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Michael Bixby
Pensacola, FL Securities Law Lawyer with 10 years of experience
Free ConsultationSecurities and Stockbroker Fraud
Wake Forest University School of Law
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Peter James Mougey
Pensacola, FL Securities Law Attorney with 24 years of experience
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Products Liability
Cumberland School of Law, Samford University
Peter Mougey is a Senior Partner and Chair of the Levin Papantonio law firm’s Securities and Business Litigation department. Mr. Mougey is currently recognized as one of the nation’s leading litigators and has been recognized as one of Florida’s top 100 trial lawyers and a Florida Super Lawyer and has dedicated his career to championing individuals’ rights against the world’s largest companies. He concentrates his practice in the areas of complex litigation, financial services, securities litigation, and whistleblower or qui tam litigation.
Mr. Mougey has represented over 1,500 state, municipal, and institutional entities, as well as tribal sovereign nations, in litigation...
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Stephen Stallings
Miami, FL Securities Law Attorney with 32 years of experience
Securities, Civil Rights, Health Care and White Collar Crime
University of Florida
Stephen S. Stallings is an experienced trial lawyer with over two decades of public and private experience providing counsel in False Claims Act/qui tam matters, white collar defense, commercial and securities litigation, FCPA, corporate compliance and internal investigations. He frequently serves as lead trial counsel in complex federal cases.
Mr. Stallings served for over seven years as an Assistant United States Attorney for the U.S. Department of Justice, where he prosecuted fraud and public corruption matters through investigation, indictment, trial and appeal in the U.S. Attorney's Offices for the Southern District of Florida in Miami and the Western District of...
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Ralph Behr
10.0 (1 Peer Review)
Free ConsultationBoca Raton, FL Securities Law Lawyer with 48 years of experience
Securities, Domestic Violence, Immigration and White Collar Crime
Maurice A. Deane School of Law at Hofstra University
Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...
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Robert W. Pearce
10.0 (1 Peer Review)
Free ConsultationOffers Video ConferencingVideo ConfBoca Raton, FL Securities Law Attorney with 44 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
By hiring Robert w. Pearce, you will have the benefit of 43 years experience gained in complex securities, commodities and investment fraud disputes on both sides of the table. He is one of the most experienced Financial Industry Regulatory Authority (FINRA) arbitration attorneys winning his first investor case in 1983 after working 3 years with the SEC in NYC and moving to Florida.
He has earned a peer rating of AV Preeminent continuously since 1996 through the Martindale-Hubbell peer review rating process, the highest available rating through that program. Mr. Pearce has been one of Thomson Reuters Florida Super...
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Mark J. Astarita
Boca Raton, FL Securities Law Attorney with 42 years of experience
3010 North Military Trail
Boca Raton, FL 33431
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
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Cody L. Frank
Coral Gables, FL Securities Law Attorney with 8 years of experience
(305) 274-5507
4000 Ponce de Leon Blvd
Suite 630
Coral Gables, FL 33146
Securities, Appeals, Business and Entertainment & Sports
St. Thomas University School of Law
Cody Frank’s broad-based litigation experience representing both plaintiffs and defendants provides him with an invaluable perspective when prosecuting claims on behalf of individuals and businesses. Cody practiced civil appellate law specializing in medical malpractice and general negligence with a boutique firm based in Fort Lauderdale. He has litigated cases in multiple state and federal jurisdictions throughout the country. He has defended numerous dispositive motions, engaged in data-intensive discovery and worked extensively with experts and attorneys. His efforts while there have led to settlements and jury verdicts awarding millions of dollars in relief.
Cody has extensive experience handling appellate matters in state...
