West Hartford, Connecticut Securities Lawyers

Howard Mark Rosenfield
Claimed Lawyer ProfileSocial Media
Farmington, CT Securities Law Lawyer with 37 years experience
(800) 637-3243 10 Waterside Drive
Suite 303
 Farmington, CT 06032
Free ConsultationSecurities, Arbitration & Mediation, Business and Consumer
University of the Pacific, McGeorge School of Law and California Western School of Law
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I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
(860) 677-4334
Daniel Gottfried
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Hartford, CT Securities Law Attorney
(860) 256-6335 185 Asylum Street, 22nd Floor
 Hartford, CT 06103
Securities, Business and Tax
University of Connecticut School of Law
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Andrew O'Toole
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Hartford, CT Securities Law Lawyer with 20 years experience
(860) 519-5805 280 Trumbull Street, 15th Floor
 Hartford, CT 06103
Securities, Arbitration & Mediation, Broker Fraud and Business
Harvard University
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John A Brunjes
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Hartford, CT Securities Law Attorney with 29 years experience
(860) 256-8539 Goodwin Square, Suite 2600
225 Asylum Street
 Hartford, CT 06103
Securities
Cornell Law School
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I handle a wide variety of transactional corporate and securities law matters for institutional and individual investors, investment funds and their managers, as well as for public and private operating companies. My practice focuses on hedge fund, private equity, venture capital fund formation and operational issues, and illiquid investment transactions, with particular emphasis on advising private domestic and offshore capital pools and their stakeholders. I also advise investment advisers, fund managers, and operating companies on state, federal, and international compliance and enforcement considerations. My investor clients include individuals on the Fortune 400, family offices, ERISA-regulated investors, funds of funds, and...
Andrew Cote
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Avon, CT Securities Law Lawyer with 38 years experience
(860) 290-4721 302 West Main St
Suite 201
 Avon, CT 06001
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
University of Connecticut School of Law
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WE REPRESENT CLIENTS IN THE FIELDS OF INVESTMENT FRAUD AND BUSINESS LAW. OVER THE PAST 25 YEARS, WE HAVE RECOVERED MILLIONS OF DOLLARS FOR OUR CLIENTS THROUGHOUT THE NORTHEAST. Andrew C. Cote, LLC is a boutique law firm representing individuals, families, securities professionals and businesses in securities fraud and business law. Andrew Cote's experience may be unique combining eighteen years as a securities, corporate and business attorney with a further nine years as a Registered Investment Adviser and Senior Executive in a brokerage firm. He has an invaluable insider knowledge of the securities industry - experience not offered...
PO Box 1965
 Lakeville, CT 06039
110 Mill Plain Rd
 Danbury, CT 06811
William Michael Stobart Esq
Farmington, CT Securities Law Attorney
277 Main Street
 Farmington, CT 06032
Securities, Business and Tax
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Robert Siegel
Hartford, CT Securities Law Attorney
(860) 275-0100 242 Trumbull Street
 Hartford, CT 06103
Securities, Business and Tax
Cornell Law School
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Shawn Wooden
Hartford, CT Securities Law Lawyer
(860) 275-0100 242 Trumbull Street
 Hartford, CT 06103
Securities, Business and International
New York University School of Law
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Donald Frechette Esq
Hartford, Connecticut Securities Law Lawyer
(860) 541-7713 20 Church Street
 Hartford, CONNECTICUT 06103
Securities, Business, International and Personal Injury
New York Law School
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Paul Belval
Hartford, CT Securities Law Attorney
(860) 275-0100 242 Trumbull Street
 Hartford, CT 06103
Securities, Energy and Environmental
Pace University School of Law
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Sumy Rhee
Hartford, CT Securities Law Attorney
(860) 275-0147 242 Trumbull Street
 Hartford, CT 06103
Securities and Business
University of Connecticut School of Law
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James Lotstein
Hartford, Connecticut Securities Law Lawyer
(860) 541-7708 20 Church Street
 Hartford, CONNECTICUT 06103
Securities, Business and International
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John Tomich Esq
Meriden, CT Securities Law Attorney
400 Research Pkwy
 Meriden, CT 06450
Securities, Business, IP and Personal Injury
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Karen P. Wackerman
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BRIDGEPORT, CT Securities Law Attorney with 31 years experience
(203) 330-2278 850 Main Street
P.O. Box 7006
 BRIDGEPORT, CT 06601-7006
Securities, Business, Employment and Health Care
Brooklyn Law School
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I work with companies, nonprofits, healthcare entities, and individuals to help them with their business and regulatory needs. I form companies, prepare owner agreements, create form agreements for clients to use in their businesses, draft and review contracts with vendors, employers and customers, and provide general legal counselling. I also provide transactional legal services for commercial loans, mergers and acquisitions, and other transactions. Working with business owners is a real pleasure for me; I enjoy being part of the team that helps these companies succeed. I also help investment advisers with compliance, formation and general business law issues.
Joseph Michael Solimene
North Haven, CT Securities Law Attorney with 14 years experience
(203) 687-4113 2 Linsley Street, Suite 205
 North Haven, CT 06473
Securities, Appeals, Construction and Employment
Washington College of Law of American University and Quinnipiac School of Law
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Stephen Ganis
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Stamford, CT Securities Law Attorney with 36 years experience
