Diamond Bar Securities Lawyers

Compare 15 top rated California attorneys serving Diamond Bar.
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William F. Capps
PREMIUM
William F. Capps
Securities Lawyer Serving Diamond Bar, CA
Jeffer Mangels Butler & Mitchell LLP – Corporate Lawyer
Bill Capps represents corporate, insurance and banking clients with an emphasis on securities matters and corporate governance. His experience includes serving substantial corporate clients as outside general counsel. Read More »
William Newman
PREMIUM
William Newman
Securities Lawyer Serving Diamond Bar, CA
California Securities Law Lawyer
University of California, Berkeley School of LawCalifornia
Catherine DeBono Holmes
PREMIUM
Catherine DeBono Holmes
Securities Lawyer Serving Diamond Bar, CA
Jeffer Mangels Butler & Mitchell LLP – Business and Investment Capital Lawyer
Cathy Holmes is chair of JMBM's Investment Capital Law Group and author of the Investment Law Blog. She helps businesses worldwide to raise, invest and manage capital from U.S. and non-U.S. investors. Read More »
Steve A. Buchwalter
PREMIUM
Steve A. Buchwalter
Securities Lawyer Serving Diamond Bar, CA
California Securities Law Attorney with 31 years of experience
Steve Buchwalter has been protecting investors in Southern California for over 25 years. He advocates for individuals, non-profits and corporations in Securities Law, Arbitration & Mediation, and Stockbroker &... Read More »
Brett Gregory Evans
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Brett Gregory Evans
Anaheim, CA Securities Law Lawyer with 18 years of experience
(844) 443-5229 155 N Riverview Drive
Suite 223
Anaheim, CA 92808
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
Josette Marie Morlas
Brea, CA Securities Law Attorney with 22 years of experience
(714) 854-8400 2929 E Imperial Hwy
170
Brea, CA 92821
Securities, Antitrust, Business and Construction
UCLA School of Law and University of Michigan Law School
Lina Davidian
Pasadena, CA Securities Law Lawyer with 22 years of experience
(626) 765-2024 3465 E Foothill Blvd
Pasadena, CA 91107
Securities, Antitrust and Business
UCLA School of Law
Paul Vladimir Konovalov
Orange, CA Securities Law Attorney with 26 years of experience
(657) 236-5468 3800 W Chapman Ave
Orange, CA 92868
Securities, Business and Legal Malpractice
University of California College of the Law, San Francisco
Cynthia Francisca Filippone
Duarte, CA Securities Law Lawyer with 25 years of experience
(213) 430-6157 1500 E Duarte Rd
Duarte, CA 91010
Securities and Antitrust
Loyola Law School, Los Angeles and Loyola Law School, Los Angeles
Peter John Mort
Corona, CA Securities Law Attorney with 42 years of experience
(951) 987-8100 9 KPC Pkwy
301
Corona, CA 92879
Securities, Business, Construction and Real Estate
University of Connecticut School of Law
Christy Lin Shen
San Marino, CA Securities Law Attorney with 18 years of experience
(213) 373-4188 2445 Huntington Dr
STE B
San Marino, CA 91108
Securities and Business
The University of Chicago Law School
Ryan Christopher Hochgesang
Alhambra, CA Securities Law Attorney with 20 years of experience
(213) 485-1234 2015 Chestnut St
Alhambra, CA 91803
Securities and Business
University of Michigan Law School
Jason David Bosch
Alhambra, CA Securities Law Lawyer with 20 years of experience
(213) 300-1269 2115 Montezuma Ave
Alhambra, CA 91803
Securities, Business and Insurance Defense
University of Southern California Gould School of Law
Angela Kathleen Knarr
Orange, CA Securities Law Lawyer with 22 years of experience
(877) 557-4239 1421 N Wanda Rd
SUITE 120-V21
Orange, CA 92867
Securities and Employment
Harvard Law School
Ryan Alexander
PREMIUM
Ryan Alexander
Securities Lawyer Serving Diamond Bar, CA
California Securities Law Attorney with 21 years of experience
The John Marshall Law SchoolIllinois, United States Patent & Trademark Office, California and Texas
Mark Anchor Albert
PREMIUM
Mark Anchor Albert
Securities Lawyer Serving Diamond Bar, CA
California Securities Law Attorney with 36 years of experience
For over 30 years, Mark Anchor Albert has consistently achieved outstanding results for his clients in complex business litigation and trials. He has been instrumental in obtaining hundreds of millions of dollars in... Read More »
Susanna Ripken
Orange, CA Securities Law Attorney
(714) 628-2568 One University Drive
Orange, CA 92866
Securities and Business
UCLA School of Law
Tristan Nicole Reyes Close
Rosemead, CA Securities Law Lawyer
(626) 302-2883 2244 Walnut Grove Ave
Rosemead, CA 91770
Securities
University of Pennsylvania Law School and University of Pennsylvania Law School
Randall James Clement
Fullerton, CA Securities Law Lawyer with 26 years of experience
(714) 882-5794 201 W Whiting Ave
Fullerton, CA 92832
Securities, Business, Employment and IP
UCLA School of Law
Amber Nicole Woo
Orange, CA Securities Law Attorney with 9 years of experience
(714) 620-2350 625 The City Drive South
Suite 190
Orange, CA 92868
Securities and Probate
John Minton Newell
Sierra Madre, CA Securities Law Attorney
(415) 395-8034 80 W Sierra Madre Blvd # 419
Sierra Madre, CA 91024
Securities, Business and Health Care
University of Michigan Law School and University of Michigan Law School
Richard  Frankowski
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Richard Frankowski
(310) 906-4886 633 West 5th Street
Suite 26142
Los Angeles, CA 90071
Free ConsultationOffers Video ConferencingVideo ConfLos Angeles, CA Securities Law Lawyer with 23 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
University of Alabama School of Law and University of Alabama School of Law
Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...
John Jahrmarkt
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John Jahrmarkt
Los Angeles, CA Securities Law Attorney with 32 years of experience
(310) 226-7676 2049 Century Park E
#2525
Los Angeles, CA 90067
Free ConsultationSecurities, Business, Insurance Claims and Personal Injury
Benjamin N. Cardozo School of Law
John Jahrmarkt, Esq. is the owner and managing partner of Jahrmarkt & Associates. John has more than 20 years of experience handling all kinds personal injury claims - from complicated catastrophic injuries to garden variety "soft tissue" pain. John knows how the insurance industry works and the steps their adjusters can take to protect their profits. All of our accident and injury claims are managed by John, experienced in fighting back against any low-ball insurance offers. We have recovered a number of multi-million dollar rewards for our clients, and we have established a reputation for excellence and professionalism...
Ryan Nerney
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Ryan Nerney
Ladera Ranch, CA Securities Law Attorney
(619) 357-7600 999 Corporate Drive
Suite 100
Ladera Ranch, CA 92694
Securities, Employment and Military
Arizona Summit Law School
Ryan C. Nerney, Esq. is a Senior Associate in the San Diego office of Tully Rinckey PLLC, where he focuses his practice primarily on national security law, with experience in federal employment and military matters. Ryan represents clients who have security clearance issues against agencies such as CIA, NSA, DIA, DOD, NRO, and DOE. He has represented numerous clients in security clearance revocation proceedings and has a proven record of saving clients’ jobs, as well as anticipating and resolving potential future issues with their security clearances.

