Rosemead Stockbroker & Investment Fraud Lawyers

Compare 33 top rated California attorneys serving Rosemead.
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Mark Riera
PREMIUM
Mark Riera
Stockbroker & Investment Fraud Lawyer Serving Rosemead, CA
California Stockbroker & Investment Fraud Lawyer with 39 years of experience
I am committed to aggressive advocacy for Business, Stockbroker & Investment Fraud, and White Collar Defense matters. Representing clients throughout California and worldwide, I have extensive experience with complex... Read More »
Steven Lawrence Krongold
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Steven Lawrence Krongold
Irvine, CA Stockbroker & Investment Fraud Lawyer with 37 years of experience
(949) 651-1900 100 Spectrum Center Drive
Suite 900
Irvine, CA 92618
Free ConsultationStockbroker Fraud, Business, IP and Trademarks
Loyola Law School
Nearly 30 years of litigation experience in state and federal courts. Specialize in representing small and mid-size businesses in variety of commercial disputes.
Mark Toshiro Hiraide
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Mark Toshiro Hiraide
Los Angeles, CA Stockbroker & Investment Fraud Lawyer with 38 years of experience
(310) 312-3768 2049 Century Park E
18TH FLOOR
Los Angeles, CA 90067
Stockbroker Fraud, Business and Securities
University of Southern California Gould School of Law
Mark is a capital markets attorney known among his colleagues for his expertise in corporate and securities law. He counsels clients in raising capital online (tokens, coins, STOs, digital assets and other "securities"). He offers unique insight and perspective to his clients because of his experience in private practice representing both public and private companies in business transactions and courtroom securities litigation for more than twenty-five years and serving in senior positions as an attorney with the U.S. Securities and Exchange Commission and as a Special Assistant United States Attorney for eight years. While Mark's clients include other attorneys, his passion...
Fredrick Michael Ray
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Fredrick Michael Ray
Newport Beach, CA Stockbroker & Investment Fraud Lawyer with 31 years of experience
(949) 557-4888 5000 Birch Street
Suite 7000
Newport Beach, CA 92660
Stockbroker Fraud, Administrative, Appeals and Health Care
Southwestern Univ School of Law
We are California's premier professional license law firm, appealing license denials, defending accusations, and assisting professionals with government regulatory compliance issues. For 20 years, I have fought for professionals and business owners, listening with compassion, being straightforward and honest with our clients. Our clients face a system that can be cold, impersonal, uncaring and harsh. We act as skilled and knowledgeable guides through that system. We strive to educate and inform clients, to minimize case weaknesses and maximize strengths, in order to achieve the best results while mindful of a client's budget and appetite for risk....
Stacy Joel Safion
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Stacy Joel Safion
Laguna Niguel, CA Stockbroker & Investment Fraud Lawyer with 30 years of experience
(949) 347-0300 30011 Ivy Glenn Dr
Suite 121
Laguna Niguel, CA 92677-5016
Free ConsultationStockbroker Fraud, Collections, Construction and Consumer
Southern California COL
We are multifaceted south Orange County law firm that handles collections issues (regarding creditors and debtors), issues with real estate brokers, agents and loan representatives and actions by and against contractors and home owners and wide variety of breach of contract actions. We also handle foreclosures and disputes against real estate agents and mortgage brokers. We accept Visa, MasterCard, American Express and Discover credit cards. FREE TELEPHONE CONSULTATION. We specialize in personal and business collections, foreclosure, breach of contract actions and actions against real estate and loan companies and their agents. We represent both debtors and...
Val D. Hornstein
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Val D. Hornstein
Los Angeles, CA Stockbroker & Investment Fraud Lawyer with 39 years of experience
(415) 454-1490 16133 Ventura Blvd.
Suite 1220
Los Angeles, CA 91436
Free ConsultationStockbroker Fraud, Business, Consumer and Securities
The George Washington University Law School
Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.
Kevin K. Hull
