San Luis Rey, California Securities Lawyers

Oceanside, CA Securities Law Lawyer.
(619) 744-2293 900 San Diego St
Oceanside, CA 92058
Securities, Antitrust, Arbitration & Mediation and Business
University of San Diego School of Law
Phillip E. Koehnke Esq.
Claimed Lawyer Profile
Encinitas, CA Securities Law Attorney. 25 years experience
(858) 229-8116 PO Box 235472
Encinitas, CA 92024
Free ConsultationSecurities and Business
I have over 20 years of experience practicing law. My practice has focused on business law and corporate finance. I operate a sole practitioner law practice providing legal services to small to midsize private companies and NASD (FINRA) broker dealers. In addition, I represent several public companies assisting them with their financing, SEC reporting and general corporate matters.
Gretchen Cowen
Claimed Lawyer Profile
Carlsbad, CA Securities Law Lawyer. 24 years experience
(760) 931-0903 2173 Salk Ave, Suite 250
Carlsbad, CA 92008
Securities and Business
California Western School of Law
Business Law Attorney Gretchen Cowen has 20 years experience including Mergers & Acquisitions, Securities & Corporate Finance and Venture Capital
(760) 931-0903 4275 Executive Square
Suite 200
La Jolla, CA 92037
Ross D. Meador
Claimed Lawyer ProfileSocial Media
San Diego, CA Securities Law Attorney. 30 years experience
(888) 989-8529 6265 Greenwich Dr.
Suite 201
San Diego, CA 92122
Free ConsultationSecurities, Business and International
University of California, Berkeley School of Law
TechLaw is focused on helping and protecting dynamic young companies. We understand technology and the business issues involving software, hardware, internet, and media. With an entrepreneurial mindset, we partner with our clients throughout the growth cycle, from the startup phase to exit strategy. We provide strategic advice on business structure and business plans, facilitate and document financing transactions, and attend to the myriad of details in commercial negotiations and documentation so our clients can sleep better at night. As a legal team with a business focus, we respect the need to act with agility, efficiency and creativity. Our service...
(888) 989-8529 1100 Quail St.
Suite 202
Newport Beach, CA 92660-2703
William F. Capps
Claimed Lawyer ProfileSocial Media
Irvine, CA Securities Law Attorney. 44 years experience
(949) 623-7200 3 Park Plaza
#1100
Irvine, CA 92614
Securities, Business, Energy and Environmental
University of California, Berkeley School of Law
Brett Gregory Evans
Claimed Lawyer ProfileSocial Media
Tustin, CA Securities Law Lawyer. 11 years experience
(844) 443-5229 180 E. Main Street
Suite 104
Tustin, CA 92705
Securities, Arbitration & Mediation, Business and Energy
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans & Kob, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
(844) 443-5529 Historic Bank of Coronado Building
1172 Orange Avenue, Second Floor
Coronado, CA 92118
Christopher Glenn Beckom
Claimed Lawyer ProfileSocial Media
La Jolla, CA Securities Law Lawyer. 1 year experience
(800) 581-7030 4275 Executive Square
Suite 209
La Jolla, CA 92037
Free ConsultationSecurities, Business, Communications and Real Estate
Western State University College of Law
Christopher Glenn Beckom is an attorney practicing in the areas of Commercial Real Estate Transactions, Telecommunications Law, Land Use, Commercial Litigation, Contract Drafting and Negotiation, Corporate Formation and Governance, and Securities Regulation. Christopher is graduate of Western State University, College of Law with a JD, and California State University, Long Beach with an MBA. Mr. Beckom is an active member of the California Association of Realtors, through the Pacific West Realtors Association. Mr. Beckom brings several years of transactional and commercial litigation experience within wireless industry, startup, and small business contexts. Mr. Beckom currently sits on the boards...
(800) 581-7030 8383 Wilshire Blvd
Suite 800
Beverly Hills, CA 90211
(800) 581-7030 2121 North Tustin Avenue
Santa Ana, CA 92705
(800) 581-7030 495 East Rincon Street
Suite 209
Corona, CA 92879
John P. Kennedy
Claimed Lawyer ProfileSocial Media
La Jolla, CA Securities Law Lawyer. 2 years experience
(858) 456-3811 7979 Ivanhoe Ave.
