Yucaipa Securities Lawyers

Securities law regulates investment products like stocks and bonds through rules such as disclosure requirements, prohibitions against fraud and market manipulation, requirements for initial public offerings, and regulations for brokers and investment advisers.

Compare top rated California attorneys serving Yucaipa.
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James L. Arrasmith
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James L. Arrasmith
Securities Lawyer Serving Yucaipa, CA
10.0Justia Lawyer Rating for James L. Arrasmith
Call me today for help with your securities law matter!
I understand the legal process can be complex and confusing, and I'm here to help you navigate the system. I provide quality representation and aggressive advocacy, and will work tirelessly to protect your rights. Read More »
Jay Nabil Razzouk
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Jay Nabil Razzouk
San Bernardino, CA Securities Law Attorney with 16 years of experience
(909) 547-7299 473 E. Carnegie Drive
Suite 200
San Bernardino, CA 92408
Free ConsultationSecurities, Business, Entertainment & Sports and Trademarks
Pepperdine University School of Law
Jay has represented and advised investors of public companies in shareholder derivative actions and complex class action litigation for over a decade. He helped secure millions of dollars in financial recovery and corporate governance reforms. He investigated and litigated claims involving such issues as accounting fraud, executive compensation, board entrenchment, board elections, corporate takeovers, inadequate internal controls, and violations of the False Claim Act, the Foreign Corrupt Practices Act, anti-money laundering laws, and vehicular and aeronautical safety regulations.

Since 2017, Jay has focused his legal practice on helping entrepreneurs successfully form and operate their businesses, representing clients in contract or business...
Ryan Nerney
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Ryan Nerney
Ladera Ranch, CA Securities Law Attorney
(619) 357-7600 999 Corporate Drive
Suite 100
Ladera Ranch, CA 92694
Securities, Employment and Military
Arizona Summit Law School
Ryan C. Nerney, Esq. is a Senior Associate in the San Diego office of Tully Rinckey PLLC, where he focuses his practice primarily on national security law, with experience in federal employment and military matters. Ryan represents clients who have security clearance issues against agencies such as CIA, NSA, DIA, DOD, NRO, and DOE. He has represented numerous clients in security clearance revocation proceedings and has a proven record of saving clients’ jobs, as well as anticipating and resolving potential future issues with their security clearances.

