Morris Plains, New Jersey Broker Fraud Lawyers
New Jersey Broker Fraud Lawyer. 27 years experience
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Fordham University School of LawDistrict of New Jersey, Federal District Courts for the Eastern Districts of New York, Federal District Courts for the Southern Districts of New York, New York, United States Court of International Trade and New...View Profile
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...