West Hartford, Connecticut Securities Lawyers

Howard Mark Rosenfield
Claimed Lawyer ProfileSocial Media
Farmington, CT Securities Law Lawyer. 37 years experience
(800) 637-3243 10 Waterside Drive
Suite 303
 Farmington, CT 06032
Free ConsultationSecurities, Arbitration & Mediation, Business and Consumer
University of the Pacific, McGeorge School of Law and California Western School of Law
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I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
(860) 677-4334
John A Brunjes
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Hartford, CT Securities Law Attorney. 28 years experience
(860) 256-8539 Goodwin Square, Suite 2600
225 Asylum Street
 Hartford, CT 06103
Securities
Cornell Law School
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I handle a wide variety of transactional corporate and securities law matters for institutional and individual investors, investment funds and their managers, as well as for public and private operating companies. My practice focuses on hedge fund, private equity, venture capital fund formation and operational issues, and illiquid investment transactions, with particular emphasis on advising private domestic and offshore capital pools and their stakeholders. I also advise investment advisers, fund managers, and operating companies on state, federal, and international compliance and enforcement considerations. My investor clients include individuals on the Fortune 400, family offices, ERISA-regulated investors, funds of funds, and...
Andrew O'Toole
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Hartford, CT Securities Law Lawyer. 19 years experience
(860) 519-5805 280 Trumbull Street, 15th Floor
 Hartford, CT 06103
Securities, Arbitration & Mediation, Broker Fraud and Business
Harvard University
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Daniel Gottfried
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Hartford, CT Securities Law Attorney.
(860) 256-6335 185 Asylum Street, 22nd Floor
 Hartford, CT 06103
Securities, Business and Tax
University of Connecticut School of Law
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Andrew Cote
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Avon, CT Securities Law Lawyer. 37 years experience
(860) 290-4721 302 West Main St
Suite 201
 Avon, CT 06001
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
University of Connecticut School of Law
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WE REPRESENT CLIENTS IN THE FIELDS OF INVESTMENT FRAUD AND BUSINESS LAW. OVER THE PAST 25 YEARS, WE HAVE RECOVERED MILLIONS OF DOLLARS FOR OUR CLIENTS THROUGHOUT THE NORTHEAST. Andrew C. Cote, LLC is a boutique law firm representing individuals, families, securities professionals and businesses in securities fraud and business law. Andrew Cote's experience may be unique combining eighteen years as a securities, corporate and business attorney with a further nine years as a Registered Investment Adviser and Senior Executive in a brokerage firm. He has an invaluable insider knowledge of the securities industry - experience not offered...
PO Box 1965
 Lakeville, CT 06039
110 Mill Plain Rd
 Danbury, CT 06811
William Michael Stobart Esq
Farmington, CT Securities Law Attorney.
277 Main Street
 Farmington, CT 06032
Securities, Business and Tax
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Robert Siegel
Hartford, CT Securities Law Attorney.
(860) 275-0100 242 Trumbull Street
 Hartford, CT 06103
Securities, Business and Tax
Cornell Law School
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James Lotstein
Hartford, Connecticut Securities Law Lawyer.
(860) 541-7708 20 Church Street
 Hartford, CONNECTICUT 06103
Securities, Business and International
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Sumy Rhee
Hartford, CT Securities Law Attorney.
(860) 275-0147 242 Trumbull Street
 Hartford, CT 06103
Securities and Business
University of Connecticut School of Law
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Shawn Wooden
Hartford, CT Securities Law Lawyer.
(860) 275-0100 242 Trumbull Street
 Hartford, CT 06103
Securities, Business and International
New York University School of Law
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Paul Belval
Hartford, CT Securities Law Attorney.
(860) 275-0100 242 Trumbull Street
 Hartford, CT 06103
Securities, Energy and Environmental
Pace University School of Law
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Donald Frechette Esq
Hartford, Connecticut Securities Law Lawyer.
(860) 541-7713 20 Church Street
 Hartford, CONNECTICUT 06103
Securities, Business, International and Personal Injury
New York Law School
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John Tomich Esq
Meriden, CT Securities Law Attorney.
400 Research Pkwy
 Meriden, CT 06450
Securities, Business, IP and Personal Injury
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Karen P. Wackerman
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BRIDGEPORT, CT Securities Law Attorney. 30 years experience
(203) 330-2278 850 Main Street
P.O. Box 7006
 BRIDGEPORT, CT 06601-7006
Securities, Business, Employment and Health Care
Brooklyn Law School
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I work with companies, nonprofits, healthcare entities, and individuals to help them with their business and regulatory needs. I form companies, prepare owner agreements, create form agreements for clients to use in their businesses, draft and review contracts with vendors, employers and customers, and provide general legal counselling. I also provide transactional legal services for commercial loans, mergers and acquisitions, and other transactions. Working with business owners is a real pleasure for me; I enjoy being part of the team that helps these companies succeed. I also help investment advisers with compliance, formation and general business law issues.
Stephen Ganis
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Stamford, CT Securities Law Attorney. 35 years experience
(203) 632-6150 1234 Summer St
 Stamford, CT 06905
Securities, Business, Employment and IP
Brooklyn Law School
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Thinking global, focusing local for companies, investors, founders on structure, capital, contracts, intellectual property, acquisitions, business disputes. Previously associated with prominent New York City law firms.
Thomas Wyckoff
