Reedley, California Securities Lawyers

Fresno, CA Securities Law Lawyer with 40 years experience
(559) 432-4500 8080 N Palm Ave Fl 3
PO Box 28902
Fresno, CA 93711
Securities, Business, Estate Planning and Health Care
University of California Hastings College of the Law
Bakersfield, CA Securities Law Lawyer with 13 years experience
(661) 654-7154 9525 Camino Media
Bakersfield, CA 93311
Securities, Business and Real Estate
The University of Texas School of Law
Alan Abergel
Claimed Lawyer ProfileQ&ASocial Media
Encino, CA Securities Law Lawyer with 14 years experience
(818) 783-4645 15915 Ventura Blvd
Suite 300
Encino, CA 91436
Securities, Business and Real Estate
Univ of Maryland School of Law
Our firm’s concentration is in the representation of entrepreneurs and their businesses. Our firm provides transactional, regulatory, and administrative litigation services. We often act as outside general counsel for our clients’ businesses. We serve many business industries including, lending, financial services, equipment leasing and finance, real estate, technology startups, professional services, music/entertainment, new media, fitness/wellness, manufacturing, restaurants, and apparel. As a Los Angeles, California, business law firm, we provide professional, cost-effective, responsive, and aggressive representation to our clients. Our skill in incorporating litigation avoidance strategies into our clients’ business...
Ryan Nori
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San Francisco, CA Securities Law Lawyer with 5 years experience
(415) 797-7266 36th Floor
One Market
San Francisco, CA 94105
Securities and Business
Harvard Law School
Kirk G. Smith
Claimed Lawyer ProfileBlawgsearchSocial Media
San Francisco, CA Securities Law Attorney with 20 years experience
(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law
As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...
Ross D. Meador
Claimed Lawyer ProfileSocial Media
Irvine, CA Securities Law Attorney with 32 years experience
(415) 713-0441 5151 California Ave.
Suite 100
Irvine, CA 92617-3059
Free ConsultationSecurities, Business and International
University of California, Berkeley School of Law

CKR Law Orange County Office is focused on helping and protecting dynamic young companies. We understand technology and the business issues involving software, hardware, internet, and media. With an entrepreneurial mindset, we partner with our clients throughout the growth cycle, from the startup phase to exit strategy. We provide strategic advice on business structure and business plans, facilitate and document financing transactions, and attend to the myriad of details in commercial negotiations and documentation so our clients can sleep better at night. As a legal team with a business focus, we respect the need to act with agility, efficiency...
Samuel B. Edwards
Claimed Lawyer ProfileQ&ABlawgsearchSocial MediaResponsive Law
San Francisco, CA Securities Law Lawyer with 18 years experience
(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Georgetown University Law Center
Sam Edwards is a partner at SSEK and has developed a wide-ranging practice representing individuals and institutions from the United States and almost every continent in the world in investment and financial disputes. Over the last decade, that representation has included hundreds of clients who range from retirees that have lost their life savings, to community banks and credit unions who have been defrauded by Wall Street in investment schemes or bad products, to states and municipalities defrauded by investment banks.

The cases Mr. Edwards has worked on include claims for unsuitable investment recommendations, churning, misrepresentations and outright fraud. The investments...
Garrett James Bradley
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Beverly Hills, CA Securities Law Attorney with 24 years experience
(310) 282-8676 9430 West Olympic Boulevard, Suite 400
Beverly Hills, CA 90212
Free ConsultationSecurities, Asbestos and Insurance Claims
Boston College Law School
Garrett J. Bradley is the managing partner of Thornton Law Firm, LLP. Mr. Bradley is a graduate of Boston College High School, Boston College and Boston College Law School. Prior to joining Thornton Law Firm, Mr. Bradley worked as an Assistant District Attorney in the Plymouth County District Attorney’s office. He also served in the Massachusetts House of Representatives, representing the Third Plymouth District, for 16 years. Mr. Bradley is a member of the Massachusetts and the New York Bars.

