Pleasanton Securities Lawyers

Compare 29 top rated California attorneys serving Pleasanton.
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Hans Peder Riegels
Livermore, CA Securities Law Lawyer with 17 years of experience
(650) 324-7171 101 Portola Ave
Livermore, CA 94551
Securities, Business and Health Care
University of California, Davis, School of Law and School of Law Medal
Christopher K Carlberg
San Ramon, CA Securities Law Attorney with 20 years of experience
(925) 790-2775 12657 Alcosta Blvd
Suite 500
San Ramon, CA 94583
Securities, Business, IP and International
Boston College International & Comparative Law Review and Boston College Law School
Ryan James Padden
San Ramon, CA Securities Law Attorney with 24 years of experience
(925) 842-5966 6001 Bollinger Canyon Rd
RM T-3252
San Ramon, CA 94583
Securities and Business
Georgetown University Law Center and Georgetown University Law Center
Courtney Marie Lynch
San Ramon, CA Securities Law Attorney with 32 years of experience
(925) 842-6474 6001 Bollinger Canyon Rd
San Ramon, CA 94583
Securities and Business
University of Southern California Gould School of Law
Tracey Margaret Luttrell
San Ramon, CA Securities Law Attorney with 21 years of experience
12657 Alcosta Blvd
STE 200
San Ramon, CA 94583
Securities and Business
McGill University Faculty of Law and McGill University Faculty of Law
Brian David McAllister
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Brian David McAllister
Santa Clara, CA Securities Law Attorney with 29 years of experience
(408) 334-9074 5201 Great America Pkwy
Suite 320
Santa Clara, CA 95054
Securities, Business and Communications
University of California College of the Law, San Francisco
Adept at crafting and executing on strategy, building teams, and partnering across functions to advance the business. I have rich experience in law, management and corporate development across diverse settings in terms of scale and geography. This has included advising startups, public companies and investors as outside counsel; serving as a legal and corporate development executive at an industry-leading public company with extensive global operations; and founding a real estate technology start-up. Strengths include: structuring and negotiating complex transactions; mergers & acquisitions; joint ventures; startups; venture capital financings; strategy; corporate governance; securities offerings; SEC reporting requirements; and global operations for complex...
Gordon Craig Young
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Gordon Craig Young
Danville, CA Securities Law Attorney with 31 years of experience
(925) 314-9999 318-C Diablo Road
Danville, CA 94526
Free ConsultationSecurities, Arbitration & Mediation, Probate and Stockbroker Fraud
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
Pinakin Milind Masurekar
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Pinakin Milind Masurekar
San Jose, CA Securities Law Lawyer with 20 years of experience
(650) 353-7744 2570 N 1st St, Suite 200
San Jose, CA 95131
Securities, Business, Employment and International
Chicago-Kent College of Law, Illinois Institute of Technology and Government Law College
Scott  Levy
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Scott Levy
Oakland, CA Securities Law Attorney with 17 years of experience
(510) 588-1000 333 Hegenberger Rd Ste 500
Oakland, CA 94621
Securities, Antitrust and Consumer
Fordham University School of Law
Brendan P. Cullen
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Brendan P. Cullen
Palo Alto, CA Securities Law Lawyer
(650) 461-5650 1870 Embarcadero Road
Palo Alto, CA 94303
Free ConsultationSecurities, Antitrust, Arbitration & Mediation and Criminal
Stanford Law School
Sarah Pieper Payne
Palo Alto, CA Securities Law Lawyer with 22 years of experience
(650) 461-5669 1870 Embarcadero Rd
Palo Alto, CA 94303
Securities
University of California, Berkeley School of Law and University of California, Berkeley School of Law
Jeffrey Steven Cannon
Milpitas, CA Securities Law Attorney with 26 years of experience
(408) 875-3000 1 Technology Dr
Milpitas, CA 95035
Securities and Business
Pepperdine University School of Law
Francis Malana Jose
San Jose, CA Securities Law Lawyer with 20 years of experience
(510) 828-9894 385 River Oaks Pkwy
2106
San Jose, CA 95134
Securities and Business
Santa Clara University School of Law and Santa Clara University School of Law
Anthony Gabriel Mauriello
Sunnyvale, CA Securities Law Attorney with 20 years of experience
(619) 757-5360 328 Gibraltar Dr
Sunnyvale, CA 94089
Securities and Business
Duke University School of Law
Asaf Hussain Kharal
San Jose, CA Securities Law Lawyer with 25 years of experience
(408) 586-7935 180 Baytech Dr
San Jose, CA 95134
Securities and Business
University of Toronto Faculty of Law
Na'il Benjamin
Hayward, CA Securities Law Attorney with 18 years of experience
(510) 897-9967 1290 B St
301
Hayward, CA 94541
Securities, Antitrust, Business and Criminal
University of California College of the Law, San Francisco
Vik Varma
Palo Alto, CA Securities Law Attorney
(650) 461-5600 1870 Embarcadero Road
Palo Alto, CA 94303
Securities
University of Chicago Law School
Stephen Duane Oetgen
Alamo, CA Securities Law Lawyer with 30 years of experience
(858) 504-1414 247 Michelle Ln
Alamo, CA 94507
Securities and Business
Georgetown University Law Center
William Lewis Harvey
Walnut Creek, CA Securities Law Attorney with 12 years of experience
(415) 644-6707 PO Box 3474
Walnut Creek, CA 94598
Securities, Bankruptcy, Business and International
University of Minnesota Law School and University of Minnesota Law School
Jessica Anne Hoogs
Fremont, CA Securities Law Attorney with 20 years of experience
(510) 413-2500 47900 Bayside Pkwy
Fremont, CA 94538
Free ConsultationSecurities, Business and Personal Injury
University of California College of the Law, San Francisco
Carrie Thanh Duong
