Delray Beach Securities Lawyers

Compare 84 top rated Florida attorneys serving Delray Beach.
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Jon Andrew Jacobson
PREMIUM
Jon Andrew Jacobson
Securities Lawyer Serving Delray Beach, FL
  • Free Consultation
Representing Innocent Investors and Honest Advisors—Call for Free Consultation
I am an experienced Securities Law attorney who has represented individual and corporate clients in civil actions in state and federal court in regulatory investigations, in FINRA, and more. Free consultation. Read More »
Joshua A. Katz
PREMIUM
Joshua A. Katz
Securities Lawyer Serving Delray Beach, FL
Free Consultation! Exceptional Securities Law Attorney! Aggressive Advocacy!
I am an experienced and dedicated securities law attorney. I provide diligent representation focused on the best possible outcome! Visit my website for information and case results, or call for a free consultation. Read More »
Ryan A. Schwamm
PREMIUM
Ryan A. Schwamm
Securities Lawyer Serving Delray Beach, FL
Florida Securities Law Lawyer
Florida and Southern District of Florida
Darren C. Blum
PREMIUM
Darren C. Blum
Securities Lawyer Serving Delray Beach, FL
Representing Investors in Disputes with the Financial Service Industry
Blum Law Group's primary focus is representing investors worldwide with their claims for losses due to stockbroker misconduct and brokerage firm negligence involving stocks, bonds, commodities and other products. Read More »
Patricia Marie Petersen
Delray Beach, FL Securities Law Lawyer with 34 years of experience
1690 S Congress Ave
Delray Beach, FL 33445
Securities, Business, Employment and Real Estate
William Earl Van Valkenberg
Delray Beach, FL Securities Law Attorney with 49 years of experience
(561) 454-2720 1801 S Federal Hwy
Delray Beach, FL 33483
Securities, Business, IP and International
Russell L. Forkey
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Russell L. Forkey
Boca Raton, FL Securities Law Lawyer with 52 years of experience
(561) 406-4644 1075 Broken Sound Pkwy NW
#103
Boca Raton, FL 33487
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Florida State University College of Law
For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.
Ryan A. Schwamm
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Ryan A. Schwamm
Boca Raton, FL Securities Law Lawyer
(561) 665-8613 4755 Technology Way #205
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
James Garfield Dodrill
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James Garfield Dodrill
Boca Raton, FL Securities Law Lawyer with 31 years of experience
(561) 862-0529 5800 Hamilton Way
Boca Raton, FL 33496
Free ConsultationSecurities and Business
University of Miami School of Law
Robert W. Pearce
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Robert W. Pearce
(800) 732-2889 1499 W Palmetto Park Rd #400
Boca Raton, FL 33486
Free ConsultationOffers Video ConferencingVideo ConfBoca Raton, FL Securities Law Attorney with 44 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
By hiring Robert w. Pearce, you will have the benefit of 43 years experience gained in complex securities, commodities and investment fraud disputes on both sides of the table. He is one of the most experienced Financial Industry Regulatory Authority (FINRA) arbitration attorneys winning his first investor case in 1983 after working 3 years with the SEC in NYC and moving to Florida. He has earned a peer rating of AV Preeminent continuously since 1996 through the Martindale-Hubbell peer review rating process, the highest available rating through that program. Mr. Pearce has been one of Thomson Reuters Florida Super...
Mark J. Astarita
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Mark J. Astarita
Boca Raton, FL Securities Law Attorney with 42 years of experience
3010 North Military Trail
Boca Raton, FL 33431
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Brenda Hamilton
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Brenda Hamilton
Boca Raton, FL Securities Law Attorney with 30 years of experience
(561) 416-8956 200 E. Palmetto Park Rd
Suite 103
Boca Raton, FL 33432
Free ConsultationSecurities, Business, Stockbroker Fraud and White Collar Crime
University of Arkansas - Fayetteville
Founder and Partner of Hamilton & Associates Law Group, P.A., an international corporate finance, securities, business and transactional law firm with offices in Boca Raton, Florida, 1998-Present. The firm represents issuers on the NASDAQ Stock Exchange (NASDAQ), NYSE Stock Exchange (NYSE) and OTC Markets in securities and corporate finance matters. Notable Experience & Engagements: • Initial Public Offerings (IPOs) and Direct Public Offerings (DPOs) • Listing of Issuers on NASDAQ and NYSE • Securities law disclosures and compliance for issuers on NASDAQ, NYSE and OTC Markets • Outside general counsel for domestic and international issuers • Securities offerings and/or going public transactions ranging from less than $1,000,000 to more than $300,000,000...
Ralph Behr
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Ralph Behr
(800) 761-3446 2300 Corporate Blvd NW
#238
Boca Raton, FL 33431
Free ConsultationBoca Raton, FL Securities Law Lawyer with 48 years of experience
Securities, Domestic Violence, Immigration and White Collar Crime
Maurice A. Deane School of Law at Hofstra University
Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...
Robert Howard Rex
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Robert Howard Rex
Boca Raton, FL Securities Law Attorney with 47 years of experience
(877) 224-3199 4800 N Federal Hwy.
E100
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Florida
Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.
James D. Sallah
PREMIUM
James D. Sallah
Securities Lawyer Serving Delray Beach, FL
Free Consultation! Successful Securities Law Counsel & Representation! Call Now!
I am a skilled and effective securities law attorney. I provide sound advice and guidance to help you achieve the best possible results! Visit my website for case verdicts and settlements. Call for a free consultation! Read More »
Scott L. Silver
PREMIUM
Scott L. Silver
Securities Lawyer Serving Delray Beach, FL
10.0Justia Lawyer Rating for Scott L. Silver
Free Consultation! Exceptional Legal Counsel & Advocacy for Securities Matters!
I provide comprehensive and diligent advocacy for securities law matters. I am committed to exceptional representation for your legal needs! Visit my website for reviews and case results, or call for a free consultation. Read More »
Todd A. Zuckerbrod
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Todd A. Zuckerbrod
Boca Raton, FL Securities Law Attorney with 37 years of experience
(561) 544-8144 40 S.E. 5th Street
Suite 400
Boca Raton, FL 33432
Free ConsultationSecurities, Estate Planning and Probate
Benjamin N. Cardozo School of Law
Mr. Zuckerbrod began his legal career in 1987 as an Enforcement Attorney with the New York Stock Exchange (NYSE) and subsequently joined the Law Department of Merrill Lynch where he worked for 13 years. Mr. Zuckerbrod also represented Merrill Lynch Trust Company and has for decades dealt with complex trust and estate issues and has a vast understanding of fiduciary duty. In 2002, Mr. Zuckerbrod joined the law firm of Greenberg Traurig, P.A. where he primarily defended such clients as Morgan Stanley and Smith Barney in securities arbitration, often involving trust accounts and related issues. From January 2008 through...
Jeffrey L. Cox
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Jeffrey L. Cox
Boca Raton, FL Securities Law Lawyer with 25 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Shepard Broad Law Center, Nova Southeastern University
Mr. Cox is a Founding Partner at Sallah Astarita Cox LLC. With over 20 years of experience, he provides skilled and knowledgeable counsel to clients with a broad array of legal needs. His practice is concentrated on Arbitration & Mediation, Business Law, Securities Law, Stockbroker & Investment Fraud, and White Collar Crime matters. Mr. Cox is committed to providing outstanding service and aggressive representation for his clients.

