Polk County Securities Lawyers

Darlene Pasieczny ("Pah-shetch-nee") is a securities and fiduciary litigator and appellate attorney at Samuels Yoelin Kantor LLP. She leads the Investor Defenders practice group to recover investment losses caused by broker or registered financial adviser misconduct or defective securities products, in FINRA arbitration and other dispute resolution forums. Darlene also represents trustees, personal representatives, beneficiaries, and interested parties in trust and estate disputes such as will contests, undue influence claims, nonjudicial amendments to trust terms, and elder financial abuse cases. These are typically cases brought before probate courts. Darlene is also an experienced appellate attorney, having successfully represented clients in...

Mr. Banks is a leader in the field of securities arbitration, representing investors against brokerage firms large and small. He is past president of the Public Investors Arbitration Bar Association, a past chair of the Oregon State Bar Securities Regulation Section, and a past president of the Federal Bar Association, Oregon Chapter. Our cases have been covered by the financial press and in publications including the New York Times, Wall Street Journal, Oregonian.

I offer entrepreneurs, small businesses, and the owners of those businesses, access to straightforward, cost-effective, and responsive legal services for the three major stages of a business's lifecycle: the startup, the operation, and the transition (such as a sale, transfer or closing down) of the business. For clients, this means access to a top notch, experienced attorney focused exclusively on the types of transactional issues that directly affect your business.

James Oberholtzer has provided legal services to clients for over 35 years. He has provided legal representation to: Families. Estate planning, family wealth planning, wills and trusts, taxation of wills and trusts, guardianship and conservatorships, creation and administration of trusts, and probate of estates. Entrepreneurs. Closely held companies, family partnerships and individual entrepreneurs in formation and finance of enterprises, acquisitions and joint ventures, strategic planning and executive compensation, entity governance, integration of tax, legal and business objectives, protection of intellectual property and selection and supervision of local counsel. Senior Housing. Senior housing owners and operators...

Ryan Ripp founded RHR Business Law, LLC for the purpose of making the legal system more accessible to entrepreneurs, small business owners, and investors. He has experience forming entities, providing securities law guidance, and drafting a wide array of business and employment contracts. While in law school, his legal thesis focused on making employee stock option plans and agreements more accessible to the startup community. Licensed to practice in Oregon.

John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.

Michael G Hanlon has practiced law in Oregon since 1979. His practice has emphasized business and commercial litigation as well as general business transactional matters. At the outset of his career, Mr. Hanlon was an Assistant Attorney General in the Oregon Antitrust Division which permitted him to participate in numerous antitrust cases around the country, including multi-district litigation. Highlights of his career include representing world class snowboarder Craig Kelly and Burton Snowboards in a case brought by Sims Snowboards. Mr. Hanlon argued the case in the Ninth Circuit Court of Appeals and reversed an injunction erroneously issued by the district...

Scott Mullins handles litigation in the areas of securities, FINRA arbitration, investment advisers, regulatory compliance, professional licensing, health insurance, and shareholder disputes. He also routinely defends individuals and companies in Government investigations and prosecutions involving these practice areas.

Prior to joining McGaughey Erickson, Scott was Senior Counsel at a commercial litigation firm, and before that, he worked as a securities regulator in Oregon, where he investigated dozens of registered investment advisers involving the sale of private placements, income assignments, notes, investment contracts, and structured settlements. Scott was also cross-designated as a Special Assistant United States Attorney for the...