(203) 632-6150 1234 Summer St
 Stamford, CT 06905
Securities, Business, Employment and IP
Brooklyn Law School
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Thinking global, focusing local for companies, investors, founders on structure, capital, contracts, intellectual property, acquisitions, business disputes. Previously associated with prominent New York City law firms.
Thomas Wyckoff
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Greenwich, CT Securities Law Attorney with 26 years experience
(203) 293-4278 500 West Putnam Avenue
 Greenwich, CT 06830
Free ConsultationSecurities and Business
Albany Law School
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• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
(212) 256-8403 14 Wall Street
 New York, NY 10005
(202) 618-3722 200 Pennslyvania Avenue, N.W.
 Washington, DC 20037
Vincent Kiernan
Stamford, CT Securities Law Attorney
(203) 353-6801 3 Stamford Forum
 Stamford, CT 06901
Securities and Business
New York University School of Law
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Canera Pagano
Stamford, Connecticut Securities Law Attorney
(203) 388-9100 177 Broad Street
 Stamford, CONNECTICUT 06901
Securities, Appeals, Construction and Employment
Quinnipiac University School of Law
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Mark Schnitzler
Stamford, CT Securities Law Lawyer
(203) 388-9100 177 Broad St
 Stamford, CT 06901
Securities, Appeals, Construction and Employment
Quinnipiac University School of Law
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Samuel Reich
Stamford, CT Securities Law Lawyer
(203) 388-9100 177 Broad St
 Stamford, CT 06901
Securities, Appeals, Construction and Employment
Quinnipiac University School of Law
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Michael Tortora
Stamford, CT Securities Law Attorney
(203) 388-9100 177 Broad St
 Stamford, CT 06901
Securities, Appeals, Construction and Employment
Quinnipiac School of Law
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David Poppick
Stamford, Connecticut Securities Law Attorney
(203) 326-7428 One Landmark Square
 Stamford, CONNECTICUT 06901
Securities, Appeals, Business and Civil Rights
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John Caulfield
Stamford, CT Securities Law Attorney
(203) 388-9100 177 Broad St
 Stamford, CT 06901
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
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Peter Roberts
Stamford, CT Securities Law Attorney
(203) 399-5910 Financial Centre, Suite 304A
 Stamford, CT 06901
Securities, Employment and Immigration
Northeastern University School of Law
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Michael Madden
Stamford, CT Securities Law Lawyer
(203) 353-6874 3 Stamford Forum
 Stamford, CT 06901
Securities and Business
St. John's University School of Law
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Elida Salcedo
Stamford, CT Securities Law Lawyer
(203) 977-7339 One Canterbury Green201 Broad Street
 Stamford, CT 06901
Securities and Business
University of Connecticut School of Law
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Gregory Lang
Stamford, Connecticut Securities Law Lawyer
(203) 353-6852 Three Stamford Plaza
 Stamford, CONNECTICUT 06901
Securities and Business
University of Connecticut School of Law
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Charles Lee
Stamford, CT Securities Law Attorney
(203) 399-5931 Financial Centre, Suite 304A
 Stamford, CT 06901
Securities
Columbia Law School
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Jeffrey Cobb
Stamford, Connecticut Securities Law Lawyer
(203) 353-6857 Three Stamford Plaza
 Stamford, CONNECTICUT 06901
Securities, Business and International
New York University School of Law
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James Kuthe
Stamford, Connecticut Securities Law Lawyer
(203) 388-9100 177 Broad Street
 Stamford, CONNECTICUT 06901
Securities, Appeals, Construction and Employment
Case Western Reserve School of Law
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Christopher Cerrito
Stamford, Connecticut Securities Law Lawyer
(203) 353-6821 Three Stamford Plaza
 Stamford, CONNECTICUT 06901
Securities, Business and IP
Boston College Law School
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Forrest Griffith
Stamford, CT Securities Law Lawyer
(203) 977-7317 One Canterbury Green201 Broad Street
 Stamford, CT 06901
Securities, Business and International
Boston University School of Law
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John Flaherty
Stamford, Connecticut Securities Law Attorney
(203) 353-6803 Three Stamford Plaza
 Stamford, CONNECTICUT 06901
Securities and Business
University of Chicago Law School
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R. Scott Beach
Greenwich, CT Securities Law Attorney
(203) 862-7800 24 Field Point Road
 Greenwich, CT 06830
Securities and Business
George Washington University National Law Center
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Brian Frank
Stamford, CT Securities Law Lawyer
(203) 388-9100 177 Broad St
 Stamford, CT 06901
Securities, Appeals, Construction and Employment
Pace University School of Law
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Evan Seideman
Stamford, CT Securities Law Lawyer
(203) 353-6820 3 Stamford Forum
 Stamford, CT 06901
Securities and Business
Benjamin N. Cardozo School of Law
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Eric W.F. Niederer
Stamford, CT Securities Law Lawyer
(203) 388-9100 177 Broad St
 Stamford, CT 06901
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
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Douglas Martin Connors
Stamford, CT Securities Law Lawyer with 18 years experience
(203) 388-9100 177 Broad St
 Stamford, CT 06901
Securities, Appeals, Construction and Employment
University of Connecticut School of Law
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Remy Antonio Rodas
Stamford, CT Securities Law Attorney with 36 years experience
(203) 359-6200 Financial Centre=0D
 Stamford, CT 06901
Securities, Antitrust, Bankruptcy and Energy
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Related Practice Areas

Arbitration & Mediation
Broker Fraud
Business Law

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