIN 3064-AD43 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563 [Docket No. 2010--0021] RIN 1550-AC33 FARM CREDIT ADMINISTRATION 12 CFR Part 610 RIN 3052-AC52 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 741 and 761 RIN... [read document]
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  • Rule - Registration of Mortgage Loan Originators; Correction

    National Credit Union Administration
    Rule
    Registration of Mortgage Loan Originators; Correction
    ,
    51623-51651 [C1-2010-18148]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 34 [Docket ID OCC-2010-0007] RIN 1557-AD23 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 211 [Docket No. R-1357] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 365 RIN 3064-AD43 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563 [Docket No. 2010--0021] RIN 1550-AC33 FARM CREDIT ADMINISTRATION 12 CFR Part 610 RIN 3052-AC52 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 741 and 761 RIN... [read document]
    View Document | Download PDF

  • Rule - Registration of Mortgage Loan Originators; Correction

    Federal Deposit Insurance Corporation
    Rule
    Registration of Mortgage Loan Originators; Correction
    ,
    51623-51651 [C1-2010-18148]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 34 [Docket ID OCC-2010-0007] RIN 1557-AD23 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 211 [Docket No. R-1357] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 365 RIN 3064-AD43 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563 [Docket No. 2010--0021] RIN 1550-AC33 FARM CREDIT ADMINISTRATION 12 CFR Part 610 RIN 3052-AC52 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 741 and 761 RIN... [read document]
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  • Rule - Electronic Fund Transfers

    Federal Reserve System
    Rule
    Electronic Fund Transfers
    ,
    50683-50688 [2010-20154]
    Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 205 [Regulation E; Docket No. R-1377] Electronic Fund Transfers AGENCY: Board of Governors of the Federal Reserve System. ACTION: Interim final rule; request for public comment. SUMMARY: The Board is amending Regulation E, which implements the Electronic Fund Transfer Act, and the official staff commentary to the regulation, in order to implement legislation that modifies the effective date of certain disclosure... [read document]
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  • Rule - Deposit Insurance Regulations: Permanent Increase in Standard Coverage Amount; ...

    Federal Deposit Insurance Corporation
    Rule
    Deposit Insurance Regulations:
    Permanent Increase in Standard Coverage Amount; Advertisement of Membership; International Banking; Foreign Banks
    ,
    49363-49365 [2010-20008]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Parts 328, 330 and 347 RIN 3064-AD61 Deposit Insurance Regulations; Permanent Increase in Standard Coverage Amount; Advertisement of Membership; International Banking; Foreign Banks August 10, 2010. AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: On July 21, 2010, the President signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank'' Act). Section 335 of the Dodd-Frank Act made... [read document]
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  • Rule - Low-Income Definition

    National Credit Union Administration
    Rule
    Low-Income Definition
    ,
    47171-47173 [2010-19099]
    Rules and Regulations Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD75 The Low-Income Definition AGENCY: National Credit Union Administration (NCUA). ACTION: Interim final rule and request for comments. SUMMARY: NCUA is amending the definition of ``low-income members'' to clarify that, in determining if a credit union qualifies for a low- income designation, the comparison of credit union data, whether individual or family income data, must be with statistical... [read document]
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  • Proposed Rule - Golden Parachute and Indemnification Payments

    National Credit Union Administration
    Proposed Rule
    Golden Parachute and Indemnification Payments
    ,
    47236-47242 [2010-19095]
    Proposed Rules Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 741 and 750 RIN 3133-AD73 Golden Parachute and Indemnification Payments AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA proposes to adopt a rule to prohibit, with some exceptions, a federally insured credit union (FICU) from making golden parachute and indemnification payments to an institution-affiliated party (IAP). The proposed rule is intended to help safeguard the... [read document]
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  • Rule - Truth in Savings

    National Credit Union Administration
    Rule
    Truth in Savings
    ,
    47173-47176 [2010-19090]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 707 RIN 3133-AD72 Truth in Savings AGENCY: National Credit Union Administration (NCUA). ACTION: Interim final rule with request for comments. SUMMARY: On July 22, 2009, NCUA published a final rule amending part 707, which implements the Truth in Savings Act, and the official staff interpretations to the regulation. The final rule addressed credit unions' disclosure practices related to overdraft services, including balances disclosed to members... [read document]
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  • Rule - Truth in Lending

    Federal Reserve System
    Rule
    Truth in Lending
    ,
    46837-46838 [2010-19101]
    Rules and Regulations Federal Register FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1389] Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule; staff commentary. SUMMARY: The Board is publishing a final rule amending the staff commentary that interprets the requirements of Regulation Z (Truth in Lending). The Board is required to adjust annually the dollar amount that triggers requirements for certain home mortgage loans bearing... [read document]
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  • Rule - Regulation Z; Truth in Lending

    Federal Reserve System
    Rule
    Regulation Z; Truth in Lending
    ,
    37526-37592 [2010-14717]
    Part II Federal Reserve System 12 CFR Part 226 Truth in Lending; Final Rule FEDERAL RESERVE SYSTEM 12 CFR Part 226 [Regulation Z; Docket No. R-1384] Truth in Lending AGENCY: Board of Governors of the Federal Reserve System. ACTION: Final rule. SUMMARY: The Board is amending Regulation Z, which implements the Truth in Lending Act, and the staff commentary to the regulation in order to implement provisions of the Credit Card Accountability Responsibility and Disclosure Act of 2009 that go into... [read document]
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  • Rule - Amendment of the Temporary Liquidity Guarantee Program to Extend the Transaction Account ...

    Federal Deposit Insurance Corporation
    Rule
    Amendment of the Temporary Liquidity Guarantee Program to Extend the Transaction Account Guarantee Program
    ,
    36506-36511 [2010-15497]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 370 RIN 3064-AD37 Final Rule Regarding Amendment of the Temporary Liquidity Guarantee Program To Extend the Transaction Account Guarantee Program AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: The FDIC is issuing a Final Rule extending the Transaction Account Guarantee (TAG) component of the Temporary Liquidity Guarantee Program (TLGP) through December 31, 2010, for insured depository institutions (IDIs)... [read document]
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  • Rule - Appraisal Subcommittee; Appraiser Regulation; Privacy Act Implementation

    Federal Financial Institutions Examination Council
    Rule
    Appraisal Subcommittee; Appraiser Regulation; Privacy Act Implementation
    ,
    36270-36271 [2010-15317]
    FEDERAL FINANCIAL INSTITUTIONS EXAMINATION COUNCIL 12 CFR Part 1102 [Docket No. AS10-2] Appraisal Subcommittee; Appraiser Regulation; Privacy Act Implementation AGENCY: Appraisal Subcommittee of the Federal Financial Institutions Examination Council (Subcommittee). ACTION: Final rule amendments. SUMMARY: The Subcommittee is adopting nonsubstantive amendments to its regulations relating to the Privacy Act of 1974. The amendments correct the street address and zip code for the Subcomittee's... [read document]
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  • Rule - Chartering and Field of Membership for Federal Credit Unions

    National Credit Union Administration
    Rule
    Chartering and Field of Membership for Federal Credit Unions
    ,
    36257-36270 [2010-15130]
    Rules and Regulations Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD65 Chartering and Field of Membership for Federal Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is amending its chartering and field of membership manual to update its community chartering policies. These amendments include using objective and quantifiable criteria to determine the existence of a local community and defining the term... [read document]
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  • Proposed Rule - Community Reinvestment Act Regulations

    Thrift Supervision Office
    Proposed Rule
    Community Reinvestment Act Regulations
    ,
    36016-36022 [2010-15119]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2010-0010] RIN 1557-AD34 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Docket No. R-1387] RIN 7100-AD50 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD60 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2010-0017] RIN 1550-AC42 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
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  • Proposed Rule - Community Reinvestment Act Regulations

    Federal Deposit Insurance Corporation
    Proposed Rule
    Community Reinvestment Act Regulations
    ,
    36016-36022 [2010-15119]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2010-0010] RIN 1557-AD34 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Docket No. R-1387] RIN 7100-AD50 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD60 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2010-0017] RIN 1550-AC42 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
    View Document | Download PDF

  • Proposed Rule - Community Reinvestment Act Regulations

    Federal Reserve System
    Proposed Rule
    Community Reinvestment Act Regulations
    ,
    36016-36022 [2010-15119]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2010-0010] RIN 1557-AD34 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Docket No. R-1387] RIN 7100-AD50 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD60 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2010-0017] RIN 1550-AC42 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
    View Document | Download PDF

  • Proposed Rule - Community Reinvestment Act Regulation Hearings

    Thrift Supervision Office
    Proposed Rule
    Community Reinvestment Act Regulation Hearings
    ,
    35686-35689 [2010-15114]
    Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2010-0011] FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Docket No. R-1386] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD60 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2010-0019] Community Reinvestment Act Regulation Hearings AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
    View Document | Download PDF

  • Proposed Rule - Community Reinvestment Act Regulation Hearings

    Federal Deposit Insurance Corporation
    Proposed Rule
    Community Reinvestment Act Regulation Hearings
    ,
    35686-35689 [2010-15114]
    Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2010-0011] FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Docket No. R-1386] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD60 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2010-0019] Community Reinvestment Act Regulation Hearings AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
    View Document | Download PDF

  • Proposed Rule - Community Reinvestment Act Regulation Hearings

    Federal Reserve System
    Proposed Rule
    Community Reinvestment Act Regulation Hearings
    ,
    35686-35689 [2010-15114]
    Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2010-0011] FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Docket No. R-1386] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD60 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2010-0019] Community Reinvestment Act Regulation Hearings AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
    View Document | Download PDF

  • Rule - Technical Amendments

    National Credit Union Administration
    Rule
    Technical Amendments
    ,
    34619-34623 [2010-14201]
    Rules and Regulations Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 701, 702, 704, 708a, 708b, 709, 711, 712, 715, 716, 717, 721, 722, 741, 742, 745, 747, 790, 791, 792, 793, and 795 Technical Amendments AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule; technical amendments. SUMMARY: NCUA is amending a number of its regulations to make minor technical corrections. The amendments update the regulations and make other grammatically necessary... [read document]
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  • Rule - Definitions for Regulations Affecting All Savings Associations: Money Market Deposit Accounts

    Thrift Supervision Office
    Rule
    Definitions for Regulations Affecting All Savings Associations:
    Money Market Deposit Accounts
    ,
    33501-33502 [2010-14243]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 561 [Docket ID OTS-2010-0011] RIN 1550-AC40 Definitions for Regulations Affecting All Savings Associations; Money Market Deposit Accounts AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Office of Thrift Supervision is amending its regulations to eliminate restrictions on certain kinds of transfers from money market deposit accounts for savings associations. The Board of Governors of the Federal... [read document]
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  • Proposed Rule - Treatment by Federal Deposit Insurance Corp. ...