Suite 400
La Jolla, CA 92037
Securities, Bankruptcy, Business and Health Care
University of Southern California Gould School of Law and California Western School of Law
John P. “Jack” Kennedy is a partner at Lee, Shome & Kennedy LLP. Mr. Kennedy engages in both transactional and litigation matters on behalf of his clientele. His practice primarily focuses on mergers, acquisitions, reorganizations, securities regulations, contract negotiations, and general corporate law. He is licensed to practice law in California and Washington D.C. Mr. Kennedy has represented both private and publicly held companies in a wide range of transactions. Some of his notable transactions include: negotiating the stock purchase of a subsidiary of an internet technology company from a publicly- traded corporation through a 338(h)(10) election; redeeming the...
Lynne Paynter Bolduc
Claimed Lawyer ProfileSocial Media
Irvine, CA Securities Law Lawyer. 22 years experience
(949) 788-8900 16148 Sand Canyon Ave
Irvine, CA 92618
Free ConsultationSecurities and Business
Western State College of Law at Argosy University
Lynne Bolduc, a Partner with Oswald & Yap, practices securities and corporate law. She represents both private and public companies, as well as investment bankers and broker/dealers. Lynne's experience includes entity selection and formation matters for businesses just getting started, contract negotiations and drafting, mergers and acquisitions, private offerings, taking private companies public, and public company reporting with the Securities and Exchange Commission. She has structured and implemented over $1 billion in financings.
Anthony F. Geraci
Claimed ProfileSocial Media
(949) 379-2600 90 Discovery
Irvine, CA 92618
Securities, Business and Real Estate
Chapman Univ School of Law
Anthony Geraci is the managing partner of the Geraci Law Firm. He is a leading expert in mortgage lending and securities law and has authored numerous articles on real estate finance and securities subjects. Mr. Geraci is a leader in creating national mortgage pools and mortgage funds as well as sophisticated net branching arrangements among several mortgage companies.
Deanna Whitestone
Claimed Lawyer ProfileBlawgsearchSocial Media
Irvine, CA Securities Law Lawyer. 12 years experience
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities and Business
Southwestern Law School
Eric Alan Isaacson
Claimed Lawyer ProfileSocial Media
La Jolla, CA Securities Law Attorney. 31 years experience
(858) 263-9581 6580 Avenida Mirola
La Jolla, CA 92037-6231
Securities, Antitrust, Appeals and Consumer
Duke University School of Law
For more than twenty five years I have represented investors and consumers in class-action litigation, focusing primarily on federal civil appeals. I have briefed and argued appeals before all but two of the thirteen federal circuits, and was intimately involved in briefing the merits in three cases before the United States Supreme Court. My pro bono work has included writing and filing amicus curiae briefs on behalf of religious organizations and faith leaders opposing discrimination and supporting religious liberty and equal rights for all.
Dennis J. White
Claimed Lawyer ProfileSocial Media
Irvine, CA Securities Law Lawyer.
(949) 623-7257 3 Park Plaza
#1100
Irvine, CA 92614
Securities, Business and Real Estate
New York University School of Law and University of San Francisco School of Law
Samantha Smith
Claimed Lawyer ProfileSocial Media
Irvine, CA Securities Law Attorney. 13 years experience
(844) 724-9200 4000 Barranca Pkwy
#250
Irvine, CA 92604
Free ConsultationSecurities, Consumer, Employment and Products Liability
University of California - Hastings College of the Law
Since 2004, Ms. Smith has dedicated her practice to representing individuals - including employees and consumers - in complex litigation against some of America's largest companies. She has successfully fought for these plaintiffs in cases involving labor law (wage and hour) violations, consumer fraud, unfair competition, securities fraud, antitrust, asbestos exposure and defective products. Ms. Smith was an attorney at the nationally recognized law firms of Robbins, Geller, Rudman & Dowd and Scott+Scott and is currently an Associate at The Cooper Law Firm.
