Monterey County Securities Lawyers

Compare top rated California attorneys serving Monterey County.
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Gary Linn Romel II
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Gary Linn Romel II
Monterey County, CA Securities Law Lawyer
485 Spencer St Apt A
Monterey, CA 93940
Securities and Business
Margaret Lee Thum
Monterey County, CA Securities Law Lawyer with 27 years of experience
(831) 275-0974 PO BOX 991
PEBBLE BEACH, CA 93953
Securities and Business
University of California College of the Law, San Francisco
William J. Leatherberry
Monterey County, CA Securities Law Lawyer with 27 years of experience
(831) 642-9300 2511 Garden Rd
Monterey, CA 93940
Securities, Business and Communications
SMU Dedman School of Law
Crystal Mothershead Gaudette
Monterey County, CA Securities Law Lawyer with 17 years of experience
(831) 373-7500 24591 Silver Cloud Ct
STE 200
Monterey, CA 93940
Securities, Business and Criminal
University of California, Davis, School of Law
Bernard Vogel III
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Bernard Vogel III
Santa Clara County, CA Securities Law Attorney with 41 years of experience
(408) 573-5700 One North Market St.
Suite 200
San Jose, CA 95113
Securities, Business and Tax
Santa Clara University School of Law and University of California - Los Angeles
Bernie Vogel is a shareholder and the CEO and President of Silicon Valley Law Group. His practice emphasizes complex corporate transactions, investment financings, mergers and acquisitions, as well as the formation and maintenance of partnerships and limited liability companies. He provides ongoing business counseling to a variety of entities, ranging from venture capital firms and start up high tech and biotech companies. Advices on directors & officers liability, corporate governance, stock option plans, licensing, and contracts, as well as advice on complex tax issues with respect to transaction structuring, entity formation, reorganizations, and business succession planning. Before practicing law, Bernie...
Karen (Xiaorong) Chen
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Karen (Xiaorong) Chen
Santa Clara County, CA Securities Law Lawyer
(408) 441-7500 1754 Technology Drive
Suite 135
San Jose, CA 95110
Securities, Business and Real Estate
Santa Clara University School of Law
Pinakin Milind Masurekar
Claimed Lawyer ProfileSocial Media
Pinakin Milind Masurekar
Santa Clara County, CA Securities Law Lawyer with 20 years of experience
(650) 353-7744 2570 N 1st St, Suite 200
San Jose, CA 95131
Securities, Business, Employment and International
Chicago-Kent College of Law, Illinois Institute of Technology and Government Law College
Terry Turner Johnson
Santa Clara County, CA Securities Law Attorney
(408) 257-9426 12153 Candy Ln
Saratoga, CA 95070
Securities and Business
University of California, Berkeley School of Law and University of California Berkeley Boalt Hall School of Law
Daniel Christopher Freed
Santa Clara County, CA Securities Law Lawyer with 19 years of experience
(213) 485-1234 5301 Stevens Creek Blvd
Santa Clara, CA 95051
Securities, Antitrust, Criminal and Health Care
Cornell Law School
Gabriel Jonathan Lowenkron
Santa Clara County, CA Securities Law Attorney with 19 years of experience
1 Infinite Loop
4I
Cupertino, CA 95014
Securities and Business
Yale Law School
Robert Dunn
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Robert Dunn
Santa Clara County, CA Securities Law Lawyer
(408) 889-1690 99 South Almaden Boulevard
Suite 642
San Jose, CA 95113
Securities, Antitrust, Appeals and Consumer
The University of Chicago Law School
Andrew Milton Farthing
Santa Clara County, CA Securities Law Attorney with 18 years of experience
(650) 328-4600 1 Apple Park Way
2NYJ
Cupertino, CA 95014
Securities, Business and Consumer
University of Southern California Gould School of Law and University of Southern California Gould School of Law
Sara May Folchi
Santa Clara County, CA Securities Law Attorney with 20 years of experience
(650) 473-2690 717 Paula Terrace
San Jose, CA 95126
Securities
University of California, Berkeley School of Law
Roya Shakoori
Santa Clara County, CA Securities Law Attorney with 18 years of experience
240 E Hacienda Ave
Campbell, CA 95008
Securities, Bankruptcy, Construction and Health Care