    Federal Deposit Insurance Corporation
    Proposed Rule
    Treatment by Federal Deposit Insurance Corp. as Conservator or Receiver of Financial Assets, etc.
    ,
    27471-27487 [2010-11680]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 360 RIN 3064-AD53 Treatment by the Federal Deposit Insurance Corporation as Conservator or Receiver of Financial Assets Transferred by an Insured Depository Institution in Connection With a Securitization or Participation After September 30, 2010 AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking with request for comments. SUMMARY: The Federal Deposit Insurance Corporation (``FDIC'') proposes to adopt... [read document]
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  • Proposed Rule - Special Reporting, Analysis and Contingent Resolution Plans at Certain Large ...

    Federal Deposit Insurance Corporation
    Proposed Rule
    Special Reporting, Analysis and Contingent Resolution Plans at Certain Large Insured Depository Institutions
    ,
    27464-27471 [2010-11646]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 360 RIN 3064-AD59 Special Reporting, Analysis and Contingent Resolution Plans at Certain Large Insured Depository Institutions AGENCY: Federal Deposit Insurance Corporation (``FDIC''). ACTION: Notice of proposed rulemaking. SUMMARY: The FDIC is seeking comment on a proposed rule that would require certain identified insured depository institutions (``IDIs'') that are subsidiaries of large and complex financial parent companies to submit to the... [read document]
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  • Proposed Rule - Assessments: Clarification and Request for Comment

    Federal Deposit Insurance Corporation
    Proposed Rule
    Assessments:
    Clarification and Request for Comment
    ,
    26681 [2010-11176]
    Proposed Rules Federal Register FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD57 Assessments AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Clarification of notice of proposed rulemaking and request for comment. SUMMARY: The FDIC proposes to amend 12 CFR part 327 to revise the assessment system applicable to large institutions to better differentiate institutions by taking a more forward-looking view of risk; to better take into account the losses that the FDIC... [read document]
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  • Proposed Rule - Short-Term, Small Amount Loans

    National Credit Union Administration
    Proposed Rule
    Short-Term, Small Amount Loans
    ,
    24497-24501 [2010-10480]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD71 Short-Term, Small Amount Loans AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA proposes to amend its general lending rule to enable federal credit unions (FCUs) to offer short-term, small amount loans (STS loans) as a viable alternative to predatory payday loans. The proposed amendment would permit FCUs to charge a higher interest rate for an STS loan than is permitted under the general... [read document]
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  • Proposed Rule - Assessments

    Federal Deposit Insurance Corporation
    Proposed Rule
    Assessments,
    23516-23556 [2010-10161]
    Part III Federal Deposit Insurance Corporation 12 CFR Part 327 Assessments; Proposed Rule FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD57 Assessments AGENCY: Federal Deposit Insurance Corporation. ACTION: Notice of proposed rulemaking and request for comment. SUMMARY: The FDIC proposes to amend our regulations to revise the assessment system applicable to large institutions to better differentiate institutions by taking a more forward-looking view of risk; to better take... [read document]
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  • Rule - Board of Directors of Federal Home Loan Bank System Office of Finance

    Federal Housing Finance Board
    Rule
    Board of Directors of Federal Home Loan Bank System Office of Finance,
    23152-23167 [2010-10075]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 985 and 989 FEDERAL HOUSING FINANCE AGENCY 12 CFR Parts 1273 and 1274 RIN 2590-AA30 Board of Directors of Federal Home Loan Bank System Office of Finance AGENCY: Federal Housing Finance Agency. ACTION: Final Rule. SUMMARY: Governed by the Federal Housing Finance Agency's (FHFA) regulations, the Federal Home Loan Bank System's (Bank System) Office of Finance issues debt (``consolidated obligations'') as agent for the Federal Home Loan Banks (Banks) on... [read document]
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  • Proposed Rule - Regulatory Agenda:

    National Credit Union Administration
    Proposed Rule
    Regulatory Agenda:
    Semiannual Regulatory Agenda, 21956-21957 [2010-8979]
    [Page 21956-21957] National Credit Union Administration Part XXI Semiannual Regulatory Agenda NATIONAL CREDIT UNION ADMINISTRATION (NCUA) NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Ch. VII Semiannual Regulatory Agenda AGENCY: National Credit Union Administration (NCUA). ACTION: Semiannual regulatory agenda. SUMMARY: Pursuant to its ongoing policy of reviewing regulations, NCUA is publishing a list of current and projected rulemakings, reviews of existing regulations, and completed actions as... [read document]
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  • Rule - Amendment of Temporary Liquidity Guarantee Program: Extend Transaction Account Guarantee ...

    Federal Deposit Insurance Corporation
    Rule
    Amendment of Temporary Liquidity Guarantee Program:
    Extend Transaction Account Guarantee Program with Opportunity to Opt-Out
    ,
    20257-20265 [2010-8911]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 370 RIN 3064-AD37 Amendment of the Temporary Liquidity Guarantee Program To Extend the Transaction Account Guarantee Program With Opportunity To Opt Out AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Interim Rule with request for comments. SUMMARY: The FDIC is issuing this Interim Rule to amend the Transaction Account Guarantee (TAG) component of the Temporary Liquidity Guarantee Program (TLGP) by providing an 6-month extension of... [read document]
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  • Rule - Federal Home Loan Bank Directors Eligibility, Elections, Compensation and Expenses

    Federal Housing Finance Board
    Rule
    Federal Home Loan Bank Directors Eligibility, Elections, Compensation and Expenses
    ,
    17037-17041 [2010-7418]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 918 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1261 RIN 2590-AA03, 2590-AA31 and 2590-AA34 Federal Home Loan Bank Directors' Eligibility, Elections, Compensation and Expenses AGENCY: Federal Housing Finance Agency, Federal Housing Finance Board. ACTION: Final rule. SUMMARY: In this rulemaking, the Federal Housing Finance Agency (FHFA) is adopting a final rule that implements two separate proposed rules, which relate to Federal Home Loan Bank (Bank)... [read document]
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  • Proposed Rule - Fiduciary Duties at Federal Credit Unions: Mergers and Conversions of Insured ...

    National Credit Union Administration
    Proposed Rule
    Fiduciary Duties at Federal Credit Unions:
    Mergers and Conversions of Insured Credit Unions; Correction
    ,
    17083-17084 [2010-7655]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 701, 708a, and 708b Fiduciary Duties at Federal Credit Unions; Mergers and Conversions of Insured Credit Unions; Correction AGENCY: National Credit Union Administration. ACTION: Notice of proposed rulemaking; correction. SUMMARY: This document corrects the preamble to a proposed rule published in the Federal Register of March 29, 2010, regarding fiduciary duties at Federal credit unions and mergers and conversions of insured credit unions. The... [read document]
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  • Proposed Rule - Fiduciary Duties at Federal Credit Unions; Mergers and Conversions of Insured ...

    National Credit Union Administration
    Proposed Rule
    Fiduciary Duties at Federal Credit Unions; Mergers and Conversions of Insured Credit Unions
    ,
    15574-15596 [2010-6439]
    Part III National Credit Union Administration 12 CFR Parts 701, 708a, and 708b Fiduciary Duties at Federal Credit Unions; Mergers and Conversions of Insured Credit Unions; Proposed Rules NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 701, 708a, and 708b Fiduciary Duties at Federal Credit Unions; Mergers and Conversions of Insured Credit Unions AGENCY: National Credit Union Administration. ACTION: Notice of proposed rulemaking. SUMMARY: The National Credit Union Administration (NCUA) is... [read document]
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  • Rule - Transitional Safe Harbor Protection: Treatment by the Federal Deposit Insurance ...

    Federal Deposit Insurance Corporation
    Rule
    Transitional Safe Harbor Protection:
    Treatment by the Federal Deposit Insurance Corporation as Conservator or Receiver of Financial Assets Transferred, et al.; Correction
    ,
    14330-14331 [2010-6555]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 360 RIN 3064-AD55 Transitional Safe Harbor Protection for Treatment by the Federal Deposit Insurance Corporation as Conservator or Receiver of Financial Assets Transferred by an Insured Depository Institution in Connection With a Securitization or Participation AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule; correction. SUMMARY: The Federal Deposit Insurance Corporation (FDIC) is correcting a final rule that appeared in... [read document]
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  • Proposed Rule - Fixed Assets, Member Business Loans, and Regulatory Flexibility Program

    National Credit Union Administration
    Proposed Rule
    Fixed Assets, Member Business Loans, and Regulatory Flexibility Program
    ,
    14372-14375 [2010-6391]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 701, 723 and 742 RIN 3133-AD68 Fixed Assets, Member Business Loans, and Regulatory Flexibility Program AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule with request for comments. SUMMARY: NCUA proposes to revise certain provisions of its Regulatory Flexibility Program (RegFlex) to enhance safety and soundness for credit unions. Those provisions pertain to fixed assets, member business loans (MBL), stress testing of... [read document]
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  • Rule - Transitional Safe Harbor Protection for Treatment by the Federal Deposit Insurance ...