Daniel McLeod Carlson
Claimed Lawyer ProfileSocial Media
San Diego, CA Securities Law Attorney. 24 years experience
(619) 544-9300 600 West Broadway
Suite 1550
San Diego, CA 92101
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
California Western School of Law
The Carlson Law Firm, APC was formed in 2001 by Mr. Carlson with the intent to specialize in securities law claims. Prior to that Mr. Carlson was a law clerk to a Federal Bankruptcy Judge and then worked at the San Diego Law Firm of Ault, Deuprey, Jones and Gorman specializing in business litigation. He then bacame a Partner at Brewer & Carlson, LLP practicing primarily in securities law claims. The Carlson firm primarily represents plaintiffs in claims against their financial advisors, brokers and brokerages. The team at the Carlson Law Firm emphasizes direct personal attention with...
Robert Craig Zafis
Claimed Lawyer ProfileSocial Media
San Diego, CA Securities Law Attorney. 34 years experience
(858) 384-7380 9201 Spectrum Center Blvd., Suite 210
San Diego, CA 92123
Securities
Western State Univ
As Principal FINRA Attorney of Zafis Law, R. Craig Zafis, APC, provides experienced and effective legal counsel for matters of Securities Fraud / Regulatory Defense, SEC / FINRA investigations and securities arbitration matters. We Defend firms, advisers as well as private investors under a wide variety of circumstances.
Rick Weed
Claimed Lawyer Profile
Newport Beach, CA Securities Law Lawyer. 29 years experience
(800) 215-3728 4695 MacArthur Court
Suite 1430
Newport Beach, CA 92660
Free ConsultationSecurities and Business
St. Mary's University School of Law
Rick Weed, the founder of Weed & Co., provides counsel to persons that sell and trade securities in the U.S. capital markets, with a particular emphasis on equity securities and debt securities with embedded derivative features.
Daniel S. Brozost
Claimed Lawyer ProfileBlawgsearchSocial Media
Irvine, CA Securities Law Attorney. 15 years experience
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business and Real Estate
University of Virginia School of Law and Cornell University
Jay T. Thompson
Claimed Lawyer ProfileSocial Media
Irvine, CA Securities Law Attorney.
(949) 623-7258 3 Park Plaza
#1100
Irvine, CA 92614
Securities and Business
University of San Diego School of Law
Sean T Prosser
Claimed Lawyer ProfileSocial Media
San Diego, CA Securities Law Lawyer. 24 years experience
(858) 720-5773 11988 El Camino Real
Suite 350
San Diego, CA 92130-2594
Free ConsultationSecurities, Broker Fraud, Business and White Collar Crime
New York Law School
Sean Prosser defends clients facing investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC), U.S. Department of Justice (DOJ), including FBI and Grand Jury proceedings, and other government agencies. He also defends companies and their executives in shareholder litigation. With offices in San Diego and Los Angeles, Sean leads Perkins Coie’s White Collar, Government Investigations and Securities Litigation practices in Southern California. His clients include public and private companies, officers and directors, board committees, broker-dealers, banks, investment advisors, hedge funds, CPAs, individual stock traders and public officials. Sean regularly represents clients before the following agencies and...
Joshua Alan Waldman
Claimed Lawyer ProfileSocial Media
Irvine, CA Securities Law Attorney. 15 years experience
(949) 975-7500 2020 Main St
Irvine, CA 92614
Securities, Business, Employment and Real Estate
Univ of San Diego School of Law
Joshua Waldman is a senior counsel whose practice focuses primarily on business disputes. Mr. Waldman began his legal career as an extern for the Honorable Napoleon Jones, Jr. from the U.S. District Court, Southern District of California. He was an associate for Walsworth, Franklin Bevins and McCall and Collins & Bellenghi, focusing on civil litigation, with an emphasis on business and employment disputes before joining BKCG. Since joining BKCG, Mr. Waldman has secured many positive outcomes for BKCG clients by winning dipositive motions, achieving extremely favorable settlements, and prevailing in multiple trials and arbitrations. Born in Phoenix, Mr....