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Sara Hanley
Naples, FL Securities Law Lawyer with 17 years of experience
Free ConsultationSecurities and Stockbroker Fraud
Nova Southeastern University
Attorney Hanley has focused her practice on representing investors nationwide who have lost their savings and retirement funds as a result of their brokerage accounts being mishandled. Attorney Hanley represents investors in claims against their brokers, broker dealers, investment advisors, financial advisors, and insurance companies. Attorney Hanley is experienced in providing representation for investors who have been the victims of financial fraud, negligence and unsuitable investments. Attorney Hanley has experience in prosecuting claims against the major Wall Street brokerage firms.
Attorney Hanley has extensive experience in the areas of securities litigation and arbitration, including securities class actions, numerous arbitrations...
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Craig D. Stein
Palm Beach, FL Securities Law Attorney
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Nova Southeastern University
Craig Stein has been practicing law for 15 years. He has handled over 850 employment and consumer related securities matters and also represented over 400 brokers who transferred billions of dollars in assets under management from one brokerage firm to another. Mr. Stein is the Chair of the Palm Beach County Bar Association Securities Law Committee.
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Jeffrey Erez
Miami, FL Securities Law Attorney with 27 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Business
University of Miami School of Law
As founder of Erez Law, PLLC, Jeffrey Erez dedicates himself to protecting investors from dishonest brokers. He now focuses exclusively on securities arbitration and litigation. After graduating cum laude from McGill University, Mr. Erez earned his law degree cum laude from The University of Miami Law School in 1996. Throughout his career, he has obtained over $100 million in recoveries for clients in thousands of FINRA arbitrations and other securities cases. In the press, Mr. Erez is often quoted in securities-related articles. If you're an investor with any legal matter regarding securities, Mr. Erez is committed to passionately seeking justice...
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Christopher Wegner
Naples, FL Securities Law Attorney with 17 years of experience
Free ConsultationSecurities, Business, IP and Tax
New York University School of Law and Stetson University College of Law
P. Christopher Wegner is an entrepreneur and the founding attorney at Wegner Law PLLC. He is one of the only attorneys in Southwest Florida with significant experience in sophisticated business and tax law matters and is recognized as one of the leading innovators in bringing that experience to small and midsized businesses who cannot always afford to engage larger law firms in South Florida.
In addition to the general business and corporate law services he provides to emerging and established companies in Southwest Florida, Chris works with multi-national corporations on difficult domestic and international tax issues including, multi-million dollar mergers and...
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Jeffrey Peters Coleman
Clearwater, FL Securities Law Attorney with 39 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Estate Planning and Personal Injury
William & Mary Marshall-Wythe School of Law
I grew up in a large NAVY family. My father flew out of Tampa's MacDill Air Force Base in the sixties and I fell in love with the Tampa Bay community. After law school I came back to Florida to pursue my legal career with a passion for helping out individuals and families. I really enjoy the waterfront lifestyle here (when I can find the time to do so). I have a strong and long serving staff that makes client communication a top priority. My greatest joy is to work alongside my clients to help...
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Adam T. Rabin
West Palm Beach, FL Securities Law Attorney
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Miami School of Law
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Carl G Hawkins
10.0 (1 Peer Review)
(904) 780-0059
12574 Flagler Center Blvd
Suite 101
Jacksonville, FL 32258
Free ConsultationOffers Video ConferencingVideo ConfJacksonville, FL Securities Law Lawyer with 7 years of experience
Securities, Business, Consumer and Trademarks
Florida Coastal School of Law
As a seasoned corporate, securities, and business transactions lawyer, Mr. Hawkins brings a wealth of expertise to the table. Here’s a glimpse into his multifaceted experience:
Intellectual Property Filings:
Mr. Hawkins has successfully navigated the intricate landscape of intellectual property (IP) filings. Whether it’s patents, trademarks, or copyrights, he has assisted clients in securing and protecting their innovative ideas and creations.
Capital Markets Transactions:
From initial public offerings (IPOs) to secondary offerings, he has advised companies on capital-raising strategies. His insights extend to compliance with regulatory reporting requirements, including the Exchange Act and state securities laws.
Mergers and Acquisitions (M&A):
He has been...
