Securities Fraud Resources

• Overview
• Articles
• Web Resources
• Laws
• Glossary
• Lawyers & Attorneys

• Abandon
• Accommodation Trading
• Actuals
• Agency Bond
• Agency Note
• Aggregation
• Agricultural Trade Option Merchant
• Allowances
• American Option
• Approved Delivery Facility
• Arbitrage
• Arbitration
• Artificial Price
• Asian Option
• Assignable Contract
• Assignment
• Associated Person
• At The Market
• At The Money
• Auction Rate Security
• Audit Trail
• Automatic Exercise
• Back Months
• Back Office
• Back Pricing
• Back Spread
• Backwardation
• Bankers Acceptance
• Basis Grade
• Basis Point
• Basis Quote
• Basis Risk
• Basis Swap
• Basis
• Bear Market Rally
• Bear Market
• Bear Spread
• Bear Vertical Spread
• Bear
• Beta Coefficient
• Bid
• Black-Scholes Model
• Blackboard Trading
• Block Trade
• Board of Trade
• Board Order
• Boiler Room
• Book Transfer
• Booking The Basis
• Box Spread
• Break
• Broad Based Security Index
• Broker Association
• Broker
• Bucket Shop
• Bucketing
• Bull Market
• Bull Spread
• Bull Vertical Spread
• Bull
• Bullion
• Bunched Order
• Buoyant
• Butterfly Spread
• Buy or Sell on Close
• Buy or Sell on Opening
• Buyer
• Buyers Call
• Buyers Market
• Buying Hedge
• C And F
• Calendar Spread
• Call Around Market
• Call Cotton
• Call Rule
• Call
• Called
• Capping
• Carrying Broker
• Carrying Charges
• Cash Commodity
• Cash Forward Sale
• Cash Market
• Cash Price
• Cash Settlement
• CCC
• CD
• CEA
• Certificate of Deposit
• Certificated or Certified Stocks
• CFO
• CFTC
• Changer
• Charting
• Chartist
• Cheapest To Deliver
• Chooser Option
• Churning
• CIF
• Circuit Breakers
• Class of Options
• Clearing Association
• Clearing House
• Clearing Member
• Clearing Organization
• Clearing Price
• Clearing
• Close
• Closing Out
• Closing Price or Range
• Combination
• Commercial Grain Stocks
• Commercial Paper
• Commercial
• Commission
• Commitments of Traders Report
• Commitments
• Commodity Credit Corporation
• Commodity Exchange Act
• Commodity Exchange Authority
• Commodity Exchange Commission
• Commodity Futures Modernization Act
• Commodity Futures Trading Commission (CFTC)
• Commodity Linked Bond
• Commodity Option
• Commodity Pool Operator (CPO)
• Commodity Pool
• Commodity Price Index
• Commodity Trading Advisor (CTA)
• Commodity
• Confirmation Statement
• Congestion
• Consignment
• Contango
• Contract Grades
• Contract Market
• Contract Month
• Contract Size
• Contract Unit
• Contract
• Controlled Account
• Convergence
• Conversion Factor
• Conversion
• Core Principle
• Corn Hog Ratio
• Corner
• Correction
• Cost of Tender
• COT
• Counter Trend Trading
• Counterparty Risk
• Counterparty
• Coupon Rate
• Cover
• Covered Option
• Cox Ross Rubinstein Option Pricing-model
• CPO
• Crack Spread
• Credit Default Option
• Credit Default Swap
• Credit Derivative
• Credit Event
• Credit Rating
• Credit Spread Option
• Credit Spread
• Credit Swap
• Crop Year
• Cross Hedge
• Cross Margining
• Cross Rate
• Cross Trading
• Crush Spread
• CTA
• Curb Trading
• Currency Swap
• Current Delivery Month
• Customer Type Indicator (CTI) Codes
• Daily Price Limit
• Day Ahead
• Day Order
• Day Trader
• Dcm
• Dealer
• Deck
• Declaration Date
• Declaration of Options
• Default Option
• Default
• Deferred Futures
• Deliverable Grades
• Deliverable Stocks
• Deliverable Supply
• Delivery Current
• Delivery Date
• Delivery Instrument
• Delivery Month
• Delivery Nearby
• Delivery Notice
• Delivery Option
• Delivery Point
• Delivery Price
• Delivery
• Delta Margining
• Delta Neutral
• Delta
• Deposit
• Depository Receipt
• Derivative
• Derivatives Clearing Organization
• Derivatives Transaction Execution Facility (DTEF)
• Designated Contract Market
• Designated Self Regulatory Organization