Milpitas, CA Securities Law Lawyer with 17 years of experience
(408) 596-6170 807 Alcosta Dr
Milpitas, CA 95035
Securities, Business and Health Care
University of California, Berkeley School of Law and University of California Berkeley Boalt Hall School of Law
Todd DuChene
Milpitas, CA Securities Law Lawyer
(408) 956-6590 847 Gibraltar Dr
Milpitas, CA 95035
Securities, Bankruptcy, Business and Tax
Alison Fleisher
Palo Alto, CA Securities Law Lawyer
(650) 461-5600 1870 Embarcadero Road
Palo Alto, CA 94303
Securities
University of Southern California Law School
Theresa Fenelon Falk
Lafayette, CA Securities Law Lawyer
3443 Solana Ct
Lafayette, CA 94549
Securities, Business, Communications and Entertainment & Sports
The George Washington University Law School and George Washington University Law School
John Lee Savva
Palo Alto, CA Securities Law Lawyer with 35 years of experience
(650) 461-5600 1870 Embarcadero Rd
Palo Alto, CA 94303
Securities, Business, Environmental and IP
Loyola Law School, Los Angeles and Loyola Law School, Los Angeles
Alexander Donald Phillips
San Jose, CA Securities Law Lawyer with 26 years of experience
(408) 890-3656 350 E Plumeria Dr
San Jose, CA 95134
Securities and Business
Cornell Law School
Theresa Jean Gibbons
San Leandro, CA Securities Law Attorney with 34 years of experience
(510) 351-1501 883 Douglas Dr
San Leandro, CA 94577
Securities, Administrative, Business and Consumer
Anne Marie Peters
San Jose, CA Securities Law Attorney with 24 years of experience
(408) 350-8819 50 Rio Robles
San Jose, CA 95134
Securities, Antitrust, Business and Employment
University of California, Davis, School of Law
Noelle Lynn Matteson
San Jose, CA Securities Law Lawyer with 26 years of experience
(408) 433-6333 1320 Ridder Park Dr
San Jose, CA 95131
Securities and Business
Golden Gate University School of Law and Golden Gate University Law Review
Sonya Tien
Claimed Lawyer ProfileSocial Media
Sonya Tien
San Francisco, CA Securities Law Attorney with 12 years of experience
(888) 988-6613 580 California Street
12th Floor
San Francisco, CA 94104
Free ConsultationSecurities, Arbitration & Mediation, Business and Personal Injury
Columbia Law School
Sonya Tien leads her law firm's litigation, corporate, personal injury, and intellectual property practices. She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships. Sonya was named a Rising Star by Super Lawyers since 2020, Top 40 Under 40 Civil Plaintiffs' Lawyers, and Top 100 Civil Trial Lawyers by The National Trial Lawyers. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the...
Kirk G. Smith
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Kirk G. Smith
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSan Francisco, CA Securities Law Attorney with 24 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law
As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...
Meghan Pratschler
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Meghan Pratschler
San Francisco, CA Securities Law Attorney
(415) 335-9226 95 Third Street, Second Floor
San Francisco, CA 94103
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Business
University of Dayton
Attorney licensed in California but traveling the world. Business law, contracts, and emerging technology nerd. I'm a specialist in startups and technology, so we're a perfect match if you: - need a contract or agreement written or reviewed, even if it's not tech-related - are a DAO, startup, or established business looking for legal help (even funding related!) - are a software developer or working with software devs and programmers - are interested in or planning on issuing a crypto token - have a legal question unique to technology Currently, I run my own law firm, teach Transactional Drafting at UC Boulder Law as an...
Bernard Vogel III
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Bernard Vogel III
San Jose, CA Securities Law Attorney with 41 years of experience
(408) 573-5700 One North Market St.
Suite 200
San Jose, CA 95113
Securities, Business and Tax
Santa Clara University School of Law and University of California - Los Angeles
Bernie Vogel is a shareholder and the CEO and President of Silicon Valley Law Group. His practice emphasizes complex corporate transactions, investment financings, mergers and acquisitions, as well as the formation and maintenance of partnerships and limited liability companies. He provides ongoing business counseling to a variety of entities, ranging from venture capital firms and start up high tech and biotech companies. Advices on directors & officers liability, corporate governance, stock option plans, licensing, and contracts, as well as advice on complex tax issues with respect to transaction structuring, entity formation, reorganizations, and business succession planning. Before practicing law, Bernie...
Ansel Jay Halliburton
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Ansel Jay Halliburton
San Francisco, CA Securities Law Lawyer with 11 years of experience
(415) 955-1155 150 Post Street
Suite 520
San Francisco, CA 94108
Free ConsultationSecurities, Business, Communications and IP
University of California, Davis, School of Law
Michael L. Gallo
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Michael L. Gallo
San Francisco, CA Securities Law Lawyer with 22 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Offers Video ConferencingVideo ConfSecurities, Business and Employment
University of California, Berkeley School of Law
Michael Gallo is a dedicated and skilled Business, Employment, and Securities Law Attorney with Sparer Law Group. Since 2002, he has represented clients in a broad array of areas involving securities, employment, employee raiding, trade secret, public utility ratemaking, and professional responsibility. His experience includes plaintiff and defendant class action matters as well. Mr. Gallo is committed to providing comprehensive representation for his clients' legal needs.

