Waterford, California Securities Lawyers

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Pablo Tagre

Modesto, CA Securities Law Attorney

(888) 597-9685 1500 Standiford Avenue, Building C
Modesto, CA 95350

Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Harvard Law School

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In founding the Tagre Law Office, Pablo A. Tagre drew from years of experience working as an attorney at prominent California law firms in order to provide his clients the quality of service they would expect from a larger operation at a more affordable cost than could be found at an overhead-intensive firm. Mr. Tagre has extensive experience helping small, medium, and large businesses with all areas of their operation – from initial business start-up, including incorporation, LLC formation, and partnership formation, to everyday concerns, such as contract negotiation, employment matters, owner disputes, litigation, corporate maintenance/annual meetings, and more. Mr. Tagre also...

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Kirk G. Smith

San Francisco, CA Securities Law Attorney with 20 years experience

(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111

Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law

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As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...

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Samuel B. Edwards

San Francisco, CA Securities Law Lawyer with 18 years experience

(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111

Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Georgetown University Law Center

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Sam Edwards is a partner at SSEK and has developed a wide-ranging practice representing individuals and institutions from the United States and almost every continent in the world in investment and financial disputes. Over the last decade, that representation has included hundreds of clients who range from retirees that have lost their life savings, to community banks and credit unions who have been defrauded by Wall Street in investment schemes or bad products, to states and municipalities defrauded by investment banks.

The cases Mr. Edwards has worked on include claims for unsuitable investment recommendations, churning, misrepresentations and outright fraud. The investments...

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Ryan Nori

San Francisco, CA Securities Law Lawyer with 5 years experience

(415) 797-7266 36th Floor
One Market
San Francisco, CA 94105

Securities and Business
Harvard Law School

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Bernard Vogel III

San Jose, CA Securities Law Attorney with 36 years experience

(408) 573-5700 One North Market St.
Suite 200
San Jose, CA 95113

Securities, Business and Tax
Santa Clara University School of Law and University of California - Los Angeles

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Bernie Vogel is a shareholder and the CEO and President of Silicon Valley Law Group. His practice emphasizes complex corporate transactions, investment financings, mergers and acquisitions, as well as the formation and maintenance of partnerships and limited liability companies. He provides ongoing business counseling to a variety of entities, ranging from venture capital firms and start up high tech and biotech companies. Advices on directors & officers liability, corporate governance, stock option plans, licensing, and contracts, as well as advice on complex tax issues with respect to transaction structuring, entity formation, reorganizations, and business succession planning. Before practicing law, Bernie...

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Alan William Sparer

San Francisco, CA Securities Law Attorney with 37 years experience

(415) 217-7300 100 Pine St
33rd Floor
San Francisco, CA 94111

Free ConsultationSecurities, Business, Elder and Stockbroker Fraud
Stanford University and Massachusetts Institute of Technology

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For over 30 years, Mr. Sparer has successfully represented individuals and businesses in litigation involving securities, contract, insurance, real estate, probate, and trust matters. Sparer Law Group (SLG), Mr. Sparer has obtained over $200 million in settlements, judgments, and recoveries on behalf of securities investors. Mr. Sparer also leads an SLG team that has successfully defended financial professionals and investment funds under investigation by the SEC, FINRA, and the California Department of Business Oversight.

SLG regularly helps resolve sensitive and confidential family disputes involving claims of elder abuse or financial misconduct. In the process, Mr. Sparer has successfully...

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Robert A. Kantas

San Francisco, CA Securities Law Lawyer with 22 years experience

(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111

Free ConsultationSecurities and Stockbroker Fraud

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Ryan S. Cook

San Francisco, CA Securities Law Lawyer with 7 years experience

(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111

Free ConsultationSecurities and Stockbroker Fraud
South Texas College of Law

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As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Ryan Cook maintains an active securities arbitration and litigation practice. Mr. Cook has worked on numerous cases dealing with individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers.