Prior to joining Tully Rinckey PLLC, Ryan spent more than five years representing clients in...
Brett Gregory Evans
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Brett Gregory Evans
Anaheim, CA Securities Law Lawyer with 19 years of experience
(844) 443-5229 155 N Riverview Drive
Suite 223
Anaheim, CA 92808
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Washington School of Law and University of Utah
Brett Evans delivers experience in securities, corporate, mergers and acquisitions, energy and tax law with his securities career beginning in 1995. At Evans Law, PC, Evans counsels corporations, asset management companies, securities issuers, broker-dealers, investment advisers, registered representatives and other financial industry participants in the areas of securities offerings, arbitration, litigation, broker-dealer and registered investment adviser regulation, compliance, due diligence, securities investigation and enforcement and a diverse range of transactional matters. During his career, Evans has been involved in structuring and drafting more than $1.7 billion in private placement and joint venture transactions in energy, real estate and...
James Rylee Deen
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James Rylee Deen
Palm Springs, CA Securities Law Attorney with 47 years of experience
(707) 230-1237 1714 Capri Cir
Palm Springs, CA 92264
Securities, Antitrust and Business
Stanford University
I was born in Louisiana and raised in Eastern Arkansas. I was fortunate to receive both my undergraduate education and legal training at leading private universities in the Midwest and California. I also studied for a year in Europe. I have been admitted to practice law in three major U.S. jurisdictions, each of which plays an important role in the commercial life of this country. My knowledge of both business and business law is extensive, having been gained through work in a large corporate law firm, as an in-house attorney for a leading multinational corporation,...
Kyle Kirk Lauby
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Kyle Kirk Lauby
Riverside, CA Securities Law Lawyer with 21 years of experience
(951) 320-1444 4590 Allstate Drive
Riverside, CA 92501
Securities, Antitrust, Consumer and Medical Malpractice
UCLA School of Law
Kyle K. Lauby is a partner in the Riverside office of Fernandez & Lauby. Mr. Lauby graduated in 2003 from the University of California at Los Angeles School of Law with a specialization in business law. In 1999, he graduated magna cum laude from Arizona State University with a Bachelor of Science degree in Business. Mr. Lauby is admitted to practice in the State of California and before the United States District Court for the Central District of California. He has litigated cases in a variety of practice areas, including construction defect, wrongful death, personal injury, securities fraud, antitrust, and general...
Michael Andrew Piazza
Irvine, CA Securities Law Attorney with 20 years of experience
(949) 932-3614 38 Technology Drive
Irvine, CA 92618
Securities, Antitrust, Business and Criminal
University of Minnesota Law School
Joo Ryung Kang
Irvine, CA Securities Law Attorney with 27 years of experience
(949) 932-3665 38 Technology Drive
Irvine, CA 92618
Securities, Antitrust and Business
University of Chicago Law School
Peter John Mort
Corona, CA Securities Law Attorney with 43 years of experience
(951) 987-8100 9 KPC Pkwy
301
Corona, CA 92879
Securities, Business, Construction and Real Estate
University of Connecticut School of Law
Dwight Beckstrand
Irvine, CA Securities Law Lawyer
(949) 932-3661 38 Technology Dr
Irvine, CA 92618
Securities, Antitrust and Business
University of Utah S.J. Quinney College of Law
Kent Schmidt
Irvine, CA Securities Law Lawyer
(949) 932-3646 38 Technology Dr
Irvine, CA 92618
Securities, Personal Injury and Products Liability
Witkin School of Law
Jason Robert Wisniewski
Irvine, CA Securities Law Attorney with 22 years of experience
(949) 932-3608 38 Technology Dr
Irvine, CA 92618
Securities, Antitrust and Business
Georgetown University Law Center and University of San Diego School of Law
Ellen Bancroft
Irvine, CA Securities Law Lawyer with 35 years of experience
(949) 932-3670 38 Technology Dr
Irvine, CA 92618
Securities, Antitrust and Business
Vanderbilt University School of Law
Parker Schweich
Irvine, CA Securities Law Lawyer
(949) 932-3671 38 Technology Drive
Irvine, CA 92618
Securities, Antitrust, Business and Employment
Boston University School of Law
Faisal Zubairi
Irvine, CA Securities Law Lawyer with 19 years of experience
(949) 932-3655 38 Technology Drive
Irvine, CA 92618
Securities, Business, Personal Injury and Products Liability
Cornell Law School
Josette Marie Morlas
Brea, CA Securities Law Attorney with 23 years of experience
(714) 854-8400 2929 E Imperial Hwy
170
Brea, CA 92821
Securities, Antitrust, Business and Construction
UCLA School of Law and University of Michigan Law School
Angela Kathleen Knarr
Orange, CA Securities Law Lawyer with 23 years of experience
(877) 557-4239 1421 N Wanda Rd
SUITE 120-V21
Orange, CA 92867
Securities and Employment
Harvard Law School
Dennis Michael Bent
Rancho Sta Marg, CA Securities Law Attorney with 19 years of experience
(213) 612-2321 30211 Avenida De Las Bandera
Ste 200
Rancho Sta Marg, CA 92688
Securities, Bankruptcy, Employment and Energy
UCLA School of Law and Los Angeles School of Law
Meredith Nelson Landy
Winchester, CA Securities Law Attorney
(650) 714-5149 37300 Pourroy Rd
Winchester, CA 92596
Securities
University of California, Berkeley School of Law and University of California, Berkeley School of Law
Raoul Smyth
Lake Forest, CA Securities Law Attorney with 30 years of experience
(949) 639-2018 26220 Enterprise Ct
Lake Forest, CA 92630
Securities, Bankruptcy, Business and Construction
Georgetown University Law Center
David Hayes
Irvine, CA Securities Law Lawyer
(949) 932-3660 38 Technology Drive
Irvine, CA 92618
Securities, Antitrust and Business
Cornell Law School
Bryan Gadol
Irvine, CA Securities Law Attorney
(949) 932-3600 38 Technology Drive
Irvine, CA 92618
Securities, Antitrust and Business
Chapman University School of Law
Michael A. Piazza
Irvine, CA Securities Law Lawyer with 37 years of experience
(949) 932-3614 38 Technology Dr
Irvine, CA 92618
Securities, Administrative, Bankruptcy and Business
University of Minnesota Law School
Roger Cohen
Irvine, CA Securities Law Attorney
38 Technology Dr
Irvine, CA 92618
Securities and Antitrust
Boalt Hall School of Law
John M. Donnan
Foothill Ranch, CA Securities Law Lawyer with 38 years of experience
(949) 614-1767 27422 Portola Parkway
Suite 200
Foothill Ranch, CA 92610
Securities, Bankruptcy, Business and Employment
University of Arkansas School of Law
Susu D'Andrea
GLENDORA, CA Securities Law Lawyer with 11 years of experience
(626) 852-8600 510 S GRAND AVE
STE 203
GLENDORA, CA 91740
Securities, Business and Immigration
Southwestern University School of Law
Randall Wood
Irvine, CA Securities Law Attorney
(949) 932-3651 38 Technology Drive
Irvine, CA 92618
Securities, Antitrust and Business
Loyola Law School
Patrick Arrington
Irvine, CA Securities Law Lawyer
(949) 932-3688 38 Technology Drive
Irvine, CA 92618
Securities and Antitrust
Harvard Law School
Jackellyn T. Davis
NORCO, CA Securities Law Attorney with 3 years of experience
(949) 346-8510 1210 HAMNER AVE
#1048
NORCO, CA 92860
Securities, Business and Real Estate
Ryan K Bakhtiari
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Ryan K Bakhtiari
(800) 382-7969 12711 Ventura Blvd, Suite 315
Studio City, CA 91604
Free ConsultationOffers Video ConferencingVideo ConfStudio City, CA Securities Law Lawyer with 26 years of experience
Securities
Southwestern University School of Law
I represent clients in securities disputes before FINRA (NASD, NYSE), state, and federal courts. In June 2019, I was honored to be nominated as a public member of the Discovery Task Force Committee (DTFC) of the Financial Industry Regulatory Authority (FINRA). This committee, established following a directive from the U.S. Securities & Exchange Commission, reviews substantive issues related to discovery in arbitration proceedings under the FINRA Code of Arbitration Procedure. In June 2013, I was named Chairman of the National Arbitration and Mediation Committee (“NAMC”) of FINRA, an advisory group that recommends rules, regulations, and procedures for FINRA arbitration, mediation, and...
Richard  Frankowski
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Richard Frankowski
(310) 906-4886 633 West 5th Street
Suite 26142
Los Angeles, CA 90071
Free ConsultationOffers Video ConferencingVideo ConfLos Angeles, CA Securities Law Lawyer with 24 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
University of Alabama School of Law and University of Alabama School of Law
Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...
Mark Anchor Albert
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Mark Anchor Albert
Los Angeles, CA Securities Law Attorney with 37 years of experience
(213) 699-1355 611 Wilshire Blvd #900, #1014
Los Angeles, CA 90017
Securities, Appeals, Business and Stockbroker Fraud
University of California, Berkeley School of Law
For over 30 years, Mark Anchor Albert has consistently achieved outstanding results for his clients in complex business litigation and trials. He has been instrumental in obtaining hundreds of millions of dollars in recoveries for his clients from corporations and their insurance carriers in difficult cases involving complicated liability, damages, and related insurance coverage issues. He also has successfully defended companies and individuals facing hundreds of millions, even billions of dollars in potential liability, often succeeding in having difficult cases dismissed by motion before trial, or otherwise obtaining deeply discounted settlements on favorable terms.