    Federal Deposit Insurance Corporation
    Rule
    Transitional Safe Harbor Protection for Treatment by the Federal Deposit Insurance Corporation as Conservator or Receiver of Financial Assets, etc
    ,
    12962-12965 [2010-5707]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 360 RIN 3064-AD55 Transitional Safe Harbor Protection for Treatment by the Federal Deposit Insurance Corporation as Conservator or Receiver of Financial Assets Transferred by an Insured Depository Institution in Connection With a Securitization or Participation AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: The Federal Deposit Insurance Corporation (``FDIC'') is amending its regulation, Defining Transitional... [read document]
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  • Proposed Rule - Minority and Women Inclusion

    Federal Housing Finance Board
    Proposed Rule
    Minority and Women Inclusion
    ,
    10446 [2010-4768]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 906 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1207 RIN 2590-AA28 Minority and Women Inclusion AGENCIES: Federal Housing Finance Board; Federal Housing Finance Agency. ACTION: Notice of proposed rulemaking; extension of comment period. SUMMARY: The Federal Housing Finance Agency (FHFA) is issuing notice and opportunity for the public to comment on this proposed rule on minority and women inclusion. Section 1116 of the Housing and Economic Recovery Act... [read document]
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  • Rule - Federal Home Loan Bank Housing Associates, Core Mission Activities and Standby Letters ...

    Federal Housing Finance Board
    Rule
    Federal Home Loan Bank Housing Associates, Core Mission Activities and Standby Letters of Credit
    ,
    8239-8241 [2010-3612]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 926, 940 and 960 FEDERAL HOUSING FINANCE AGENCY 12 CFR Parts 1264, 1265 and 1269 RIN 2590-AA33 Federal Home Loan Bank Housing Associates, Core Mission Activities and Standby Letters of Credit AGENCY: Federal Housing Finance Agency, Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Agency (FHFA) is transferring regulations of the former Federal Housing Finance Board (Finance Board) to the FHFA's regulations. These... [read document]
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  • Proposed Rule - Use of Community Development Loans by Community Financial Institutions to ...

    Federal Housing Finance Board
    Proposed Rule
    Use of Community Development Loans by Community Financial Institutions to Secure Advances, etc.
    ,
    7990-7995 [2010-3407]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 950 and 980 FEDERAL HOUSING FINANCE AGENCY 12 CFR Parts 1266 and 1272 RIN 2590-AA24 Use of Community Development Loans by Community Financial Institutions To Secure Advances; Secured Lending by Federal Home Loan Banks to Members and Their Affiliates; Transfer of Advances and New Business Activity Regulations AGENCY: Federal Housing Finance Agency; Federal Housing Finance Board. ACTION: Notice of proposed rulemaking; request for comments. SUMMARY:... [read document]
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  • Rule - Secondary Capital Accounts

    National Credit Union Administration
    Rule
    Secondary Capital Accounts
    ,
    7339-7342 [2010-3160]
    Rules and Regulations Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD67 Secondary Capital Accounts AGENCY: National Credit Union Administration (NCUA). ACTION: Interim final rule with request for comments. SUMMARY: NCUA is amending its rules governing secondary capital accounts to permit low-income designated credit unions to redeem all or part of secondary capital accepted from the United States Government or any of its subdivisions at any time after the... [read document]
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  • Rule - Unfair or Deceptive Acts or Practices

    National Credit Union Administration
    Rule
    Unfair or Deceptive Acts or Practices
    ,
    6558-6560 [2010-2311]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 706 RIN 3133-AD47 Unfair or Deceptive Acts or Practices AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule; withdrawal. SUMMARY: On January 29, 2009, jointly with the Federal Reserve System Board of Governors (FRB) and the Office of Thrift Supervision (OTS), the NCUA Board (Board) published a final rule and staff commentary amending its credit practices regulations (UDAP Rule). The UDAP Rule also included technical... [read document]
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  • Proposed Rule - Chartering and Field of Membership for Federal Credit Unions

    National Credit Union Administration
    Proposed Rule
    Chartering and Field of Membership for Federal Credit Unions
    ,
    6151 [2010-2605]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD65 Chartering and Field of Membership for Federal Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Notice of extension of comment period. SUMMARY: On December 17, 2009, the NCUA Board issued a proposed rule amending its chartering and field of membership manual to update its community chartering policies and define the terms ``rural district'' and ``in danger of insolvency'' for emergency merger purposes.... [read document]
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  • Rule - Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Maintenance: ...

    Thrift Supervision Office
    Rule
    Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Maintenance:
    Regulatory Capital; Impact of Modifications to Generally Accepted Accounting Principles; etc.
    ,
    4636-4654 [2010-825]
    Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 3 Office of Thrift Supervision 12 CFR Part 567 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Maintenance: Regulatory Capital; Impact of Modifications to Generally Accepted Accounting Principles; Consolidation of Asset-Backed Commercial Paper Programs; and Other Related Issues; Final... [read document]
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  • Rule - Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Maintenance: ...

    Federal Deposit Insurance Corporation
    Rule
    Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Maintenance:
    Regulatory Capital; Impact of Modifications to Generally Accepted Accounting Principles; etc.
    ,
    4636-4654 [2010-825]
    Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 3 Office of Thrift Supervision 12 CFR Part 567 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Maintenance: Regulatory Capital; Impact of Modifications to Generally Accepted Accounting Principles; Consolidation of Asset-Backed Commercial Paper Programs; and Other Related Issues; Final... [read document]
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  • Proposed Rule - Incorporating Employee Compensation Criteria Into The Risk Assessment System

    Federal Deposit Insurance Corporation
    Proposed Rule
    Incorporating Employee Compensation Criteria Into The Risk Assessment System
    ,
    2823-2826 [2010-718]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD56 Incorporating Employee Compensation Criteria Into the Risk Assessment System AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Advance notice of proposed rulemaking (ANPR). SUMMARY: The FDIC is seeking comment on ways that the FDIC's risk-based deposit insurance assessment system (risk-based assessment system) could be changed to account for the risks posed by certain employee compensation programs. Section 7 of the... [read document]
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  • Proposed Rule - Minority and Women Inclusion

    Federal Housing Finance Board
    Proposed Rule
    Minority and Women Inclusion
    ,
    1289-1296 [2010-111]
    Proposed Rules Federal Register FEDERAL HOUSING FINANCE BOARD 12 CFR PART 906 FEDERAL HOUSING FINANCE AGENCY 12 CFR PART 1207 RIN 2590-AA28 Minority and Women Inclusion AGENCIES: Federal Housing Finance Board; Federal Housing Finance Agency. ACTION: Notice of proposed rulemaking. SUMMARY: The Federal Housing Finance Agency (FHFA or agency) is issuing notice and opportunity for the public to comment on this proposed regulation on minority and women inclusion. Section 1116 of the Housing and... [read document]
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  • Proposed Rule - Treatment by the Federal Deposit Insurance Corporation as Conservator or ...

    Federal Deposit Insurance Corporation
    Proposed Rule
    Treatment by the Federal Deposit Insurance Corporation as Conservator or Receiver of Financial Assets, etc.
    ,
    934-942 [E9-30540]
    Proposed Rules Federal Register FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 360 RIN 3064-AD55 Treatment by the Federal Deposit Insurance Corporation as Conservator or Receiver of Financial Assets Transferred by an Insured Depository Institution in Connection With a Securitization or Participation After March 31, 2010 AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Advance Notice of Proposed Rulemaking. SUMMARY: The Federal Deposit Insurance Corporation (``FDIC'') is issuing... [read document]
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  • Rule - Federal Home Loan Bank Membership for Community Development Financial Institutions

    Federal Housing Finance Board
    Rule
    Federal Home Loan Bank Membership for Community Development Financial Institutions
    ,
    678-704 [E9-31003]
    Part VI Federal Housing Finance Board 12 CFR Parts 925 and 944 Federal Housing Finance Agency 12 CFR Parts 1263 and 1290 Federal Home Loan Bank Membership for Community Development Financial Institutions; Final Rule FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 925 and 944 FEDERAL HOUSING FINANCE AGENCY 12 CFR Parts 1263 and 1290 RIN 2590-AA18 Federal Home Loan Bank Membership for Community Development Financial Institutions AGENCIES: Federal Housing Finance Board and Federal Housing Finance... [read document]
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  • Rule - Community Reinvestment Act Regulations

    Federal Deposit Insurance Corporation
    Rule
    Community Reinvestment Act Regulations
    ,
    68662-68664 [E9-30646]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2009-0019] RIN 1557-AD29 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Regulation BB; Docket No. R-1380] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD54 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2009-0022] RIN 1550-AC37 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
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  • Rule - Technical Amendments

    Thrift Supervision Office
    Rule
    Technical Amendments
    ,
    68664-68665 [E9-30846]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 502 [OTS No. 2009-0023] Technical Amendments AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Office of Thrift Supervision (OTS) is amending its regulations to incorporate technical and conforming amendments. DATES: Effective Date: December 29, 2009. FOR FURTHER INFORMATION CONTACT: Sandra E. Evans, Legal Information Assistant (Regulations), (202) 906-6086, or Marvin Shaw, Senior Attorney, (202)... [read document]
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  • Proposed Rule - Chartering and Field of Membership for Federal Credit Unions

    National Credit Union Administration
    Proposed Rule
    Chartering and Field of Membership for Federal Credit Unions
    ,
    68722-68731 [E9-30557]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD65 Chartering and Field of Membership for Federal Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: The NCUA Board proposes to amend its chartering and field of membership manual to update its community chartering policies. These amendments include using objective and quantifiable criteria to determine the existence of a local community and defining the term ``rural district.'' The... [read document]
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  • Rule - Community Reinvestment Act Regulations

    Thrift Supervision Office
    Rule
    Community Reinvestment Act Regulations
    ,
    68662-68664 [E9-30646]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2009-0019] RIN 1557-AD29 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Regulation BB; Docket No. R-1380] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD54 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2009-0022] RIN 1550-AC37 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
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  • Rule - Resolution and Receivership Rules; CFR Correction

    Federal Deposit Insurance Corporation
    Rule
    Resolution and Receivership Rules; CFR Correction
    ,
    68499 [E9-30738]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 360 Resolution and Receivership Rules CFR Correction In Title 12 of the Code of Federal Regulations, Parts 300 to 499, revised as of January 1, 2009, make the following corrections: In Appendix C to Part 360, on page 522, in the table, in the first column, add the numbers 1, 2, 3, 4, 1, 2, 3 at the end of entries 17 through 23, respectively, and on page 523, in the same table, in the first column, add the numbers 1 through 6 at the end of... [read document]
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  • Rule - Exception to the Maturity Limit on Second Mortgages