Prior to beginning his law practice, Mr. Cook worked in the securities industry as a licensed and registered representative with a large broker/dealer. He received his Juris Doctor (JD) degree from South Texas College of Law, where he earned his degree Summa Cum Laude (with highest honor) as the graduating salutatorian. Mr. Cook...

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Antone F. Johnson

San Francisco, CA Securities Law Attorney with 22 years experience

(415) 729-5405 169 11th Street
San Francisco, CA 94103

Free ConsultationSecurities, Business, Communications and Entertainment & Sports
Columbia Law School

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For nearly 20 years, Antone Johnson has served as lawyer, advisor, executive and advocate for emerging growth technology/digital media ventures, founders and investors in a diverse range of business and intellectual property matters. Raised in Menlo Park and Palo Alto, California, suffused with Silicon Valley's unique culture of innovation, he came of age professionally during the Internet explosion of the late 1990s, an entrepreneurial crucible of unprecedented wealth and job creation, reinvention of countless industries, and related venture capital and Wall Street dealmaking. Antone was fortunate to have a ringside seat at major Los Angeles and Silicon Valley law firms,...

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Michael L. Gallo

San Francisco, CA Securities Law Lawyer with 17 years experience

(415) 217-7300 100 Pine St
33rd Floor
San Francisco, CA 94111

Securities, Business and Employment
University of California, Berkeley School of Law

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Michael Gallo is a dedicated and skilled Business, Employment, and Securities Law Attorney with Sparer Law Group. Since 2002, he has represented clients in a broad array of areas involving securities, employment, employee raiding, trade secret, public utility ratemaking, and professional responsibility. His experience includes plaintiff and defendant class action matters as well. Mr. Gallo is committed to providing comprehensive representation for his clients' legal needs.

Mr. Gallo received his B.A. from Swarthmore College and M.A. from University of California at Berkeley. In 2001, he obtained his J.D. from the University of California at Berkeley, Boalt Hall School of Law. Mr....

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Jeffrey Patrick Lendrum

San Francisco, CA Securities Law Attorney with 30 years experience

(888) 809-7832 One Sansome Street,
Suite 3500
San Francisco, CA 94104

Free ConsultationSecurities, Consumer and Stockbroker Fraud
University of the Pacific, McGeorge School of Law

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Jeffrey Lendrum’s practice is devoted to representing clients with disputes involving financial fraud, investment loss recovery, financial advisor malpractice, financial elder abuse, and breach of fiduciary duty.

Mr. Lendrum is recognized by his peers as a leader in investment fraud litigation and has received the distinguished AV Preeminent rating each year since 2001. This rating is awarded to select attorneys who demonstrate preeminent legal abilities and the highest ethical standards.

As a former prosecutor, federal law clerk, and lawyer for fortune 500 companies, Mr. Lendrum has the knowledge, experience and track record to create winning strategies for his clients. Whether your...

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Marnie Cherie Lambert Esq

San Francisco, CA Securities Law Lawyer with 26 years experience

(888) 203-7833 One Embarcadero Center
Suite 500
San Francisco, CA 94111

Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Pepperdine University

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Marnie C. Lambert, the founding member of Lambert Law Firm, LLC, is licensed to practice law in all state courts and federal district courts in Ohio and California. She has spent most of her legal career representing consumers in complex civil litigation, commercial litigation, securities litigation and class actions. She has also represented clients seeking recovery for personal injuries, wrongful death and various business torts. Ms. Lambert received her juris doctorate from Pepperdine University School of Law in 1992. She spent the first five years after law school working in Los Angeles, California for a large international law firm....

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Brett Alcala

10.0

(1 Peer Review)

(650) 343-4426 177 Bovet Rd
6th Floor
San Mateo, CA 94402

Free ConsultationSan Mateo, CA Securities Law Lawyer with 32 years experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Santa Clara University School of Law

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Brett Alcala has resolved hundreds of securities disputes through litigation, mediation and arbitration. He routinely represents clients before the Financial Industry Regulatory Authority (FINRA) and the American Arbitration Association (AAA). Brett Alcala's office is located in the San Francisco Bay Area; however, he has worked with clients across the United States.