Mr. Albert provides sophisticated legal services for...
John Jahrmarkt
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John Jahrmarkt
Los Angeles, CA Securities Law Attorney with 33 years of experience
(310) 226-7676 2049 Century Park E
#2525
Los Angeles, CA 90067
Free ConsultationSecurities, Business, Insurance Claims and Personal Injury
Benjamin N. Cardozo School of Law
John Jahrmarkt, Esq. is the owner and managing partner of Jahrmarkt & Associates. John has more than 20 years of experience handling all kinds personal injury claims - from complicated catastrophic injuries to garden variety "soft tissue" pain. John knows how the insurance industry works and the steps their adjusters can take to protect their profits. All of our accident and injury claims are managed by John, experienced in fighting back against any low-ball insurance offers. We have recovered a number of multi-million dollar rewards for our clients, and we have established a reputation for excellence and professionalism...
David Meyer
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David Meyer
Los Angeles, CA Securities Law Attorney with 30 years of experience
(800) 738-1960 2029 Century Park East
Suite 1400
Los Angeles, CA 90067
Free ConsultationSecurities, Business, Consumer and Stockbroker Fraud
Capital University Law School and Capital University
Attorney David P. Meyer is the principal founder of Meyer Wilson. He has gained national recognition as an investment fraud lawyer, representing more than 800 investors in investment misconduct claims. He has won verdicts, settlements and judgments of hundreds of millions of dollars on their behalf. Because he is recognized as an authority in this field, he is often asked to speak for bar associations and at educational seminars. He is an active member of the Public Investors’ Arbitration Bar Association and various other legal professional associations. In 2013, Attorney David Meyer was included in the list of Best...
Gilbert J. Bradshaw
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Gilbert J. Bradshaw
Costa Mesa, CA Securities Law Lawyer with 16 years of experience
(949) 752-1100 650 Town Center Dr
#680
Costa Mesa, CA 92626
Free ConsultationSecurities and Business
Brigham Young University J. Reuben Clark Law School
With exceptional experience in securities dealings and business, I am a corporate and transactional attorney focused on helping business owners succeed. My professional journey encompasses significant roles on both the lender/underwriter side and the company side, allowing me to navigate complex legal landscapes effectively. I provide legal guidance on every aspect of starting, maintaining, and expanding a business. My clients include small startups with ambitious goals to established companies with global headquarters. I also dedicate part of my time to academia as an adjunct professor of securities regulation at Whittier Law School in Costa Mesa, California, where I teach on Monday...
William F. Capps
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William F. Capps
Irvine, CA Securities Law Attorney with 52 years of experience
(949) 623-7200 3 Park Plaza
#1100
Irvine, CA 92614
Securities and Business
University of California, Berkeley School of Law
I am an experienced California Business and Securities Law attorney. I am committed to solving complex business issues for clients from a wide range of industries.