Garrett Bradley has years of experience helping institutional investors, public pension funds, and individual investors recover losses attributable to corporate...
James Eric Kirkland
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Los Angeles, CA Securities Law Attorney with 29 years experience
(424) 265-7344 555 W. 5th Street
35th Floor
Los Angeles, CA 90013
Securities, Business, Cannabis Law and Trademarks
Pepperdine University School of Law
I am the founder of Kirkland Law PC, and I have the privilege of representing fast-growing companies in the US and Canada as well as private equity funds in the emerging cannabis industry. I provide a broad array of legal services with a focus on corporate structure, private offerings, secured debt financing, and tax matters. I have been the lead attorney on over $260 million in private offerings for cannabis companies since May of 2016. I also handle licensing agreements, equity incentive plans, and other legal issues that businesses face as they expand. I also assist companies through the arduous...
Eric Alan Isaacson
Claimed Lawyer ProfileSocial Media
La Jolla, CA Securities Law Attorney with 34 years experience
(858) 263-9581 6580 Avenida Mirola
La Jolla, CA 92037-6231
Securities, Antitrust, Appeals and Consumer
Duke University School of Law
For more than twenty five years I have represented investors and consumers in class-action litigation, focusing primarily on federal civil appeals. I have briefed and argued appeals before all but two of the thirteen federal circuits, and was intimately involved in briefing the merits in three cases before the United States Supreme Court. My pro bono work has included writing and filing amicus curiae briefs on behalf of religious organizations and faith leaders opposing discrimination and supporting religious liberty and equal rights for all.
David Meyer Esq
Claimed Lawyer ProfileSocial Media
Los Angeles, CA Securities Law Attorney with 24 years experience
(866) 827-6537 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Free ConsultationSecurities, Business, Consumer and Stockbroker Fraud
Capital University Law School and Capital University
Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors’ Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was included in the list of Best...
John Jahrmarkt
Claimed Lawyer Profile
Los Angeles, CA Securities Law Attorney with 27 years experience
(310) 226-7676 2049 Century Park East
Suite 3850
Los Angeles, CA 90067
Free ConsultationSecurities, Business, Insurance Claims and Personal Injury
Benjamin N. Cardozo School of Law
John Jahrmarkt, Esq. is the owner and managing partner of Jahrmarkt & Associates. John has more than 20 years of experience handling all kinds personal injury claims - from complicated catastrophic injuries to garden variety "soft tissue" pain. John knows how the insurance industry works and the steps their adjusters can take to protect their profits. All of our accident and injury claims are managed by John, experienced in fighting back against any low-ball insurance offers. We have recovered a number of multi-million dollar rewards for our clients, and we have established a reputation for excellence and professionalism...
Alan William Sparer
Claimed Lawyer ProfileSocial MediaResponsive Law
San Francisco, CA Securities Law Attorney with 37 years experience
(415) 217-7300 100 Pine St
33rd Floor
San Francisco, CA 94111
Free ConsultationSecurities, Business, Elder and Stockbroker Fraud
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
Anthony James Dispoto
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Newport Beach, CA Securities Law Attorney with 4 years experience
(714) 337-6389 2424 SE Bristol St., Suite 300
Newport Beach, CA 92660
Free ConsultationSecurities, Business, Employment and Real Estate
University of San Diego School of Law
Experienced Attorney with a demonstrated history of working in real estate, business and corporate law. Skilled in Contract Review and Drafting, Legal Research and Writing and Corporate and Business Documentation. Strong legal professional with a Juris Doctor focused in Corporate and Business Law from the University of San Diego School of Law.
Steve A. Buchwalter
Claimed Lawyer ProfileQ&ASocial Media
Encino, CA Securities Law Attorney with 26 years experience
(818) 501-8987 16133 Ventura Blvd
#1220
Encino, CA 91436
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of La Verne College of Law
M. Tilden Moschetti
Claimed Lawyer ProfileSocial MediaResponsive Law
Woodland Hills, CA Securities Law Lawyer with 15 years experience
(818) 696-5007 6320 Canoga Ave
Suite 630
Woodland Hills, CA 91367
Securities and Real Estate
University of San Francisco School of Law, San Francisco, California
Chris Harvey
Claimed Lawyer ProfileSocial Media
Santa Monica, CA Securities Law Lawyer with 11 years experience
(310) 819-1366 929 Colorado Ave
Santa Monica, CA 90401
Securities and Business
University of San Diego School of Law
Chris Harvey formed his law firm in Los Angeles in 2015. Chris has over 8 years of experience in private law practice, first as an associate attorney and later as in-house corporate counsel. He started the firm to work with privately-held businesses, emerging growth companies, professionals and entrepreneurs. His primary areas of focus include corporate law, equity crowdfunding, securities law, contracts, and business law. // // Firm website: https://harveyesq.com
Mark Anchor Albert
Claimed Lawyer ProfileSocial Media
Los Angeles, CA Securities Law Attorney with 31 years experience
(213) 699-1355 800 W 6th St #1220
Los Angeles, CA 90017
Securities, Appeals, Business and Stockbroker Fraud
University of California, Berkeley School of Law
For over 25 years, Mark Anchor Albert has consistently achieved outstanding results for his clients in complex business litigation and trials. He has been instrumental in obtaining hundreds of millions of dollars in recoveries for his clients from corporations and their insurance carriers in difficult cases involving complicated liability, damages, and related insurance coverage issues. He also has successfully defended companies and individuals facing hundreds of millions, even billions of dollars in potential liability, often succeeding in having difficult cases dismissed by motion before trial, or otherwise obtaining deeply discounted settlements on favorable terms.