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Ansel Jay Halliburton

San Francisco, CA Securities Law Lawyer with 7 years experience

(415) 955-1155 150 Post Street
Suite 520
San Francisco, CA 94108

Free ConsultationSecurities, Business, Communications and IP
University of California, Davis, School of Law

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Gordon Craig Young

Danville, CA Securities Law Attorney with 27 years experience

(925) 314-9999 318-C Diablo Road
Danville, CA 94526

Free ConsultationSecurities, Arbitration & Mediation, Probate and Stockbroker Fraud
U of San Francisco School of Law

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Gordon Young is a 25-year litigator, specializing in financial, trust and securities litigation. Gordon tries and arbitrates cases for trustees, beneficiaries, financial professionals, investment advisors, stock brokers, Wall Street banks, and broker-dealers. These cases include civil, probate and regulatory claims based on breach of fiduciary duty, breach of trust, fraud, suitability, mismanagement of mutual funds and managed accounts, the prudent investor rule, as well as employee promissory notes, up-front loans, raiding, trade secret, unfair competition and related employment claims. Gordon has successfully assisted numerous investment professionals with FINRA related expungement actions. Gordon has been recognized eleven times...

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Tanya C. Edwards

San Francisco, CA Securities Law Attorney with 18 years experience

(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111

Free ConsultationSecurities and Stockbroker Fraud
University of Houston Law Center and University of Houston Law Center

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David W. Miller

San Francisco, CA Securities Law Lawyer with 9 years experience

(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111

Free ConsultationSecurities and Stockbroker Fraud
University of Houston Law Center

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David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...

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Inna Efimchik

Redwood City, CA Securities Law Lawyer with 14 years experience

(650) 298-6014 541 Jefferson Ave
Suite 100
Redwood City, CA 94063

Securities, Business and Health Care

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Inna Efimchik has a corporate and securities practice, focusing on emerging growth companies and venture capital firms. Her practice includes general corporate counseling and securities advising, venture capital financings, debt transactions, corporate partnerships, and mergers and acquisitions. During her practice she has represented companies in a wide range of industries, including software, internet, mobile, life sciences, biotechnology, medical device, communications and clean technology. Prior to joining Emergence Law Group, Inna Efimchik practiced corporate and securities law in the emerging companies groups at Cooley LLP and, previously, at Heller Ehrman Venture Law Group. In 2005, Inna Efimchik earned a J.D. from University...

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Val D. Hornstein Esq.

San Francisco, CA Securities Law Lawyer with 35 years experience

(415) 454-1490 235 Pine Street
Suite 1300
San Francisco, CA 94104

Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
The George Washington University Law School

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Hornstein Law Offices, Prof. Corp. is a 20-year old California-based law firm concentrating in business, securities, intellectual property and related transactions and litigation. We have served clients across the country and in abroad. Our client base ranges from individuals. start-up companies to multi-national corporations in all fields of business. Mr. Hornstein has been in practice for 30-years. Prior to HLO, he was with large international law firms and in-house corporate counsel. Please call to discuss any questions in these areas.

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Greg L Beattie

Berkeley, CA Securities Law Attorney with 39 years experience

(510) 550-8605 2030 Addison Street
Suite 650
Berkeley, CA 94704

Securities, Business and IP
Harvard Law School

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Greg Beattie practices corporate and technology law, and represents a broad spectrum of hardware, software and internet based companies, food and beverage companies including several wineries, cleantech/greentech companies and a variety of other distribution, retail, service, and manufacturing concerns, often serving as their general counsel. Greg graduated from Harvard Law School in 1980 (J.D., cum laude) and from Stanford University (highest honors) in 1976. His started his career at Cooley Godward, and has served as General Counsel of UB Networks, a pioneering Silicon Valley tech company, chair of the Venture and Technology Practice Group at Reed Smith,...