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David DiNatale
Boca Raton, FL Securities Law Lawyer with 9 years of experience
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Personal Injury and Real Estate
University of Miami School of Law and Nova Southeastern University
David has been actively involved in the real estate world for over 7+ years serving as the Director of AAA Financial Corporation, CEO of Capital Funding Financial, and as Real Estate Agent, Mortgage Originator, & Attorney to a high net worth clientele. David graduated with numerous awards from the University of Miami with a degree in Finance & Accounting while starting for the #1 ranked Hurricanes as an outfielder on the baseball team. David went on to play for the Colorado Rockies before heading back to law school to specialize in real estate law. David proceeded to get his LL.M....
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Jon Andrew Jacobson
Vero Beach, FL Securities Law Attorney with 26 years of experience
601 21st St.
Suite 300
Vero Beach, FL 32960
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Duke University School of Law
Jon has spent his entire legal career practicing securities. He handled over 1,000 securities matters and has successfully represented some of the most demanding clients in multi-million-dollar disputes throughout Florida and United States. He has represented individual and corporate clients in civil actions in state and federal court (at the trial and appellate level); in regulatory investigations; in arbitrations; and in private mediations.
Jon has handled a wide range of matters, including: (i) stockbroker misconduct and investment fraud disputes (including claims involving unsuitability, churning, unauthorized trading, failure to execute trades, failure to hedge, selling away, theft, research analyst conflicts of...
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Samuel Joseph Rabin
Miami, FL Securities Law Attorney with 45 years of experience
Free ConsultationSecurities, Criminal, Health Care and White Collar Crime
University of Miami School of Law and Nova Southeastern University
Our firm, Samuel J. Rabin Jr., P.A, is 100% dedicated to criminal defense in both federal and state courts. We have extensive experience and a successful track record in the defense and litigation of numerous types of crimes, including, but not limited to, asset forfeitures, criminal investigations, SEC litigation, domestic crimes, durable medical equipment fraud, grand jury investigations, healthcare fraud, Medicare or Medicaid fraud, pharmacy related fraud, insurance fraud, internet crimes, money laundering, mortgage fraud, narcotics and drug trafficking, public corruption, real estate fraud, RICO racketeering, sentencing hearings and sentencing reductions, tax and securities fraud, and white collar crimes. ...
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Jeffrey R. Sonn
Aventura, FL Securities Law Attorney with 36 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Insurance Defense
University of Miami School of Law
Mr. Sonn focuses his practice principally on complex securities litigation matters, including class actions.
During his career, Mr. Sonn has litigated numerous cases to successful resolution, recovering many millions of dollars for defrauded investors. He recently won a $50 million final judgment in Katz v. MRT Holdings, one of the few cases in the Private Securities Litigation Reform Act passed in 1995 to yield a final judgment on the merits.
Frequently, Mr. Sonn serves as a television commentator on securities fraud and ponzi scheme cases for CNBC, The CBS Sunday Morning Show, BBC Radio, ABC and MSNBC.
Mr. Sonn was the CNBC contributing...
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Matthew N. Thibaut
Palm Beach, FL Securities Law Lawyer with 23 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Nova Southeastern University
My securities practice primarily focuses on maximizing an individual investor's recovery related to disputes involving stocks, bonds, mutual funds, hedge funds, private placements and structured products throughout the state of Florida, as well as the United States.
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Christopher Anthony DiSchino
Miami, FL Securities Law Attorney with 14 years of experience
Securities, Business, IP and Trademarks
University of Miami School of Law
With a knack for the creative and an entrepreneurial attitude, Christopher DiSchino specializes in business, securities and intellectual property law. Assisting both individuals and corporate entities, Christopher focuses his practices on complex business transactions, intellectual property registration and enforcement and corporate counsel services. His diverse experience allows him to create value for his clients by using resourceful techniques to minimize unnecessary costs and risks.