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Kevin K. Hull
Irvine, CA Stockbroker & Investment Fraud Lawyer with 23 years of experience
(949) 478-4855 9891 Irvine Center Dr Ste 200
Irvine, CA 92618
Stockbroker Fraud, Arbitration & Mediation, Business and Securities
The Catholic University of America Columbus School of Law
Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...
Sean Anthony Kading
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Sean Anthony Kading
Rancho Santa Margarita, CA Stockbroker & Investment Fraud Lawyer with 24 years of experience
(949) 766-6742 30211 Avenida Banderas
Suite 200
Rancho Santa Margarita, CA 92688
Stockbroker Fraud, Bankruptcy, Business and Real Estate
University of Southern California
Andrew Michael Wyatt
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Andrew Michael Wyatt
Woodland Hills, CA Stockbroker & Investment Fraud Lawyer with 32 years of experience
(818) 710-3813 20750 Ventura Blvd Ste 440
Woodland Hills, CA 91364
Stockbroker Fraud, Animal, Appeals and Arbitration & Mediation
Edward Ray Flores
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Edward Ray Flores
Tustin, CA Stockbroker & Investment Fraud Lawyer with 31 years of experience
(714) 769-1200 1421 E Chapman Ave
Tustin, CA 92866
Stockbroker Fraud, Animal, Business and Criminal
Jonathan Schwartz
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Jonathan Schwartz
Marina Del Rey, CA Stockbroker & Investment Fraud Lawyer with 53 years of experience
(310) 496-5770 4640 Admiralty Way # 500
Marina Del Rey, CA 90292
Stockbroker Fraud
Univ of Pennsylvania LS
Steve A. Buchwalter
PREMIUM
Steve A. Buchwalter
Stockbroker & Investment Fraud Lawyer Serving Rosemead, CA
California Stockbroker & Investment Fraud Attorney with 31 years of experience
Steve Buchwalter has been protecting investors in Southern California for over 25 years. He advocates for individuals, non-profits and corporations in Securities Law, Arbitration & Mediation, and Stockbroker &... Read More »
Curt Charles Barwick
Irvine, CA Stockbroker & Investment Fraud Attorney with 40 years of experience
(949) 900-4400 9960 Research Dr
100
Irvine, CA 92618
Stockbroker Fraud, Business and International
University of California College of the Law, San Francisco and University of California College of the Law, San Francisco
Thomas John Umberg
Irvine, CA Stockbroker & Investment Fraud Attorney with 43 years of experience
(949) 679-0052 1920 Main St
750
Irvine, CA 92614
Stockbroker Fraud and International
University of California College of the Law, San Francisco
Christopher Michael Glew
Santa Ana, CA Stockbroker & Investment Fraud Attorney with 23 years of experience
(714) 648-0004 1851 E First St
#840
Santa Ana, CA 92705
Stockbroker Fraud, Animal, Appeals and Business
Whittier Law School
Ryan Taiji Okabe
Manhattan Beach, CA Stockbroker & Investment Fraud Lawyer with 22 years of experience
(310) 543-7708 1230 Rosecrans Ave
300
Manhattan Beach, CA 90266
Stockbroker Fraud, Animal, Appeals and Business
Loyola Law School, Los Angeles and Loyola Los Angeles Law School
George Pusey Hawley
Los Angeles, CA Stockbroker & Investment Fraud Lawyer with 29 years of experience
(310) 235-5971 11100 Santa Monica Blvd
2000
Los Angeles, CA 90025
Stockbroker Fraud and Business
Loyola Law School, Los Angeles
Stuart J Schwartz
Rancho Cucamonga, CA Stockbroker & Investment Fraud Lawyer with 46 years of experience
(909) 944-1449 11583 Ragusa Dr
Rancho Cucamonga, CA 91701
Stockbroker Fraud, Business and Real Estate
Harvard Law School and Harvard Law School
Christopher Palileo Ayayo
Costa Mesa, CA Stockbroker & Investment Fraud Attorney with 29 years of experience
(949) 612-0340 3070 Bristol St
Ste 120
Costa Mesa, CA 92626
Stockbroker Fraud, Business, Estate Planning and Securities
University of California College of the Law, San Francisco
Daniel Wade Watkins
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Daniel Wade Watkins
San Diego, CA Stockbroker & Investment Fraud Lawyer with 36 years of experience
(858) 535-1511 9915 Mira Mesa Blvd, Suite 130
San Diego, CA 92131
Free ConsultationStockbroker Fraud, Business, Construction and Real Estate
University of San Diego School of Law
Daniel W. Watkins is an experienced litigator and true trial attorney with over 50 Jury and Bench trials to his credit in 30 years of practice. He has successfully represented both large companies and individuals, and achieved substantial victories in well-publicized trials throughout California and Wisconsin.

