Pleasanton Securities Lawyers

Securities law attorneys understand the nuances of federal and state rules governing investment products like stocks and bonds. They can help industry actors ensure compliance with regulations or defend against lawsuits or enforcement actions, or they can help consumers bring claims based on alleged securities violations.

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Compare 31 top rated California attorneys serving Pleasanton.
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James L. Arrasmith
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James L. Arrasmith
Securities Lawyer Serving Pleasanton, CA
10.0Justia Lawyer Rating for James L. Arrasmith
Call me today for help with your securities law matter!
I understand the legal process can be complex and confusing, and I'm here to help you navigate the system. I provide quality representation and aggressive advocacy, and will work tirelessly to protect your rights. Read More »
Hans Peder Riegels
Livermore, CA Securities Law Lawyer with 18 years of experience
(650) 324-7171 101 Portola Ave
Livermore, CA 94551
Securities, Business and Health Care
University of California, Davis, School of Law and School of Law Medal
Ryan James Padden
San Ramon, CA Securities Law Attorney with 25 years of experience
(925) 842-5966 6001 Bollinger Canyon Rd
RM T-3252
San Ramon, CA 94583
Securities and Business
Georgetown University Law Center and Georgetown University Law Center
Christopher K Carlberg
San Ramon, CA Securities Law Attorney with 21 years of experience
(925) 790-2775 12657 Alcosta Blvd
Suite 500
San Ramon, CA 94583
Securities, Business, IP and International
Boston College International & Comparative Law Review and Boston College Law School
Courtney Marie Lynch
San Ramon, CA Securities Law Attorney with 33 years of experience
(925) 842-6474 6001 Bollinger Canyon Rd
San Ramon, CA 94583
Securities and Business
University of Southern California Gould School of Law
Tracey Margaret Luttrell
San Ramon, CA Securities Law Attorney with 23 years of experience
12657 Alcosta Blvd
STE 200
San Ramon, CA 94583
Securities and Business
McGill University Faculty of Law and McGill University Faculty of Law
Rachita Chatter
UNION CITY, CA Securities Law Attorney with 4 years of experience
(206) 981-6842 24 UNION SQ
APT 239
UNION CITY, CA 94587
Securities and Business
University of Southern California Gould School of Law
Gordon Craig Young
Claimed Lawyer ProfileSocial Media
Gordon Craig Young
Danville, CA Securities Law Attorney with 33 years of experience
(925) 314-9999 318-C Diablo Road
Danville, CA 94526
Free ConsultationSecurities, Arbitration & Mediation, Probate and Stockbroker Fraud
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
Pinakin Milind Masurekar
Claimed Lawyer ProfileSocial Media
Pinakin Milind Masurekar
San Jose, CA Securities Law Lawyer with 21 years of experience
(650) 353-7744 2570 N 1st St, Suite 200
San Jose, CA 95131
Securities, Business, Employment and International
Chicago-Kent College of Law, Illinois Institute of Technology and Government Law College
Scott  Levy
Claimed Lawyer Profile
Scott Levy
Oakland, CA Securities Law Attorney with 18 years of experience
(510) 588-1000 333 Hegenberger Rd Ste 500
Oakland, CA 94621
Securities, Antitrust and Consumer
Fordham University School of Law
Brendan P. Cullen
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Brendan P. Cullen
Palo Alto, CA Securities Law Lawyer
(650) 461-5650 1870 Embarcadero Road
Palo Alto, CA 94303
Free ConsultationSecurities, Antitrust, Arbitration & Mediation and Criminal
Stanford Law School
Anthony Gabriel Mauriello
Sunnyvale, CA Securities Law Attorney with 21 years of experience
(619) 757-5360 328 Gibraltar Dr
Sunnyvale, CA 94089
Securities and Business
Duke University School of Law
Jeffrey Steven Cannon
Milpitas, CA Securities Law Attorney with 27 years of experience
(408) 875-3000 1 Technology Dr
Milpitas, CA 95035
Securities and Business
Pepperdine University School of Law
Asaf Hussain Kharal
San Jose, CA Securities Law Lawyer with 26 years of experience
(408) 586-7935 180 Baytech Dr
San Jose, CA 95134
Securities and Business
