Leon County, Florida Securities Lawyers

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Bruce Alexander Minnick
Claimed Lawyer ProfileSocial Media
Leon County, FL Securities Law Attorney. 39 years experience
(850) 893-6091 9017 Eagles Ridge Drive
PO Box 15588
Tallahassee, FL 32317-5588
Securities, Arbitration & Mediation, Business and Estate Planning
Florida State University College of Law and Florida State University College of Law
If 37 years of experience matters try Bruce A Minnick: Former wartime military field commander (Vietnam era); commercial bank officer; Florida legislative staff director; Assistant Attorney General; Chief Advocate, Florida Commission on Ethics; Vice President/General Counsel, Florida Credit Union League; Asst. General Counsel, Florida Department of Financial Affairs.
Jeffrey Peters Coleman
Claimed Lawyer ProfileSocial Media
Pinellas County, FL Securities Law Attorney. 32 years experience
(727) 461-7474 581 S Duncan Ave
Clearwater, FL 33756
Free ConsultationSecurities, Arbitration & Mediation, Estate Planning and Personal Injury
William & Mary Marshall-Wythe School of Law
I grew up in a large NAVY family. My father flew out of Tampa's MacDill Air Force Base in the sixties and I fell in love with the Tampa Bay community. After law school I came back to Florida to pursue my legal career with a passion for helping out individuals and famlies. I really enjoy the waterfront lifestyle here (when I can find the time to do so). I have a strong and long serving staff that makes client communication a top priority. My greatest joy is to work alongside my clients to help...
Joel Ewusiak
Claimed Lawyer ProfileQ&ASocial Media
Hillsborough County, FL Securities Law Attorney. 16 years experience
(727) 286-3559 6601 Memorial Highway
Suite 311
Tampa, FL 33615
Securities, Arbitration & Mediation, Broker Fraud and Business
Stetson University College of Law
Joel has handled a wide range of legal matters for both plaintiffs and defendants since he began practicing law in 2001. Joel focuses his law practice in two main areas: securities and investment arbitration and litigation, and commercial litigation. In the securities and investment area, Joel represents investors, agents, brokers and broker-dealers in both customer and industry disputes, in matters involving breach of contract, breach of fiduciary duty, misrepresentation, and negligent supervision, among several other areas. In the area of commercial litigation, Joel has litigated a myriad of cases in state and federal court at both the trial and...
Adam T. Rabin
Claimed Lawyer ProfileBlawgsearchSocial Media
Palm Beach County, FL Securities Law Attorney.
(877) 915-4040 1601 Forum Pl
#505
West Palm Beach, FL 33401
Securities, Arbitration & Mediation, Broker Fraud and Business
University of Miami School of Law
Ryon Michael McCabe
Claimed Lawyer ProfileBlawgsearchSocial Media
Palm Beach County, FL Securities Law Attorney.
(877) 915-4040 1601 Forum Pl
#505
West Palm Beach, FL 33401
Securities, Arbitration & Mediation, Broker Fraud and Business
Florida State University College of Law
Ralph Behr
Claimed Lawyer ProfileBlawgsearchSocial Media
Broward County, FL Securities Law Lawyer.
(800) 761-3446 12 SE 7th St
#609
Fort Lauderdale, FL 33301
Free ConsultationSecurities, Appeals, Broker Fraud and Criminal
Maurice A. Deane School of Law at Hofstra University
Brenda Hamilton
Claimed Lawyer ProfileSocial Media
Palm Beach County, FL Securities Law Attorney. 23 years experience
(561) 416-8956 101 Plaza Real South
Suite 202 N
Boca Raton, FL 33432
Free ConsultationSecurities, Broker Fraud, Business and White Collar Crime
University of Arkansas - Fayetteville
Since its inception in 1999, Hamilton & Associates Law Group, P.A. has provided services in the area of corporate finance, and securities law specialilzing in going public transactions and direct public offerings. The firm has represented more than 300 market participants in corporate finance and securities transactions since its inception. The firm represents issuers, corporate officers and directors, shareholders and other financial market participants in all areas of securities law and corporate finance. The firm has a substantial practice involving its role as the securities lawyer in the going public process including initial public offerings, direct public offerings as well...