Craig Volney Butler
Claimed Lawyer ProfileSocial Media
Irvine, CA Securities Law Lawyer. 22 years experience
(949) 635-1240 9900 Research Dr
Irvine, CA 92618
Securities and Business
Univ of San Diego School of Law
I have practiced law since 1996, specializing in corporate securities law since 2001. I am licensed to practice in the State of California, and the United States District Court for the Central and Southern Districts of California. After graduating from the University of San Diego School of Law in 1996, I began my career practicing general corporate litigation for the law firm of Lorenz, Alhadeff, Cannon & Rose, LLP, in San Diego, California. After practicing general corporate litigation for four years, in April 2000, I transitioned into transactional law by accepting the position of General Counsel for GTC Telecom Corp.,...
Kevin K. Hull
Claimed Lawyer ProfileSocial Media
Irvine, CA Securities Law Lawyer. 17 years experience
(949) 478-4855 9891 Irvine Center Dr Ste 200
Irvine, CA 92618
Securities, Arbitration & Mediation, Broker Fraud and Business
The Catholic University of America Columbus School of Law
Kevin K. Hull is an experienced securities lawyer who benefits clients with his multifaceted background from multiple positions in the securities industry, regulation and law since 1988. Prior to reentering private practice, Mr. Hull was the CEO of Grubb & Ellis Securities, Inc., a position he held for nearly six years. Responsible for all aspects of the firm, including compliance, accounting, national accounts and sales management, Mr. Hull was successful in managing the structure and operations of the firm to be in line with current regulatory expectations while achieving sales during his tenure of approximately $3.4 billion across multiple product...
Ronald Altman
Claimed Lawyer ProfileBlawgsearch
Irvine, CA Securities Law Lawyer. 33 years experience
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business, Landlord Tenant and Real Estate
University of San Francisco School of Law and University of California - Berkeley
Karen E. Deschaine
Claimed Lawyer Profile
San Diego, CA Securities Law Attorney. 10 years experience
(858) 550-6088 4401 Eastgate Mall
San Diego, CA 92121-1909
Securities, Antitrust and Business
University of California - Los Angeles
Ryan J. Barncastle
Claimed Lawyer ProfileBlawgsearch
Irvine, CA Securities Law Lawyer. 11 years experience
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business and Real Estate
University of San Diego School of Law and University of California - Santa Barbara
Andrew H. Raines
Claimed Lawyer ProfileBlawgsearchSocial Media
Irvine, CA Securities Law Attorney. 33 years experience
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business and Real Estate
Georgetown University Law Center
Jonathan D. Littrell
Claimed Lawyer ProfileBlawgsearchSocial Media
Irvine, CA Securities Law Lawyer.
(310) 440-4100 18401 Von Karman Avenue
Suite 360
Irvine, CA 92612
Securities, Business and Real Estate
Loyola Law School, Los Angeles
Joshua Franklin
Claimed Lawyer ProfileSocial Media
San Diego, CA Securities Law Lawyer. 16 years experience
(619) 365-9210 501 West Broadway
Suite 1025
San Diego, CA 92101
Securities, Criminal, Insurance Claims and White Collar Crime
University of Colorado - Boulder
I am a trial attorney focused on serving clients in the areas of insurance coverage, securities litigation, and white collar criminal defense. I have represented mutual funds, corporations, Native American tribes, law firms, accounting firms, small businesses, and individuals as both plaintiffs and defendants in a variety of high-stakes disputes. Through my experience in private practice and as a former prosecutor, I have tried nearly fifty jury trials to verdict. In the area of insurance coverage, I have represented policyholders and other insureds in coverage disputes and civil actions alleging bad faith...