In 1995, Mr. Cox received a B.S. in Political Science from Furman University. He earned a J.D. from Nova Southeastern University—Shepard Broad Law Center in 1999. Following law school, Mr. Cox served as...
Joshua A. Katz
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Joshua A. Katz
Boca Raton, FL Securities Law Attorney with 20 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Miami School of Law
Joshua A. Katz practices in the areas of Securities Arbitration and Litigation, Complex Commercial Litigation, Securities Regulation and Enforcement, Receivership Litigation, and Broker-Dealer Compliance and Defense.

Since 2004, Mr. Katz has focused his practice in the area of broker-dealer arbitration before FINRA, or the Financial Industry Regulatory Authority, formerly known as the NASD or National Association of Securities Dealers. Mr. Katz has extensive experience representing public investors, brokers, and broker-dealers in arbitrations.

Prior to joining Sallah Astarita & Cox, Mr. Katz was an associate for the law firm of Klein & Sallah, LLC. He has advised and represented brokerage firms in proceedings...
Adam Kara-Lopez
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Adam Kara-Lopez
(800) 732-2889 1499 W Palmetto Park Rd
#400
Boca Raton, FL 33486
Free ConsultationOffers Video ConferencingVideo ConfBoca Raton, FL Securities Law Lawyer with 12 years of experience
Securities, Arbitration & Mediation, Business and Estate Planning
Florida International University College of Law
Jon Andrew Jacobson
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Jon Andrew Jacobson
Boca Raton, FL Securities Law Attorney with 26 years of experience
433 Plaza Real
Suite 275
Boca Raton, FL 33432
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Duke University School of Law
Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations.

Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, churning, unauthorized trading, failure to execute trades, failure to hedge, selling away, theft, research analyst conflicts of...
David DiNatale
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David DiNatale
Boca Raton, FL Securities Law Lawyer with 9 years of experience
(954) 320-0242 5550 Glades Rd
Ste 200
Boca Raton, FL 33431
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Personal Injury and Real Estate
University of Miami School of Law and Nova Southeastern University
David has been actively involved in the real estate world for over 7+ years serving as the Director of AAA Financial Corporation, CEO of Capital Funding Financial, and as Real Estate Agent, Mortgage Originator, & Attorney to a high net worth clientele. David graduated with numerous awards from the University of Miami with a degree in Finance & Accounting while starting for the #1 ranked Hurricanes as an outfielder on the baseball team. David went on to play for the Colorado Rockies before heading back to law school to specialize in real estate law. David proceeded to get his LL.M....
James D. Sallah
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James D. Sallah
Boca Raton, FL Securities Law Attorney with 28 years of experience
(561) 989-9080 3010 N Military Trl
#210
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Miami
Mr. Sallah is an AV Preeminent® rated attorney who concentrates on securities and commodity futures regulation and enforcement, broker-dealer compliance and defense, receivership litigation, securities arbitration, and business litigation.

Since leaving the Securities and Exchange Commission in 2004, Mr. Sallah has represented national and regional brokerage firms, as well as publicly traded companies and individuals, in a variety of matters, including SEC, FINRA, stock exchange, and state regulatory investigations, congressional investigations, internal investigations, federal and state lawsuits, administrative actions, and arbitrations. He has successfully handled matters through trial, arbitration, and regulatory enforcement proceedings. Mr. Sallah has also represented individuals in Congressional...
Keith Kanouse
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Keith Kanouse
Boca Raton, FL Securities Law Attorney with 49 years of experience
(561) 451-8090 2255 Glades Road
Suite 324 Atrium
Boca Raton, FL 33431
Securities and Business
University of Notre Dame
I represent start-up businesses and existing businesses that want to expand through franchising, licensing, dealerships, distributorships, private placement of securities. I also do business entity formation such as S corporations and LLC. I also represent buyers and sellers of businesses. I represent tenants in lease negotiation.
Lawrence Lee Klayman
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Lawrence Lee Klayman
Boca Raton, FL Securities Law Lawyer with 30 years of experience
(888) 997-9956 1200 N Federal Hwy
200
Boca Raton, FL 33432
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Stockbroker Fraud
Shepard Broad Law Center, Nova Southeastern University
Lawrence L. Klayman, a Brooklyn native, is the founding partner of KlaymanToskes, P.A. His practice is exclusively limited to securities arbitration and litigation. Lawrence is a former licensed financial advisor who has spent decades applying what he has learned from working inside the securities industry to fight for the rights of injured investors. Lawrence understands what motivates financial advisors, he understands the complex products they sell, and he understands the imperfect compliance requirements set in place for the protection of investors. While attending Nova Southeastern University- Shepherd Broad Law Center, Lawrence received firsthand experience at the National Association of Securities Dealers...
Howard M. Rosenfield
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Howard M. Rosenfield
Boca Raton, FL Securities Law Lawyer with 44 years of experience
(800) 637-3243 2255 Glades Rd
#324A
Boca Raton, FL 33431
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation and Stockbroker Fraud
University of the Pacific, McGeorge School of Law and California Western School of Law
I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora. I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
Kevin Dale Rosen
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Kevin Dale Rosen
Boca Raton, FL Securities Law Attorney with 29 years of experience
(561) 289-1566 980 North Federal Highway
Suite 110
Boca Raton, FL 33432
Securities, Communications and Stockbroker Fraud
No person and no business are immune from cyber crime, whether by phishing, fake websites, malware, account compromise/takeover, fraudulent wire transfers, ransomware, identity theft, and vendor breaches.

Rosen Protection Law PLLC is a boutique cyber security law firm located in Boca Raton, Florida. We proactively assist our clients with cyber fraud prevention, managing cyber security risk and being prepared for cyber attacks. When clients suffer a disruptive attack or breach, we are engaged to assist our clients with incident response and recovery.