Prior to joining Tully Rinckey PLLC, Ryan spent more than five years representing clients in...
James Eric Kirkland
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James Eric Kirkland
Los Angeles, CA Securities Law Attorney with 33 years of experience
(424) 265-7344 555 W. 5th Street
35th Floor
Los Angeles, CA 90013
Securities, Business, Cannabis Law and Trademarks
Pepperdine University School of Law
I am the founder of Kirkland Law PC, and I have the privilege of representing fast-growing companies in the US and Canada as well as private equity funds in the emerging cannabis industry. I provide a broad array of legal services with a focus on corporate structure, private offerings, secured debt financing, and tax matters. I have been the lead attorney on over $260 million in private offerings for cannabis companies since May of 2016. I also handle licensing agreements, equity incentive plans, and other legal issues that businesses face as they expand. I also assist companies through the arduous...
Jeremy Scott Hyndman
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Jeremy Scott Hyndman
Los Angeles, CA Securities Law Attorney with 16 years of experience
(800) 487-4660 Union Bank Plaza
445 S. Figueroa St., Suite 2700
Los Angeles, CA 90071
Free ConsultationSecurities, Business, Real Estate and Stockbroker Fraud
Emory University School of Law
My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.
Joshua Kroot
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Joshua Kroot
Los Angeles, CA Securities Law Lawyer with 14 years of experience
(213) 677-0856 355 South Grand Avenue
Suite 2450
Los Angeles, CA 90071
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Bankruptcy and Business
University of Southern California Gould School of Law
Business attorney with demonstrated record of success in high-stakes litigation. Adviser to multi-national corporations, growth-focused startups, closely held companies and non-governmental organizations. Skilled in dispute resolution, class actions, insurance, financial and regulatory actions. Experience growing businesses from idea to exit. Founder of and adviser to multiple companies in U.S. and abroad.
Glenn Fuller
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Glenn Fuller
Los Angeles, CA Securities Law Attorney with 32 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Glenn Fuller is a partner and business lawyer with Raines Feldman LLP, where his practice centers on a wide array of matters including real estate acquisition, financing, and leasing of a variety of commercial urban and regional development, redevelopment and revitalization projects.
Kresimir Peharda
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Kresimir Peharda
Santa Monica, CA Securities Law Lawyer with 29 years of experience
(424) 258-0643 1659 11th St
Ste 201
Santa Monica, CA 90404
Securities, Business, Cannabis Law and Real Estate
Pepperdine Univ School of Law and Pepperdine University School of Law
Kresimir Peharda is a corporate and M&A attorney.

