Victor Securities Lawyers

Securities law regulates investment products like stocks and bonds through rules such as disclosure requirements, prohibitions against fraud and market manipulation, requirements for initial public offerings, and regulations for brokers and investment advisers.

Read More

Compare top rated California attorneys serving Victor.
Lawyer Rating
Video Conferencing
Free Consultation & Fees
More Filters
Gordon Craig Young
Claimed Lawyer ProfileSocial Media
Gordon Craig Young
Danville, CA Securities Law Attorney with 32 years of experience
(925) 314-9999 318-C Diablo Road
Danville, CA 94526
Free ConsultationSecurities, Arbitration & Mediation, Probate and Stockbroker Fraud
U of San Francisco School of Law
Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...
Anderson Berry
Claimed Lawyer Profile
Anderson Berry
Sacramento, CA Securities Law Attorney
(916) 777-7777 865 Howe Ave
Sacramento, CA 95825
Securities and Stockbroker Fraud
University of California, Berkeley School of Law
Rand L. Stephens
Claimed Lawyer Profile
Rand L. Stephens
Martinez, CA Securities Law Attorney
(925) 757-1700 1155C Arnold Drive
Suite 278
Martinez, CA 94553
Securities, Business, Civil Rights and Consumer
Charles Stephen Farman
Sacramento, CA Securities Law Lawyer with 39 years of experience
(916) 325-1309 400 Capitol Mall
Suite 2600
Sacramento, CA 95814
Securities, Business, Environmental and Health Care
University of California, Davis, School of Law and University of California, Davis, School of Law
Hans Peder Riegels
Livermore, CA Securities Law Lawyer with 18 years of experience
(650) 324-7171 101 Portola Ave
Livermore, CA 94551
Securities, Business and Health Care
University of California, Davis, School of Law and School of Law Medal
Daniel Chang Song
Pleasant Hill, CA Securities Law Attorney with 18 years of experience
(925) 330-5442 75 Mckissick St
Pleasant Hill, CA 94523
Securities, Antitrust, Arbitration & Mediation and Business
University of California, Davis, School of Law and Davis School of Law
Ryan James Padden
San Ramon, CA Securities Law Attorney with 25 years of experience
(925) 842-5966 6001 Bollinger Canyon Rd
RM T-3252
San Ramon, CA 94583
Securities and Business
Georgetown University Law Center and Georgetown University Law Center
Carrie Christine Collins
Walnut Creek, CA Securities Law Attorney with 19 years of experience
(925) 279-5177 3055 Oak Rd
Walnut Creek, CA 94597
Securities and Business
University of California College of the Law, San Francisco
Helen Haejin Kang
Walnut Creek, CA Securities Law Lawyer with 20 years of experience
(415) 967-2991 3000 Oak Rd Ste 300
Walnut Creek, CA 94597
Securities, Business and Real Estate
Columbia Law School
Christopher K Carlberg
San Ramon, CA Securities Law Attorney with 21 years of experience
(925) 790-2775 12657 Alcosta Blvd
Suite 500
San Ramon, CA 94583
Securities, Business, IP and International
Boston College International & Comparative Law Review and Boston College Law School
Stephen Duane Oetgen
Alamo, CA Securities Law Lawyer with 31 years of experience
(858) 504-1414 247 Michelle Ln
Alamo, CA 94507
Securities and Business
Georgetown University Law Center
Kevin Alan Calia
Roseville, CA Securities Law Lawyer with 21 years of experience
(916) 547-4175 1478 Stone Point Dr
100
Roseville, CA 95661
Securities, Antitrust and Business
Stanford Law School
Colleen Marie Kennedy
Sacramento, CA Securities Law Lawyer with 21 years of experience
(916) 554-2826 501 I St Ste 10-100
Sacramento, CA 95814
Securities and Criminal
Yale Law School
Cynthia Larsen
Sacramento, CA Securities Law Attorney with 43 years of experience
(916) 329-7970 400 Capitol Mall
Suite 3000
Sacramento, CA 95814-4497
Securities, Bankruptcy, Employment and Energy
University of Idaho College of Law
Norman Carter Hile
Sacramento, CA Securities Law Attorney with 51 years of experience
(916) 447-9200 400 Capitol Mall
# 3000
Sacramento, CA 95814
Securities, Antitrust, Environmental and IP
Columbia Law School
Stephanie Clara Thomas
Sacramento, CA Securities Law Lawyer with 21 years of experience
(916) 325-1328 400 Capitol Mall
#2600
Sacramento, CA 95814
Securities and Business
UCLA School of Law
Melissa Ann Jones
Sacramento, CA Securities Law Lawyer with 25 years of experience