    National Credit Union Administration
    Rule
    Exception to the Maturity Limit on Second Mortgages
    ,
    68369-68370 [E9-30435]
    Rules and Regulations Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 701 RIN 3133-AD64 Exception to the Maturity Limit on Second Mortgages AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: On June 24, 2009, the NCUA published an interim final rule amending its lending rules to create a limited exception to the 20-year maturity limit on second mortgage loans. The amendment will permit Federal credit unions participating in the Department of the... [read document]
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  • Rule - Regulatory Capital Requirements; CFR Correction

    Thrift Supervision Office
    Rule
    Regulatory Capital Requirements; CFR Correction
    ,
    67811 [E9-30377]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 Regulatory Capital Requirements CFR Correction In Title 12 of the Code of Federal Regulations, Parts 500 to 599, revised as of January 1, 2009, on page 330, in Sec. 567.3, remove the second paragraph (d)(1). [FR Doc. E9-30377 Filed 12-18-09; 8:45 am] BILLING CODE 1505-01-D [read document]
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  • Rule - Members of the Banks; CFR Correction

    Federal Housing Finance Board
    Rule
    Members of the Banks; CFR Correction
    ,
    67811 [E9-30374]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 925 Members of the Banks CFR Correction In Title 12 of the Code of Federal Regulations, Part 900 to End, revised as of January 1, 2009, on page 88, in Sec. 925.4, in paragraph (c)(2), revise the reference ``Sec. 925.25(b)(4)(i)'' to read ``Sec. 925.24(b)(4)(i)''. [FR Doc. E9-30374 Filed 12-18-09; 8:45 am] BILLING CODE 1505-01-D [read document]
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  • Proposed Rule - Corporate Credit Unions

    National Credit Union Administration
    Proposed Rule
    Corporate Credit Unions
    ,
    65210-65293 [E9-28219]
    Part II National Credit Union Administration 12 CFR Parts 702, 703, 704, et al. Corporate Credit Unions; Proposed Rule NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 702, 703, 704, 709 and 747 RIN 3133-AD58 Corporate Credit Unions AGENCY: National Credit Union Administration (NCUA). ACTION: Proposed rule. SUMMARY: NCUA is issuing proposed amendments to its rule governing corporate credit unions contained in part 704. The major revisions involve corporate credit union capital, investments,... [read document]
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  • Proposed Rule - Regulatory Agenda

    National Credit Union Administration
    Proposed Rule
    Regulatory Agenda
    Semiannual Regulatory Agenda, 64568-64569 [E9-28582]
    [Page 64568-64569] National Credit Union Administration Part XIX Semiannual Regulatory Agenda NATIONAL CREDIT UNION ADMINISTRATION (NCUA) NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Ch VII Semiannual Regulatory Agenda AGENCY: National Credit Union Administration (NCUA). ACTION: Semiannual regulatory agenda. SUMMARY: Pursuant to its ongoing policy of reviewing regulations, NCUA is publishing a list of current and projected rulemakings, reviews of existing regulations, and completed actions as of... [read document]
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  • Rule - National Credit Union Share Insurance Fund Premium and One Percent Deposit

    National Credit Union Administration
    Rule
    National Credit Union Share Insurance Fund Premium and One Percent Deposit
    ,
    63277-63284 [E9-28218]
    NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 741 RIN 3133-AD63 National Credit Union Share Insurance Fund Premium and One Percent Deposit AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: Section 741.4 of NCUA's rules describes the procedures for the capitalization and maintenance of the National Credit Union Share Insurance Fund (NCUSIF). The current rule, however, does not adequately address how credit unions that enter or depart the NCUSIF system in a... [read document]
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  • Rule - Final Model Privacy Form under Gramm-Leach-Bliley Act

    Federal Deposit Insurance Corporation
    Rule
    Final Model Privacy Form under Gramm-Leach-Bliley Act
    ,
    62890-62994 [E9-27882]
    Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 40 Federal Reserve System 12 CFR Part 216 Federal Deposit Insurance Corporation 12 CFR Part 332 Department of the Treasury Office of Thrift Supervision 12 CFR Part 573 National Credit Union Administration 12 CFR Part 716 Federal Trade Commission 16 CFR Part 313 Commodity Futures Trading Commission 17 CFR Part 160 Securities and Exchange Commission 17 CFR Part 248 Final Model Privacy Form Under the... [read document]
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  • Rule - Final Model Privacy Form under Gramm-Leach-Bliley Act

    Thrift Supervision Office
    Rule
    Final Model Privacy Form under Gramm-Leach-Bliley Act
    ,
    62890-62994 [E9-27882]
    Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 40 Federal Reserve System 12 CFR Part 216 Federal Deposit Insurance Corporation 12 CFR Part 332 Department of the Treasury Office of Thrift Supervision 12 CFR Part 573 National Credit Union Administration 12 CFR Part 716 Federal Trade Commission 16 CFR Part 313 Commodity Futures Trading Commission 17 CFR Part 160 Securities and Exchange Commission 17 CFR Part 248 Final Model Privacy Form Under the... [read document]
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  • Rule - Final Model Privacy Form under Gramm-Leach-Bliley Act

    National Credit Union Administration
    Rule
    Final Model Privacy Form under Gramm-Leach-Bliley Act
    ,
    62890-62994 [E9-27882]
    Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 40 Federal Reserve System 12 CFR Part 216 Federal Deposit Insurance Corporation 12 CFR Part 332 Department of the Treasury Office of Thrift Supervision 12 CFR Part 573 National Credit Union Administration 12 CFR Part 716 Federal Trade Commission 16 CFR Part 313 Commodity Futures Trading Commission 17 CFR Part 160 Securities and Exchange Commission 17 CFR Part 248 Final Model Privacy Form Under the... [read document]
    View Document | Download PDF

  • Rule - Prepaid Assessments

    Federal Deposit Insurance Corporation
    Rule
    Prepaid Assessments
    ,
    59056-59066 [E9-27594]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD51 Prepaid Assessments AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: The FDIC is amending its regulations requiring insured institutions to prepay their estimated quarterly risk-based assessments for the fourth quarter of 2009, and for all of 2010, 2011, and 2012. The prepaid assessment for these periods will be collected on December 30, 2009, along with each institution's regular quarterly... [read document]
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  • Rule - Defining Safe Harbor Protection for Treatment as Conservator or Receiver of Financial ...

    Federal Deposit Insurance Corporation
    Rule
    Defining Safe Harbor Protection for Treatment as Conservator or Receiver of Financial Assets, etc.:
    ,
    59066-59068 [E9-27592]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 360 RIN 3064-AD53 Defining Safe Harbor Protection for Treatment by the Federal Deposit Insurance Corporation as Conservator or Receiver of Financial Assets Transferred by an Insured Depository Institution in Connection With a Securitization or Participation AGENCY: Federal Deposit Insurance Corporation (FDIC) ACTION: Interim rule with request for comments. SUMMARY: The Federal Deposit Insurance Corporation (``FDIC'') is amending its regulations... [read document]
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  • Rule - Display of Official Sign; Temporary Increase in Standard Maximum Share Insurance Amount; etc.

    National Credit Union Administration
    Rule
    Display of Official Sign; Temporary Increase in Standard Maximum Share Insurance Amount; etc.
    ,
    55747-55755 [E9-25921]
    Rules and Regulations Federal Register NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Parts 740 and 745 RIN 3133-AD54; RIN 3133-AD55 Display of Official Sign; Temporary Increase in Standard Maximum Share Insurance Amount; Coverage for Mortgage Servicing Accounts; Share Insurance for Revocable Trust Accounts AGENCY: National Credit Union Administration (NCUA). ACTION: Final rule. SUMMARY: NCUA is amending its share insurance rules to: reflect Congress's extension, until December 31, 2013, of the... [read document]
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  • Rule - Debt Guarantee Program; Establishment of a Limited Six-Month Emergency Guarantee Facility

    Federal Deposit Insurance Corporation
    Rule
    Debt Guarantee Program; Establishment of a Limited Six-Month Emergency Guarantee Facility
    ,
    54743-54749 [E9-25555]
    Rules and Regulations Federal Register FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 370 RIN 3064-AD37 Amendment of the Debt Guarantee Program To Provide for the Establishment of a Limited Six-Month Emergency Guarantee Facility AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Final rule. SUMMARY: To ensure an orderly phase-out of the Debt Guarantee Program (DGP), a component of the Temporary Liquidity Guarantee Program (TLGP), the FDIC is establishing a limited emergency... [read document]
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  • Proposed Rule - Federal Home Loan Bank Directors' Compensation and Expenses

    Federal Housing Finance Board
    Proposed Rule
    Federal Home Loan Bank Directors' Compensation and Expenses
    ,
    54758-54762 [E9-25577]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 918 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1261 RIN 2590-AA31 Federal Home Loan Bank Directors' Compensation and Expenses AGENCY: Federal Housing Finance Agency. ACTION: Proposed rule. SUMMARY: This proposed rule would implement section 1202 of the Housing and Economic Recovery Act of 2008 (HERA), which amended section 7(i) of the Federal Home Loan Bank Act (Bank Act) by repealing the statutory caps on the annual compensation that can be paid to... [read document]
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  • Proposed Rule - Assessments; Paperwork Reduction Act Notice

    Federal Deposit Insurance Corporation
    Proposed Rule
    Assessments; Paperwork Reduction Act Notice
    ,
    52697-52698 [E9-24822]
    Proposed Rules Federal Register FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD09 Assessments: Paperwork Reduction Act Notice AGENCY: Federal Deposit Insurance Corporation. ACTION: Notice of proposed rulemaking; supplemental notice. SUMMARY: On October 2, 2009, the Federal Deposit Insurance Corporation (FDIC) issued a notice of proposed rulemaking with request for comments to amend its assessment regulations to require insured institutions to prepay, on December 30, 2009,... [read document]
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  • Rule - Federal Home Loan Bank Boards of Directors; Eligibility and Elections

    Federal Housing Finance Board
    Rule
    Federal Home Loan Bank Boards of Directors; Eligibility and Elections
    ,
    51452-51464 [E9-24063]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1261 RIN 2590-AA03 Federal Home Loan Bank Boards of Directors: Eligibility and Elections AGENCY: Federal Housing Finance Board; Federal Housing Finance Agency. ACTION: Final rule. SUMMARY: The Federal Housing Finance Agency (FHFA) is adopting a final regulation on the eligibility and election of Federal Home Loan Bank (Bank) directors. The final rule implements section 1202 of the Housing and Economic... [read document]
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  • Proposed Rule - Prepaid Assessments