Mr. Watkins has successfully tried and litigated cases in the areas of Healthcare Compliance, Commercial Litigation, Unfair Business Practices, Fraud, Breach of Contract, Battery, Premises Liability, Product Defect, Medical Malpractice, Discrimination, Sexual Harassment, Construction Defect, as well as Unfair Competition, Defamation, and Trade Secret. In December 2003, Mr. Watkins commenced litigation against Health South Surgery...
Thomas D. Mauriello
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Thomas D. Mauriello
(949) 542-3555 1181 Puerta Del Sol
#120
San Clemente, CA 92673
San Clemente, CA Stockbroker & Investment Fraud Attorney with 36 years of experience
Stockbroker Fraud, Appeals, Consumer and Environmental
University of San Diego School of Law
Thomas Mauriello assists clients with an array of legal matters, including Business, Consumer, Investment, Government, Real Estate, Stock Broker, Investment and Environmental Law disputes. With over 30 years of experience, Mr. Mauriello is committed to delivering quality legal solutions with efficient and personalized representation throughout the State of California.

Mr. Mauriello is dedicated to involvement in his community. This has included coaching youth basketball and volleyball, as well as working with both Volunteers in Parole and the San Diego AIDS Project. Additionally, he has served on the Legal Committee of the Los Angeles Chapter of the Sierra Club for many years.

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Scott Wippert
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Scott Wippert
Oxnard, CA Stockbroker & Investment Fraud Lawyer with 22 years of experience
(805) 874-2566 3600 S Harbor Blvd #463
Oxnard, CA 93035
Free ConsultationStockbroker Fraud, Criminal, DUI and White Collar Crime
University of the Pacific, McGeorge School of Law
I started at the Public Defenders office in Sacramento in 2001. I worked there for 5 years. After leaving the Public Defenders office, I became the Senior Trial Attorney for United Defense Group. I have tried every type of criminal case, from misdemeanors to homicides. I started the Law Firm Wippert & Bramson. Wippert & Bramson are expert trial attorneys who have handled numerous high profile media cases.
Paul W. Thomas
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Paul W. Thomas
Carlsbad, CA Stockbroker & Investment Fraud Attorney with 36 years of experience
(800) 797-9888 701 Palomar Airport Drive
Suite 300
Carlsbad, CA 92011
Free ConsultationStockbroker Fraud
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
Mr. Dennis Joseph Shea
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Mr. Dennis Joseph Shea
Santa Barbara, CA Stockbroker & Investment Fraud Lawyer with 42 years of experience
(805) 564-3460 1815 State St, Suite C
Santa Barbara, CA 93101
Stockbroker Fraud, Appeals, Bankruptcy and Business
Univ of Connecticut School of Law
Kenneth Evan Chyten
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Kenneth Evan Chyten
Oxnard, CA Stockbroker & Investment Fraud Lawyer with 44 years of experience
(805) 292-5050 300 East Esplanade Drive
Suite 1670
Oxnard, CA 93036
Stockbroker Fraud, Appeals, Business and Construction
University of California, Berkeley School of Law
I have been a highly successful trial lawyer for 30 years, with extensive experience in many different areas. My primary focus, however, is civil and business litigation.

MY CLIENTS

I have represented hundreds of businesses and individuals in matters ranging from simple contract or business disputes, to matters as complex as patent and antritrust litigation, and everything in between.