Kevin D. Rosen is the Firm’s Managing Attorney and member of The Florida Bar. Kevin has more than 20 years...
Mike Amad
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Mike Amad
Boca Raton, FL Securities Law Lawyer with 16 years of experience
(561) 419-0229 2300 NW Corporate Blvd., Suite 141
Boca Raton, FL 33431
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Personal Injury
Western Michigan University Cooley Law School
Peter Mathis Spett
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Peter Mathis Spett
Boca Raton, FL Securities Law Attorney with 31 years of experience
(888) 217-4919 3020 Windsor Cir.
Boca Raton, FL 33434
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Columbia Law School
For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.

In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).

I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...
Gary Menzer
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Gary Menzer
Boca Raton, FL Securities Law Lawyer
(888) 923-9223 7280 West Palmetto Park Road
Suite 203
Boca Raton, FL 33433
Securities
Gary S. Menzer received his bachelor’s degree from the University of Central Florida and his Juris Doctor from St. Thomas University School of Law. Mr. Menzer began his career with Morgan Stanley as a financial advisor and later as a hedge fund trader. Mr. Menzer has held series 7, 31, 55 and 63 registrations. Prior to becoming a Founding Partner in Menzer & Hill, Mr. Menzer served as Vice President and Corporate Counsel for a publicly-traded broker-dealer. Having served as Corporate Counsel, Mr. Menzer brings a truly unique perspective and understanding of how broker-dealers defend against...
David Alan Carter
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David Alan Carter
Boca Raton, FL Securities Law Lawyer with 42 years of experience
(561) 750-6999 1900 Glades Road
Suite 401
Boca Raton, FL 33431
Securities, Bankruptcy, Business and Stockbroker Fraud
Drake University Law School
David A. Carter is a member of the Florida and Iowa Bar Associations. He has been practicing law since 1982 and in the Boca Raton, Florida area since 1990. He graduated from the University of South Florida with a degree in finance. He obtained his law degree from Drake University in Des Moines, Iowa in 1982. For seven years following graduation from law school, Mr. Carter practiced law with the Des Moines law firm of Neiman, Neiman, Stone & Spellman, P.C. where he specialized in bankruptcy law. Most of Mr. Carter’s clients are individuals or businesses in financial distress. He represents retirees...
Harrison R DuBosar
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Harrison R DuBosar
Boca Raton, FL Securities Law Attorney with 7 years of experience
(561) 544-8980 3010 N. Military Tr.
Suite 210
Boca Raton, FL 33431
Securities, Appeals, Business and IP
Florida State University College of Law
Harrison DuBosar is an associate at The DuBosar Law Group, P.A. Mr. DuBosar’s practice focuses on commercial litigation and appeals. Mr. DuBosar graduated from the Florida State University College of Law where he was the Treasurer of the Moot Court Board and an Associate Justice of the student Supreme Court. During law school, Mr. DuBosar was also a member of the Journal of Transnational Law and Policy and the Journal of Land Use and Environmental Law, where he was awarded Best Sub Citer. Additionally, Mr. DuBosar won the Best Brief Award and was a semi-finalist at the 2017 Kaufman Moot...
Kenneth Lerman
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Kenneth Lerman
Boca Raton, FL Securities Law Attorney with 37 years of experience
(561) 883-0700 301 Yamato Road
Suite 1240
Boca Raton, FL 33431
Securities, Business and Real Estate
Emory University School of Law
Scott Lawrence Lampert
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Scott Lawrence Lampert
Boca Raton, FL Securities Law Lawyer with 28 years of experience
(561) 376-2110 Mizner Park
433 Plaza Real
Boca Raton, FL 33432
Securities, Business, IP and International
Nova Southeastern University
David A. Gehn
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David A. Gehn
Boca Raton, FL Securities Law Attorney
(561) 910-5652 2101 NW Corporate Boulevard
Suite 218
Boca Raton, FL 33431
Securities, Criminal and Stockbroker Fraud
New York Law School
Ryon Michael McCabe
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Ryon Michael McCabe
West Palm Beach, FL Securities Law Attorney
(877) 915-4040 1601 Forum Pl
#505
West Palm Beach, FL 33401
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Florida State University College of Law
Scott L. Silver
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Scott L. Silver
(954) 755-4799 11780 W Sample Rd
Coral Springs, FL 33065
Free ConsultationOffers Video ConferencingVideo ConfCoral Springs, FL Securities Law Attorney with 28 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
University of Miami School of Law