Mr. Gallo received his B.A. from Swarthmore College and M.A. from University of California at Berkeley. In 2001, he obtained his J.D. from the University of California at Berkeley, Boalt Hall School of Law. Mr....
Ryan S. Cook
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Ryan S. Cook
San Francisco, CA Securities Law Lawyer with 12 years of experience
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Offers Video ConferencingVideo ConfSecurities, Elder, Estate Planning and Stockbroker Fraud
South Texas College of Law
As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...
Martin Ross Sances
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Martin Ross Sances
Lafayette, CA Securities Law Lawyer with 29 years of experience
(925) 284-2810 3736 Mt. Diablo Blvd.
Suite 300
Lafayette, CA 94549
Securities, Business, Construction and Insurance Claims
Univ of Wisconsin Law School
Areas of Expertise

Business advice and counseling
Contract drafting and review
Corporate structure and transactions
Licensing and regulation
Employment and labor negotiation
Insurance coverage and claims handling
Education

B.A., Colgate University, 1991
Phi Beta Kappa, Magna Cum Laude
J.D., University of Wisconsin Law School, 1994

Martin is an experienced business attorney who facilitates transactions while minimizing the risks and pitfalls facing his clients. Martin takes a “can-do” approach to legal problems that focuses on crafting deals through an integrative and value creating process rather than conflict.
Antone F. Johnson
Claimed Lawyer ProfileSocial Media
Antone F. Johnson
Berkeley, CA Securities Law Attorney with 27 years of experience
(415) 729-5405 2081 Center Street
Berkeley, CA 94704
Free ConsultationSecurities, Business, Communications and Entertainment & Sports
Columbia Law School
For 24 years, Antone Johnson has served as lawyer, advisor, executive and advocate for emerging growth technology/digital media ventures, founders and investors in a diverse range of business and intellectual property matters. Raised in Menlo Park and Palo Alto, California, suffused with Silicon Valley's unique culture of innovation, he came of age professionally during the Internet explosion of the late 1990s, an entrepreneurial crucible of unprecedented wealth and job creation, reinvention of countless industries, and related venture capital and Wall Street dealmaking. Antone was fortunate to have a ringside seat at major Los Angeles and Silicon Valley law firms, followed...
Marnie Cherie Lambert
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Marnie Cherie Lambert
San Francisco, CA Securities Law Lawyer with 30 years of experience
(888) 203-7833 One Embarcadero Center
Suite 500
San Francisco, CA 94111
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Pepperdine University
Marnie C. Lambert, the founding member of Lambert Law Firm, LLC, is licensed to practice law in all state courts and federal district courts in Ohio and California. She has spent most of her legal career representing consumers in complex civil litigation, commercial litigation, securities litigation and class actions. She has also represented clients seeking recovery for personal injuries, wrongful death and various business torts. Ms. Lambert received her juris doctorate from Pepperdine University School of Law in 1992. She spent the first five years after law school working in Los Angeles, California for a large international law firm....
Alan William Sparer
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Alan William Sparer
San Francisco, CA Securities Law Attorney with 41 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Elder and Stockbroker Fraud
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
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