Newtown Securities Lawyers

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John Alexander Bates
Claimed Lawyer ProfileOffers Video ConferencingQ&ASocial Media
John Alexander Bates
Bridgeport, CT Securities Law Attorney with 20 years of experience
(475) 999-2701 1000 Lafayette Blvd.
Suite 1100
Bridgeport, CT 06604
Offers Video ConferencingVideo ConfSecurities, Employment and Immigration
Seattle University School of Law
J. Alexander Bates is the founder and managing partner of The Bates Law Firm. His practice involves representing clients in immigration law matters. He is currently licensed in New York.

At the Bates Law Firm we are dedicated to helping you achieve your goals. Please call us a +1 (203) 252-7374 or visit our web site: http://www.bateslegal.com.
Karen P. Wackerman
Claimed Lawyer ProfileSocial Media
Karen P. Wackerman
BRIDGEPORT, CT Securities Law Attorney with 37 years of experience
(203) 330-2278 850 Main Street
P.O. Box 7006
BRIDGEPORT, CT 06601-7006
Securities, Business, Employment and Health Care
Brooklyn Law School
I work with companies, nonprofits, healthcare entities, and individuals to help them with their business and regulatory needs. I form companies, prepare owner agreements, create form agreements for clients to use in their businesses, draft and review contracts with vendors, employers and customers, and provide general legal counselling. I also provide transactional legal services for commercial loans, mergers and acquisitions, and other transactions. Working with business owners is a real pleasure for me; I enjoy being part of the team that helps these companies succeed. I also help investment advisers with compliance, formation and general business law issues.
Andrew Cote
Claimed Lawyer Profile
Andrew Cote
Danbury, CT Securities Law Lawyer with 44 years of experience
110 Mill Plain Rd
Danbury, CT 06811
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Connecticut School of Law
WE REPRESENT CLIENTS IN THE FIELDS OF INVESTMENT FRAUD AND BUSINESS LAW. OVER THE PAST 25 YEARS, WE HAVE RECOVERED MILLIONS OF DOLLARS FOR OUR CLIENTS THROUGHOUT THE NORTHEAST. Andrew C. Cote, LLC is a boutique law firm representing individuals, families, securities professionals and businesses in securities fraud and business law. Andrew Cote's experience may be unique combining eighteen years as a securities, corporate and business attorney with a further nine years as a Registered Investment Adviser and Senior Executive in a brokerage firm. He has an invaluable insider knowledge of the securities industry - experience not offered...
Lisa Michelle Hageman
Norwalk, CT Securities Law Lawyer with 21 years of experience
(203) 229-7061 801 Main Ave
Norwalk, CT 06851
Securities and Business
University of Pennsylvania Law School
Jennifer Paige Powell
Shelton, CT Securities Law Lawyer with 24 years of experience
(203) 402-1281 1 Corporate Dr
Fl 5
Shelton, CT 06484
Securities and Business
Baylor Law School
Steven H. Gustafson
Westport, CT Securities Law Lawyer with 31 years of experience
(646) 435-1617 57 Grove Point
Westport, CT 06880
Securities, International, Real Estate and Tax
Howard M. Rosenfield
Claimed Lawyer ProfileOffers Video ConferencingSocial MediaResponsive Law
Howard M. Rosenfield
Farmington, CT Securities Law Lawyer with 43 years of experience
(800) 637-3243 10 Waterside Dr
#303
Farmington, CT 06032
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation and Stockbroker Fraud
University of the Pacific, McGeorge School of Law and California Western School of Law
I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
Joshua Bradford Kons
Claimed Lawyer Profile
Joshua Bradford Kons
(860) 920-5181 92 Hopmeadow Street
Suite 205
Weatogue, CT 06089
Weatogue, CT Securities Law Attorney with 17 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Pepperdine Univ School of Law
Joshua B. Kons has a breadth of experience in securities litigation and FINRA arbitration proceedings, having or represented hundreds of investors who have suffered significant losses at the hands of their financial advisor, brokerage firm or investment advisor. Mr. Kons also has a depth of experience in the securities industry. Prior to attending law school, he worked as an equities trader where he learned the securities business from the ground up. After receiving his law degree, Mr. Kons worked as an in-house attorney for a multinational, Fortune 500 corporation where he was responsible for corporate and commercial transactional matters. Prior to forming...