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Martin Ross Sances

Lafayette, CA Securities Law Lawyer with 25 years experience

(925) 284-2810 3736 Mt. Diablo Blvd.
Suite 300
Lafayette, CA 94549

Securities, Business, Construction and Insurance Claims
Univ of Wisconsin Law School

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Areas of Expertise

Business advice and counseling
Contract drafting and review
Corporate structure and transactions
Licensing and regulation
Employment and labor negotiation
Insurance coverage and claims handling
Education

B.A., Colgate University, 1991
Phi Beta Kappa, Magna Cum Laude
J.D., University of Wisconsin Law School, 1994

Martin is an experienced business attorney who facilitates transactions while minimizing the risks and pitfalls facing his clients. Martin takes a “can-do” approach to legal problems that focuses on crafting deals through an integrative and value creating process rather than conflict.

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Luis J. Acevedo-Bengoechea

San Francisco, CA Securities Law Attorney

(415) 623-2002 1 Embarcadero Center
#500
San Francisco, CA 94111

Free ConsultationSecurities and Stockbroker Fraud
University of Houston Law Center and University of Puerto Rico School of Law

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Mario Fausto

San Carlos, CA Securities Law Lawyer with 19 years experience

(650) 948-6114 1001 Laurel Street
Suite C.
San Carlos, CA 94070

Free ConsultationSecurities, Business, IP and Real Estate
Santa Clara University School of Law

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Jin H. Kim

San Francisco, CA Securities Law Lawyer with 19 years experience

(415) 217-7300 100 Pine St
33rd Floor
San Francisco, CA 94111

Securities, Business and Real Estate
University of California, Berkeley School of Law

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Jin H. Kim is a skilled and knowledgeable Attorney at Sparer Law Group. Her practice areas include a variety of Business, Securities, and Real Estate Law matters. Ms. Kim has more than a dozen years of experience advocating for clients with legal needs. She is committed to providing the highest quality legal representation.

Ms. Kim received a B.A. and M.A. from the University of California, Berkeley. In 1999, she obtained her J.D. from the University of California, Berkeley School of Law. Ms. Kim is a member of the State Bar of California.

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Terrance James Evans

San Francisco, CA Securities Law Attorney with 16 years experience

(415) 957-3130 One Market Plaza, Spear Tower
Suite 2200
San Francisco, CA 94105

Securities, Antitrust, Arbitration & Mediation and Business
Loyola University School of Law

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Terrance J. Evans is a partner in the Trial Practice Group of Duane Morris in San Francisco. He concentrates his practice in representing the financial services industry, which includes international, national and community banks; loan service companies; and insurance companies. During his career, Mr. Evans has both recovered and saved clients of the firm tens of millions of dollars in settlements, judgments and extrajudicial procedures. With respect to the insurance industry, Mr. Evans concentrates his practice in complex commercial litigation and policy interpretation and analysis. He has represented commercial primary, excess and umbrella insurers in a wide range of multimillion-dollar cases,...

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Eugene Illovsky

Oakland, CA Securities Law Attorney with 34 years experience

(510) 394-5885 1611 Telegraph Avenue
Suite 806
Oakland, CA 94612

Securities, Antitrust, Appeals and Business
Yale Law School

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Robert Lease Gonser

Lafayette, CA Securities Law Attorney with 29 years experience

(925) 284-0840 3717 Mt Diablo Blvd
Lafayette, CA 94549

Securities and Stockbroker Fraud
Santa Clara Univ School of Law

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Since 1990, Bob Gonser has practiced in the securities area, including representation of public investors before the Financial Industry Regulatory Authority (formerly NASD), New York Stock Exchange and Pacific Exchange. He has successfully handled hundreds of cases involving losses sustained in brokerage accounts as a result of wrongdoing, mismanagement and fraud by brokers and brokerage firms. Over the years, Mr. Gonser's efforts have resulted in a multitude of awards and settlements for his clients including over $1.2 million in damages and interest for four employees of Cisco Systems in arbitration before the Pacific Exchange (Read the decision.) At Hunsucker Goodstein, he...