Keith Kanouse
Claimed Lawyer ProfileSocial Media
Palm Beach County, FL Securities Law Attorney. 42 years experience
(561) 451-8090 2255 Glades Road
Suite 324 Atrium
Boca Raton, FL 33431
Securities and Business
University of Notre Dame
I represent start-up businesses and existing businesses that want to expand through franchising, licensing, dealerships, distributorships, private placement of securities. I also do business entity formation such as S corporations and LLC. I also represent buyers and sellers of businesses. I represent tenants in lease negotiation.
Jon Andrew Jacobson
Claimed Lawyer ProfileSocial Media
Indian River County, FL Securities Law Attorney. 19 years experience
601 21st St.
Suite 300
Vero Beach, FL 32960
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
Duke University School of Law
Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations. Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, churning, unauthorized trading, failure to execute trades, failure to hedge, selling away, theft, research analyst conflicts of...
(800) 801-5572 224 Datura St.
Suite 812
West Palm Beach, FL 33401
110 East Broward Blvd.
Suite 1700
Ft. Lauderdale, FL 33301
433 Plaza Real
Suite 275
Boca Raton, FL 33432
Lars Kristian Soreide
Claimed Lawyer ProfileSocial Media
Broward County, FL Securities Law Lawyer.
(888) 760-6552 2335 E. Atlantic Blvd.
Suite 405
Pompano Beach, FL 33062
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
St. Thomas University School of Law
Soreide Law Group, is a securities arbitration firm that represents defrauded investors nationwide before the financial industry regulatory authority also known as FINRA. Our lawyers help victims recover financial losses due to stock brokers misconduct. Soreide Law Group has no charge for any consultation, and accepts cases on a contingency fee which means we only get paid if successful. Soreide Law Group also advances all the costs of the litigation which means you will never have to write a check to pursue your claim. Our securities law firm has recovered millions of dollars of investment losses due to stock broker...
Todd A. Zuckerbrod
Claimed Lawyer ProfileSocial Media
Palm Beach County, FL Securities Law Attorney. 30 years experience
(561) 544-8144 40 S.E. 5th Street
Suite 400
Boca Raton, FL 33432
Free ConsultationSecurities, Estate Planning and Probate
Benjamin N. Cardozo School of Law
Mr. Zuckerbrod began his legal career in 1987 as an Enforcement Attorney with the New York Stock Exchange (NYSE) and subsequently joined the Law Department of Merrill Lynch where he worked for 13 years. Mr. Zuckerbrod also represented Merrill Lynch Trust Company and has for decades dealt with complex trust and estate issues and has a vast understanding of fiduciary duty. In 2002, Mr. Zuckerbrod joined the law firm of Greenberg Traurig, P.A. where he primarily defended such clients as Morgan Stanley and Smith Barney in securities arbitration, often involving trust accounts and related issues. From January 2008 through...
Adolfo J. Anzola Esq.
Claimed Lawyer ProfileBlawgsearchSocial Media
Broward County, FL Securities Law Attorney. 11 years experience
(800) 975-4345 11780 W. Sample Road
Coral Springs, FL 33065
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Temple University
Adolfo J. Anzola's practice focuses on representing investors in securities arbitration and litigation. Adolfo has extensive experience in representing clients in arbitration before the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). Adolfo has also represented, and is currently representing, aggrieved investors in class actions in federal court. Adolfo has successfully represented hundreds of investors throughout the United States and Latin America with combined claims of hundreds of millions of dollars. Adolfo strives to achieve the most effective results for his clients in the most efficient manner possible.