Mr. Albert provides sophisticated legal services for...
Antone F. Johnson
Claimed Lawyer ProfileSocial Media
San Francisco, CA Securities Law Attorney with 22 years experience
(415) 729-5405 169 11th Street
San Francisco, CA 94103
Free ConsultationSecurities, Business, Communications and Entertainment & Sports
Columbia Law School
For nearly 20 years, Antone Johnson has served as lawyer, advisor, executive and advocate for emerging growth technology/digital media ventures, founders and investors in a diverse range of business and intellectual property matters. Raised in Menlo Park and Palo Alto, California, suffused with Silicon Valley's unique culture of innovation, he came of age professionally during the Internet explosion of the late 1990s, an entrepreneurial crucible of unprecedented wealth and job creation, reinvention of countless industries, and related venture capital and Wall Street dealmaking. Antone was fortunate to have a ringside seat at major Los Angeles and Silicon Valley law firms,...
Sean T Prosser
Claimed Lawyer ProfileSocial Media
Los Angeles, CA Securities Law Lawyer with 27 years experience
(424) 259-4004 2029 Century Park East
Suite 3100
Los Angeles, CA 90067
Free ConsultationSecurities, Administrative, Stockbroker Fraud and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Mintz Levin’s California Securities Litigation practice. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and regulators: U.S. Securities and Exchange Commission...
Jeremy Scott Hyndman
Claimed Lawyer Profile
Los Angeles, CA Securities Law Attorney with 11 years experience
(800) 487-4660 Union Bank Plaza
445 S. Figueroa St., Suite 2700
Los Angeles, CA 90071
Free ConsultationSecurities, Business, Real Estate and Stockbroker Fraud
Emory University School of Law
My practice focuses on estate planning and helping investors recover losses caused by unethical or incompetent financial advisers. I am the managing attorney at Basalt Legal PLLC, a law firm nestled in Washington wine country but serving clients throughout Washington State and California.
Ryan S. Cook
Claimed Lawyer ProfileBlawgsearchSocial Media
San Francisco, CA Securities Law Lawyer with 7 years experience
(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111
Free ConsultationSecurities and Stockbroker Fraud
South Texas College of Law
As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...
Bernard Vogel III
Claimed Lawyer ProfileBlawgsearchSocial Media
San Jose, CA Securities Law Attorney with 36 years experience
(408) 573-5700 One North Market St.
Suite 200
San Jose, CA 95113
Securities, Business and Tax
Santa Clara University School of Law and University of California - Los Angeles
Bernie Vogel is a shareholder and the CEO and President of Silicon Valley Law Group. His practice emphasizes complex corporate transactions, investment financings, mergers and acquisitions, as well as the formation and maintenance of partnerships and limited liability companies. He provides ongoing business counseling to a variety of entities, ranging from venture capital firms and start up high tech and biotech companies. Advices on directors & officers liability, corporate governance, stock option plans, licensing, and contracts, as well as advice on complex tax issues with respect to transaction structuring, entity formation, reorganizations, and business succession planning. Before practicing law, Bernie...
Catherine DeBono Holmes
Claimed Lawyer ProfileBlawgsearchSocial Media