    Federal Deposit Insurance Corporation
    Proposed Rule
    Prepaid Assessments
    ,
    51063-51068 [E9-23803]
    FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 327 RIN 3064-AD49 Prepaid Assessments AGENCY: Federal Deposit Insurance Corporation (FDIC). ACTION: Notice of proposed rulemaking and request for comment. SUMMARY: Pursuant to Section 7(b) of the Federal Deposit Insurance Act, the FDIC is proposing to amend its assessment regulations to require insured institutions to prepay, on December 30, 2009, their estimated quarterly risk-based assessments for the fourth quarter of 2009, and for all of... [read document]
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  • Proposed Rule - Board of Directors of Federal Home Loan Bank System Office of Finance

    Federal Housing Finance Board
    Proposed Rule
    Board of Directors of Federal Home Loan Bank System Office of Finance
    ,
    50926 [E9-23821]
    Proposed Rules Federal Register FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 985 and 989 FEDERAL HOUSING FINANCE AGENCY 12 CFR Parts 1273 and 1274 RIN 2590-AA30 Board of Directors of Federal Home Loan Bank System Office of Finance AGENCY: Federal Housing Finance Agency, Federal Housing Finance Board. ACTION: Notice of proposed rulemaking; extension of comment period. SUMMARY: Governed by the Federal Housing Finance Agency's (FHFA) regulations, the Federal Home Loan Bank System's (System) Office... [read document]
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  • Rule - Prohibited Service at Savings and Loan Holding Companies; Extension of Expiration Date ...

    Thrift Supervision Office
    Rule
    Prohibited Service at Savings and Loan Holding Companies; Extension of Expiration Date of Temporary Exemption
    ,
    49791-49792 [E9-23432]
    Rules and Regulations Federal Register DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 585 [Docket No. OTS-2009-0018] RIN 1550-AC14 Prohibited Service at Savings and Loan Holding Companies; Extension of Expiration Date of Temporary Exemption AGENCY: Office of Thrift Supervision (OTS), Treasury. ACTION: Final rule. SUMMARY: OTS is revising its rules implementing section 19(e) of the Federal Deposit Insurance Act (FDIA), which prohibits any person who has been convicted of any... [read document]
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  • Proposed Rule - Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital ...

    Thrift Supervision Office
    Proposed Rule
    Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Maintenance:
    Regulatory Capital; Impact of Modifications to Generally Accepted Accounting Principles; Consolidation of Asset-Backed Commercial Paper Programs, etc.
    ,
    47138-47148 [E9-21497]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2009-0012] RIN 1557-AD26 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1368] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD48 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [No. OTS-2009-0015] RIN 1550-AC36 Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Maintenance: Regulatory Capital; Impact of... [read document]
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  • Proposed Rule - Record Retention

    Federal Housing Finance Board
    Proposed Rule
    Record Retention
    ,
    38559-38564 [E9-18489]
    Proposed Rules Federal Register FEDERAL HOUSING FINANCE BOARD 12 CFR Part 914 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1235 DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT Office of Federal Housing Enterprise Oversight 12 CFR Part 1732 RIN 2590-AA10 Record Retention AGENCIES: Federal Housing Finance Board; Federal Housing Finance Agency; Office of Federal Housing Enterprise Oversight. ACTION: Notice of proposed rulemaking; request for comments. SUMMARY: The Federal Housing Finance Agency (FHFA)... [read document]
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  • Proposed Rule - Board of Directors of Federal Home Loan Bank System Office of Finance

    Federal Housing Finance Board
    Proposed Rule
    Board of Directors of Federal Home Loan Bank System Office of Finance
    ,
    38564-38572 [E9-18567]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 985, 989 FEDERAL HOUSING FINANCE AGENCY 12 CFR Parts 1273, 1274 RIN 2590-AA30 Board of Directors of Federal Home Loan Bank System Office of Finance AGENCY: Federal Housing Finance Agency; Federal Housing Finance Board. ACTION: Notice of proposed rulemaking; request for comment. SUMMARY: Governed by the Federal Housing Finance Agency's (FHFA) regulations, the Federal Home Loan Bank System's (System) Office of Finance, issues debt (``consolidated... [read document]
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  • Rule - Privacy Act Implementation

    Federal Housing Finance Board
    Rule
    Privacy Act Implementation
    ,
    33907-33911 [E9-16678]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 913 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1204 DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT Office of Federal Housing Enterprise Oversight 12 CFR Part 1702 RIN 2590-AA07 Privacy Act Implementation AGENCIES: Federal Housing Finance Board; Federal Housing Finance Agency; Office of Federal Housing Enterprise Oversight. ACTION: Final rule. SUMMARY: The Federal Housing Finance Agency (FHFA) is issuing a final regulation to provide the procedures and... [read document]
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  • Rule - Fair Credit Reporting Affiliate Marketing Regulations: Identity Theft Red Flags and ...

    Thrift Supervision Office
    Rule
    Fair Credit Reporting Affiliate Marketing Regulations:
    Identity Theft Red Flags and Address Discrepancies under the Fair and Accurate Credit Transactions Act of 2003; Correction
    ,
    32410-32411 [E9-16030]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 41 [Docket ID OCC-2009-0001] RIN 1557-AD14 FEDERAL RESERVE SYSTEM 12 CFR Part 222 [Regulation V; Docket No. R-1203, R-1255] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 334 RIN 3064-AC83; 3064-AD00 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 571 [Docket ID OTS-2009-0012] RIN 1550-AC30 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 717 RIN 3133-AC90 and RIN 3133-AD00 FEDERAL TRADE... [read document]
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  • Proposed Rule - Guidelines for Furnishers of Information to Consumer Reporting Agencies

    Thrift Supervision Office
    Proposed Rule
    Guidelines for Furnishers of Information to Consumer Reporting Agencies
    ,
    31529-31533 [E9-15322]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 41 [Docket ID OCC-2008-0022] RIN 1557-AD21 FEDERAL RESERVE SYSTEM 12 CFR Part 222 [Docket No. R-1300] RIN 7100-AD18 FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 334 RIN 3064-AD40 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 571 [Docket No. OTS-2008-0026] RIN 1550-AC31 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 717 FEDERAL TRADE COMMISSION 16 CFR Part 660 RIN 3084-AA94 Guidelines... [read document]
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  • Rule - Procedures to Enhance the Accuracy and Integrity of Information Furnished to Consumer ...

    Thrift Supervision Office
    Rule
    Procedures to Enhance the Accuracy and Integrity of Information Furnished to Consumer Reporting Agencies
    ,
    31484-31528 [E9-15323]
    Part II Department of the Treasury Office of the Comptroller of the Currency Office of Thrift Supervision 12 CFR Parts 41 and 571 Federal Reserve System 12 CFR Part 222 Federal Deposit Insurance Corporation 12 CFR Parts 334 National Credit Union Administration 12 CFR Part 717 Federal Trade Commission 16 CFR Part 660 Procedures To Enhance the Accuracy and Integrity of Information Furnished to Consumer Reporting Agencies Under Section 312 of the Fair and Accurate Credit Transactions Act; Final... [read document]
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  • Proposed Rule - Community Reinvestment Act Regulations

    Thrift Supervision Office
    Proposed Rule
    Community Reinvestment Act Regulations
    ,
    31209-31217 [E9-15204]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2009-0010] RIN 1557-AD24 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Docket No. R-1360] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 [RIN 3064-AD45] DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2009-0010] RIN 1550-AC35] Community Reinvestment Act Regulations AGENCY: Office of the Comptroller of the Currency, Treasury (OCC); Board of Governors of the... [read document]
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  • Rule - Risk-Based Capital Guidelines; Capital Adequacy Guidelines: Residential Mortgage Loans ...

    Thrift Supervision Office
    Rule
    Risk-Based Capital Guidelines; Capital Adequacy Guidelines:
    Residential Mortgage Loans Modified Pursuant to the Making Home Affordable Program
    ,
    31160-31167 [E9-15507]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2009-0007] RIN 1557-AD25 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1361] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD42 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [No. OTS-2009-0007] RIN 1550-AC34 Risk-Based Capital Guidelines; Capital Adequacy Guidelines; Capital Maintenance; Capital--Residential Mortgage... [read document]
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  • Proposed Rule - Registration of Mortgage Loan Originators

    Thrift Supervision Office
    Proposed Rule
    Registration of Mortgage Loan Originators
    ,
    27386-27422 [E9-13058]
    Part II Department of the Treasury Office of the Comptroller of the Currency Federal Reserve System Federal Deposit Insurance Corporation Department of the Treasury Office of Thrift Supervision Farm Credit Administration National Credit Union Administration 12 CFR Parts 34, 208, 365, et al. Registration of Mortgage Loan Originators; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 34 [Docket ID OCC-2009-0005] RIN 1557-AD23 FEDERAL RESERVE SYSTEM 12... [read document]
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  • Proposed Rule - Privacy Act Implementation

    Federal Housing Finance Board
    Proposed Rule
    Privacy Act Implementation
    ,
    22842-22847 [E9-11330]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 913 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1204 DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT Office of Federal Housing Enterprise Oversight 12 CFR Part 1702 RIN 2590-AA07 Privacy Act Implementation AGENCIES: Federal Housing Finance Board; Federal Housing Finance Agency; Office of Federal Housing Enterprise Oversight. ACTION: Notice of proposed rulemaking; request for comments. SUMMARY: The Federal Housing Finance Agency (FHFA) is proposing a... [read document]
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  • Proposed Rule - Federal Home Loan Bank Membership for Community Development Financial Institutions

    Federal Housing Finance Board
    Proposed Rule
    Federal Home Loan Bank Membership for Community Development Financial Institutions
    ,
    22848-22867 [E9-11329]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 925 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1263 RIN 2590-AA18 Federal Home Loan Bank Membership for Community Development Financial Institutions AGENCY: Federal Housing Finance Board and Federal Housing Finance Agency. ACTION: Proposed rule. SUMMARY: Pursuant to the requirements of the Federal Home Loan Bank Act (Bank Act), as amended by section 1206 of the Housing and Economic Recovery Act of 2008 (HERA), the Federal Housing Finance Agency (FHFA)... [read document]
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  • Rule - Fair Credit Reporting Affiliate Marketing Regulations: Indentity Theft Red Flags and ...