No case is too small or simple, or too large or complex. If I choose to take a case, I will give that case my utmost attention and interest regardless of its...
Robert Harold Ziprick
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Robert Harold Ziprick
Redlands, CA Stockbroker & Investment Fraud Lawyer with 48 years of experience
(909) 798-5005 1233 Brookside Ave., Suite A
Redlands, CA 92373-4402
Stockbroker Fraud, Business, Foreclosure Defense and Real Estate
Univ of San Diego School of Law
Since 1976, Robert (Bob) Ziprick , a partner at Ziprick & Cramer, LLP (and its predecessor law firms), has provided outstanding legal services, while maintaining an emphasis on strategic, practical, cost-effective approaches to legal problems and solutions. Mr. Ziprick specializes in Real Estate, Litigation, Business, Healthcare Law, and Government Relations/Public Policy. He is dedicated to providing quality legal services to his clients, assertively representing clients in a professional and ethical manner. He fosters a close working relationship with his clients, whether individuals or corporations, tirelessly working in his client's best interests. Bob earned a B.A. degree in history and...
Neda Ataie
San Diego, CA Stockbroker & Investment Fraud Attorney with 26 years of experience
(877) 270-7717 4653 Carmel Mountain Rd
308
San Diego, CA 92130
Stockbroker Fraud
Thomas Jefferson School of Law
Timothy C. Karen
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Timothy C. Karen
San Diego, CA Stockbroker & Investment Fraud Lawyer with 40 years of experience
(858) 259-7790 11622 El Camino Real
#100
San Diego, CA 92130
Stockbroker Fraud, Business and Real Estate
University of San Diego School of Law
Timothy C. Karen is licensed to practice law in the State of California, and established his own firm in San Diego, where he resides. Timothy Karen has been practicing law since 1984, and represents clients in an array of legal disputes, including: consumer law, securities fraud, real estate non disclosure, and disputed estate issues. Timothy Karen has both trial and arbitration experience.
Sean Thomas
Carlsbad, CA Stockbroker & Investment Fraud Lawyer
(760) 720-9600 2777 Jefferson Street
Suite 203
Carlsbad, CA 92008
Stockbroker Fraud
University of New Mexico School of Law
Thomas Knox Bell
San Diego, CA Stockbroker & Investment Fraud Attorney with 55 years of experience
(858) 677-1426 4365 Executive Dr
# 1100
San Diego, CA 92121
Stockbroker Fraud, Business, Health Care and IP
UCLA School of Law
Nguyet Tran
Murrieta, CA Stockbroker & Investment Fraud Lawyer
(951) 750-9669 41700 Ivy Street
Suite A
Murrieta, CA 92562
Stockbroker Fraud, Business, Criminal and DUI
California Western School of Law
Alan William Sparer
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Alan William Sparer
San Francisco, CA Stockbroker & Investment Fraud Attorney with 41 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfStockbroker Fraud, Elder, Real Estate and Securities
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
Eric Thomas Hartnett
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Eric Thomas Hartnett
(408) 290-8228 563 S. Murphy Ave.
Sunnyvale, CA 94086
Sunnyvale, CA Stockbroker & Investment Fraud Lawyer with 19 years of experience
Stockbroker Fraud, Business, Collections and Real Estate
Santa Clara University School of Law
Eric Hartnett possesses an impressive real estate and business law background. He is a former partner at a preeminent real estate firm in Silicon Valley and has garnered a considerable wealth of experience by working his entire career at small and medium-sized firms. He has represented a wide array of clients ranging from Fortune 500 companies and government entities to individuals and small businesses. Eric's skills and expertise have been recognized through his repeated receipt of Super Lawyers's Northern California Rising Star award.