University of Toronto Faculty of Law
Jessica Anne Hoogs
Fremont, CA Securities Law Attorney with 21 years of experience
(510) 413-2500 47900 Bayside Pkwy
Fremont, CA 94538
Free ConsultationSecurities, Business and Personal Injury
University of California College of the Law, San Francisco
Stephen Duane Oetgen
Alamo, CA Securities Law Lawyer with 31 years of experience
(858) 504-1414 247 Michelle Ln
Alamo, CA 94507
Securities and Business
Georgetown University Law Center
Francis Malana Jose
San Jose, CA Securities Law Lawyer with 21 years of experience
(510) 828-9894 385 River Oaks Pkwy
2106
San Jose, CA 95134
Securities and Business
Santa Clara University School of Law and Santa Clara University School of Law
John Lee Savva
Palo Alto, CA Securities Law Lawyer with 36 years of experience
(650) 461-5600 1870 Embarcadero Rd
Palo Alto, CA 94303
Securities, Business, Environmental and IP
Loyola Law School, Los Angeles and Loyola Law School, Los Angeles
Sarah Pieper Payne
Palo Alto, CA Securities Law Lawyer with 23 years of experience
(650) 461-5669 1870 Embarcadero Rd
Palo Alto, CA 94303
Securities
University of California, Berkeley School of Law and University of California, Berkeley School of Law
Alison Fleisher
Palo Alto, CA Securities Law Lawyer
(650) 461-5600 1870 Embarcadero Road
Palo Alto, CA 94303
Securities
University of Southern California Law School
Vik Varma
Palo Alto, CA Securities Law Attorney
(650) 461-5600 1870 Embarcadero Road
Palo Alto, CA 94303
Securities
University of Chicago Law School
Alexander Donald Phillips
San Jose, CA Securities Law Lawyer with 27 years of experience
(408) 890-3656 350 E Plumeria Dr
San Jose, CA 95134
Securities and Business
Cornell Law School
Carrie Thanh Duong
Milpitas, CA Securities Law Lawyer with 18 years of experience
(408) 596-6170 807 Alcosta Dr
Milpitas, CA 95035
Securities, Business and Health Care
University of California, Berkeley School of Law and University of California Berkeley Boalt Hall School of Law
Na'il Benjamin
Hayward, CA Securities Law Attorney with 19 years of experience
(510) 897-9967 1290 B St
301
Hayward, CA 94541
Securities, Antitrust, Business and Criminal
University of California College of the Law, San Francisco
Yakov Moldavskiy
HAYWARD, CA Securities Law Attorney with 6 years of experience
(510) 303-9307 921 FLETCHER LN
APT 204
HAYWARD, CA 94544
Securities, Business, Employment and International
University of California, Berkeley School of Law
Andrew Sean Glidden
SAN LEANDRO, CA Securities Law Lawyer with 4 years of experience
(310) 514-6902 2115 CLEVELAND ST
SAN LEANDRO, CA 94577
Securities and Business
University of California, Berkeley School of Law
Anne Marie Peters
San Jose, CA Securities Law Attorney with 26 years of experience
(408) 350-8819 50 Rio Robles
San Jose, CA 95134
Securities, Antitrust, Business and Employment
University of California, Davis, School of Law
Noelle Lynn Matteson
San Jose, CA Securities Law Lawyer with 27 years of experience
(408) 433-6333 1320 Ridder Park Dr
San Jose, CA 95131
Securities and Business
Golden Gate University School of Law and Golden Gate University Law Review
Theresa Fenelon Falk
Lafayette, CA Securities Law Lawyer
3443 Solana Ct
Lafayette, CA 94549
Securities, Business, Communications and Entertainment & Sports
The George Washington University Law School and George Washington University Law School
Theresa Jean Gibbons
San Leandro, CA Securities Law Attorney with 35 years of experience
(510) 351-1501 883 Douglas Dr
San Leandro, CA 94577
Securities, Administrative, Business and Consumer
Todd DuChene
Milpitas, CA Securities Law Lawyer
(408) 956-6590 847 Gibraltar Dr
Milpitas, CA 95035
Securities, Bankruptcy, Business and Tax
Neeraj Bhatia
SANTA CLARA, CA Securities Law Attorney with 3 years of experience
(408) 845-9411 4677 OLD IRONSIDES DR
STE 170
SANTA CLARA, CA 95054
Securities, Bankruptcy, Business and Immigration
Kirk G. Smith
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Kirk G. Smith
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSan Francisco, CA Securities Law Attorney with 26 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law
As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...