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Yoshito Yamamoto

Sunnyvale, CA Securities Law Lawyer with 13 years experience

(408) 660-3928 1250 Oakmead Parkway
Suite 210
Sunnyvale, CA 94085

Free ConsultationSecurities, Business, Employment and Tax

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Jenny L. Paquette

San Francisco, CA Securities Law Attorney with 1 year experience

1 Sansome St
Suite 1850
San Francisco, CA 94104

Securities
Temple University

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David Michael Syme

San Francisco, CA Securities Law Attorney with 5 years experience

(415) 409-8049 388 Market St.
13th Floor
San Francisco, CA 94114

Securities, Business and Real Estate
University of San Francisco School of Law

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Michael M. Astanehe

San Francisco, CA Securities Law Attorney with 2 years experience

(415) 226-7170 71 Stevenson Street
Suite 400
San Francisco, CA 94105

Securities, Employment, Real Estate and Stockbroker Fraud
University of California Hastings College of the Law

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David F. Monsour

Danville, CA Securities Law Attorney with 4 years experience

(925) 314-9999 318-C Diablo Road
Danville, CA 94526

Securities, Estate Planning and Probate
University of California Hastings College of the Law

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David practices in the areas of Securities Litigation and Trust and Estate Litigation. He has always been interested in helping individuals in need and solving problems. Raised on a ranch in Texas, David attended undergrad at the University of Texas. Attracted to the beauty and vitality of California, David attended law school in the Bay Area. One of David’s favorite aspects of working at Barr & Young includes the small practice size — enabling him to spend more time on each client, build a meaningful relationship and follow each case from start to finish. He enjoys being thorough...

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Brian Danitz

Burlingame, CA Securities Law Lawyer with 13 years experience

(650) 697-6000 840 Malcolm Road
Burlingame, CA 94010

Securities and Business
Fordham University School of Law

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David Parrish Horne

San Francisco, CA Securities Law Lawyer with 25 years experience

(415) 401-7100 201 Spear Street, Suite 1100
San Francisco, CA 94105

Securities and Business
Northeastern University School of Law

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Business law for established and startup companies: entity formation, contracts, transactions, acquisitions, financings, venture capital, equity compensation, stock options, securities law compliance.

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Serafima Krikunova

San Francisco, CA Securities Law Lawyer

(415) 439-1813 555 California St.
San Francisco, CA 94104

Securities, Antitrust, Arbitration & Mediation and IP
Columbia University

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Pinakin Milind Masurekar

San Jose, CA Securities Law Lawyer with 15 years experience

(650) 353-7744 2570 N 1st St, Suite 200
San Jose, CA 95131

Securities, Business, Employment and International
Chicago-Kent College of Law, Illinois Institute of Technology and Government Law College

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Jason A. Richardson

San Francisco, CA Securities Law Attorney

One Embarcadero Center
Suite 500
San Francisco, CA 94111

Securities and Stockbroker Fraud

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Andrew Y. Luh

Mountain View, CA Securities Law Lawyer

(650) 335-7964 801 California St.
Mountain View, CA 94041

Securities, Antitrust and Business
Stanford Law School

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David Jordan Segre

Palo Alto, CA Securities Law Attorney with 34 years experience

(650) 843-5335 3175 Hanover St
Palo Alto, CA 94304

Securities and Business
Harvard Law School

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Brian J. Hicks

San Francisco, CA Securities Law Attorney

(415) 875-2312 555 California St
San Francisco, CA 94104

Securities and Business
Stanford Law School

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Securities Lawyers in Nearby Cities

Securities Lawyers in Nearby Counties

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Related Practice Areas

Arbitration & Mediation
Business Law
Stockbroker & Investment Fraud

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