Scott Silver has spent his entire legal career practicing securities and financial services law. Scott focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual investors and institutions in claims against brokerage firms, investment advisors, commodities firms, hedge funds and others. Scott also routinely serves as counsel to receivers and trustees in matters relating to the recovery of investor losses in Ponzi schemes. Scott has extensive experience in arbitration before the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the American Arbitration Association (AAA). He has recovered millions of...
Jason S. Haselkorn
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Jason S. Haselkorn
Palm Beach, FL Securities Law Lawyer with 30 years of experience
(561) 585-0000 359 S County Rd
Palm Beach, FL 33480
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
New York Law School
Securities arbitration and investment litigation focusing on damage and loss recovery for retail and institutional clients that have disputes with their financial advisors or firms involving stocks, bonds, limited partnerships, mutual funds, and other investment vehicles throughout the United States.
Craig D. Stein
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Craig D. Stein
Palm Beach, FL Securities Law Attorney
(561) 659-8802 205 Worth Avenue
Suite 203
Palm Beach, FL 33480
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Nova Southeastern University
Craig Stein has been practicing law for 15 years. He has handled over 850 employment and consumer related securities matters and also represented over 400 brokers who transferred billions of dollars in assets under management from one brokerage firm to another. Mr. Stein is the Chair of the Palm Beach County Bar Association Securities Law Committee.
Matthew N. Thibaut
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Matthew N. Thibaut
Palm Beach, FL Securities Law Lawyer with 23 years of experience
(561) 585-0000 359 S County Rd
Palm Beach, FL 33480
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Nova Southeastern University
My securities practice primarily focuses on maximizing an individual investor's recovery related to disputes involving stocks, bonds, mutual funds, hedge funds, private placements and structured products throughout the state of Florida, as well as the United States.
Adam T. Rabin
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Adam T. Rabin
West Palm Beach, FL Securities Law Attorney
(877) 915-4040 1601 Forum Pl
#505
West Palm Beach, FL 33401
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Miami School of Law
Lars Kristian Soreide
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Lars Kristian Soreide
Pompano Beach, FL Securities Law Lawyer
(888) 760-6552 2335 E. Atlantic Blvd.
Suite 405
Pompano Beach, FL 33062
Free ConsultationSecurities and Stockbroker Fraud
St. Thomas University School of Law
Soreide Law Group, is a securities arbitration firm that represents defrauded investors nationwide before the financial industry regulatory authority also known as FINRA. Our lawyers help victims recover financial losses due to stock brokers misconduct. Soreide Law Group has no charge for any consultation, and accepts cases on a contingency fee which means we only get paid if successful. Soreide Law Group also advances all the costs of the litigation which means you will never have to write a check to pursue your claim. Our securities law firm has recovered millions of dollars of investment losses due to stock broker...
Laura Anthony
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Laura Anthony
West Palm Beach, FL Securities Law Lawyer with 31 years of experience
(800) 341-2684 330 Clematis Street, Ste.217
West Palm Beach, FL 33401
Securities
Florida State University College of Law
Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.
Neil B. Solomon
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Neil B. Solomon
West Palm Beach, FL Securities Law Lawyer
(561) 659-4020 CityPlace Office Tower
525 Okeechobee Blvd., Suite 1700
West Palm Beach, FL 33401
Securities, Arbitration & Mediation and Business
Mr. Solomon concentrates his practice in hedge fund litigation/counseling, securities arbitration; general civil litigation and financial markets' transactional matters. Prior to becoming a Partner of McLaughlin & Stern, LLP, Mr. Solomon was associated with Greenberg Traurig LLP, resident in that firm's West Palm Beach offices, where his focus was managing and trying as lead counsel, a multitude of securities arbitration matters before the NASD (now FINRA) and the NYSE. He also litigated other securities fraud matters.

Prior to that, Mr. Solomon was associated with two prominent Chicago based law firms working on both financial market litigation and transaction matters,...
Barry Alan Weiss
Boca Raton, FL Securities Law Lawyer with 40 years of experience
(561) 289-3633 6488 NW 32nd Terrace
Boca Raton, FL 33496
Securities, Arbitration & Mediation, Business and Energy
Cornell Law School
Scott R. Haft
Boynton Beach, FL Securities Law Attorney with 16 years of experience
(888) 777-3884 3652 S. Seacrest Blvd.
Boynton Beach, FL 33435
Securities, Business, Employment and Stockbroker Fraud
Shepard Broad Law Center, Nova Southeastern University
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