Los Angeles, CA Securities Law Attorney with 42 years experience
(310) 201-3553 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
William F. Capps
Claimed Lawyer ProfileSocial Media
Los Angeles, CA Securities Law Attorney with 46 years experience
(310) 201-3513 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California, Berkeley School of Law
David Young
Claimed Lawyer ProfileSocial Media
Los Angeles, CA Securities Law Lawyer with 54 years experience
(310) 575-0308 11845 W. Olympic Blvd., Suite 1110
Los Angeles, CA 90064
Securities, Antitrust, Business and Environmental
Mr. Young is a graduate of Harvard College and The Cornell Law School. He was Law Clerk to the Chief Justice of the Supreme Court of Alaska, and Assistant Attorney General of Alaska. Mr. Young was a member of the legal team involved in the structuring and financing of the Trans-Alaska Oil Pipeline, one of the largest construction projects in the United States. He was further involved in the litigation which allowed the Trans-Alaska Oil Pipeline to be successfully built. Besides business transactions and litigation, Mr. Young is experienced in complex litigation against State and Federal Governments and Agencies, including...
Christopher Glenn Beckom
Claimed Lawyer ProfileSocial Media
Beverly Hills, CA Securities Law Lawyer with 4 years experience
(800) 581-7030 8383 Wilshire Blvd
Suite 800
Beverly Hills, CA 90211
Free ConsultationSecurities, Business, Communications and Real Estate
Western State University College of Law
Christopher Glenn Beckom is an attorney practicing in the areas of Commercial Real Estate Transactions, Telecommunications Law, Land Use, Commercial Litigation, Contract Drafting and Negotiation, Corporate Formation and Governance, and Securities Regulation. Christopher is graduate of Western State University, College of Law with a JD, and California State University, Long Beach with an MBA. Mr. Beckom is an active member of the California Association of Realtors, through the Pacific West Realtors Association. Mr. Beckom brings several years of transactional and commercial litigation experience within wireless industry, startup, and small business contexts. Mr. Beckom currently sits on the boards...
Ansel Jay Halliburton
Claimed Lawyer ProfileQ&ASocial Media
San Francisco, CA Securities Law Lawyer with 7 years experience
(415) 955-1155 150 Post Street
Suite 520
San Francisco, CA 94108
Free ConsultationSecurities, Business, Communications and IP
University of California, Davis, School of Law
Brett Alcala
Claimed Lawyer ProfileBlawgsearchSocial Media
(650) 343-4426 177 Bovet Rd
6th Floor
San Mateo, CA 94402
Free ConsultationSan Mateo, CA Securities Law Lawyer with 33 years experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Santa Clara University School of Law
Brett Alcala has resolved hundreds of securities disputes through litigation, mediation and arbitration. He routinely represents clients before the Financial Industry Regulatory Authority (FINRA) and the American Arbitration Association (AAA). Brett Alcala's office is located in the San Francisco Bay Area; however, he has worked with clients across the United States.
Martin Ross Sances
Claimed Lawyer ProfileQ&ABlawgsearchSocial Media
Lafayette, CA Securities Law Lawyer with 25 years experience
(925) 284-2810 3736 Mt. Diablo Blvd.
Suite 300
Lafayette, CA 94549
Securities, Business, Construction and Insurance Claims
Univ of Wisconsin Law School
Areas of Expertise