Mark R. Osherow
Claimed Lawyer ProfileSocial Media
Palm Beach County, FL Securities Law Lawyer. 28 years experience
(561) 257-0880 1801 N. Military Trail
Suite 120
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Construction
Yeshiva University
Mark R. Osherow is a Florida Bar Board Certified Specialist in Business Litigation with nearly 30 years of experience. He has practiced for the majority of those years in both state and federal courts throughout Florida. With significant trial and alternative dispute resolution experience, Osherow has taken countless depositions ans served as first-chair in numerous trials, arbitrations and mediations. He serves as a legal advisor for his clients as they assess their business risks across a large segment of industry and service providers.

Mr. Osherow was recently selected by his peers for inclusion in The Best Lawyers in America...
Darren C. Blum Esq.
Claimed Lawyer ProfileBlawgsearch
Broward County, FL Securities Law Attorney. 21 years experience
(954) 255-8181 110 E Broward Blvd
#1700
Fort Lauderdale, FL 33301
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Shepard Broad Law Center, Nova Southeastern University
Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys. Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...
(828) 252-2345 2 Wall St
Asheville, NC 28801
Jeffrey Erez Esq.
Claimed Lawyer ProfileSocial Media
Miami-Dade County, FL Securities Law Attorney. 20 years experience
(305) 728-3320 1 SE 3rd Ave #1670
Miami, FL 33131
Free ConsultationSecurities, Arbitration & Mediation and Business
University of Miami School of Law
As founder of Erez Law, PLLC, Jeffrey Erez dedicates himself to protecting investors from dishonest brokers. He now focuses exclusively on securities arbitration and litigation. After graduating cum laude from McGill University, Mr. Erez earned his law degree cum laude from The University of Miami Law School in 1996. Throughout his career, he has obtained over $100 million in recoveries for clients in thousands of FINRA arbitrations and other securities cases. In the press, Mr. Erez is often quoted in securities-related articles. If you're an investor with any legal matter regarding securities, Mr. Erez is committed to passionately seeking justice...
Matt Mueller
Claimed Lawyer ProfileSocial Media
Hillsborough County, FL Securities Law Attorney. 10 years experience
(813) 347-5142 5505 W. Gray Street
Tampa, FL 33609
Free ConsultationSecurities, Criminal, Tax and White Collar Crime
The Catholic University of America Columbus School of Law
Matt is a former federal prosecutor with the U.S. Department of Justice in Washington D.C. and Tampa and an experienced trial lawyer. His practice areas include white collar criminal defense, criminal tax defense, state and federal regulatory enforcement actions, internal investigations, tax controversy, and civil litigation. He represents a diverse array of clients including individuals facing criminal charges in federal and state court, individuals in tax disputes with the IRS, companies and individuals facing government regulatory investigations and lawsuits, and clients facing complex investigations worldwide.
Russell Lee Forkey
Claimed Lawyer ProfileSocial Media
Palm Beach County, FL Securities Law Lawyer. 45 years experience
(888) 671-0962 Suite 103
Boca Raton, FL 33487
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
Florida State University College of Law
For over 35 years, the law office of Russell L. Forkey, P.A. has been representing investors, including seniors, in claims against brokerage firms and investment advisors, for among other things, fraud, negligence, breach of fiduciary, and violations of the federal and state securities laws with the goal of loss recovery. Additionally, we handle business and contract disputes in state and federal courts.
John Chalif
Claimed Lawyer Profile
Palm Beach County, FL Securities Law Attorney. 30 years experience
(561) 820-9488 2401 PGA Blvd - Suite 260
Palm Beach Gardens, FL 33410
Securities, Arbitration & Mediation, Business and Divorce
Georgetown University Law Center
Over 20 years experience including family law, divorce and litigation. (AV Rated)
(561) 820-9488 2401 PGA Blvd - Suite 260
Palm Beach Gardens, FL 33410
(561) 820-9488 11770 US Hwy !
