New London County Securities Lawyers

Compare top rated Connecticut attorneys serving New London County.
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Howard M. Rosenfield
Claimed Lawyer ProfileOffers Video ConferencingSocial MediaResponsive Law
Howard M. Rosenfield
Hartford County, CT Securities Law Lawyer with 41 years of experience
(800) 637-3243 10 Waterside Dr
#303
Farmington, CT 06032
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation and Stockbroker Fraud
University of the Pacific, McGeorge School of Law and California Western School of Law
I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
Andrew O'Toole
Claimed Lawyer Profile
Andrew O'Toole
Hartford County, CT Securities Law Lawyer with 24 years of experience
(860) 519-5805 280 Trumbull Street, 15th Floor
Hartford, CT 06103
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Harvard University
John A Brunjes
Claimed Lawyer Profile
John A Brunjes
Hartford County, CT Securities Law Attorney with 33 years of experience
(860) 256-8539 Goodwin Square, Suite 2600
225 Asylum Street
Hartford, CT 06103
Securities
Cornell Law School
I handle a wide variety of transactional corporate and securities law matters for institutional and individual investors, investment funds and their managers, as well as for public and private operating companies. My practice focuses on hedge fund, private equity, venture capital fund formation and operational issues, and illiquid investment transactions, with particular emphasis on advising private domestic and offshore capital pools and their stakeholders. I also advise investment advisers, fund managers, and operating companies on state, federal, and international compliance and enforcement considerations. My investor clients include individuals on the Fortune 400, family offices, ERISA-regulated investors, funds of funds, and...
Kenneth Lerman
Claimed Lawyer Profile
Kenneth Lerman
Hartford County, CT Securities Law Attorney with 34 years of experience
(860) 724-7000 100 Pearl Street
4th floor
Hartford, CT 06103
Securities, Business and Real Estate
Emory University School of Law
Joshua Bradford Kons
Claimed Lawyer ProfileBlawg Search
Joshua Bradford Kons
(860) 920-5181 100 Pearl Street
14th Floor
Hartford, CT 06103
Hartford County, CT Securities Law Attorney with 15 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Pepperdine Univ School of Law
Joshua B. Kons has a breadth of experience in securities litigation and FINRA arbitration proceedings, having or represented hundreds of investors who have suffered significant losses at the hands of their financial advisor, brokerage firm or investment advisor. Mr. Kons also has a depth of experience in the securities industry.

Prior to attending law school, he worked as a mutual fund trader where he learned the securities business from the ground up. After receiving his law degree, Mr. Kons worked as an in-house attorney for a multinational, Fortune 500 corporation where he was responsible for corporate and commercial transactional matters.

Prior to...
Andrew Cote
Claimed Lawyer Profile
Andrew Cote
Hartford County, CT Securities Law Lawyer with 42 years of experience
(860) 290-4721 302 West Main St
Suite 201
Avon, CT 06001
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Connecticut School of Law
WE REPRESENT CLIENTS IN THE FIELDS OF INVESTMENT FRAUD AND BUSINESS LAW. OVER THE PAST 25 YEARS, WE HAVE RECOVERED MILLIONS OF DOLLARS FOR OUR CLIENTS THROUGHOUT THE NORTHEAST. Andrew C. Cote, LLC is a boutique law firm representing individuals, families, securities professionals and businesses in securities fraud and business law. Andrew Cote's experience may be unique combining eighteen years as a securities, corporate and business attorney with a further nine years as a Registered Investment Adviser and Senior Executive in a brokerage firm. He has an invaluable insider knowledge of the securities industry - experience not offered...