For over 40 years, my practice has been focused on effectively solving problems and creating solutions. I am dedicated to guiding my clients towards achievement of their business goals.
Anthony James Dispoto
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Anthony James Dispoto
Newport Beach, CA Securities Law Attorney with 9 years of experience
(714) 337-6389 2424 SE Bristol St., Suite 300
Newport Beach, CA 92660
Free ConsultationSecurities, Business, Employment and Real Estate
University of San Diego School of Law
Experienced attorney with a demonstrated knowledge of commercial real estate, business and corporate law. Skilled in contract drafting and review, legal research and negotiations. Strong customer service focus and desire to help all individuals.

Education:

-Bachelor's of Arts in Business Management with emphasis in Legal Studies from California State University, Fullerton

-Juris Doctorat with emphasis in Corporate and Business Law from University of San Diego, School of Law
Eric Alan Isaacson
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Eric Alan Isaacson
La Jolla, CA Securities Law Attorney with 39 years of experience
(858) 263-9581 6580 Avenida Mirola
La Jolla, CA 92037-6231
Securities, Antitrust, Appeals and Consumer
Duke University School of Law
For more than twenty five years I have represented investors and consumers in class-action litigation, focusing primarily on federal civil appeals. I have briefed and argued appeals before all but two of the thirteen federal circuits, and was intimately involved in briefing the merits in three cases before the United States Supreme Court. My pro bono work has included writing and filing amicus curiae briefs on behalf of religious organizations and faith leaders opposing discrimination and supporting religious liberty and equal rights for all.
Mario Hoang Nguyen
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Mario Hoang Nguyen
Los Angeles, CA Securities Law Lawyer with 7 years of experience
(310) 826-4775 617 W. 7th Street
Suite 200
Los Angeles, CA 90017
Securities, Business, Criminal and White Collar Crime
Harvard Law School
Mario Nguyen is a skilled litigator, investigator, and legal scholar. He has over 200 hours of experience trying cases in federal court, has conducted investigations with millions of dollars at stake, and teaches at one of the top 30 law schools in the nation. Mario served as a Trial Attorney in the Fraud Section of the U.S. Department of Justice’s Criminal Division, an inaugural judicial law clerk to a newly appointed federal trial court judge, and an associate to a former U.S. Attorney in the criminal defense and investigations department of a major global law firm. Mario’s clients are individuals, public bodies,...
Steve A. Buchwalter
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Steve A. Buchwalter
Encino, CA Securities Law Attorney with 32 years of experience
(818) 501-8987 16133 Ventura Blvd
#700
Encino, CA 91436
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of La Verne College of Law
Steve Buchwalter has been protecting investors in Southern California for over 25 years. He advocates for individuals, non-profits and corporations in Securities Law, Arbitration & Mediation, and Stockbroker & Investment Fraud matters. Additionally, he assists businesses with legal formation and legal disputes.

Steve brings unique insight and understanding to his representation as a former licensed commodity trading adviser and stockbroker. Recognized as an expert in his field, he has successfully resolved over 400 cases. In 2009, Steve received the largest California judgement of 4.2 billion for his client.

Steve is dedicated to providing legal representation with commitment and integrity. Contact Steve...
Michael N. Steuch
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Michael N. Steuch
Los Angeles, CA Securities Law Lawyer with 27 years of experience
(310) 712-6817 1900 Avenue of the Stars
7th Floor
Los Angeles, CA 90067
Securities and Business
University of California - Los Angeles
Michael N. Steuch is a Business Law attorney specializing in Mergers & Acquisitions, Equity & Debt Financing, and Outside General Counsel matters. With over 20 years of experience, he provides California businesses with trusted legal advocacy.

A highly skilled professional, Michael is committed to superior representation focused on meeting the needs of his clients. Visit his website to see representative experience and transactions, or call for a consultation.

Michael earned his J.D. from UCLA in 1998. He has been recognized by M&A Advisor and named a Southern California Rising Star by Los Angeles Magazine.
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