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Greenwich, CT Securities Law Attorney. 25 years experience
(203) 293-4278 500 West Putnam Avenue
 Greenwich, CT 06830
Free ConsultationSecurities and Business
Albany Law School
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• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
(212) 256-8403 14 Wall Street
 New York, NY 10005
(202) 618-3722 200 Pennslyvania Avenue, N.W.
 Washington, DC 20037
John Caulfield
Stamford, CT Securities Law Attorney.
(203) 388-9100 177 Broad St
 Stamford, CT 06901
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
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James Kuthe
Stamford, Connecticut Securities Law Lawyer.
(203) 388-9100 177 Broad Street
 Stamford, CONNECTICUT 06901
Securities, Appeals, Construction and Employment
Case Western Reserve School of Law
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Stephen Brown
Stamford, Connecticut Securities Law Attorney.
(203) 388-9100 177 Broad Street
 Stamford, CONNECTICUT 06901
Securities, Appeals, Construction and Employment
Quinnipiac University School of Law
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Elida Salcedo
Stamford, CT Securities Law Lawyer.
(203) 977-7339 One Canterbury Green201 Broad Street
 Stamford, CT 06901
Securities and Business
University of Connecticut School of Law
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Charles Lee
Stamford, CT Securities Law Attorney.
(203) 399-5931 Financial Centre, Suite 304A
 Stamford, CT 06901
Securities
Columbia Law School
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Forrest Griffith
Stamford, CT Securities Law Lawyer.
(203) 977-7317 One Canterbury Green201 Broad Street
 Stamford, CT 06901
Securities, Business and International
Boston University School of Law
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Eric W.F. Niederer
Stamford, CT Securities Law Lawyer.
(203) 388-9100 177 Broad St
 Stamford, CT 06901
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
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Christopher Cerrito
Stamford, Connecticut Securities Law Lawyer.
(203) 353-6821 Three Stamford Plaza
 Stamford, CONNECTICUT 06901
Securities, Business and IP
Boston College Law School
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Michael Tortora
Stamford, CT Securities Law Attorney.
(203) 388-9100 177 Broad St
 Stamford, CT 06901
Securities, Appeals, Construction and Employment
Quinnipiac School of Law
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Beata Shapiro
Stamford, Connecticut Securities Law Attorney.
(203) 388-9100 177 Broad Street
 Stamford, CONNECTICUT 06901
Securities, Appeals, Construction and Employment
Northeastern University School of Law
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Lindsay Sheehy
Stamford, CT Securities Law Lawyer.
(203) 353-6838 3 Stamford Forum
 Stamford, CT 06901
Securities and Business
University of Connecticut School of Law
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Canera Pagano
Stamford, Connecticut Securities Law Attorney.
(203) 388-9100 177 Broad Street
 Stamford, CONNECTICUT 06901
Securities, Appeals, Construction and Employment
Quinnipiac University School of Law
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Victor Zimmermann
Stamford, CT Securities Law Lawyer. 39 years experience
(203) 388-0849 695 East Main Street=0D
 Stamford, CT 06901
Securities, Antitrust, Bankruptcy and Energy
Fordham University School of Law
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Heather Fusco
Stamford, CT Securities Law Attorney.
(203) 388-9100 177 Broad St
 Stamford, CT 06901
Securities, Appeals, Construction and Employment
Quinnipiac University School of Law
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Shannon Nicole Philipp
Stamford, Connecticut Securities Law Attorney.
(203) 388-9100 177 Broad Street
 Stamford, CONNECTICUT 06901
Securities, Appeals, Construction and Employment
University of Connecticut School of Law
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Brian Frank
Stamford, CT Securities Law Lawyer.
(203) 388-9100 177 Broad St
 Stamford, CT 06901
Securities, Appeals, Construction and Employment
Pace University School of Law
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Hope Ann Sweeney
Stamford, Connecticut Securities Law Lawyer. 13 years experience
(203) 388-9100 177 Broad Street
 Stamford, CONNECTICUT 06901
Securities, Appeals, Construction and Employment
New York Law School
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Brian Thomas Del Gatto
Stamford, Connecticut Securities Law Lawyer. 29 years experience
(203) 388-9100 177 Broad Street
 Stamford, CONNECTICUT 06901
Securities, Appeals, Construction and Employment
Quinnipiac School of Law
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Mario Pena
Stamford, Connecticut Securities Law Lawyer. 16 years experience
(203) 353-6845 Three Stamford Plaza
 Stamford, CONNECTICUT 06901
Securities and Business
New York University School of Law
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Evan Seideman
Stamford, CT Securities Law Lawyer.
(203) 353-6820 3 Stamford Forum
 Stamford, CT 06901
Securities and Business
Benjamin N. Cardozo School of Law
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R. Scott Beach
Greenwich, CT Securities Law Attorney.
(203) 862-7800 24 Field Point Road
 Greenwich, CT 06830
Securities and Business
George Washington University National Law Center
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Thomas Freed
Stamford, Connecticut Securities Law Lawyer.
(203) 353-6802 Three Stamford Plaza
 Stamford, CONNECTICUT 06901
Securities, Business and International
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David Moran
Stamford, CT Securities Law Attorney.
(203) 388-0852 695 East Main Street=0D
 Stamford, CT 06901
Securities, Antitrust, Bankruptcy and Energy
University of Virginia School of Law
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Samuel Reich
Stamford, CT Securities Law Lawyer.
(203) 388-9100 177 Broad St
 Stamford, CT 06901
Securities, Appeals, Construction and Employment
Quinnipiac University School of Law
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Securities Lawyers in Nearby Cities

Securities Lawyers in Nearby Counties

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Related Practice Areas

Arbitration & Mediation
Broker Fraud
Business Law

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