Meghan Pratschler
Claimed Lawyer ProfileOffers Video ConferencingSocial Media
Meghan Pratschler
San Francisco, CA Securities Law Attorney
(415) 335-9226 95 Third Street, Second Floor
San Francisco, CA 94103
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Business
University of Dayton
Attorney licensed in California but traveling the world. Business law, contracts, and emerging technology nerd. I'm a specialist in startups and technology, so we're a perfect match if you: - need a contract or agreement written or reviewed, even if it's not tech-related - are a DAO, startup, or established business looking for legal help (even funding related!) - are a software developer or working with software devs and programmers - are interested in or planning on issuing a crypto token - have a legal question unique to technology Currently, I run my own law firm, teach Transactional Drafting at UC Boulder Law as an...
Catherine DeBono Holmes
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Catherine DeBono Holmes
San Francisco, CA Securities Law Attorney with 48 years of experience
(415) 984-9632 Two Embarcadero Center
5th Floor
San Francisco, CA 94111
Securities and Business
University of California, Berkeley School of Law
Catherine D. Holmes is an accomplished Business and Securities Law attorney, concentrating on Finance and Investment Law matters. With clients all over the world, she advises on raising, investing and managing capital from both U.S. and non-U.S. investors.

Cathy has practiced law for over 40 years. With a wealth of knowledge and skill, she is dedicated to providing exceptional legal representation. Cathy has been recognized for her extensive experience and success, having been named a Southern California Super Lawyer for 10 years. In addition, Cathy was honored by EB5 Investors Magazine as among the Top 15 Corporate Attorneys in 2017 and...
Antone F. Johnson
Claimed Lawyer ProfileSocial Media
Antone F. Johnson
Berkeley, CA Securities Law Attorney with 28 years of experience
(415) 729-5405 2081 Center Street
Berkeley, CA 94704
Free ConsultationSecurities, Business, Communications and Entertainment & Sports
Columbia Law School
For 24 years, Antone Johnson has served as lawyer, advisor, executive and advocate for emerging growth technology/digital media ventures, founders and investors in a diverse range of business and intellectual property matters. Raised in Menlo Park and Palo Alto, California, suffused with Silicon Valley's unique culture of innovation, he came of age professionally during the Internet explosion of the late 1990s, an entrepreneurial crucible of unprecedented wealth and job creation, reinvention of countless industries, and related venture capital and Wall Street dealmaking. Antone was fortunate to have a ringside seat at major Los Angeles and Silicon Valley law firms, followed...
Alan William Sparer
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Alan William Sparer
San Francisco, CA Securities Law Attorney with 42 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Elder and Stockbroker Fraud
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
Bernard Vogel III
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Bernard Vogel III
San Jose, CA Securities Law Attorney with 42 years of experience
(408) 573-5700 One North Market St.
Suite 200
San Jose, CA 95113
Securities, Business and Tax
Santa Clara University School of Law and University of California - Los Angeles
Bernie Vogel is a shareholder and the CEO and President of Silicon Valley Law Group. His practice emphasizes complex corporate transactions, investment financings, mergers and acquisitions, as well as the formation and maintenance of partnerships and limited liability companies. He provides ongoing business counseling to a variety of entities, ranging from venture capital firms and start up high tech and biotech companies. Advices on directors & officers liability, corporate governance, stock option plans, licensing, and contracts, as well as advice on complex tax issues with respect to transaction structuring, entity formation, reorganizations, and business succession planning. Before practicing law, Bernie...
Robert A. Kantas
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Robert A. Kantas
San Francisco, CA Securities Law Lawyer with 28 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Stockbroker Fraud
Ansel Jay Halliburton
Claimed Lawyer ProfileQ&ASocial Media
Ansel Jay Halliburton
San Francisco, CA Securities Law Lawyer with 13 years of experience
(415) 955-1155 150 Post Street
Suite 520
San Francisco, CA 94108
Free ConsultationSecurities, Business, Communications and IP
University of California, Davis, School of Law
William S. Shepherd
Claimed Lawyer ProfileOffers Video ConferencingBlawg SearchSocial Media
William S. Shepherd
San Francisco, CA Securities Law Attorney with 35 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Stockbroker Fraud
Georgetown University Law Center and South Texas College of Law
Securities Lawyers in Nearby CitiesSecurities Lawyers in Nearby Counties