Jeffrey Steven Kob
Claimed Lawyer ProfileSocial Media
Coronado, CA Securities Law Attorney. 35 years experience
(844) 443-5229 Historic Bank of Coronado Building
1172 Orange Avenue, Second Floor
Coronado, CA 92118
Securities, Arbitration & Mediation and Broker Fraud
Washington Univ School of Law
Jeffrey S. Kob benefits Evans & Kob clients as a seasoned attorney who has experienced securities litigation and arbitration from virtually every perspective for the last 30 years, as a clerk to two federal judges, as a FINRA arbitrator, as an SEC enforcement attorney, as general counsel to a large independent broker-dealer and in private practice as trial counsel to various broker-dealers and registered representatives. His securities and trial background make Mr. Kob uniquely qualified to handle a variety of securities related issues.Mr. Kob has appeared in various federal and states courts and in over 350 securities arbitrations before FINRA...
Kyle Kirk Lauby
Claimed Lawyer ProfileSocial Media
Riverside, CA Securities Law Lawyer. 13 years experience
(951) 320-1444 4590 Allstate Drive
Riverside, CA 92501
Securities, Antitrust, Consumer and Medical Malpractice
UCLA School of Law
Kyle K. Lauby is a partner in the Riverside office of Fernandez & Lauby. Mr. Lauby graduated in 2003 from the University of California at Los Angeles School of Law with a specialization in business law. In 1999, he graduated magna cum laude from Arizona State University with a Bachelor of Science degree in Business. Mr. Lauby is admitted to practice in the State of California and before the United States District Court for the Central District of California. He has litigated cases in a variety of practice areas, including construction defect, wrongful death, personal injury, securities fraud, antitrust, and general...
Roger E. Naghash
Claimed Lawyer Profile
Irvine, CA Securities Law Attorney. 21 years experience
(949) 955-1000 19900 MacArthur Blvd
#1150
Irvine, CA 92612
Free ConsultationSecurities, Bankruptcy, Business and Consumer
Western State College of Law at Argosy University
Kalab Andrew Honey
Claimed Lawyer Profile
Newport Beach, CA Securities Law Lawyer. 10 years experience
(949) 720-7030 2600 E Pacific Hwy
Suite 225
Newport Beach, CA 92625
Securities, Business, Employment and Estate Planning
Southwestern Univ School of Law
Mitchell Lee Lathrop
Claimed Lawyer Profile
San Diego, CA Securities Law Attorney. 51 years experience
(212) 692-1022 3580 Carmel Mountain Road
Suite 300
San Diego, CA 92130-6768
Securities, Arbitration & Mediation, Environmental and Insurance Claims
The College of Law of England and Wales and University of Southern California School of Law
Brian James Robbins
Claimed Lawyer Profile
San Diego, CA Securities Law Attorney. 20 years experience
(800) 350-6003 600 B Street
#1900
San Diego, CA 92101
Securities, Antitrust and Employment
Vanderbilt Univ School of Law
John Hafner
Claimed Lawyer Profile
San Diego, CA Securities Law Lawyer. 11 years experience
(858) 240-5422 402 West Broadway
Suite 400
San Diego, CA 92101
Securities, Business, Elder and Nursing Home
St. John's University School of Law and University of Kentucky College of Law
Tad Michael Mailander
Claimed Lawyer Profile
San Diego, CA Securities Law Lawyer. 26 years experience
(619) 239-9034 835 5th Avenue, Ste. 312
San Diego, CA 92101
Securities and Business
Thomas Jefferson School of Law
Robert Schauble
Claimed Lawyer Profile
San Diego, CA Securities Law Lawyer. 14 years experience
(866) 960-0208 1901 First Avenue
Second Floor
San Diego, CA 92101
Securities, Bankruptcy, DUI and Immigration
Thomas Jefferson School of Law
John Robert Armstrong II
Claimed Lawyer Profile
Irvine, CA Securities Law Attorney. 21 years experience
(949) 450-4942 4 Venture Plaza, Suite 390
Irvine, CA 92618
Securities, Arbitration & Mediation, Broker Fraud and Business
Creighton Univ School of Law
Charles Henry Field Jr
Claimed Lawyer Profile
San Diego, CA Securities Law Attorney. 20 years experience
(619) 577-4253 501 West Broadway
Suite 515
San Diego, CA 92101
Securities, Broker Fraud and Business
McGeorge School of Law Univ of the Pacific

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