Prior to founding DiSchino & Schamy, PLLC, Christopher served as General Counsel in both the hospitality and fashion industries. Exposure to a fast-paced, international environment provided him with an intimate understanding of the business climate in which...
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Cesar Mejia Duenas
10.0 (1 Peer Review)
Offers Video ConferencingVideo ConfMiami, FL Securities Law Attorney with 14 years of experience
Securities, Arbitration & Mediation, Business and Immigration
University of Miami School of Law, University of Miami School of Law, Brooklyn Law School and Universidad Tecnológica de Honduras
Cesar is an International Attorney specialized in business law, litigation, and cross-border investments. He assists start-ups and seasoned investors to structure their business efficiently, reducing risk and setting them up for success. His experience in dispute resolution and litigation allows him to provide comprehensive and top-notch advise zealously protecting the interest of his clients.
He holds a J.D. and International Arbitration LL.M. from the University of Miami School of law, an LL.M. for Foreign-Trained Lawyers from Brooklyn Law School, and a Licenciatura en Derecho “Cum Laude” from the Universidad Tecnológica de Honduras. He is admitted to practice law in the states...
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Philip K. Calandrino
Orlando, FL Securities Law Attorney with 26 years of experience
Free ConsultationSecurities, Business, Employment and Estate Planning
Indiana University Maurer School of Law
As an entrepreneurial lawyer, I understand the challenges that small business owners face each day. We deal with vendors, customers, employees, taxes, and regulations all the time. Each one of these relationships creates legal risks that you must address in a cost-effective manner, before trouble strikes. Relying on my experience in trying business law cases, I have developed a three-step legal strategy that every small business owner should implement. In its most basic form, this strategy employs contracts, insurance coverage, and an operating company-management company-holding company format for the organization, to help control the common risks that can tank...
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Brenda Hamilton
Boca Raton, FL Securities Law Attorney with 30 years of experience
Free ConsultationSecurities, Business, Stockbroker Fraud and White Collar Crime
University of Arkansas - Fayetteville
Founder and Partner of Hamilton & Associates Law Group, P.A., an international corporate finance, securities, business and transactional law firm with offices in Boca Raton, Florida, 1998-Present.
The firm represents issuers on the NASDAQ Stock Exchange (NASDAQ), NYSE Stock Exchange (NYSE) and OTC Markets in securities and corporate finance matters.
Notable Experience & Engagements:
• Initial Public Offerings (IPOs) and Direct Public Offerings (DPOs)
• Listing of Issuers on NASDAQ and NYSE
• Securities law disclosures and compliance for issuers on NASDAQ, NYSE and OTC Markets
• Outside general counsel for domestic and international issuers
• Securities offerings and/or going public transactions ranging from less than $1,000,000 to more than $300,000,000...
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Scott L. Silver
10.0 (1 Peer Review)
Free ConsultationOffers Video ConferencingVideo ConfCoral Springs, FL Securities Law Attorney with 28 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
University of Miami School of Law
Scott Silver has spent his entire legal career practicing securities and financial services law. Scott focuses his law practice on securities arbitration and litigation and plaintiff-side class action litigation, representing individual investors and institutions in claims against brokerage firms, investment advisors, commodities firms, hedge funds and others. Scott also routinely serves as counsel to receivers and trustees in matters relating to the recovery of investor losses in Ponzi schemes.
Scott has extensive experience in arbitration before the Financial Industry Regulatory Authority (FINRA), the National Futures Association (NFA), and the American Arbitration Association (AAA). He has recovered millions of...
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Lawrence Lee Klayman
Boca Raton, FL Securities Law Lawyer with 30 years of experience
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Stockbroker Fraud
Shepard Broad Law Center, Nova Southeastern University
Lawrence L. Klayman, a Brooklyn native, is the founding partner of KlaymanToskes, P.A. His practice is exclusively limited to securities arbitration and litigation. Lawrence is a former licensed financial advisor who has spent decades applying what he has learned from working inside the securities industry to fight for the rights of injured investors. Lawrence understands what motivates financial advisors, he understands the complex products they sell, and he understands the imperfect compliance requirements set in place for the protection of investors.