Lincoln Law School of San Jose
Kristin Anne Dillehay
Santa Clara County, CA Securities Law Lawyer
16291 Roseleaf Ln
Los Gatos, CA 95032
Securities and Business
Santa Clara University School of Law
Jared Lee Kopel
Santa Clara County, CA Securities Law Attorney with 37 years of experience
(408) 291-5043 2033 Gateway Pl
300
San Jose, CA 95110
Securities and Business
New York University School of Law
Freeda Yllana Lugo
Santa Clara County, CA Securities Law Attorney with 17 years of experience
(408) 288-8288 333 W San Carlos St
1050
San Jose, CA 95110
Securities and Business
University of California, Berkeley School of Law and University of California Berkeley Boalt Hall School of Law
Theresa Ann Sutton
Santa Clara County, CA Securities Law Lawyer with 23 years of experience
(650) 614-7307 14435 Big Basin Way
Suite 217
Saratoga, CA 95070
Securities, Business, Employment and Entertainment & Sports
Santa Clara University School of Law
John David Pernick
Santa Clara County, CA Securities Law Lawyer with 32 years of experience
(408) 291-2253 111 N Market St
# 6
San Jose, CA 95113
Securities, Antitrust, Business and Health Care
University of Michigan Law School
Jason Arthur Whong
Santa Clara County, CA Securities Law Attorney with 26 years of experience
(650) 275-3281 22771 Stevens Creek Blvd
Cupertino, CA 95014
Securities, Business, Communications and Real Estate
New York University School of Law and Santa Clara University School of Law
Sarah Wager
Santa Clara County, CA Securities Law Attorney with 23 years of experience
(408) 715-7980 75 E Santa Clara St
1250
San Jose, CA 95113
Securities, Business and IP
Santa Clara University School of Law
Sugithra Somasekar
Santa Clara County, CA Securities Law Attorney with 17 years of experience
(408) 717-9374 5601 Great Oaks Pkwy
San Jose, CA 95119
Securities, Bankruptcy, Employment and Energy
University of California College of the Law, San Francisco
James Matthew Penning
Santa Clara County, CA Securities Law Attorney with 20 years of experience
(408) 642-6398 2502 Stevens Creek Blvd
San Jose, CA 95128
Securities, Antitrust, Bankruptcy and Entertainment & Sports
Santa Clara University School of Law
Dhaivat Hasmukh Shah
Santa Clara County, CA Securities Law Attorney with 25 years of experience
(408) 255-6310 20400 Stevens Creek Blvd
STE 280
Cupertino, CA 95014
Securities
University of San Diego School of Law
Jonathan Fraser Beardsley
Santa Clara County, CA Securities Law Attorney with 18 years of experience
(415) 395-8186 70 W Hedding St
San Jose, CA 95110
Securities, Antitrust, Business and Criminal
Georgetown University Law Center
Shaina Loui Nishimoto
Santa Clara County, CA Securities Law Attorney with 17 years of experience
1 Infinite Loop
Stop 169-5MAL
Cupertino, CA 95014
Securities, Antitrust, Bankruptcy and Entertainment & Sports
Santa Clara University School of Law
Noelle Lynn Matteson
Santa Clara County, CA Securities Law Lawyer with 26 years of experience
(408) 433-6333 1320 Ridder Park Dr
San Jose, CA 95131
Securities and Business
Golden Gate University School of Law and Golden Gate University Law Review
Kirk G. Smith
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Kirk G. Smith
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSan Francisco County, CA Securities Law Attorney with 24 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law
As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...
Meghan Pratschler
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Meghan Pratschler
San Francisco County, CA Securities Law Attorney
(415) 335-9226 95 Third Street, Second Floor
San Francisco, CA 94103
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Business
University of Dayton
Attorney licensed in California but traveling the world. Business law, contracts, and emerging technology nerd. I'm a specialist in startups and technology, so we're a perfect match if you: - need a contract or agreement written or reviewed, even if it's not tech-related - are a DAO, startup, or established business looking for legal help (even funding related!) - are a software developer or working with software devs and programmers - are interested in or planning on issuing a crypto token - have a legal question unique to technology Currently, I run my own law firm, teach Transactional Drafting at UC Boulder Law as an...