(916) 319-4649 500 Capitol Mall
16TH FL
Sacramento, CA 95814
Securities, Antitrust, Appeals and Business
University of California, Davis, School of Law
Saxon Skiffington Peters
Sacramento, CA Securities Law Lawyer with 18 years of experience
(916) 442-1111 1201 K St
1100
Sacramento, CA 95814
Securities and Business
University of Pennsylvania Law School
Katie Christine DeWitt
Sacramento, CA Securities Law Attorney with 18 years of experience
(916) 654-0209 914 Capitol Mall
Sacramento, CA 95814
Securities, Bankruptcy, Employment and Energy
University of the Pacific, McGeorge School of Law
Christopher Stanton Hales
Sacramento, CA Securities Law Lawyer with 20 years of experience
(916) 554-2700 501 I St Ste 10100
Sacramento, CA 95814
Securities, Antitrust and Criminal
Yale Law School and Yale Law School
Vikas Keyes Kapur
Sacramento, CA Securities Law Attorney
(650) 463-3085 91 46th St
Sacramento, CA 95819
Securities, Business, Environmental and International
University of California, Berkeley School of Law
Michelle Rowe Hallsten
Sacramento, CA Securities Law Attorney with 34 years of experience
(916) 442-1111 1201 K St
1100
Sacramento, CA 95814
Securities and Business
University of Alabama School of Law
Douglas Charles Bosley
Sacramento, CA Securities Law Lawyer with 19 years of experience
(916) 562-2723 520 Capitol Mall
150
Sacramento, CA 95814
Securities and Business
Duke University School of Law
Christopher Leroy Russell
Sacramento, CA Securities Law Attorney with 36 years of experience
(916) 319-4675 500 Capitol Mall
#1600
Sacramento, CA 95814
Securities, Business, Environmental and Health Care
University of the Pacific, McGeorge School of Law
Thomas Welsh
Sacramento, CA Securities Law Attorney
(916) 329-7941 400 Capitol Mall
Suite 3000
Sacramento, CA 95814-4497
Securities, Bankruptcy, Employment and Energy
University of the Pacific McGeorge School of Law
David Prahl
Sacramento, CA Securities Law Attorney
(916) 329-4924 400 Capitol Mall
Suite 3000
Sacramento, CA 95814-4497
Securities, Bankruptcy, Employment and Energy
Davis School of Law
Jinnifer Pitcher
Sacramento, CA Securities Law Lawyer
(916) 329-4929 400 Capitol Mall
Suite 3000
Sacramento, CA 95814-4497
Securities, Bankruptcy, Employment and Energy
University of the Pacific McGeorge School of Law
Lauri Damrell
Sacramento, CA Securities Law Lawyer
(916) 329-7914 400 Capitol Mall
Suite 3000
Sacramento, CA 95814-4497
Securities, Bankruptcy, Employment and Energy
Davis School of Law
Tracey Margaret Luttrell
San Ramon, CA Securities Law Attorney with 22 years of experience
12657 Alcosta Blvd
STE 200
San Ramon, CA 94583
Securities and Business
McGill University Faculty of Law and McGill University Faculty of Law
Earl W. Sealy
Walnut Creek, CA Securities Law Lawyer with 47 years of experience
(925) 658-6401 3003 Oak Rd
Walnut Creek, CA 94597
Securities, Bankruptcy, Business and International
Texas Tech University School of Law
Courtney Marie Lynch
San Ramon, CA Securities Law Attorney with 33 years of experience
(925) 842-6474 6001 Bollinger Canyon Rd
San Ramon, CA 94583
Securities and Business
University of Southern California Gould School of Law
Tara McManigal
Sacramento, CA Securities Law Attorney
(916) 329-7958 400 Capitol Mall
Sacramento, CA 95814
Securities, Bankruptcy, Employment and Energy
University of Virginia School of Law
Andrea Brown
Sacramento, CA Securities Law Attorney
(916) 329-7922 400 Capitol Mall
Suite 3000
Sacramento, CA 95814-4497
Securities, Bankruptcy, Employment and Energy
Samantha Mari Shiraishi
Concord, CA Securities Law Attorney with 19 years of experience
(925) 288-6000 2550 Stanwell Dr
Concord, CA 94520
Securities, Business and Health Care
UCLA School of Law and UCLA School of Law
Christopher W. Wright
Sacramento, CA Securities Law Lawyer with 43 years of experience
(916) 403-2123 400 Capitol Mall
# 2060
Sacramento, CA 95814
Securities and Business
Kirk G. Smith
Claimed Lawyer ProfileOffers Video ConferencingBlawg SearchSocial Media
Kirk G. Smith
(415) 287-0877 1 Embarcadero Ctr #500
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSan Francisco, CA Securities Law Attorney with 26 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law
As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...
