Caspar, California Securities Lawyers

Fort Bragg, CA Securities Law Lawyer
(707) 961-4400 811 N. Main St.
Fort Bragg, CA
Securities, Agricultural, Business and Stockbroker Fraud
Santa Rosa, CA Securities Law Lawyer
(770) 543-4955 420 Aviation Blvd
Santa Rosa, CA 95403
Securities, Business and Real Estate
Alan Abergel
Claimed Lawyer ProfileQ&ASocial Media
Encino, CA Securities Law Lawyer with 13 years experience
(818) 783-4645 15915 Ventura Blvd
Suite 300
Encino, CA 91436
Securities, Business and Real Estate
Univ of Maryland School of Law
Our firm’s concentration is in the representation of entrepreneurs and their businesses. Our firm provides transactional, regulatory, and administrative litigation services. We often act as outside general counsel for our clients’ businesses. We serve many business industries including, lending, financial services, equipment leasing and finance, real estate, technology startups, professional services, music/entertainment, new media, fitness/wellness, manufacturing, restaurants, and apparel. As a Los Angeles, California, business law firm, we provide professional, cost-effective, responsive, and aggressive representation to our clients. Our skill in incorporating litigation avoidance strategies into our clients’ business...
Jeremy Scott Hyndman
Claimed Lawyer Profile
Los Angeles, CA Securities Law Attorney with 10 years experience
(800) 487-4660 Union Bank Plaza
445 S. Figueroa St., Suite 2700
Los Angeles, CA 90071
Free ConsultationSecurities, Business, Real Estate and Stockbroker Fraud
Emory University School of Law
My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.
Eric Alan Isaacson
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La Jolla, CA Securities Law Attorney with 33 years experience
(858) 263-9581 6580 Avenida Mirola
La Jolla, CA 92037-6231
Securities, Antitrust, Appeals and Consumer
Duke University School of Law
For more than twenty five years I have represented investors and consumers in class-action litigation, focusing primarily on federal civil appeals. I have briefed and argued appeals before all but two of the thirteen federal circuits, and was intimately involved in briefing the merits in three cases before the United States Supreme Court. My pro bono work has included writing and filing amicus curiae briefs on behalf of religious organizations and faith leaders opposing discrimination and supporting religious liberty and equal rights for all.
David Meyer Esq
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Los Angeles, CA Securities Law Attorney with 23 years experience
(866) 827-6537 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Free ConsultationSecurities, Business, Consumer and Stockbroker Fraud
Capital University Law School and Capital University
Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors’ Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was included in the list of Best...
Anthony James Dispoto
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Newport Beach, CA Securities Law Attorney with 3 years experience
(714) 337-6389 2424 SE Bristol St., Suite 300
Newport Beach, CA 92660
Free ConsultationSecurities, Business, Collections and Employment
University of San Diego School of Law
Experienced Attorney with a demonstrated history of working in the medical services, clinical laboratory and collections industries. Skilled in Contract Review and Drafting, Legal Research and Writing and Corporate and Business Documentation. Strong legal professional with a Juris Doctor focused in Corporate and Business Law from the University of San Diego School of Law.
Marnie Cherie Lambert Esq
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San Francisco, CA Securities Law Lawyer with 25 years experience
(888) 203-7833 One Embarcadero Center
Suite 500
San Francisco, CA 94111
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Pepperdine University
Marnie C. Lambert, the founding member of Lambert Law Firm, LLC, is licensed to practice law in all state courts and federal district courts in Ohio and California. She has spent most of her legal career representing consumers in complex civil litigation, commercial litigation, securities litigation and class actions. She has also represented clients seeking recovery for personal injuries, wrongful death and various business torts. Ms. Lambert received her juris doctorate from Pepperdine University School of Law in 1992. She spent the first five years after law school working in Los Angeles, California for a large international law firm....
Brett Alcala
Claimed Lawyer ProfileBlawgsearchSocial Media
San Mateo, CA Securities Law Lawyer with 32 years experience
(888) 493-0266 177 Bovet Rd
6th Floor
San Mateo, CA 94402
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Santa Clara University School of Law
Brett Alcala has resolved hundreds of securities disputes through litigation, mediation and arbitration. He routinely represents clients before the Financial Industry Regulatory Authority (FINRA) and the American Arbitration Association (AAA). Brett Alcala's office is located in the San Francisco Bay Area; however, he has worked with clients across the United States.