• Diagonal Spread
• Differentials
• Directional Trading
• Disclosure Document
• Discount
• Discretionary Account
• Disregard Tape
• Distant or Deferred Months
• Dominant Future
• Double Hedging
• DSRO
• DTEF
• Dual Trading
• Duration
• Dutch Auction
• E-Local
• E-Mini
• Ease Off
• ECN
• Economically Deliverable Supply
• Efficient Market
• EFP
• Electronic Trading Facility
• Eligible Commercial Entity
• Eligible Contract Participant
• Elliot Wave
• Emergency
• Enumerated Agricultural Commodities
• Equity
• Euro
• Eurocurrency
• Eurodollars
• European Option
• Even Lot
• Ex-Pit
• Exchange For Physicals (EFP)
• Exchange of Futures For Cash
• Exchange of Futures For Swaps (EFS)
• Exchange Rate
• Exchange Risk Factor
• Exchange
• Excluded Commodity
• Exempt Board of Trade
• Exempt Commercial Market
• Exempt Commodity
• Exempt Foreign Firm
• Exercise Price
• Exercise
• Exotic Options
• Expiration Date
• Extrinsic Value
• Fannie Mae
• Fast Market
• Feed Ratio
• FIA
• Fibonacci Numbers
• Fictitious Trading
• Fill or Kill Order (FOK)
• Fill
• Financial Instruments
• Financial Settlement Price
• Financial Settlement
• First Notice Day
• Five Against Bond (FAB) Spread
• Five Against Note (FAN) Spread
• Fix
• Fixed Income Security
• Floor Broker
• Floor Trader
• Force Majeure
• Forced Liquidation
• Foreign Exchange
• Forex
• Forward Contract
• Forward Market
• Forward Months
• Forwardation
• Freddie Mac
• Free On Board (FOB)
• Front Month
• Front Running
• Front Spread
• Fully Carrying Charge
• Fund of Funds
• Fundamental Analysis
• Fungibility
• Futures Commission Merchant (FCM)
• Futures Contract
• Futures Equivalent
• Futures Industry Association (FIA)
• Futures Option
• Futures Price
• Futures
• Gamma
• Ginzy Trading
• Give Up
• Gold Certificate
• Gold Fixing
• Gold Silver Ratio
• Good This Week Order
• Good Till Canceled Order (GTC)
• GPM
• Grades
• Grading Certificates
• Grain Futures Act
• Grantor
• Gross Processing Margin (GPM)
• GTC
• GTW
• Guaranteed Introducing Broker
• Haircut
• Hand Held Terminal
• Hardening
• Head And Shoulders
• Heavy
• Hedge Exemption
• Hedge Fund
• Hedge Ratio
• Hedging
• Henry Hub
• Historical Volatility
• Hog Corn Ratio
• Horizontal Spread
• Hybrid Instruments
• Ib
• Implied Repo Rate
• Implied Volatility
• In Position
• In Sight
• In The Money
• Index Arbitrage
• Indirect Bucketing
• Initial Deposit
• Initial Margin
• Instrument
• Intercommodity Spread
• Interdelivery Spread
• Interest Rate Futures
• Interest Rate Swap
• Intermarket Spread
• Intermediary
• International Swaps And Derivatives Association (ISDA)
• Intracommodity Spread
• Intrinsic Value
• Introducing Broker
• Inverted Market
• Invisible Supply
• Invoice Price
• ISDA
• Job Lot
• Kerb Trading or Dealing
• Large Order Execution (LOX) Procedures
• Large Traders
• Last Notice Day
• Last Trading Day
• Leaps
• Leverage
• LIBOR
• Licensed Warehouse
• Life of Contract
• Limit Move
• Limit Only
• Limit Order
• Limit Up or Down
• Liquid Market
• Liquidation
• Local
• Location
• Locked In
• Locked Limit
• London Gold Market
• Long Hedge
• Long The Basis
• Long
• Lookalike Option
• Lookalike Swap
• Lookback Option
• Lot
• Macro Fund
• Maintenance Margin
• Managed Account
• Manipulation
• Many To Many
• Margin Call
• Margin
• Mark To Market
• Market If Touched (MIT) Order
• Market Maker
• Market On Close
• Market On Opening
• Market Order
• Maturity
• Maximum Price Fluctuation
• Member Rate
• Mini
• Minimum Price Contract
• Minimum Price Fluctuation
• Minimum Tick
• Mob Spread
• Momentum
• Money Market
• Multilateral Clearing Organization
• Naked Option
• Narrow Based Security Index
• National Futures Association (NFA)
• Nearby Delivery Month
• Nearbys
• Negative Carry
• Net Asset Value
• Net Position