    Thrift Supervision Office
    Rule
    Fair Credit Reporting Affiliate Marketing Regulations:
    Indentity Theft Red Flags and Address Descrepancies under the Fair and Accurate Credit Transactions Act (2003)
    ,
    22639-22646 [E9-10009]
    Rules and Regulations Federal Register DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 41 [Docket ID OCC-2009-0001] RIN 1557-AD14 FEDERAL RESERVE SYSTEM 12 CFR Part 222 [Regulation V; Docket No. R-1203, R-1255] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 334 RIN 3064-AC83; 3064-AD00 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 571 [Docket ID OTS-2008-0024] RIN 1550-AC30 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 717 RIN... [read document]
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  • Proposed Rule - Unfair or Deceptive Acts or Practices; Clarifications

    Thrift Supervision Office
    Proposed Rule
    Unfair or Deceptive Acts or Practices; Clarifications
    ,
    20804-20832 [E9-9861]
    Part III Federal Reserve System Department of the Treasury Office of Thrift Supervision National Credit Union Administration 12 CFR Part 227, 535, and 706 Unfair or Deceptive Acts or Practices; Clarifications; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 227 [Regulation AA; Docket No. R-1314] DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 535 [Docket ID OTS-2009-0006] RIN 1550-AC17 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 706 RIN 3133-AD62 Unfair or Deceptive... [read document]
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  • Rule - Freedom of Information Act Implementation

    Federal Housing Finance Board
    Rule
    Freedom of Information Act Implementation
    ,
    18623-18624 [E9-9424]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 910 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1202 DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT Office of Federal Housing Enterprise Oversight 12 CFR Part 1703 RIN 2590-AA05 Freedom of Information Act Implementation AGENCIES: Federal Housing Finance Agency; Federal Housing Finance Board; Office of Federal Housing Enterprise Oversight. ACTION: Final rule; technical amendment. SUMMARY: On January 15, 2009, the Federal Housing Finance Agency (FHFA)... [read document]
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  • Rule - Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of ...

    Thrift Supervision Office
    Rule
    Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption,
    14457-14458 [E9-7202]
    Rules and Regulations Federal Register DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 585 [Docket No. OTS-2009-0002] RIN 1550-AC14 Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption AGENCIES: Office of Thrift Supervision (OTS), Treasury. ACTION: Final rule. SUMMARY: OTS is revising its rules implementing section 19(e) of the Federal Deposit Insurance Act (FDIA), which prohibits any person who has been convicted of... [read document]
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  • Proposed Rule - Standards Governing the Release of a Suspicious Activity Report

    Thrift Supervision Office
    Proposed Rule
    Standards Governing the Release of a Suspicious Activity Report
    ,
    10145-10148 [E9-4699]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 510 [Docket ID OTS-2008-0018] RIN 1550-AC28 Standards Governing the Release of a Suspicious Activity Report AGENCY: Office of Thrift Supervision, Treasury. ACTION: Notice of proposed rulemaking. SUMMARY: The Office of Thrift Supervision (OTS) is proposing to revise its regulations governing the release of unpublished OTS information. The primary change being proposed would clarify that the OTS's decision to release a Suspicious... [read document]
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  • Proposed Rule - Confidentiality of Suspicious Activity Reports

    Thrift Supervision Office
    Proposed Rule
    Confidentiality of Suspicious Activity Reports
    ,
    10139-10145 [E9-4701]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 563 [Docket ID OTS-2008-0015] RIN 1550-AC26 Confidentiality of Suspicious Activity Reports AGENCY: The Office of Thrift Supervision, Treasury (OTS). ACTION: Notice of proposed rulemaking. SUMMARY: The OTS is proposing to amend its regulations implementing the Bank Secrecy Act (BSA) governing the confidentiality of a Suspicious Activity Report (SAR) to: clarify the scope of the statutory prohibition on the disclosure by a... [read document]
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  • Rule - Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: ...

    Thrift Supervision Office
    Rule
    Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Deduction of Goodwill Net of Associated Deferred Tax Liability,
    79602-79608 [E8-30780]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID OCC-2008-0025] RIN 1557-AD13 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1329] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD32 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket No. OTS-2008-0019] RIN 1550-AC22 Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Deduction of Goodwill... [read document]
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  • Rule - Technical Amendments

    Thrift Supervision Office
    Rule
    Technical Amendments,
    76938-76940 [E8-30021]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 516 and 575 [OTS No. 2008-0023] Technical Amendments AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Office of Thrift Supervision (OTS) is amending its regulations to incorporate technical and conforming amendments. They include clarifications and corrections of typographical errors. DATES: Effective Date: December 18, 2008. FOR FURTHER INFORMATION CONTACT: Sandra E. Evans, Legal Information... [read document]
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  • Rule - Prohibited Services at Savings and Loan Holding Companies: Extension of Expiration Date ...

    Thrift Supervision Office
    Rule
    Prohibited Services at Savings and Loan Holding Companies:
    Extension of Expiration Date of Temporary Exemption,
    65257-65258 [E8-26181]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 585 [OTS-2008-0017] RIN 1550-AC14 Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption AGENCIES: Office of Thrift Supervision (OTS), Treasury. ACTION: Final rule. SUMMARY: OTS is revising its rules implementing section 19(e) of the Federal Deposit Insurance Act (FDIA), which prohibits any person who has been convicted of any criminal offense involving dishonesty, breach of... [read document]
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  • Proposed Rule - Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; ...

    Thrift Supervision Office
    Proposed Rule
    Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital:
    Treatment of Certain Claims on, or Guaranteed by, Fannie Mae and Freddie Mac,
    63656-63662 [E8-25555]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2008-0016] RIN 1557-AD18 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1335] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD34 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [No. OTS-2008-0014] RIN 1550-AC24 Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Treatment of Certain Claims... [read document]
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  • Rule - Rules of Practice and Procedure in Adjudicatory Proceedings; Civil Money Penalty ...

    Thrift Supervision Office
    Rule
    Rules of Practice and Procedure in Adjudicatory Proceedings; Civil Money Penalty Inflation Adjustment,
    63625-63627 [E8-25453]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision [Docket ID: OTS-2008-0013] 12 CFR Part 509 RIN 1550-AC27 Rules of Practice and Procedure in Adjudicatory Proceedings; Civil Money Penalty Inflation Adjustment AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Federal Civil Monetary Penalty Inflation Adjustment Act of 1990 requires all federal agencies with statutory authority to impose civil money penalties (CMPs) to evaluate and adjust those CMPs every four... [read document]
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  • Rule - Affordable Housing Program Amendments Federal Home Loan Bank Mortgage Refinancing Authority

    Federal Housing Finance Board
    Rule
    Affordable Housing Program Amendments
    Federal Home Loan Bank Mortgage Refinancing Authority,
    61660-61665 [E8-24320]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 951 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1291 RIN 2590-AA04 Affordable Housing Program Amendments: Federal Home Loan Bank Mortgage Refinancing Authority AGENCY: Federal Housing Finance Agency. ACTION: Interim final rule with request for comments. SUMMARY: The Federal Housing Finance Agency (FHFA) is issuing and seeking comment on an interim final rule to implement section 1218 of the Housing and Economic Recovery Act of 2008 (Recovery Act), which... [read document]
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  • Rule - Assessments

    Federal Housing Finance Board
    Rule
    Assessments,
    56712-56715 [E8-23046]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 906 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1206 DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT Office of Federal Housing Enterprise Oversight 12 CFR Part 1701 RIN 2590-AA00 Assessments AGENCIES: Federal Housing Finance Board; Office of Federal Housing Enterprise Oversight; Federal Housing Finance Agency. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board, Office of Federal Housing Enterprise Oversight and Federal Housing Finance Agency... [read document]
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  • Proposed Rule - Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; ...

    Thrift Supervision Office
    Proposed Rule
    Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital:
    Special Committee 215 Aeronautical Mobile Satellite (Route) Services Next Generation Satellite Services and Equipment,
    56756-56763 [E8-22741]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID OCC-2008-0014] RIN 1557-AD13 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R-1329] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064-AD32 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket No. OTS-2008-0010] RIN 1550-AC22 Minimum Capital Ratios; Capital Adequacy Guidelines; Capital Maintenance; Capital: Deduction of Goodwill... [read document]
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  • Rule - Federal Home Loan Bank Boards of Directors: Eligibility and Elections

    Federal Housing Finance Board
    Rule
    Federal Home Loan Bank Boards of Directors:
    Eligibility and Elections,
    55710-55722 [E8-22659]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 FEDERAL HOUSING FINANCE AGENCY 12 CFR Part 1261 RIN 2590-AA03 Federal Home Loan Bank Boards of Directors: Eligibility and Elections AGENCIES: Federal Housing Finance Board; Federal Housing Finance Agency. ACTION: Interim final rule with request for comments. SUMMARY: The Federal Housing Finance Agency (FHFA) is issuing and seeking comment on an interim final regulation to implement section 1202 of the Housing and Economic Recovery Act of 2008, which... [read document]
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  • Rule - Supervisory Guidance; Supervisory Review Process of Capital Adequacy (Pillar 2) Related ...