John Jahrmarkt
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Los Angeles, CA Securities Law Attorney with 26 years experience
(310) 226-7676 2049 Century Park East
Suite 3850
Los Angeles, CA 90067
Free ConsultationSecurities, Business, Insurance Claims and Personal Injury
Benjamin N. Cardozo School of Law
John Jahrmarkt, Esq. is the owner and managing partner of Jahrmarkt & Associates. John has more than 20 years of experience handling all kinds personal injury claims - from complicated catastrophic injuries to garden variety "soft tissue" pain. John knows how the insurance industry works and the steps their adjusters can take to protect their profits. All of our accident and injury claims are managed by John, experienced in fighting back against any low-ball insurance offers. We have recovered a number of multi-million dollar rewards for our clients, and we have established a reputation for excellence and professionalism...
Catherine DeBono Holmes
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Los Angeles, CA Securities Law Attorney with 41 years experience
(310) 201-3553 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
Chris Harvey
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Santa Monica, CA Securities Law Lawyer with 10 years experience
(310) 819-1366 929 Colorado Ave
Santa Monica, CA 90401
Securities and Business
University of San Diego School of Law
Chris Harvey formed his law firm in Los Angeles in 2015. Chris has over 8 years of experience in private law practice, first as an associate attorney and later as in-house corporate counsel. He started the firm to work with privately-held businesses, emerging growth companies, professionals and entrepreneurs. His primary areas of focus include corporate law, equity crowdfunding, securities law, contracts, and business law. // // Firm website: https://harveyesq.com
Christopher Glenn Beckom
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Beverly Hills, CA Securities Law Lawyer with 3 years experience
(800) 581-7030 8383 Wilshire Blvd
Suite 800
Beverly Hills, CA 90211
Free ConsultationSecurities, Business, Communications and Real Estate
Western State University College of Law
Christopher Glenn Beckom is an attorney practicing in the areas of Commercial Real Estate Transactions, Telecommunications Law, Land Use, Commercial Litigation, Contract Drafting and Negotiation, Corporate Formation and Governance, and Securities Regulation. Christopher is graduate of Western State University, College of Law with a JD, and California State University, Long Beach with an MBA. Mr. Beckom is an active member of the California Association of Realtors, through the Pacific West Realtors Association. Mr. Beckom brings several years of transactional and commercial litigation experience within wireless industry, startup, and small business contexts. Mr. Beckom currently sits on the boards...
Richard Stanislaw Frankowski
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San Francisco, CA Securities Law Lawyer with 17 years experience
(415) 969-9338 201 Mission St
Suite 1
San Francisco, CA 94105
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Alabama School of Law and University of Alabama School of Law
Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...
William F. Capps
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Los Angeles, CA Securities Law Attorney with 45 years experience
(310) 201-3513 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
Antone F. Johnson
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San Francisco, CA Securities Law Attorney with 21 years experience
(415) 729-5405 169 11th Street
San Francisco, CA 94103
Free ConsultationSecurities, Business, Communications and Entertainment & Sports
Columbia Law School
For nearly 20 years, Antone Johnson has served as lawyer, advisor, executive and advocate for emerging growth technology/digital media ventures, founders and investors in a diverse range of business and intellectual property matters. Raised in Menlo Park and Palo Alto, California, suffused with Silicon Valley's unique culture of innovation, he came of age professionally during the Internet explosion of the late 1990s, an entrepreneurial crucible of unprecedented wealth and job creation, reinvention of countless industries, and related venture capital and Wall Street dealmaking. Antone was fortunate to have a ringside seat at major Los Angeles and Silicon Valley law firms,...
Ansel Jay Halliburton
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San Francisco, CA Securities Law Lawyer with 6 years experience
(415) 955-1155 150 Post Street
Suite 520
San Francisco, CA 94108
Free ConsultationSecurities, Business, Communications and IP
University of California, Davis, School of Law
Matthew Ryan Wilson Esq
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Los Angeles, CA Securities Law Lawyer with 18 years experience
(310) 623-4562 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Securities, Arbitration & Mediation and Stockbroker Fraud
University of Virginia
Matthew R. Wilson is a managing partner at Meyer Wilson, LPA. Born in Circleville, Ohio, he earned his B.A. in Philosophy from Denison University in 1997 graduating magna cum laude, Phi Beta Kappa. He went on to attend law school at the University of Virginia in Charlottesville, Virginia, where he earned his J.D. in 2000. After law school, Mr. Wilson spent two years working for Vorys, Sater, Seymour, & Pease LLP and another four years working for the international law firm Jones Day. During that time, he defended many of the world's largest financial institutions and other corporations in a variety...
Lynne Paynter Bolduc
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Irvine, CA Securities Law Lawyer with 23 years experience
(949) 788-8900 16148 Sand Canyon Ave
Irvine, CA 92618
Free ConsultationSecurities and Business
Western State College of Law at Argosy University
Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.