Stuart, FL 34994
B. F. Godfrey
Claimed Lawyer ProfileSocial Media
Orange County, FL Securities Law Attorney. 43 years experience
(407) 578-9696 1000 Legion Place, Suite 1000
Gateway Center
Orlando, FL 32801
Securities, Business, Real Estate and Trademarks
Southern Methodist University
B.F. "Biff" Godfrey has over 40 years' experience and puts his vast knowledge to use as an Of Counsel attorney with the Central Florida law firm of Bogin, Munns & Munns, P.A., and his own Godfrey Legal. Mr. Godfrey specializes in numerous areas including Business Law, Real Estate, and General Contract Law. He is admitted to the bars in both Florida and Texas, where he received his J.D from Southern Methodist University School of Law. Prior to receiving his law degree, Biff Godfrey earned his B.A. from the University of Notre Dame. In the past, he...
Mark J. Astarita
Claimed Lawyer ProfileSocial Media
Palm Beach County, FL Securities Law Attorney. 35 years experience
(561) 989-9080 2255 Glades Rd
#300e
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
(212) 509-6544 100 Park Avenue
#1600
New York, NY 10017
(973) 559-5566 60 Pompton Ave
Verona, NJ 07044
David P. Johnson
Claimed Lawyer ProfileSocial Media
Sarasota County, FL Securities Law Attorney. 33 years experience
(941) 365-0118 2201 Ringling Boulevard
First Floor
Sarasota, FL 34237
Free ConsultationSecurities, Business, Estate Planning and Probate
Wayne State University Law School
DAVID P. JOHNSON received his Bachelor of Business Administration degree from the University of Michigan School of Business Administration and his law degree from Wayne State University. He has been Board Certified by the Florida Bar in Tax Law since 1995 and Board Certified by the Florida Bar in Wills, Trusts and Estates since 1996. He is one of thirty eight (38) of Florida's 100,000 attorneys to be Board Certified in both Tax Law and Wills, Trusts and Estates. Certification is the highest level of evaluation of an attorney's competency and experience in the areas approved by the Florida Supreme...
Robert C. Glass
BlawgsearchSocial Media
Palm Beach County, FL Securities Law Attorney.
(877) 915-4040 1601 Forum Pl
#505
West Palm Beach, FL 33401
Securities, Arbitration & Mediation, Broker Fraud and Business
University of Virginia
Eric Anthony Lanigan
Claimed Lawyer ProfileBlawgsearchSocial Media
Orange County, FL Securities Law Lawyer. 41 years experience
(407) 740-7379 831 W. Morse Blvd.
Winter Park, FL 32789
Free ConsultationSecurities, Broker Fraud, Business and Real Estate
Stetson University College of Law
Winter Park, Florida attorney Eric A. Lanigan has provided clients aggressive and experienced legal representation in real estate, business and civil, foreclosure, bankruptcy, and securities and investment losses law in Central Florida since 1976. Eric Lanigan has a strong history in securities law and the financial industry. He provides clients with the complex legal advice and counsel that family, individual and businesses need to get through legal issues. There’s not much I haven’t litigated from basic employment contract disputes to suits for defending for non-performance, to collecting damages in class-action suits,” Lanigan said. He has...
Robert Howard Rex
Claimed Lawyer ProfileBlawgsearchSocial Media
Palm Beach County, FL Securities Law Attorney. 40 years experience
(877) 224-3199 250 NW 4th Diagonal
Boca Raton, FL 33432
Free ConsultationSecurities and Arbitration & Mediation
University of Florida
Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.
(877) 224-3199 12600 Hill Country Blvd.
Suite R-275
Austin, TX 78738
Alan E. Krinzman
Claimed Lawyer ProfileBlawgsearchSocial Media
Miami-Dade County, FL Securities Law Lawyer.