While attending Nova Southeastern University- Shepherd Broad Law Center, Lawrence received firsthand experience at the National Association of Securities Dealers...
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Nicholas J Guiliano
Aventura, FL Securities Law Lawyer with 29 years of experience
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation and Stockbroker Fraud
Temple University Beasley School of Law
We have a national practice and exclusively represent investors in claims against brokerage firms for securities fraud, the sale of unsuitable investments, defective financial products, breach of fiduciary duty, and the failure to supervise. FINRA Securities Arbitrations. We handle all cases on a contingency fee basis meaning that there is no cost or obligation, unless we are able to make a recovery for you, and there is never any charge for a free consultation. Contact Us.
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Andrew David Easler
Melbourne, FL Securities Law Lawyer with 3 years of experience
Offers Video ConferencingVideo ConfSecurities, Business, Estate Planning and Probate
Florida A&M University College of Law
I’m a forward-thinking attorney with a passion for resolving complex legal matters and developing lasting strategies for clients. I love a challenge and I am known for being proactive, attentive, and responsive.
I became a lawyer because I could never find an attorney who genuinely cared about me or my businesses. As an entrepreneur who has started, developed, managed, sold, and participated in just about every aspect of operating a business, I understand what an exceptional attorney should be.
As your attorney, it’s my responsibility to be more than just a legal advocate or advisor of the law. I am a champion...
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Ryon Michael McCabe
West Palm Beach, FL Securities Law Attorney
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Florida State University College of Law
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Joel Ewusiak
Tampa, FL Securities Law Attorney with 23 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Stetson University College of Law
Joel has handled a wide range of legal matters for both plaintiffs and defendants since he began practicing law in 2001. Joel focuses his law practice in two main areas: securities and investment arbitration and litigation, and commercial litigation. In the securities and investment area, Joel represents investors, agents, brokers and broker-dealers in customer and industry disputes involving suitability, breach of fiduciary duty, misrepresentation, and negligent supervision. In the area of commercial litigation, Joel represents clients in state and federal court disputes involving breach of contract, life insurance, and negligence. For more information, please visit www.ewusiaklaw.com.
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Jay Eng
Palm Beach Gardens, FL Securities Law Attorney with 26 years of experience
(561) 835-9400
3507 Kyoto Gardens Drive
Suite 200
Palm Beach Gardens, FL 33410
Securities, Business and Stockbroker Fraud
Tulane University School of Law and Florida State University College of Law
Experienced attorney in Federal courts, Florida state courts and FINRA arbitration with focus in securities law, securities class actions, broker-dealer disputes and business law.
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Darren C. Blum
Fort Lauderdale, FL Securities Law Attorney with 28 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Shepard Broad Law Center, Nova Southeastern University
Mr. Blum spent many years in the financial services industry as a licensed stock and commodity broker trading for institutions and private individuals prior to becoming an attorney. He worked in the "pits" of the Commodity Exchange in the World Trade Center in New York. Mr. Blum then combined his extensive experience and knowledge of the securities industry with a law degree and joined one of the largest and most prestigious law firms in the world, with sixteen offices and over five hundred attorneys.
Mr. Blum learned the inner workings of the arbitration process during his tenure at NASD Dispute Resolution,...
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Natalie F. Guerra-Valdes
Fort Lauderdale, FL Securities Law Lawyer
Free ConsultationSecurities, Appeals, Business and Consumer
University of Florida Levin College of Law
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Robert Howard Rex
Boca Raton, FL Securities Law Attorney with 47 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Florida
Rex Securities Law- Robert H. Rex is a national securities lawyer with offices in Austin, Texas and Boca Raton, Florida. If you have questions about how to recover investment losses due to the fraud or negligence of a stock broker or stock brokerage firm, call for a no charge consultation.