Kresimir advises on commercial agreements, corporate and corporate governance, investment, M&A, and securities. He represents private equity funds, multi state operators, and public companies in acquisitions and vertically integrated companies in sales, financing and reorganization transactions.

Kresimir has represented companies in all stages of development from start-ups to public reporting companies in various industries including education, healthcare, real estate, technology and software. His clients benefit from his experience representing public companies and hands-on operational experience in three start-ups, two in healthcare and one in real estate.

His clients...
Mark Anchor Albert
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Mark Anchor Albert
Los Angeles, CA Securities Law Attorney with 36 years of experience
(213) 699-1355 445 S Figueroa St
#3100
Los Angeles, CA 90071
Securities, Appeals, Business and Stockbroker Fraud
University of California, Berkeley School of Law
For over 30 years, Mark Anchor Albert has consistently achieved outstanding results for his clients in complex business litigation and trials. He has been instrumental in obtaining hundreds of millions of dollars in recoveries for his clients from corporations and their insurance carriers in difficult cases involving complicated liability, damages, and related insurance coverage issues. He also has successfully defended companies and individuals facing hundreds of millions, even billions of dollars in potential liability, often succeeding in having difficult cases dismissed by motion before trial, or otherwise obtaining deeply discounted settlements on favorable terms.

Mr. Albert provides sophisticated legal services for...
Sean T Prosser
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Sean T Prosser
Los Angeles, CA Securities Law Lawyer with 31 years of experience
(424) 259-4004 2029 Century Park East
Suite 3100
Los Angeles, CA 90067
Free ConsultationSecurities, Administrative, Stockbroker Fraud and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
Catherine DeBono Holmes
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Catherine DeBono Holmes
Los Angeles, CA Securities Law Attorney with 47 years of experience
(310) 201-3553 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
Catherine D. Holmes is an accomplished Business and Securities Law attorney, concentrating on Finance and Investment Law matters. With clients all over the world, she advises on raising, investing and managing capital from both U.S. and non-U.S. investors.

Cathy has practiced law for over 40 years. With a wealth of knowledge and skill, she is dedicated to providing exceptional legal representation. Cathy has been recognized for her extensive experience and success, having been named a Southern California Super Lawyer for 10 years. In addition, Cathy was honored by EB5 Investors Magazine as among the Top 15 Corporate Attorneys in 2017 and...
David Meyer
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David Meyer
Los Angeles, CA Securities Law Attorney with 29 years of experience
(800) 738-1960 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Free ConsultationSecurities, Business, Consumer and Stockbroker Fraud
Capital University Law School and Capital University
Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors’ Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was included in the list of Best...
Michael N. Steuch
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Michael N. Steuch
Los Angeles, CA Securities Law Lawyer with 26 years of experience
(310) 712-6817 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California - Los Angeles
Michael N. Steuch is a Business Law attorney specializing in Mergers & Acquisitions, Equity & Debt Financing, and Outside General Counsel matters. With over 20 years of experience, he provides California businesses with trusted legal advocacy.

A highly skilled professional, Michael is committed to superior representation focused on meeting the needs of his clients. Visit his website to see representative experience and transactions, or call for a consultation.

Michael earned his J.D. from UCLA in 1998. He has been recognized by M&A Advisor and named a Southern California Rising Star by Los Angeles Magazine.
Barry L. Burten
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Barry L. Burten
Los Angeles, CA Securities Law Attorney with 50 years of experience
(310) 785-5359 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities, Bankruptcy, Business and Health Care
Harvard Law School
I am a highly experienced California Business attorney. My practice areas include General Corporate, Bankruptcy, Financing, Health Care, Real Estate and Securities Law matters. I represent sellers and purchasers, in addition to serving as outside counsel.