(305) 567-5576 3250 Mary St
#100
Miami, FL 33133
Securities, Business and Real Estate
Vanderbilt University Law School
Adam Kara-Lopez
Claimed Lawyer ProfileSocial Media
Palm Beach County, FL Securities Law Lawyer. 5 years experience
(800) 732-2889 1499 W Palmetto Park Rd
#400
Boca Raton, FL 33486
Free ConsultationSecurities, Arbitration & Mediation, Business and Estate Planning
Florida International University College of Law
D. Daxton White
Claimed Lawyer ProfileSocial Media
Indian River County, FL Securities Law Attorney. 14 years experience
(888) 637-5510 Miracle Mile Plaza
Vero Beach, FL 32960
Securities, Arbitration & Mediation, Broker Fraud and Business
Florida State University College of Law
D. Daxton White is an AV rated attorney by Martindale Hubbell, the attorney rating service, indicating the highest rating for legal ability and ethics. He is a member of the Florida and Illinois Bar Associations, as well as the Indian River County Bar Association. He is also a member of the Public Investors Arbitration Bar Association (PIABA), an association of securities attorneys who dedicate their practices to the representation of investors defrauded by their financial professional or brokerage firm. Mr. White has also served on the PIABA Legislative Committee which attempts to advance the cause of investors through the use...
W. Scott Turnbull
Claimed Lawyer ProfileSocial Media
Saint Lucie County, FL Securities Law Attorney. 18 years experience
(772) 335-2600 1935 Southeast Port Saint Lucie Boulevard
Port St. Lucie, FL 34952
Securities, Bankruptcy, Business and Probate
University of Detroit Mercy School of Law
Scott focuses his legal practice working with business owners to provide advice on asset protection, contract negotiations, corporate governance, and securities law. Scott’s experience includes extensive litigation experience that informs his approach to advising clients on various business transactions. While his practice is based in Florida, he is also admitted in Michigan and Illinois and has represented clients in many other jurisdictions.
(772) 287-2600 759 South Federal Highway
Stuart, FL 34994
Scott L. Silver Esq.
Claimed Lawyer ProfileBlawgsearchSocial Media
Broward County, FL Securities Law Attorney. 21 years experience
(954) 755-4799 11780 W Sample Rd
Coral Springs, FL 33065
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
University of Miami School of Law
Scott Silver has spent his entire legal career practicing securities and financial services law. Scott focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual investors and institutions in claims against brokerage firms, investment advisors, commodities firms, hedge funds and others. Scott also routinely serves as counsel to receivers and trustees in matters relating to the recovery of investor losses in Ponzi schemes. Scott has extensive experience in arbitration before the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the American Arbitration Association (AAA). He has recovered millions of...
James Patrick Galvin Jr.
Claimed Lawyer ProfileSocial Media
Miami-Dade County, FL Securities Law Lawyer. 3 years experience
(800) 405-5117 PO Box 557908
Miami, FL 33255
Free ConsultationSecurities and Broker Fraud
University of Miami School of Law
James P. Galvin practices securities law at Galvin Legal, PLLC. He is a member of the Florida Bar Association. He graduated from Georgia State University in Atlanta, Georgia with a Bachelor of Business Administration degree in Finance. He obtained his Juris Doctor from the University of Miami School of Law in Coral Gables, Florida. At the University of Miami, he completed the litigation skills program, which included serving as a Certified Legal Intern with the Miami-Dade State Attorney’s Office. Mr. Galvin actively participated in the Investor Rights Clinic as a Certified Legal Intern, Returning Fellow, and Research Assistant to...
Jason S. Haselkorn Esq.
Claimed Lawyer ProfileBlawgsearchSocial Media
Palm Beach County, FL Securities Law Lawyer. 22 years experience
(561) 832-5900 515 N Flagler Dr
20th Floor
West Palm Beach, FL 33401
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
New York Law School
L. Gregory Loomar
Claimed Lawyer Profile
Broward County, FL Securities Law Lawyer.