Brett Gregory Evans
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Tustin, CA Securities Law Lawyer with 12 years experience
(844) 443-5229 180 E. Main Street
Suite 104
Tustin, CA 92705
Securities, Arbitration & Mediation, Business and Energy
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans & Kob, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
Samuel B. Edwards
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San Francisco, CA Securities Law Lawyer with 17 years experience
(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Georgetown University Law Center
Sam Edwards is a partner at SSEK and has developed a wide-ranging practice representing individuals and institutions from the United States and almost every continent in the world in investment and financial disputes. Over the last decade, that representation has included hundreds of clients who range from retirees that have lost their life savings, to community banks and credit unions who have been defrauded by Wall Street in investment schemes or bad products, to states and municipalities defrauded by investment banks.

The cases Mr. Edwards has worked on include claims for unsuitable investment recommendations, churning, misrepresentations and outright fraud. The investments...
Ross D. Meador
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Irvine, CA Securities Law Attorney with 31 years experience
(415) 713-0441 5151 California Ave.
Suite 100
Irvine, CA 92617-3059
Free ConsultationSecurities, Business and International
University of California, Berkeley School of Law

CKR Law Orange County Office is focused on helping and protecting dynamic young companies. We understand technology and the business issues involving software, hardware, internet, and media. With an entrepreneurial mindset, we partner with our clients throughout the growth cycle, from the startup phase to exit strategy. We provide strategic advice on business structure and business plans, facilitate and document financing transactions, and attend to the myriad of details in commercial negotiations and documentation so our clients can sleep better at night. As a legal team with a business focus, we respect the need to act with agility, efficiency...
Ronald Altman
Claimed Lawyer ProfileBlawgsearch
Los Angeles, CA Securities Law Lawyer with 34 years experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
University of San Francisco School of Law and University of California - Berkeley
Sean T Prosser
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San Diego, CA Securities Law Lawyer with 26 years experience
(858) 720-5773 11988 El Camino Real
Suite 350
San Diego, CA 92130-2594
Free ConsultationSecurities, Business, Stockbroker Fraud and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Perkins Coie’s White Collar, Government Investigations and Securities Litigation practices in Southern California. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and...
John P. Kennedy
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La Jolla, CA Securities Law Lawyer with 4 years experience
(858) 456-3811 7979 Ivanhoe Ave.
Suite 400
La Jolla, CA 92037
Securities, Bankruptcy, Business and Health Care
University of Southern California Gould School of Law and California Western School of Law
John P. “Jack” Kennedy is a partner at Lee, Shome & Kennedy LLP. Mr. Kennedy engages in both transactional and litigation matters on behalf of his clientele. His practice primarily focuses on mergers, acquisitions, reorganizations, securities regulations, contract negotiations, and general corporate law. He is licensed to practice law in California and Washington D.C. Mr. Kennedy has represented both private and publicly held companies in a wide range of transactions. Some of his notable transactions include: negotiating the stock purchase of a subsidiary of an internet technology company from a publicly- traded corporation through a 338(h)(10) election; redeeming the...
Andrew H. Raines
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Los Angeles, CA Securities Law Attorney with 34 years experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Georgetown University Law Center
David Young
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Los Angeles, CA Securities Law Lawyer with 53 years experience
(310) 575-0308 11845 W. Olympic Blvd., Suite 1110
Los Angeles, CA 90064
Securities, Antitrust, Business and Environmental
Mr. Young is a graduate of Harvard College and The Cornell Law School. He was Law Clerk to the Chief Justice of the Supreme Court of Alaska, and Assistant Attorney General of Alaska. Mr. Young was a member of the legal team involved in the structuring and financing of the Trans-Alaska Oil Pipeline, one of the largest construction projects in the United States. He was further involved in the litigation which allowed the Trans-Alaska Oil Pipeline to be successfully built. Besides business transactions and litigation, Mr. Young is experienced in complex litigation against State and Federal Governments and Agencies, including...
Jeffrey Wittenberg Jeffrey Wittenberg
Claimed Lawyer Profile
Santa Monica, CA Securities Law Attorney with 16 years experience
(877) 352-2010 2665 Main Street, Suite 240B
Santa Monica, CA 90405
Free ConsultationSecurities, Business and Stockbroker Fraud
University of California - Berkeley
Mr. Wittenberg began a career on Wall Street 20 years ago. He then attended Berkeley Law where he focused his legal education and securities and business transactions. Upon graduating, Mr. Wittenberg was recruited by large law firms to work on tens of billions of dollars of securities offerings and business transactions. Mr. Wittenberg founded Wittenberg Law several years ago to provide more personalized service to people who are seeking representation from a law firm who will champion their cause, provide strategies and diligence that will achieve their goals, and assist in helping them be winners.
Samantha Smith
Claimed Lawyer Profile
Irvine, CA Securities Law Attorney with 14 years experience
(949) 379-6250 9811 Irvine Center Dr
Suite 100
Irvine, CA 92618
Free ConsultationSecurities, Consumer, Employment and Products Liability
University of California - Hastings College of the Law
Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products.