While the majority of his cases have been venued in the Bay Area (e.g. Santa...
Randy Wagner
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Randy Wagner
San Diego, CA Stockbroker & Investment Fraud Lawyer with 14 years of experience
(619) 376-1960 401 West A st. 1100
San Diego, CA 92101
Free ConsultationStockbroker Fraud, Criminal, Domestic Violence and White Collar Crime
Thomas Jefferson School of Law
The Law Office of Randy Wagner practices criminal defense, civil litigation and immigration law. Whether you are accused of a misdemeanor, felony, facing immigration issues or have been sued, Randy Wagner will represent you and be your voice in the justice system Originally from Las Vegas, my family and I have made San Diego our home. I earned my Bachelors Degree from UNLV. Later I attended Thomas Jefferson School of Law, here in San Diego.
Jonathan L. Willis
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Jonathan L. Willis
El Centro, CA Stockbroker & Investment Fraud Lawyer with 44 years of experience
(760) 457-7074 427 West Main Street
Mail To: PO Box 3935
El Centro, CA 92243
Stockbroker Fraud, Animal, Appeals and DUI
Santa Clara University School of Law
I am one of only a handful of local attorneys who have been actively trying cases before juries in this state for over 30 years now. I am a former Imperial County Deputy District Attorney IV (2002-2009), the last three years of which I served as the Director of the Special Prosecutions Unit (Narcotics). I am proud to be a Life Member of the California Attorneys for Criminal Justice (C.A.C.J.), and I am also a Private Defense Counsel Member of the California Public Defenders Association (C.P.D.A.). Most importantly, I would be privileged to represent YOU--and other accused persons--against...
Kirk G. Smith
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Kirk G. Smith
(619) 550-4847 1545 Hotel Cir S
#150-1
San Diego, CA 92108
Free ConsultationOffers Video ConferencingVideo ConfSan Diego, CA Stockbroker & Investment Fraud Attorney with 24 years of experience
Stockbroker Fraud, Arbitration & Mediation and Securities
South Texas College of Law
As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...
Ryan S. Cook
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Ryan S. Cook
San Diego, CA Stockbroker & Investment Fraud Lawyer with 12 years of experience
(619) 378-4616 1545 Hotel Cir S
#150-1
San Diego, CA 92108
Offers Video ConferencingVideo ConfStockbroker Fraud, Elder, Estate Planning and Securities
South Texas College of Law
As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...
David W. Miller
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David W. Miller
San Diego, CA Stockbroker & Investment Fraud Lawyer with 14 years of experience
(619) 378-4616 1545 Hotel Cir S
#150-1
San Diego, CA 92108
Offers Video ConferencingVideo ConfStockbroker Fraud, Elder, Estate Planning and Securities
University of Houston Law Center
David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...
Gordon Craig Young
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Gordon Craig Young
Danville, CA Stockbroker & Investment Fraud Attorney with 31 years of experience
(925) 314-9999 318-C Diablo Road
Danville, CA 94526
Free ConsultationStockbroker Fraud, Arbitration & Mediation, Probate and Securities
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
Lynn Gorelick
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Lynn Gorelick
Pleasanton, CA Stockbroker & Investment Fraud Attorney with 40 years of experience
(925) 847-3006 4900 Hopyard Road, West Lobby
Suite 100
Pleasanton, CA 94588
Offers Video ConferencingVideo ConfStockbroker Fraud, Criminal, DUI and Juvenile
University of CA, Hastings College of Law
Lynn Gorelick has been an attorney for over 34 years. Attorney Lynn Gorelick is the Immediate Past President of the California DUI Lawyers Association. This is the only and most well respected legal organization for California Lawyers specializing in DUI defense. Ms. Gorelick has been a member of this organization since its inception and has served on the Board of Directors for over 15 years. She is committed to the protection your rights.

Ms. Gorelick is a Faculty and Sustaining member of the National College of DUI Defense. She has been a featured speaker at the...
William S. Shepherd
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William S. Shepherd
San Diego, CA Stockbroker & Investment Fraud Attorney with 34 years of experience
(619) 550-4847 1545 Hotel Cir S
#150-1
San Diego, CA 92108
Free ConsultationOffers Video ConferencingVideo ConfStockbroker Fraud and Securities
Georgetown University Law Center and South Texas College of Law
Luiey Ghaleb Haddad
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Luiey Ghaleb Haddad
San Diego, CA Stockbroker & Investment Fraud Attorney with 19 years of experience
(619) 663-4533 501 W. Broadway
Suite 800
San Diego, CA 92101
Free ConsultationStockbroker Fraud, Business, Foreclosure Defense and Real Estate
Indiana Univ Bloomington School of Law and California Western School of Law
Luiey G. Haddad is an aggressive trial attorney with over a decade of experience in real estate law and civil litigation. Mr. Haddad has represented individuals and businesses of all sizes with real estate transactions, commercial and residential lease negotiations, landlord-tenant dispute, corporate formation, contract disputes, and a wide array of real estate and business-related litigation. Mr. Haddad has successfully represented numerous high-profile clients in state and federal courts, including government officials and large national corporations.

Mr. Haddad received a Bachelor of Arts degree in Management and Communications from the University of Michigan, Ann Arbor. He earned his Juris Doctor from...
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