Kenneth Lerman
Claimed Lawyer Profile
Kenneth Lerman
Hartford, CT Securities Law Attorney with 36 years of experience
(860) 724-7000 100 Pearl Street
4th floor
Hartford, CT 06103
Securities, Business and Real Estate
Emory University School of Law
Thomas Wyckoff
Claimed Lawyer Profile
Thomas Wyckoff
Greenwich, CT Securities Law Attorney with 32 years of experience
(203) 293-4278 500 West Putnam Avenue
Greenwich, CT 06830
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
John A Brunjes
Claimed Lawyer Profile
John A Brunjes
Hartford, CT Securities Law Attorney with 35 years of experience
(860) 256-8539 Goodwin Square, Suite 2600
225 Asylum Street
Hartford, CT 06103
Securities
Cornell Law School
I handle a wide variety of transactional corporate and securities law matters for institutional and individual investors, investment funds and their managers, as well as for public and private operating companies. My practice focuses on hedge fund, private equity, venture capital fund formation and operational issues, and illiquid investment transactions, with particular emphasis on advising private domestic and offshore capital pools and their stakeholders. I also advise investment advisers, fund managers, and operating companies on state, federal, and international compliance and enforcement considerations. My investor clients include individuals on the Fortune 400, family offices, ERISA-regulated investors, funds of funds, and...
Andrew O'Toole
Claimed Lawyer Profile
Andrew O'Toole
Hartford, CT Securities Law Lawyer with 26 years of experience
(860) 519-5805 280 Trumbull Street, 15th Floor
Hartford, CT 06103
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Harvard University
Daniel Gottfried
Claimed Lawyer Profile
Daniel Gottfried
Hartford, CT Securities Law Attorney
(860) 256-6335 185 Asylum Street, 22nd Floor
Hartford, CT 06103
Securities, Business and Tax
University of Connecticut School of Law
Todd Jordan Peterson
Claimed Lawyer Profile
Todd Jordan Peterson
Old Greenwich, CT Securities Law Lawyer with 33 years of experience
(917) 842-3971 PO Box 48
Old Greenwich, CT 06870
Securities, Business and International
Columbia Law School and Columbia University School of Law
Jonathan R. Macey
Social Media
Jonathan R. Macey
New Haven, CT Securities Law Lawyer with 38 years of experience
(203) 432-7913 127 Wall St
New Haven, CT 06511
Securities
Yale Law School
R. Scott Beach
Greenwich, CT Securities Law Attorney
(203) 862-7800 24 Field Point Road
Greenwich, CT 06830
Securities and Business
George Washington University National Law Center
Robert John Gallagher JR
Stamford, CT Securities Law Lawyer with 16 years of experience
(203) 302-4505 290 Harbor Dr
Stamford, CT 06902
Securities
Duke University School of Law and Duke University School of Law
Forrest Griffith
Stamford, CT Securities Law Lawyer
(203) 977-7317 201 Broad Street
Stamford, CT 06901
Securities, Business and International
Boston University School of Law
Evan Seideman
Stamford, CT Securities Law Lawyer
(203) 353-6820 3 Stamford Forum
Stamford, CT 06901
Securities and Business
Benjamin N. Cardozo School of Law
John Caulfield
Stamford, CT Securities Law Attorney
(203) 388-9100 177 Broad St
Stamford, CT 06901
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
Remy Antonio Rodas
Stamford, CT Securities Law Attorney with 41 years of experience
(203) 359-6200 Financial Centre=0D
Stamford, CT 06901
Securities, Antitrust, Bankruptcy and Energy
The Catholic University of America Columbus School of Law and Pontificia Universidad Católica de Puerto Rico Escuela de Derecho
Shannon Nicole Philipp
Stamford, Connecticut Securities Law Attorney