Business advice and counseling
Contract drafting and review
Corporate structure and transactions
Licensing and regulation
Employment and labor negotiation
Insurance coverage and claims handling
Education

B.A., Colgate University, 1991
Phi Beta Kappa, Magna Cum Laude
J.D., University of Wisconsin Law School, 1994

Martin is an experienced business attorney who facilitates transactions while minimizing the risks and pitfalls facing his clients. Martin takes a “can-do” approach to legal problems that focuses on crafting deals through an integrative and value creating process rather than conflict.
Robert Pardo
Claimed Lawyer ProfileBlawgsearchSocial Media
Los Angeles, CA Securities Law Lawyer with 32 years experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Chad Michael Kohler Esq
Claimed Lawyer ProfileSocial Media
Los Angeles, CA Securities Law Lawyer with 18 years experience
(310) 623-4562 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Securities, Arbitration & Mediation and Stockbroker Fraud
Case Western Reserve University
Chad M. Kohler, an associate attorney at Meyer Wilson, LPA, was born in Sidney, Ohio. He attended the University of Dayton and graduated cum laude in 1998 with a B.A. After earning his undergraduate degree, he attended the Case Western Reserve University School of Law and earned his J.D. in 2001. After graduating from law school, Mr. Kohler focused his practice on business litigation involving contracts, fiduciary relationships, and business torts. Later, he worked as a stockbroker at one of the nation's largest brokerage firms and obtained his Series 7, 63, and 65 securities licenses. In addition, Mr. Kohler has managed regulatory...
Samantha Smith
Claimed Lawyer Profile
Irvine, CA Securities Law Attorney with 15 years experience
(949) 379-6250 9811 Irvine Center Dr
Suite 100
Irvine, CA 92618
Free ConsultationSecurities, Consumer, Employment and Products Liability
University of California Hastings College of the Law
Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products.

Prior to joining Aegis Law Firm, Ms. Smith worked with the Hon. Scott B. Cooper at The Cooper Law Firm prior to him being appointed to a judgeship with the Orange County Superior Court, where they represented employees and consumers in wage and hour and consumer...
Tanya C. Edwards
Claimed Lawyer ProfileBlawgsearchSocial Media
San Francisco, CA Securities Law Attorney with 18 years experience
(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111
Free ConsultationSecurities and Stockbroker Fraud
University of Houston Law Center and University of Houston Law Center
Taylor E Darcy
Claimed Lawyer ProfileSocial Media
San Diego, CA Securities Law Attorney with 2 years experience
(619) 798-6065 225 Cedar Street
San Diego, CA 92101
Securities, Bankruptcy and Business
California Western School of Law
Andrew H. Raines
Claimed Lawyer ProfileBlawgsearchSocial Media
Los Angeles, CA Securities Law Attorney with 35 years experience
(310) 440-4100 1800 Avenue of the Stars
12th Floor
Los Angeles, CA 90067
Securities, Business and Real Estate
Georgetown University Law Center
Jeffrey Patrick Lendrum
Claimed Lawyer Profile
San Francisco, CA Securities Law Attorney with 31 years experience
(888) 809-7832 One Sansome Street,
Suite 3500
San Francisco, CA 94104
Free ConsultationSecurities, Consumer and Stockbroker Fraud
University of the Pacific, McGeorge School of Law
Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.

Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.

As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...
Stanley C. Morris
Claimed Lawyer Profile
Santa Monica, CA Securities Law Lawyer with 29 years experience
(310) 394-2828 201 Santa Monica Blvd
Santa Monica, CA 90401
Free ConsultationSecurities
Washington & Lee Univ School of Law
Mr. Morris is a former SEC Enforcement Attorney. He specializes in complex securities litigation with special emphasis in representing issuers, officers and directors, investment funds, analysts, and brokers in connection with Securities and Exchange Commission and Financial Industry Regulatory Authority investigations, litigation, and arbitration.
Lynne Paynter Bolduc
Claimed Lawyer ProfileSocial Media
Irvine, CA Securities Law Lawyer with 24 years experience
(949) 788-8900 16148 Sand Canyon Ave
Irvine, CA 92618
Free ConsultationSecurities and Business
Western State College of Law at Argosy University
Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.
Robert A. Kantas
Claimed Lawyer ProfileBlawgsearchSocial Media
San Francisco, CA Securities Law Lawyer with 22 years experience
(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111
Free ConsultationSecurities and Stockbroker Fraud
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