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Lars Kristian Soreide
Pompano Beach, FL Securities Law Lawyer
(888) 760-6552
2335 E. Atlantic Blvd.
Suite 405
Pompano Beach, FL 33062
Free ConsultationSecurities and Stockbroker Fraud
St. Thomas University School of Law
Soreide Law Group, is a securities arbitration firm that represents defrauded investors nationwide before the financial industry regulatory authority also known as FINRA. Our lawyers help victims recover financial losses due to stock brokers misconduct. Soreide Law Group has no charge for any consultation, and accepts cases on a contingency fee which means we only get paid if successful. Soreide Law Group also advances all the costs of the litigation which means you will never have to write a check to pursue your claim. Our securities law firm has recovered millions of dollars of investment losses due to stock broker...
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Sergiu Gherman
Miami, FL Securities Law Lawyer with 17 years of experience
Securities, Business, Insurance Claims and International
University of Florida
Sergiu "Sergey" Gherman is a commercial attorney. Having had experience with all stages of lawsuits, including appeals, Sergiu has appeared before judges in state and federal courts. He has successfully represented clients in matters alleging fraud, securities fraud, fraudulent transfers, employment discrimination defense, trusts and estate defense, in prosecution of professional malpractice, products liability, statutory easement, insurance claims (group health, individual health, auto), as well as in appeals. Sergiu is the former Honorary Consul of the Republic of Moldova in the State of Florida.
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Thomas Gregory Reymann, II
St. Petersburg, FL Securities Law Attorney with 38 years of experience
(813) 497-1400
780 94th Avenue North
Suite 110
St. Petersburg, FL 33702
Free ConsultationSecurities
University of Miami School of Law, University of Miami School of Law and University of Akron School of Law
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Peter Mathis Spett
Boca Raton, FL Securities Law Attorney with 31 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Columbia Law School
For over 24 years, I have dedicated my legal skills to advising and zealously representing clients in a variety of areas, including Securities Arbitration, Business Litigation, Employment and Partnership Disputes, Breach of Contract, Fraud and Negligence Claims, Commercial Real Estate Leases, Professional Malpractice, and Intellectual Property Actions.
In addition to handling litigation matters, I also represent businesses and individuals in commercial and secured transactions as well as in drafting and negotiating general contracts (such as non-disclosure agreements, employment covenants, distribution contracts, licenses, etc.).
I have extensive experience representing all types of clients, from single individuals to Fortune 500 companies. ...
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Jason S. Haselkorn
Palm Beach, FL Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
New York Law School
Securities arbitration and investment litigation focusing on damage and loss recovery for retail and institutional clients that have disputes with their financial advisors or firms involving stocks, bonds, limited partnerships, mutual funds, and other investment vehicles throughout the United States.
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Howard M. Rosenfield
Boca Raton, FL Securities Law Lawyer with 44 years of experience
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation and Stockbroker Fraud
University of the Pacific, McGeorge School of Law and California Western School of Law
I have been respresenting investors for more than 30 years in Court, Arbitration, and through alternative dispute resolution fora.
I have offices in Connecticut and Florida, and pride myself in having user friendly fees, and being prudent about the virtues of jurisprudence!
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David R. Chase
Fort Lauderdale, FL Securities Law Lawyer with 32 years of experience
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Miami School of Law
David R. Chase, a securities lawyer, has an extensive background in SEC and FINRA securities regulatory defense, as well as the representation of defrauded stock market investors in cases to recover their investment losses.
Mr. Chase began his legal career at Greenberg Traurig, an international law firm in Miami, where he represented securities and financial firms in securities cases and SEC and FINRA investigations.
Thereafter, he accepted a position as Staff Counsel in the Enforcement Division of the U.S. Securities and Exchange Commission, where he worked for almost four years, ultimately obtaining the title of Senior Counsel. For part of that time,...