With over 40 years of experience, I provide skilled and knowledgeable counsel. I am committed to the highest level of service and legal advocacy. Visit my website to see representative cases and arrange a consultation.
Lynne Paynter Bolduc
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Lynne Paynter Bolduc
Irvine, CA Securities Law Lawyer with 29 years of experience
(949) 788-8900 16148 Sand Canyon Ave
Irvine, CA 92618
Free ConsultationSecurities and Business
Western State College of Law at Argosy University
Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.
Steve A. Buchwalter
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Steve A. Buchwalter
Encino, CA Securities Law Attorney with 31 years of experience
(818) 501-8987 16133 Ventura Blvd
#700
Encino, CA 91436
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of La Verne College of Law
Steve Buchwalter has been protecting investors in Southern California for over 25 years. He advocates for individuals, non-profits and corporations in Securities Law, Arbitration & Mediation, and Stockbroker & Investment Fraud matters. Additionally, he assists businesses with legal formation and legal disputes.

Steve brings unique insight and understanding to his representation as a former licensed commodity trading adviser and stockbroker. Recognized as an expert in his field, he has successfully resolved over 400 cases. In 2009, Steve received the largest California judgement of 4.2 billion for his client.

Steve is dedicated to providing legal representation with commitment and integrity. Contact Steve...
Anthony James Dispoto
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Anthony James Dispoto
Newport Beach, CA Securities Law Attorney with 8 years of experience
(714) 337-6389 2424 SE Bristol St., Suite 300
Newport Beach, CA 92660
Free ConsultationSecurities, Business, Employment and Real Estate
University of San Diego School of Law
Experienced attorney with a demonstrated knowledge of commercial real estate, business and corporate law. Skilled in contract drafting and review, legal research and negotiations. Strong customer service focus and desire to help all individuals.

Education:

-Bachelor's of Arts in Business Management with emphasis in Legal Studies from California State University, Fullerton

-Juris Doctorat with emphasis in Corporate and Business Law from University of San Diego, School of Law
William F. Capps
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William F. Capps
Los Angeles, CA Securities Law Attorney with 51 years of experience
(310) 201-3513 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
I am an experienced California Business and Securities Law attorney. I am committed to solving complex business issues for clients from a wide range of industries.

For over 40 years, my practice has been focused on effectively solving problems and creating solutions. I am dedicated to guiding my clients towards achievement of their business goals.
Samantha Smith
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Samantha Smith
Irvine, CA Securities Law Attorney with 20 years of experience
(949) 379-6250 9811 Irvine Center Dr
Suite 100
Irvine, CA 92618
Free ConsultationSecurities, Consumer, Employment and Products Liability
University of California College of the Law, San Francisco
Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products.

Prior to joining Aegis Law Firm, Ms. Smith worked with the Hon. Scott B. Cooper at The Cooper Law Firm prior to him being appointed to a judgeship with the Orange County Superior Court, where they represented employees and consumers in wage and hour and consumer...
Chad Michael Kohler
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Chad Michael Kohler
Los Angeles, CA Securities Law Lawyer with 23 years of experience
(310) 623-4562 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Securities, Arbitration & Mediation and Stockbroker Fraud
Case Western Reserve University
Chad M. Kohler, an associate attorney at Meyer Wilson, LPA, was born in Sidney, Ohio. He attended the University of Dayton and graduated cum laude in 1998 with a B.A. After earning his undergraduate degree, he attended the Case Western Reserve University School of Law and earned his J.D. in 2001. After graduating from law school, Mr. Kohler focused his practice on business litigation involving contracts, fiduciary relationships, and business torts. Later, he worked as a stockbroker at one of the nation's largest brokerage firms and obtained his Series 7, 63, and 65 securities licenses. In addition, Mr. Kohler has managed regulatory...
Nicholas J Guiliano
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Nicholas J Guiliano
Los Angeles, CA Securities Law Lawyer with 28 years of experience
(877) 732-2889 1260 South Soto Street, Suite 7
Los Angeles, CA 90023
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation and Stockbroker Fraud
Temple University Beasley School of Law
We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.
Ronald Altman
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Ronald Altman
Los Angeles, CA Securities Law Lawyer with 40 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
University of San Francisco School of Law and University of California - Berkeley
Stanley C. Morris
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Stanley C. Morris
Santa Monica, CA Securities Law Lawyer with 34 years of experience
(310) 394-2828 201 Santa Monica Blvd
Santa Monica, CA 90401
Free ConsultationSecurities
Washington & Lee Univ School of Law
Mr. Morris is a former SEC Enforcement Attorney. He specializes in complex securities litigation with special emphasis in representing issuers, officers and directors, investment funds, analysts, and brokers in connection with Securities and Exchange Commission and Financial Industry Regulatory Authority investigations, litigation, and arbitration.
Val D. Hornstein
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Val D. Hornstein
Los Angeles, CA Securities Law Lawyer with 39 years of experience
(415) 454-1490 16133 Ventura Blvd.
Suite 1220
Los Angeles, CA 91436
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
The George Washington University Law School
Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.
Andrew H. Raines
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Andrew H. Raines
Los Angeles, CA Securities Law Attorney with 40 years of experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Georgetown University Law Center
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