Daniel Gottfried
Claimed Lawyer Profile
Daniel Gottfried
Hartford County, CT Securities Law Attorney
(860) 256-6335 185 Asylum Street, 22nd Floor
Hartford, CT 06103
Securities, Business and Tax
University of Connecticut School of Law
Robert Siegel
Hartford County, CT Securities Law Attorney
(860) 275-0100 242 Trumbull Street
Hartford, CT 06103
Securities, Business and Tax
Cornell Law School
Sumy Rhee
Hartford County, CT Securities Law Attorney
(860) 275-0147 242 Trumbull Street
Hartford, CT 06103
Securities and Business
University of Connecticut School of Law
Paul Belval
Hartford County, CT Securities Law Attorney
(860) 275-0100 242 Trumbull Street
Hartford, CT 06103
Securities, Energy and Environmental
Pace University School of Law
Shawn Wooden
Hartford County, CT Securities Law Lawyer
(860) 275-0100 242 Trumbull Street
Hartford, CT 06103
Securities, Business and International
New York University School of Law
Donald E. Frechette
Hartford County, CT Securities Law Lawyer with 38 years of experience
(860) 541-7713 20 Church St Ste 2000
Hartford, CT 06103
Securities, Business, International and Personal Injury
New York University School of Law and New York Law School
James Lotstein
Hartford County, Connecticut Securities Law Lawyer
(860) 541-7708 20 Church Street
Hartford, CONNECTICUT 06103
Securities, Business and International
Michael Blanchard
Hartford County, CT Securities Law Attorney
(860) 240-2945 1 State Street
Hartford, CT 06105
Securities and Business
Western New England College School of Law
Stephen B. Dorrough
New Haven County, CT Securities Law Lawyer with 27 years of experience
(203) 265-8639 358 Hall Ave
Wallingford, CT 06492
Securities and Business
Sara Jaclyn Goldfarb
Hartford County, CT Securities Law Lawyer with 14 years of experience
(860) 273-7141 151 Farmington Ave
Hartford, CT 06105
Securities, Criminal and IP
St. John's University School of Law
Joseph Michael Solimene
New Haven County, CT Securities Law Attorney with 18 years of experience
(203) 687-4113 2 Linsley Street, Suite 205
North Haven, CT 06473
Securities, Appeals, Construction and Employment
Washington College of Law of American University and Quinnipiac School of Law
Thomas O'Connor
Hartford County, CT Securities Law Attorney
(860) 240-2725 1 State Street
Hartford, CT 06105
Securities, Bankruptcy and Business
University of Missouri-Columbia School of Law
John Tomich Esq
New Haven County, CT Securities Law Attorney
400 Research Pkwy
Meriden, CT 06450
Securities, Business, IP and Personal Injury
William Michael Stobart Esq
Hartford County, CT Securities Law Attorney
277 Main Street
Farmington, CT 06032
Securities, Business and Tax
John Alexander Bates
Claimed Lawyer ProfileOffers Video ConferencingQ&ASocial Media
John Alexander Bates
Fairfield County, CT Securities Law Attorney with 18 years of experience
(475) 999-2701 1000 Lafayette Blvd.
Suite 1100
Bridgeport, CT 06604
Offers Video ConferencingVideo ConfSecurities, Employment and Immigration
Seattle University School of Law
J. Alexander Bates is the founder and managing partner of The Bates Law Firm. His practice involves representing clients in immigration law matters. He is currently licensed in New York.

At the Bates Law Firm we are dedicated to helping you achieve your goals. Please call us a +1 (203) 252-7374 or visit our web site: http://www.bateslegal.com.
Stephen Ganis
Claimed Lawyer ProfileSocial Media
Stephen Ganis
Fairfield County, CT Securities Law Attorney with 39 years of experience
(203) 632-6150 1234 Summer St
Stamford, CT 06905
Securities, Business, Employment and IP
Brooklyn Law School
Thinking global, focusing local for companies, investors, founders on structure, capital, contracts, intellectual property, acquisitions, business disputes. Previously associated with prominent New York City law firms.