    Thrift Supervision Office
    Rule
    Supervisory Guidance; Supervisory Review Process of Capital Adequacy (Pillar 2) Related to:
    Implementation of the Basel II Advanced Capital Framework,
    44620-44628 [E8-17555]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID OCC-2008-0009] FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Docket No. OP-1322] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 567 [Docket No. 2008-0008] Supervisory Guidance: Supervisory Review Process of Capital Adequacy (Pillar 2) Related to the Implementation of the Basel II Advanced Capital Framework AGENCIES: Office of... [read document]
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  • Proposed Rule - Risk-Based Capital Guidelines; Capital Adequacy Guidelines: Standardized Framework

    Thrift Supervision Office
    Proposed Rule
    Risk-Based Capital Guidelines; Capital Adequacy Guidelines:
    Standardized Framework,
    43982-44060 [E8-16262]
    Part II Department of the Treasury Office of the Comptroller of the Currency 12 CFR Part 3 Federal Reserve System 12 CFR Parts 208 and 225 Federal Deposit Insurance Corporation 12 CFR Part 325 Department of the Treasury Office of Thrift Supervision 12 CFR Part 567 Risk-Based Capital Guidelines; Capital Adequacy Guidelines: Standardized Framework; Proposed Rule DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket ID: OCC-2008-0006] RIN 1557-AD07 FEDERAL... [read document]
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  • Rule - Optional Charter Provisions in Mutual Holding Company Structures

    Thrift Supervision Office
    Rule
    Optional Charter Provisions in Mutual Holding Company Structures,
    39216-39220 [E8-14374]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 575 [No. OTS-2008-0005] RIN 1550-[AC15] Optional Charter Provisions in Mutual Holding Company Structures AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Office of Thrift Supervision (OTS) is amending its mutual holding company (MHC) regulations to permit certain MHC subsidiaries to adopt an optional charter provision that would prohibit any person from acquiring, or offering to acquire,... [read document]
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  • Proposed Rule - Unfair or Deceptive Acts or Practices; Correction

    Thrift Supervision Office
    Proposed Rule
    Unfair or Deceptive Acts or Practices; Correction,
    31648 [E8-12359]
    Proposed Rules Federal Register DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 535 [Docket ID. OTS-2008-0004] RIN 1550-AC17 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 706 RIN 3133-AD47 Unfair or Deceptive Acts or Practices; Correction AGENCIES: Office of Thrift Supervision, Treasury (OTS); and National Credit Union Administration (NCUA). ACTION: Proposed rule; correction. SUMMARY: This document corrects the preamble to a proposed rule published in the Federal Register... [read document]
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  • Rule - Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of ...

    Thrift Supervision Office
    Rule
    Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption,
    30736-30737 [E8-11781]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 585 [OTS-2007-0008] RIN 1550-AC14 Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption AGENCY: Office of Thrift Supervision (OTS), Treasury. ACTION: Final rule. SUMMARY: OTS is revising its rules implementing section 19(e) of the Federal Deposit Insurance Act (FDIA), which prohibits any person who has been convicted of any criminal offense involving dishonesty, breach of... [read document]
    View Document | Download PDF

  • Proposed Rule - Unfair or Deceptive Acts or Practices

    Thrift Supervision Office
    Proposed Rule
    Unfair or Deceptive Acts or Practices,
    28904-28964 [E8-10247]
    Part III Federal Reserve System 12 CFR Part 227 Department of the Treasury Office of Thrift Supervision 12 CFR Part 535 National Credit Union Administration 12 CFR Part 706 Unfair or Deceptive Acts or Practices; Proposed Rule FEDERAL RESERVE SYSTEM 12 CFR Part 227 [Regulation AA; Docket No. R-1314] DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 535 [Docket ID. OTS-2008-0004] RIN 1550-AC17 NATIONAL CREDIT UNION ADMINISTRATION 12 CFR Part 706 RIN 3133-AD47 Unfair or Deceptive... [read document]
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  • Rule - Risk-based capital: Advanced capital adequacy framework; Basel II; Correction

    Thrift Supervision Office
    Rule
    Risk-based capital:
    Advanced capital adequacy framework; Basel II; Correction,
    21690 [C7-5729]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 3 [Docket No. OCC[dash]2007[dash]0018] RIN 1557[dash]AC91 FEDERAL RESERVE SYSTEM 12 CFR Parts 208 and 225 [Regulations H and Y; Docket No. R[dash]1261] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 325 RIN 3064[dash]AC73 DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 559, 560, 563 and 567 [Docket No. OTS 2007[dash]0021] RIN 1550[dash]AB56 Risk[dash]Based Capital Standards: Advanced Capital... [read document]
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  • Proposed Rule - Affordable Housing Program Amendments

    Federal Housing Finance Board
    Proposed Rule
    Affordable Housing Program Amendments,
    20552-20564 [E8-7949]
    Proposed Rules Federal Register FEDERAL HOUSING FINANCE BOARD 12 CFR Part 951 [No. 2008-09] RIN 3069-AB35 Affordable Housing Program Amendments AGENCY: Federal Housing Finance Board. ACTION: Proposed rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is proposing to amend its Affordable Housing Program (AHP) regulation to authorize the Federal Home Loan Banks (Banks) to establish AHP homeownership set- aside programs for the purpose of refinancing or restructuring eligible... [read document]
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  • Rule - Prohibited Service at Savings and Loan Holding Companies: Extension of Expiration Date ...

    Thrift Supervision Office
    Rule
    Prohibited Service at Savings and Loan Holding Companies:
    Extension of Expiration Date of Temporary Exemption,
    10985-10986 [08-887]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 585 [OTS-2007-0008] RIN 1550-AC14 Prohibited Service at Savings and Loan Holding Companies Extension of Expiration Date of Temporary Exemption AGENCY: Office of Thrift Supervision (OTS) Treasury. ACTION: Final rule. SUMMARY: OTS is revising its rules implementing section 19(e) of the Federal Deposit Insurance Act (FDIA), which prohibits any person who has been convicted of any criminal offense involving dishonesty, breach of... [read document]
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  • Rule - Technical Amendments

    Thrift Supervision Office
    Rule
    Technical Amendments,
    17-19 [E7-25000]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Parts 558, 563, 564, 567 and 574 [OTS No. 2007-0025] Technical Amendments AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Office of Thrift Supervision (OTS) is amending its regulations to incorporate a number of technical and conforming amendments. They include clarifications and corrections of typographical errors. DATES: Effective Date: January 2, 2008. FOR FURTHER INFORMATION CONTACT: Sandra E.... [read document]
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  • Rule - Savings and loan holding companies; permissible activities Correction

    Thrift Supervision Office
    Rule
    Savings and loan holding companies; permissible activities
    Correction,
    73424 [Z7-24676]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 584 [Docket ID OTS-2007-0007] 1550-AC10 Permissible Activities of Savings and Loan Holding Companies Correction In rule document E7-24676 beginning on page 72235 in the issue of Thursday, December 20, 2007 make the following correction: On page 72235, in the second column, under DATES, ``April, 2008'' should read ``April 1, 2008''. [FR Doc. Z7-24676 Filed 12-26-07; 8:45 am] BILLING CODE 1505-01-D [read document]
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  • Rule - Community Reinvestment Act; implementation: Small bank, small savings association, etc. ...

    Thrift Supervision Office
    Rule
    Community Reinvestment Act; implementation:
    Small bank, small savings association, etc.; threshold amount adjustments; technical correction,
    72571-72574 [E7-24719]
    DEPARTMENT OF THE TREASURY Office of the Comptroller of the Currency 12 CFR Part 25 [Docket ID OCC-2007-0021] RIN 1557-AD05 FEDERAL RESERVE SYSTEM 12 CFR Part 228 [Regulation BB; Docket No. R-1302] FEDERAL DEPOSIT INSURANCE CORPORATION 12 CFR Part 345 RIN 3064-AD24 DEPARTMENT OF TREASURY Office of Thrift Supervision 12 CFR Part 563e [Docket ID OTS-2007-0024] RIN 1550-AC18 Community Reinvestment Act Regulations AGENCIES: Office of the Comptroller of the Currency, Treasury (OCC); Board of... [read document]
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  • Rule - Savings and loan holding companies; permissible activities

    Thrift Supervision Office
    Rule
    Savings and loan holding companies; permissible activities,
    72235-72239 [E7-24676]
    DEPARTMENT OF THE TREASURY Office of Thrift Supervision 12 CFR Part 584 [Docket ID OTS-2007-0007] RIN 1550-AC10 Permissible Activities of Savings and Loan Holding Companies AGENCY: Office of Thrift Supervision, Treasury. ACTION: Final rule. SUMMARY: The Office of Thrift Supervision (OTS) is revising its regulations, at 12 CFR 584.2 and 584.2-2, to expand the permissible activities of savings and loan holding companies (SLHCs) to the full extent permitted under the Home Owners' Loan Act (HOLA).... [read document]
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  • Rule - Technical amendments

    Export-Import Bank
    Rule
    Technical amendments,
    66042-66043 [07-5807]
    EXPORT-IMPORT BANK OF THE UNITED STATES 12 CFR Parts 403, 407 and 414 RIN 3048-ZA03 Technical Amendments AGENCY: Export-Import Bank of the United States. ACTION: Final rule. SUMMARY: The Export-Import Bank of the United States (Ex-Im Bank) is amending a number of its regulations by making minor, non-substantive revisions. This rule makes the following changes: removing references to an internal committee that no longer exists, correcting the time of Board meetings, and updating contact... [read document]
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  • Rule - Federal home loan bank system: Appointive directors; financial interests

    Federal Housing Finance Board
    Rule
    Federal home loan bank system:
    Appointive directors; financial interests,
    33637-33639 [E7-11749]
    Rules and Regulations Federal Register FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 [No. 2007-23] RIN 3069-AB-34 Financial Interests of Appointive Directors AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is issuing a final regulation that is substantially the same as the proposed rule to clarify the types of financial interests an appointive Federal Home Loan Bank (Bank) director may maintain in a member of the Bank on... [read document]
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  • Rule - Grants and agreements: Nonprocurement debarment and suspension; OMB guidance; implementation

    Export-Import Bank
    Rule
    Grants and agreements:
    Nonprocurement debarment and suspension; OMB guidance; implementation,
    30243-30244 [07-2659]
    EXPORT-IMPORT BANK OF THE UNITED STATES 2 CFR Part 3513 12 CFR Part 413 RIN 3048-ZA03 Export-Import Bank of the United States Implementation of OMB Guidance on Nonprocurement Debarment and Suspension AGENCY: Export-Import Bank of the United States. ACTION: Direct final rule. SUMMARY: The Export-Import Bank of the United States (Ex-Im Bank) is establishing a new Part 3513 in 2 CFR that adopts the Office of Management and Budget's (OMB's) guidance in 2 CFR part 180, as supplemented by this new... [read document]
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  • Rule - Federal home loan bank system: Appointive directors; selection

