California Criminal Jury Instructions (CALCRIM) (2017)

1003. Rape of Unconscious Woman or Spouse

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1003.Rape of Unconscious Woman or Spouse (Pen. Code,
§§ 261(a)(4), 262(a)(3))
The defendant is charged [in Count ] with raping (a woman/his
wife) who was unconscious of the nature of the act [in violation of
<insert appropriate code section[s]>].
To prove that the defendant is guilty of this crime, the People must
prove that:
1. The defendant had sexual intercourse with a woman;
2. He and the woman were (not married/married) to each other at
the time of the intercourse;
3. The woman was unable to resist because she was unconscious of
the nature of the act;
AND
4. The defendant knew that the woman was unable to resist
because she was unconscious of the nature of the act.
Sexual intercourse means any penetration, no matter how slight, of the
vagina or genitalia by the penis. [Ejaculation is not required.]
A woman is unconscious of the nature of the act if she is (unconscious or
asleep/ [or] not aware that the act is occurring/ [or] not aware of the
essential characteristics of the act because the perpetrator tricked, lied
to, or concealed information from her/ [or] not aware of the essential
characteristics of the act because the perpetrator fraudulently
represented that the sexual penetration served a professional purpose
when it served no professional purpose).
New January 2006; Revised August 2012, August 2013
BENCH NOTES
Instructional Duty
The court has a sua sponte duty to give an instruction defining the elements of the
crime.
If spousal rape is charged, include the appropriate language throughout the
instruction to indicate that the parties were married.
Select the appropriate language defining “unconscious of the nature of the act”
based on the facts of the case.
Related Instructions
CALCRIM No. 1001, Rape or Spousal Rape in Concert, may be given in
conjunction with this instruction, if appropriate.
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AUTHORITY
• Elements. Pen. Code, §§ 261(a)(4), 262(a)(3).
• Penetration Defined. Pen. Code, § 263; People v. Karsai (1982) 131
Cal.App.3d 224, 233–234 [182 Cal.Rptr. 406], disapproved on other grounds by
People v. Jones (1988) 46 Cal.3d 585, 600 [250 Cal.Rptr. 635, 758 P.2d 1165].
• Unconscious of Nature of Act. People v. Howard (1981) 117 Cal.App.3d 53,
55 [172 Cal.Rptr. 539] [total unconsciousness is not required]; see Boro v.
Superior Court (1985) 163 Cal.App.3d 1224, 1229–1231 [210 Cal.Rptr. 122]
[rape victim not unconscious of nature of act; fraud in the inducement].
• Assault. Pen. Code, § 240.
• Battery. Pen. Code, § 242; People v. Guiterrez (1991) 232 Cal.App.3d 1624,
1636 [284 Cal.Rptr. 230], disapproved on other grounds in People v. Cromer
(2001) 24 Cal.4th 889, 901, fn. 3 [103 Cal.Rptr.2d 23, 15 P.3d 243]; but see
People v. Marshall (1997) 15 Cal.4th 1, 38–39 [61 Cal.Rptr.2d 84, 931 P.2d
262] [battery not a lesser included offense of attempted rape].
• Perpetrator Must Impersonate Spouse of Married Woman Under Current
Statute. People v. Morales (2013) 212 Cal.App.4th 583, 594–595 [150
Cal.Rptr.3d 920].
Secondary Sources
2 Witkin & Epstein, California Criminal Law (4th ed. 2012) Sex Offenses and
Crimes Against Decency, §§ 1–8, 178.
6 Millman, Sevilla & Tarlow, California Criminal Defense Practice, Ch. 142,
Crimes Against the Person, § 142.20[1][a], [5] (Matthew Bender).
Couzens & Bigelow, Sex Crimes: California Law and Procedure §§ 12:16, 12:17
(The Rutter Group).
COMMENTARY
The statutory language describing unconsciousness includes “was not aware,
knowing, perceiving, or cognizant that the act occurred.” (See Pen. Code,
§§ 261(a)(4)(B)–(D), 262(a)(3)(B), (C).) The committee did not discern any
difference among the statutory terms and therefore used “aware” in the instruction.
If there is an issue over a particular term, that term should be inserted in the
instruction.
Gender-specific language is used because rape usually occurs between a man and a
woman. In keeping with plain English principles, the committee used those terms
to make the instruction clear and concrete.
LESSER INCLUDED OFFENSES
• Attempted Rape of Unconscious Woman. Pen. Code, §§ 663, 261(a)(4).
Attempted Rape of Unconscious Spouse. Pen. Code, §§ 663, 262(a)(3).
SEX OFFENSES CALCRIM No. 1003
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RELATED ISSUES
Advance Consent
Neither a woman’s actual “advance consent” nor a man’s belief in “advance
consent” eliminates the wrongfulness of a man’s conduct in knowingly depriving an
unconscious woman of her freedom of choice both at the initiation of and during
sexual intercourse. A person who commits the prohibited act necessarily acts with a
wrongful intent. (People v. Dancy (2002) 102 Cal.App.4th 21, 37 [124 Cal.Rptr.2d
898].)
See the Related Issues section in CALCRIM No. 1000, Rape or Spousal Rape by
Force, Fear, or Threats.
CALCRIM No. 1003 SEX OFFENSES
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