Meghan Pratschler
Claimed Lawyer ProfileOffers Video ConferencingSocial Media
Meghan Pratschler
San Francisco, CA Securities Law Attorney
(415) 335-9226 95 Third Street, Second Floor
San Francisco, CA 94103
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Business
University of Dayton
Attorney licensed in California but traveling the world. Business law, contracts, and emerging technology nerd. I'm a specialist in startups and technology, so we're a perfect match if you: - need a contract or agreement written or reviewed, even if it's not tech-related - are a DAO, startup, or established business looking for legal help (even funding related!) - are a software developer or working with software devs and programmers - are interested in or planning on issuing a crypto token - have a legal question unique to technology Currently, I run my own law firm, teach Transactional Drafting at UC Boulder Law as an...
Antone F. Johnson
Claimed Lawyer ProfileSocial Media
Antone F. Johnson
Berkeley, CA Securities Law Attorney with 28 years of experience
(415) 729-5405 2081 Center Street
Berkeley, CA 94704
Free ConsultationSecurities, Business, Communications and Entertainment & Sports
Columbia Law School
For 24 years, Antone Johnson has served as lawyer, advisor, executive and advocate for emerging growth technology/digital media ventures, founders and investors in a diverse range of business and intellectual property matters. Raised in Menlo Park and Palo Alto, California, suffused with Silicon Valley's unique culture of innovation, he came of age professionally during the Internet explosion of the late 1990s, an entrepreneurial crucible of unprecedented wealth and job creation, reinvention of countless industries, and related venture capital and Wall Street dealmaking. Antone was fortunate to have a ringside seat at major Los Angeles and Silicon Valley law firms, followed...
Alan William Sparer
Claimed Lawyer ProfileOffers Video ConferencingSocial MediaResponsive Law
Alan William Sparer
San Francisco, CA Securities Law Attorney with 42 years of experience
(415) 217-7300 100 Pine St
#1250
San Francisco, CA 94111
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Elder and Stockbroker Fraud
Stanford University and Massachusetts Institute of Technology
For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...
Bernard Vogel III
Claimed Lawyer ProfileBlawg SearchSocial Media
Bernard Vogel III
San Jose, CA Securities Law Attorney with 42 years of experience
(408) 573-5700 One North Market St.
Suite 200
San Jose, CA 95113
Securities, Business and Tax
Santa Clara University School of Law and University of California - Los Angeles
Bernie Vogel is a shareholder and the CEO and President of Silicon Valley Law Group. His practice emphasizes complex corporate transactions, investment financings, mergers and acquisitions, as well as the formation and maintenance of partnerships and limited liability companies. He provides ongoing business counseling to a variety of entities, ranging from venture capital firms and start up high tech and biotech companies. Advices on directors & officers liability, corporate governance, stock option plans, licensing, and contracts, as well as advice on complex tax issues with respect to transaction structuring, entity formation, reorganizations, and business succession planning. Before practicing law, Bernie...
Securities Lawyers in Nearby CitiesSecurities Lawyers in Nearby Counties