(203) 388-9100 177 Broad Street
Stamford, CONNECTICUT 06901
Securities, Appeals, Construction and Employment
University of Connecticut School of Law
Eric W.F. Niederer
Stamford, CT Securities Law Lawyer
(203) 388-9100 177 Broad St
Stamford, CT 06901
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
Paul Belval
Hartford, CT Securities Law Attorney
(860) 275-0100 242 Trumbull Street
Hartford, CT 06103
Securities, Energy and Environmental
Pace University School of Law
Charles Lee
Stamford, CT Securities Law Attorney
(203) 399-5931 Financial Centre, Suite 304A
Stamford, CT 06901
Securities
Columbia Law School
Mark Schnitzler
Stamford, CT Securities Law Lawyer
(203) 388-9100 177 Broad St
Stamford, CT 06901
Securities, Appeals, Construction and Employment
Quinnipiac University School of Law
Vincent Kiernan
Stamford, CT Securities Law Attorney
(203) 353-6801 3 Stamford Forum
Stamford, CT 06901
Securities and Business
New York University School of Law
Heather Fusco
Stamford, CT Securities Law Attorney
(203) 388-9100 177 Broad St
Stamford, CT 06901
Securities, Appeals, Construction and Employment
Quinnipiac University School of Law
Brian Thomas Del Gatto
Stamford, Connecticut Securities Law Lawyer with 36 years of experience
(203) 388-9100 177 Broad Street
Stamford, CONNECTICUT 06901
Securities, Appeals, Construction and Employment
Quinnipiac School of Law
Jeffrey Cobb
Stamford, Connecticut Securities Law Lawyer
(203) 353-6857 Three Stamford Plaza
Stamford, CONNECTICUT 06901
Securities, Business and International
New York University School of Law
James Kuthe
Stamford, Connecticut Securities Law Lawyer
(203) 388-9100 177 Broad Street
Stamford, CONNECTICUT 06901
Securities, Appeals, Construction and Employment
Case Western Reserve School of Law
Sumy Rhee
Hartford, CT Securities Law Attorney
(860) 275-0147 242 Trumbull Street
Hartford, CT 06103
Securities and Business
University of Connecticut School of Law
Canera Pagano
Stamford, Connecticut Securities Law Attorney
(203) 388-9100 177 Broad Street
Stamford, CONNECTICUT 06901
Securities, Appeals, Construction and Employment
Quinnipiac University School of Law
Michael Pflaum
Stamford, CT Securities Law Attorney with 38 years of experience
(203) 351-8085 400 Atlantic Street
Stamford, CT 06901
Securities and Business
Joseph Michael Solimene
North Haven, CT Securities Law Attorney with 20 years of experience
(203) 687-4113 2 Linsley Street, Suite 205
North Haven, CT 06473
Securities, Appeals, Construction and Employment
Washington College of Law of American University and Quinnipiac School of Law
Robert Siegel
Hartford, CT Securities Law Attorney
(860) 275-0100 242 Trumbull Street
Hartford, CT 06103
Securities, Business and Tax
Cornell Law School
John Flaherty
Stamford, Connecticut Securities Law Attorney
(203) 353-6803 Three Stamford Plaza
Stamford, CONNECTICUT 06901
Securities and Business
University of Chicago Law School
Christopher Cerrito
Stamford, Connecticut Securities Law Lawyer
(203) 353-6821 Three Stamford Plaza
Stamford, CONNECTICUT 06901
Securities, Business and IP
Boston College Law School
Stephen Brown
Stamford, Connecticut Securities Law Attorney
(203) 388-9100 177 Broad Street
Stamford, CONNECTICUT 06901
Securities, Appeals, Construction and Employment
Quinnipiac University School of Law
Julie Noel Jack
Stamford, CT Securities Law Attorney with 23 years of experience
(203) 325-4188 1290 E Main St
Stamford, CT 06902
Securities
University of Pennsylvania Law School and University of Pennsylvania Law School
Securities Lawyers in Nearby CitiesSecurities Lawyers in Nearby Counties
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