    Federal Housing Finance Board
    Rule
    Federal home loan bank system:
    Appointive directors; selection,
    15600-15603 [E7-5970]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 [No. 2007-04] RIN 3069-AB-33 Federal Home Loan Bank Appointive Directors AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is issuing a final regulation that is substantially the same as the interim final rule that established a process for the appointment of directors to the Federal Home Loan Banks (Bank or Banks), which was adopted on January 24, 2007. The final rule makes two... [read document]
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  • Proposed Rule - Federal home loan bank system: Appointive directors; financial interests

    Federal Housing Finance Board
    Proposed Rule
    Federal home loan bank system:
    Appointive directors; financial interests,
    15627-15633 [E7-5973]
    Proposed Rules Federal Register FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 [No. 2007-05] RIN 3069-AB34 Financial Interests of Appointive Directors AGENCY: Federal Housing Finance Board. ACTION: Proposed rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is proposing to clarify the types of financial interests a Federal Home Loan Bank (Bank) appointive director may own in a Bank member. The proposal would incorporate into Finance Board rules its long-standing policy that... [read document]
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  • Rule - Federal home loan bank system: Bank director eligibility, appointment, and elections

    Federal Housing Finance Board
    Rule
    Federal home loan bank system:
    Bank director eligibility, appointment, and elections,
    3028-3039 [07-271]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 [No. 2007-01] RIN 3069-AB-33 Federal Home Loan Bank Appointive Directors AGENCY: Federal Housing Finance Board. ACTION: Interim final rule with request for comments. SUMMARY: The Federal Housing Finance Board (Finance Board) is adopting procedures for the selection of Federal Home Loan Bank (Bank) appointive directors. The procedures require the boards of directors of the Banks to submit to the Finance Board a list of individuals that includes... [read document]
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  • Rule - Privacy Act and Freedom of Information Act; implementation

    Federal Housing Finance Board
    Rule
    Privacy Act and Freedom of Information Act; implementation,
    645 [E6-22653]
    Rules and Regulations Federal Register FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 910 and 913 [No. 2006-25] RIN 3069-AB32 Privacy Act and Freedom of Information Act; Implementation AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is adopting as a final rule the interim final rule that revised the agency's implementing regulation under the Privacy Act of 1974 (Privacy Act) to include new sections concerning security of systems... [read document]
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  • Rule - Federal home loan bank system: Excess stock restrictions and retained earnings requirements

    Federal Housing Finance Board
    Rule
    Federal home loan bank system:
    Excess stock restrictions and retained earnings requirements,
    78046-78051 [E6-22325]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 900, 917, 925 and 930 [No. 2006-23] RIN 3069-AB30 Limitation on Issuance of Excess Stock AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is adopting a final rule limiting the ability of a Federal Home Loan Bank (Bank) to create member excess stock under certain circumstances. Under the rule, any Bank with excess stock greater than 1 percent of its total assets will be barred from... [read document]
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  • Rule - Privacy Act; implementation

    Federal Housing Finance Board
    Rule
    Privacy Act; implementation,
    60810-60814 [E6-17298]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 910 and 913 [No. 2006-19] RIN 3069-AB32 Privacy Act and Freedom of Information Act; Implementation AGENCY: Federal Housing Finance Board. ACTION: Interim final rule with request for comments. SUMMARY: As part of a comprehensive review of agency practices related to the collection, use, and protection of personally identifiable information, the Federal Housing Finance Board (Finance Board) is updating both its systems of records and implementing rule... [read document]
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  • Rule - Affordable Housing Program; amendments

    Federal Housing Finance Board
    Rule
    Affordable Housing Program; amendments,
    59262-59299 [06-8492]
    Part III Federal Housing Finance Board 12 CFR Part 951 Affordable Housing Program Amendments; Final Rule FEDERAL HOUSING FINANCE BOARD 12 CFR Part 951 [No. 2006-17] RIN 3069-AB26 Affordable Housing Program Amendments AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is amending its Affordable Housing Program regulation to remove prescriptive requirements, clarify certain operational requirements, provide additional... [read document]
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  • Rule - Federal home loan bank system: Board of directors; nomination and election process

    Federal Housing Finance Board
    Rule
    Federal home loan bank system:
    Board of directors; nomination and election process,
    40643-40648 [E6-11306]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 [No. 2006-12] RIN 3069-AB31 Federal Home Loan Bank Elective Directors AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is amending its rules relating to the election of Federal Home Loan Bank (Bank) directors to allow each Bank greater latitude in providing members information about the range of skills and experience among board members the Bank believes is best suited to... [read document]
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  • Rule - Federal home loan bank system: Data reporting requirements

    Federal Housing Finance Board
    Rule
    Federal home loan bank system:
    Data reporting requirements,
    35495-35500 [E6-9756]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 900, 914, 915, 925, 950 and 955 [No. 2006-10] RIN 3069-AB28 Data Reporting Requirements for the Federal Home Loan Banks AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is reorganizing the way it imposes certain reporting requirements on the Federal Home Loan Banks (Banks) by removing the requirements from its regulations and issuing them in the Data Reporting Manual (DRM), which is... [read document]
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  • Proposed Rule - Bank director eligibility, appointment, and elections: Experience and skills ...

    Federal Housing Finance Board
    Proposed Rule
    Bank director eligibility, appointment, and elections:
    Experience and skills alignment with expertise,
    19832-19835 [06-3690]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Part 915 [No. 2006-04] RIN 3069-AB31 Federal Home Loan Bank Director Elections AGENCY: Federal Housing Finance Board. ACTION: Proposed rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is proposing to amend its rules to assist each Federal Home Loan Bank (Bank) in having a board of directors whose members possess the range of skills and experience best suited to administer the affairs of the Bank. The proposed rule is intended to enhance the... [read document]
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  • Rule - Information disclosure: Testimony of current and former Ex-Im Bank personnel and ...

    Export-Import Bank
    Rule
    Information disclosure:
    Testimony of current and former Ex-Im Bank personnel and production of Ex-Im Bank records,
    14360-14363 [06-2749]
    EXPORT-IMPORT BANK OF THE UNITED STATES 12 CFR Part 404 Production of Records and Testimony of Personnel of the Export- Import Bank of the United States in Legal Proceedings AGENCY: Export-Import Bank of the United States (``Ex-Im Bank''). ACTION: Final rule. SUMMARY: Ex-Im Bank is adopting a regulation that establishes policy and prescribes procedures with respect to the testimony of Ex-Im Bank personnel, both current and former, and the production of agency records, in legal proceedings. The... [read document]
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  • Proposed Rule - Federal home loan bank system: Excess stock restrictions and retained earnings ...

    Federal Housing Finance Board
    Proposed Rule
    Federal home loan bank system:
    Excess stock restrictions and retained earnings requirements,
    13306-13316 [E6-3689]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 900, 917, 925, 930, 931 and 934 [No. 2006-03] RIN 3069-AB30 Excess Stock Restrictions and Retained Earnings Requirements for the Federal Home Loan Banks AGENCY: Federal Housing Finance Board. ACTION: Proposed rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is proposing to add to its regulations provisions that would limit the amount of excess stock that a Federal Home Loan Bank (Bank) can have outstanding and that would prescribe a... [read document]
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  • Proposed Rule - Affordable Housing Program; amendments

    Federal Housing Finance Board
    Proposed Rule
    Affordable Housing Program; amendments,
    76938-76961 [05-24396]
    Part III Federal Housing Finance Board 12 CFR Part 951 Affordable Housing Program Amendments; Proposed Rule FEDERAL HOUSING FINANCE BOARD 12 CFR Part 951 [No. 2005-23] RIN 3069-AB26 Affordable Housing Program Amendments AGENCY: Federal Housing Finance Board. ACTION: Proposed rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is proposing to amend its Affordable Housing Program regulation to remove prescriptive requirements, clarify certain operational requirements, remove certain... [read document]
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  • Proposed Rule - Information disclosure: Testimony of current and former Ex-Im Bank personnel ...

    Export-Import Bank
    Proposed Rule
    Information disclosure:
    Testimony of current and former Ex-Im Bank personnel and production of Ex-Im Bank records,
    61395-61398 [05-21147]
    EXPORT-IMPORT BANK OF THE UNITED STATES 12 CFR Part 404 Production of Records and Testimony of Personnel of the Export- Import Bank of the United States in Legal Proceedings AGENCY: Export-Import Bank of the United States (``Ex-Im Bank''). ACTION: Proposed rule. SUMMARY: Ex-Im Bank is issuing a proposed regulation that would establish policy and prescribe procedures with respect to the testimony of Ex-Im Bank personnel, both current and former, and the production of agency records, in legal... [read document]
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  • Rule - Minority contractors outreach program; inclusion of individuals with disabilities, etc

    Federal Housing Finance Board
    Rule
    Minority contractors outreach program; inclusion of individuals with disabilities, etc.,
    9507-9511 [05-3718]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 905, 906, 925, 926, 931, 933, 944, 950 and 951 [No. 2005-03] RIN 3069-AB29 Amendments to the Contractor Outreach Program for Businesses Owned by Minorities, Women, or Individuals With Disabilities AGENCY: Federal Housing Finance Board. ACTION: Final rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is updating its regulation establishing a minority contractors outreach program to reflect changes in the agency's procurement process and... [read document]
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  • Proposed Rule - Federal home loan bank system: Data Reporting Manual

    Federal Housing Finance Board
    Proposed Rule
    Federal home loan bank system:
    Data Reporting Manual,
    9551-9555 [05-3717]
    FEDERAL HOUSING FINANCE BOARD 12 CFR Parts 900, 914, 915, 917, 925, 950, 951, 952 and 955 [No. 2005-04] RIN 3069-AB28 Data Reporting Requirements for the Federal Home Loan Banks AGENCY: Federal Housing Finance Board. ACTION: Proposed rule. SUMMARY: The Federal Housing Finance Board (Finance Board) is proposing to reorganize the way it imposes reporting requirements on the Federal Home Loan Banks (Banks) by issuing the requirements in a reporting manual to be titled Data Reporting Manual (DRM).... [read document]
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