Thomas Wyckoff
Claimed Lawyer Profile
Thomas Wyckoff
Fairfield County, CT Securities Law Attorney with 30 years of experience
(203) 293-4278 500 West Putnam Avenue
Greenwich, CT 06830
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
Karen P. Wackerman
Claimed Lawyer ProfileSocial Media
Karen P. Wackerman
Fairfield County, CT Securities Law Attorney with 35 years of experience
(203) 330-2278 850 Main Street
P.O. Box 7006
BRIDGEPORT, CT 06601
Securities, Business, Employment and Health Care
Brooklyn Law School
I work with companies, nonprofits, healthcare entities, and individuals to help them with their business and regulatory needs. I form companies, prepare owner agreements, create form agreements for clients to use in their businesses, draft and review contracts with vendors, employers and customers, and provide general legal counselling. I also provide transactional legal services for commercial loans, mergers and acquisitions, and other transactions. Working with business owners is a real pleasure for me; I enjoy being part of the team that helps these companies succeed. I also help investment advisers with compliance, formation and general business law issues.
Todd Jordan Peterson
Claimed Lawyer Profile
Todd Jordan Peterson
Fairfield County, CT Securities Law Lawyer with 31 years of experience
(917) 842-3971 PO Box 48
Old Greenwich, CT 06870
Securities, Business and International
Columbia Law School and Columbia University School of Law
Remy Antonio Rodas
Fairfield County, CT Securities Law Attorney with 39 years of experience
(203) 359-6200 Financial Centre=0D
Stamford, CT 06901
Securities, Antitrust, Bankruptcy and Energy
The Catholic University of America Columbus School of Law and Pontificia Universidad Católica de Puerto Rico Escuela de Derecho
Robert John Gallagher JR
Fairfield County, CT Securities Law Lawyer with 14 years of experience
(203) 302-4505 290 Harbor Dr
Stamford, CT 06902
Securities
Duke University School of Law and Duke University School of Law
John Flaherty
Fairfield County, Connecticut Securities Law Attorney
(203) 353-6803 Three Stamford Plaza
Stamford, CONNECTICUT 06901
Securities and Business
University of Chicago Law School
Samuel Reich
Fairfield County, CT Securities Law Lawyer
(203) 388-9100 177 Broad St
Stamford, CT 06901
Securities, Appeals, Construction and Employment
Quinnipiac University School of Law
John Caulfield
Fairfield County, CT Securities Law Attorney
(203) 388-9100 177 Broad St
Stamford, CT 06901
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
Eric W.F. Niederer
Fairfield County, CT Securities Law Lawyer
(203) 388-9100 177 Broad St
Stamford, CT 06901
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
Mark Schnitzler
Fairfield County, CT Securities Law Lawyer
(203) 388-9100 177 Broad St
Stamford, CT 06901
Securities, Appeals, Construction and Employment
Quinnipiac University School of Law
Vincent Kiernan
Fairfield County, CT Securities Law Attorney
(203) 353-6801 3 Stamford Forum
Stamford, CT 06901
Securities and Business
New York University School of Law
Charles Lee
Fairfield County, CT Securities Law Attorney
(203) 399-5931 Financial Centre, Suite 304A
Stamford, CT 06901
Securities
Columbia Law School
Brian Calvey
Fairfield County, CT Securities Law Lawyer with 48 years of experience
(203) 351-8070 400 Atlantic Street
Stamford, CT 06901
Securities and Business
Forrest Griffith
Fairfield County, CT Securities Law Lawyer
(203) 977-7317 201 Broad Street
Stamford, CT 06901
Securities, Business and International
Boston University School of Law
Francis McCabe
Fairfield County, CT Securities Law Attorney
(203) 388-9100 177 Broad St
Stamford, CT 06901
Securities, Appeals, Construction and Employment
Pace University Law School
Mario Pena
Fairfield County, Connecticut Securities Law Lawyer with 21 years of experience
(203) 353-6845 Three Stamford Plaza
Stamford, CONNECTICUT 06901
Securities and Business
New York University School of Law
Gregory Lang
Fairfield County, Connecticut Securities Law Lawyer
(203) 353-6852 Three Stamford Plaza
Stamford, CONNECTICUT 06901
Securities and Business
University of Connecticut School of Law
John Capetta
Fairfield County, CT Securities Law Lawyer with 42 years of experience
(203) 351-8022 400 Atlantic Street
Stamford, CT 06901
Securities and Business
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