• Next Day
• NFA
• Nominal Price
• Non-Member Traders
• Note Against Bond (NOB) Spread
• Notice Day
• Notice of Intent To Deliver
• Notional Principal
• NYMEX Lookalike
• NYMEX Swap
• OCO
• Off Exchange
• Offer
• Offset
• Omnibus Account
• One Cancels The Other (OCO) Order
• One To Many
• Open Interest
• Open Order
• Open Outcry
• Open Trade Equity
• Opening Price or Range
• Opening
• Option Buyer
• Option Pricing Model
• Option Writer
• Option
• Original Margin
• OTC
• Out of Position
• Out of They Money
• Out Trade
• Outright
• Over The Counter (OTC)
• Overbrought
• Overnight Trade
• Oversold
• P And S
• Paper Profit or Loss
• Par
• Path Dependent Option
• Pay Collect
• Pegged Price
• Pegging
• Perfomance Bond
• Pip
• Pit Brokers
• Pit
• Point And Figure
• Point Balance
• Ponzi Scheme
• Pork Bellies
• Portfolio Insurance
• Portfolio Margining
• Position Accountability
• Position Limit
• Position Trader
• Position
• Positive Carry
• Posted Price
• Prearranged Trading
• Premium
• Price Basing
• Price Discovery
• Price Movement List
• Primary Market
• Program Trading
• Prompt Date
• Prop Shop
• Proprietary Account
• Proprietary Trading Group
• Public
• Public Elevators
• Purchase And Sale Statement
• Put
• Pyramiding
• Qualified Eligible Person (QEP)
• Quick Order
• Quotation
• Rally
• Random Walk
• Range
• Ratio Hedge
• Ratio Spread
• Ratio Vertical Spread
• Reaction
• Recovery
• Reference Asset
• Regular Warehouse
• Replicating Portfolio
• Repo
• Reporting Level
• Resistance
• Resting Order
• Retail Customer
• Retender
• Retracement
• Reversal
• Reverse Conversion
• Reverse Crush Spread
• Riding The Yield Curve
• Ring
• Risk Factor
• Risk Reward Ratio
• Risked Based Managing
• Roll Over
• Round Lot
• Round Trip Trading
• Round Turn
• Rules
• Runners
• Sample Grade
• Scale Down or Up
• Scalper
• Seasonality Claims
• Seat
• Securities And Exchange Commission
• Security Deposit
• Security Future
• Security Futures Product
• Security
• Self Regulatory Organization (SRO)
• Sellers Call
• Sellers Market
• Sellers Option
• Selling Hedge
• Series of Options
• Settlement Price
• Settlement
• Shipping Certificate
• Shock Absorber
• Short Covering
• Short Hedge
• Short Selling
• Short Squeeze
• Short The Basis
• Short
• Single Stock Future
• Small Traders
• Soft
• Sold Out Market
• Span
• Spark Spread
• Specialist System
• Speculative Bubble
• Speculative Limit
• Speculative Position Limit
• Speculator
• Split Close
• Spot Commodity
• Spot Month
• Spot Price
• Spot
• Spread or Straddle
• Squeeze
• SRO
• Stop Close Only Order
• Stop Limit Order
• Stop Loss Order
• Stop Order
• Straddle
• Strangle
• Strategy Based Margining
• Street Book
• Strike Price
• Strips
• Strong Hands
• Support
• Swap
• Swaption
• Switch
• Synthetic Futures
• Systematic Risk
• Systemic Risk
• T-Bond
• Taker
• Technical Analysis
• Ted Spread
• Tender
• Tenderable Grades
• Terminal Elevator
• Terminal Market
• Tick
• Time Decay
• Time of Day Order
• Time Spread
• Time Value
• To Arrive Contract
• Total Return Swap
• Trade Option
• Trader
• Trading Ahead
• Trading Arcade
• Trading Facility
• Trading Floor
• Transaction
• Transfer Notice
• Transfer Trades
• Transferable Option or Contract
• Treasury Bills
• Treasury Bonds
• Treasury Notes
• Trend
• Trendline
• Unable
• Uncovered Option
• Underlying Commodity
• Variable Price List
• Variation Margin
• Vault Receipt
• Vega
• Vertical Spread
• Visible Supply
• Volatility Quote Trading
• Volatility Spread
• Volatility Trading
• Volatility
• Volume of Trade
• Warehouse Receipt
• Warrant or Warehouse Receipt For Metals
• Warrant
• Wash Sale
• Wash Trading
• Weak Hands
• Weather Derivative
• Wild Card Option
• Winter Wheat
• Writer
• Yield Curve
• Yield To Maturity
• Zero Coupon