Robert A. Kantas
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Robert A. Kantas
San Francisco County, CA Securities Law Lawyer with 27 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Stockbroker Fraud
Ansel Jay Halliburton
Claimed Lawyer ProfileQ&ASocial Media
Ansel Jay Halliburton
San Francisco County, CA Securities Law Lawyer with 11 years of experience
(415) 955-1155 150 Post Street
Suite 520
San Francisco, CA 94108
Free ConsultationSecurities, Business, Communications and IP
University of California, Davis, School of Law
Sonya Tien
Claimed Lawyer ProfileSocial Media
Sonya Tien
San Francisco County, CA Securities Law Attorney with 12 years of experience
(888) 988-6613 580 California Street
12th Floor
San Francisco, CA 94104
Free ConsultationSecurities, Arbitration & Mediation, Business and Personal Injury
Columbia Law School
Sonya Tien leads her law firm's litigation, corporate, personal injury, and intellectual property practices. She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships. Sonya was named a Rising Star by Super Lawyers since 2020, Top 40 Under 40 Civil Plaintiffs' Lawyers, and Top 100 Civil Trial Lawyers by The National Trial Lawyers. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the...
Ryan S. Cook
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Ryan S. Cook
San Francisco County, CA Securities Law Lawyer with 12 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Offers Video ConferencingVideo ConfSecurities, Elder, Estate Planning and Stockbroker Fraud
South Texas College of Law
As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...
Antone F. Johnson
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Antone F. Johnson
Alameda County, CA Securities Law Attorney with 27 years of experience
(415) 729-5405 2081 Center Street
Berkeley, CA 94704
Free ConsultationSecurities, Business, Communications and Entertainment & Sports
Columbia Law School
For 24 years, Antone Johnson has served as lawyer, advisor, executive and advocate for emerging growth technology/digital media ventures, founders and investors in a diverse range of business and intellectual property matters. Raised in Menlo Park and Palo Alto, California, suffused with Silicon Valley's unique culture of innovation, he came of age professionally during the Internet explosion of the late 1990s, an entrepreneurial crucible of unprecedented wealth and job creation, reinvention of countless industries, and related venture capital and Wall Street dealmaking. Antone was fortunate to have a ringside seat at major Los Angeles and Silicon Valley law firms, followed...
William S. Shepherd
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William S. Shepherd
San Francisco County, CA Securities Law Attorney with 34 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Stockbroker Fraud
Georgetown University Law Center and South Texas College of Law
Marnie Cherie Lambert
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Marnie Cherie Lambert
San Francisco County, CA Securities Law Lawyer with 30 years of experience
(888) 203-7833 One Embarcadero Center
Suite 500
San Francisco, CA 94111
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Pepperdine University
Marnie C. Lambert, the founding member of Lambert Law Firm, LLC, is licensed to practice law in all state courts and federal district courts in Ohio and California. She has spent most of her legal career representing consumers in complex civil litigation, commercial litigation, securities litigation and class actions. She has also represented clients seeking recovery for personal injuries, wrongful death and various business torts. Ms. Lambert received her juris doctorate from Pepperdine University School of Law in 1992. She spent the first five years after law school working in Los Angeles, California for a large international law firm....
Michael L. Gallo
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Michael L. Gallo
San Francisco County, CA Securities Law Lawyer with 22 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Offers Video ConferencingVideo ConfSecurities, Business and Employment
University of California, Berkeley School of Law
Michael Gallo is a dedicated and skilled Business, Employment, and Securities Law Attorney with Sparer Law Group. Since 2002, he has represented clients in a broad array of areas involving securities, employment, employee raiding, trade secret, public utility ratemaking, and professional responsibility. His experience includes plaintiff and defendant class action matters as well. Mr. Gallo is committed to providing comprehensive representation for his clients' legal needs.

Mr. Gallo received his B.A. from Swarthmore College and M.A. from University of California at Berkeley. In 2001, he obtained his J.D. from the University of California at Berkeley, Boalt Hall School of Law. Mr....
Alan William Sparer
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Alan William Sparer
San Francisco County, CA Securities Law Attorney with 41 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Elder and Stockbroker Fraud
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
Mario Fausto
Claimed Lawyer Profile
Mario Fausto
San Mateo County, CA Securities Law Lawyer with 24 years of experience
(650) 948-6114 1001 Laurel Street
Suite C.
San Carlos, CA 94070
Free ConsultationSecurities, Business, IP and Real Estate
Santa Clara University School of Law
Gordon Craig Young
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Gordon Craig Young
Contra Costa County, CA Securities Law Attorney with 31 years of experience
(925) 314-9999 318-C Diablo Road
Danville, CA 94526
Free ConsultationSecurities, Arbitration & Mediation, Probate and Stockbroker Fraud
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
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