(954) 462-6700 110 E Broward Blvd
#1630
Fort Lauderdale, FL 33301
Free ConsultationSecurities, Arbitration & Mediation and Business
University of Miami School of Law
Bradford Gucciardo
Claimed Lawyer ProfileSocial Media
Manatee County, FL Securities Law Lawyer. 18 years experience
(844) 846-6075 8470 Enterprise Dr
Suite 101
Lakewood Ranch, FL 34202
Free ConsultationSecurities
St. John's University School of Law
Bradford M. Gucciardo is an experienced attorney whose work is devoted almost exclusively to the representation of stock market investors who have been victims of stockbroker and brokerage firm misconduct. Specifically, Mr. Gucciardo helps brokerage firm customers recover stock market losses, most often of retirement savings, that they sustained as the result of mishandling of their brokerage accounts. After he earned a Bachelor of Arts degree in the study of English literature, creative writing and criminology from the University of South Florida, Mr. Gucciardo, a native New Yorker, returned to New York to attend St. John’s University School of...
Natalie F. Guerra-Valdes
Claimed Lawyer ProfileQ&ASocial Media
Broward County, FL Securities Law Lawyer.
(954) 764-7878 633 SE 3rd Ave
#301
Fort Lauderdale, FL 33301
Free ConsultationSecurities, Appeals, Business and Consumer
University of Florida Levin College of Law
Jeffrey McFarland
Claimed Lawyer Profile
Duval County, FL Securities Law Lawyer. 22 years experience
(904) 301-1269 One Independent Drive
Suite 1200
Jacksonville, FL 32202
Securities, Business, IP and Municipal
University of Florida
Jeff McFarland received his Juris Doctor degree, with honors, from the University of Florida. He was the Managing Editor of the University of Florida Law Review and is a member of the Order of the Coif. Mr. McFarland was admitted to the Florida Bar in 1995. He focuses on business and corporate law, securities, mergers and acquisitions, venture capital and contracts. Following law school, Mr. McFarland spent eight years as an attorney in the corporate and government finance divisions of Foley & Lardner LLP, first as an associate and then as senior counsel. While with Foley & Lardner, Mr. McFarland's practice...
Robert W. Pearce
Claimed Lawyer ProfileSocial Media
Palm Beach County, FL Securities Law Attorney. 37 years experience
(800) 732-2889 1499 W Palmetto Park Rd
#400
Boca Raton, FL 33486
Free ConsultationSecurities, Arbitration & Mediation, Business and Estate Planning
Maurice A. Deane School of Law at Hofstra University
Jay Eng
Claimed Lawyer ProfileSocial Media
Palm Beach County, FL Securities Law Attorney. 19 years experience
(561) 835-9400 3507 Kyoto Gardens Drive
Suite 200
Palm Beach Gardens, FL 33410
Securities, Broker Fraud and Business
Tulane University School of Law and Florida State University College of Law
Experienced attorney in Federal courts, Florida state courts and FINRA arbitration with focus in securities law, securities class actions, broker-dealer disputes and business law.
Matthew N. Thibaut Esq.
Claimed Lawyer ProfileBlawgsearchSocial Media
Palm Beach County, FL Securities Law Lawyer. 16 years experience
(561) 832-5900 515 N Flagler Dr
20th Floor
West Palm Beach, FL 33401
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Nova Southeastern University
James D. Sallah Esq.
Claimed Lawyer Profile
Palm Beach County, FL Securities Law Attorney. 21 years experience
(888) 732-2889 3010 N Military Trl
#210
Boca Raton, FL 33431
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
University of Miami
Laura Anthony
Claimed Lawyer ProfileSocial Media
Palm Beach County, FL Securities Law Lawyer. 24 years experience
(800) 341-2684 330 Clematis Street, Ste.217
West Palm Beach, FL 33401
Securities
Florida State University College of Law
Ms. Anthony is an honors graduate from Florida State University College of Law and has been practicing law since 1993. Prior to founding Legal & Compliance, LLC, she served as Chief Legal Counsel for a national investment banking firm and NASDAQ broker dealer with over 200 employees. Ms. Anthony headed the firm's legal and compliance department and coordinated all legal work for the firm including all aspects of FINRA and SEC regulations, FINRA arbitrations, and public and private transactions.