Prior to joining Aegis Law Firm, Ms. Smith worked with the Hon. Scott B. Cooper at The Cooper Law Firm prior to him being appointed to a judgeship with the Orange County Superior Court, where they represented employees and consumers in wage and hour and consumer...
Anthony F. Geraci
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Irvine, CA Securities Law Attorney with 13 years experience
(949) 379-2600 90 Discovery
Irvine, CA 92618
Securities, Business and Real Estate
Chapman Univ School of Law
Anthony Geraci is the managing partner of the Geraci Law Firm. He is a leading expert in mortgage lending and securities law and has authored numerous articles on real estate finance and securities subjects. Mr. Geraci is a leader in creating national mortgage pools and mortgage funds as well as sophisticated net branching arrangements among several mortgage companies.
Inna Efimchik
Claimed Lawyer ProfileSocial Media
Redwood City, CA Securities Law Lawyer with 13 years experience
(650) 298-6014 541 Jefferson Ave
Suite 100
Redwood City, CA 94063
Securities, Business and Health Care
Inna Efimchik has a corporate and securities practice, focusing on emerging growth companies and venture capital firms. Her practice includes general corporate counseling and securities advising, venture capital financings, debt transactions, corporate partnerships, and mergers and acquisitions. During her practice she has represented companies in a wide range of industries, including software, internet, mobile, life sciences, biotechnology, medical device, communications and clean technology. Prior to joining Emergence Law Group, Inna Efimchik practiced corporate and securities law in the emerging companies groups at Cooley LLP and, previously, at Heller Ehrman Venture Law Group. In 2005, Inna Efimchik earned a J.D. from University...
Mark Anchor Albert
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Los Angeles, CA Securities Law Attorney with 30 years experience
(213) 699-1355 800 W 6th St #1220
Los Angeles, CA 90017
Securities, Appeals, Business and Stockbroker Fraud
University of California, Berkeley School of Law
Peter Marshall
Claimed Lawyer ProfileBlawgsearchSocial Media
Los Angeles, CA Securities Law Attorney
(310) 424-4082 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Kevin K. Hull
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Irvine, CA Securities Law Lawyer with 18 years experience
(949) 478-4855 9891 Irvine Center Dr Ste 200
Irvine, CA 92618
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
The Catholic University of America Columbus School of Law
Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...
James Rylee Deen
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Palm Springs, CA Securities Law Attorney with 41 years experience
(707) 230-1237 1714 Capri Cir
Palm Springs, CA 92264
Securities, Antitrust and Business
Stanford University
I was born in Louisiana and raised in Eastern Arkansas. I was fortunate to receive both my undergraduate education and legal training at leading private universities in the Midwest and California. I also studied for a year in Europe. I have been admitted to practice law in three major U.S. jurisdictions, each of which plays an important role in the commercial life of this country. My knowledge of both business and business law is extensive, having been gained through work in a large corporate law firm, as an in-house attorney for a leading multinational corporation,...
Hamid R. Rafatjoo
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Los Angeles, CA Securities Law Lawyer with 23 years experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Bankruptcy and Business
Loyola Law School, Los Angeles and University of California - Irvine
David Michael Syme
Claimed Lawyer Profile
San Francisco, CA Securities Law Attorney with 4 years experience
(415) 409-8049 388 Market St.
13th Floor
San Francisco, CA 94114
Securities, Business and Real Estate
University of San Francisco School of Law
Paul W. Thomas
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Carlsbad, CA Securities Law Attorney with 31 years experience
(800) 797-9888 2943 Jefferson Street
Carlsbad, CA 92008
Securities and Stockbroker Fraud
University of Florida College of Law
Mr. Thomas graduated from the University of Florida in 1984 and received his Juris Doctorate from the University of Florida College of Law in December 1987. He became a member of the California Bar in 1988. With over 1,500 cases and 26 years of experience in every type of investment case Mr. Thomas has a proven track record of success. As an advocate for investors Mr. Thomas utilizes his extensive experience and knowledge of the securities and commodities markets as a former licensed Series 7 stockbroker and Series 3 commodities broker with Shearson Lehman Brothers. His professional memberships include the...
Glenn Fuller
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Los Angeles, CA Securities Law Attorney with 26 years experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Glenn Fuller is a partner and business lawyer with Raines Feldman LLP, where his practice centers on a wide array of matters including real estate acquisition, financing, and leasing of a variety of commercial urban and regional development, redevelopment and revitalization projects.
Gordon Craig Young
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Danville, CA Securities Law Attorney with 26 years experience
(925) 314-9999 318-C Diablo Road
Danville, CA 94526
Free ConsultationSecurities, Arbitration & Mediation, Probate and Stockbroker Fraud
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
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