Atlanta Securities Lawyers

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Qudsia Shafiq
Qudsia Shafiq
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Qudsia Shafiq

Atlanta, GA Securities Law Lawyer

Georgia State University College of LawGeorgia
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Bryan W. Gort
Bryan W. Gort
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Bryan W. Gort

Knowledgeable & Experienced Attorney! Skilled Legal Counsel & Representation!

I am an experienced and determined securities law attorney. I diligently represent the rights and interests of clients with arbitration and litigation issues. Visit my website for information or call for a consultation. Read More »
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Pratt H. Davis
Pratt H. Davis
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Pratt H. Davis

Successful & Skilled Securities Law Attorney! Experienced Legal Representation!

I am an experienced and aggressive securities law attorney. I am dedicated to exceptional service and representation for clients with securities law needs! Visit my website for information or call for a consultation. Read More »
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Robert D. Terry
Robert D. Terry
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Robert D. Terry

Exceptional Securities Law Attorney! Skilled Legal Counsel & Representation!

I have years of experience providing representation for a vast array of legal matters. I am dedicated to skillfully advising and representing securities clients! Visit my website for information, call for a consultation. Read More »
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Maggie M. Heim
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Maggie M. Heim
Atlanta, GA Securities Law Attorney with 16 years of experience
(404) 888-0100 945 East Paces Ferry Rd NE #2250
Atlanta, GA 30326
Securities, Arbitration & Mediation, Business and Construction
Georgia State University College of Law
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Maggie Heim represents clients in complex litigation matters in both the Federal and State court systems. She has earned a reputation as a skilled advocate who is unwilling to accept less than the best result for her clients. Maggie has been recognized for excellence in the practice of law by numerous independent attorney rating services, including Super Lawyers, the Daily Report, Martindale-Hubbell, Legal Elite, and Avvo.
Walter Jospin
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Walter Jospin
Atlanta, GA Securities Law Lawyer with 38 years of experience
(800) 228-9159 225 Peachtree St NE
#1700
Atlanta, GA 30303
Securities, Stockbroker Fraud and White Collar Crime
Emory University School of Law
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Walter Jospin’s practice focuses on SEC and other securities regulatory enforcement matters, corporate governance, internal investigations, and SEC Whistleblower Claims.

Mr. Jospin is the former Director of the Atlanta Regional Office of the U.S. Securities and Exchange Commission, where he served from February 2015 until January 2018. As Regional Director, he led over 110 lawyers, accountants, and compliance examiners in the office’s Enforcement and Examination programs, which cover Georgia, Tennessee, Alabama, North Carolina, and South Carolina. During his three-year tenure, Mr. Jospin supervised many enforcement actions relating to financial and accounting fraud, disclosure failures, audit failures, offering frauds, Ponzi schemes, violations...
Michael A. Sullivan
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Michael A. Sullivan
Atlanta, GA Securities Law Lawyer with 36 years of experience
(800) 228-9159 225 Peachtree St NE
#1700
Atlanta, GA 30303
Free ConsultationSecurities and Health Care
Vanderbilt University Law School
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Pitts Carr
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Pitts Carr
Atlanta, GA Securities Law Lawyer with 48 years of experience
(404) 442-9000 4200 Northside Parkway NW
Building 10
Atlanta, GA 30327
Free ConsultationSecurities, Legal Malpractice, Personal Injury and Products Liability
Duke University School of Law and The University of Georgia School of Law
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Pitts Carr is one of the founding partners of the nationally recognized law firm Carr & Weatherby, LLP. During his 43-year tenure as a trial attorney, Mr. Carr has become one of the most respected and experienced attorneys in the Southeast. He has been described as a tough litigator with a reputation for professionalism and high ethical standards in the courtroom. He also is known for his unequaled success rate. Mr. Carr graduated with a bachelor’s degree in economics from the University of Georgia, followed by a J.D. degree from Duke University Law School in 1972. He has...
Scott Wharton
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Scott Wharton
Atlanta, GA Securities Law Lawyer with 31 years of experience
(770) 953-0995 3350 Riverwood Pkwy SE
Suite 800
Atlanta, GA 30339
Securities, Business, IP and International
Georgia State University College of Law
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Daniel I. MacIntyre
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Daniel I. MacIntyre
Atlanta, GA Securities Law Lawyer with 49 years of experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Business, Employment and Stockbroker Fraud
The University of Georgia School of Law
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Edwin J. Schklar
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Edwin J. Schklar
Atlanta, GA Securities Law Lawyer with 41 years of experience
(404) 888-0100 945 East Paces Ferry Rd NE #2250
Atlanta, GA 30326
Securities, Arbitration & Mediation, Business and Construction
Emory University School of Law
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Pratt H. Davis
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Pratt H. Davis
Atlanta, GA Securities Law Attorney with 26 years of experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Arbitration & Mediation and Personal Injury
The University of Georgia School of Law
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Pratt H. Davis is an experienced trial and arbitration counsel who concentrates his practice in the areas of securities and trust litigation/arbitration, complex commercial litigation and injury claims. Mr. Davis has successfully represented individual and business clients in multi-million dollar securities cases. He has served as a court appointed receiver as well as counsel for the receiver in high-dollar complex cases brought by the Securities and Exchange Commission. Mr. Davis’ arbitration experience also includes the representation of brokers and investment advisers in employment-related disputes and representing brokerage firms in interpleader actions.

Mr. Davis’ practice also includes the representation of both private...
Robert D. Terry
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Robert D. Terry
Atlanta, GA Securities Law Lawyer with 41 years of experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Administrative and Business
University of Georgia and University of Virginia School of Law
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J. Steven Parker
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J. Steven Parker
Atlanta, GA Securities Law Attorney
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities and Stockbroker Fraud
The University of Georgia School of Law
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J. Steven Parker has extensive experience in the areas of investment adviser and broker dealer regulation, as well as securities litigation and arbitration. As a partner in the firm’s Regulatory Practice Group, representing individuals, broker-dealers, and investment advisers in regulatory and enforcement matters. Additionally, he represents broker-dealers, registered representative and others in securities litigation and arbitration matters.
Mr. Parker advises existing and start-up investment advisers, including advisers required to be registered with the Securities and Exchange Commission or with one or more state regulatory agencies. The landscape of regulation in this area of law is constantly shifting, requiring in most instances...
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Patrick J. Zichterman
Patrick J. Zichterman
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Patrick J. Zichterman

Atlanta, GA Securities Law Lawyer

Patrick Zichterman, an associate attorney with Parker MacIntyre’s Regulatory Practice Group, represents individuals, broker-dealers, and investment advisers in compliance, regulatory, and enforcement matters. He... Read More »
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J. Steven Parker
J. Steven Parker
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J. Steven Parker

Dedicated & Knowledgeable Representation for Your Securities Law Needs & Goals!

I provide experienced and determined legal representation focused on the specific needs of securities matters. I am committed to the best possible results! Visit my website for information or call for a consultation. Read More »
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Bryan W. Gort
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Bryan W. Gort
Atlanta, GA Securities Law Lawyer with 8 years of experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Arbitration & Mediation and Stockbroker Fraud
Mercer University Walter F. George School of Law
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Mr. Gort specializes in providing regulatory and compliance-related services to registered investment advisers (“RIAs”). At Parker MacIntyre, Mr. Gort manages the day to day task of keeping track of regulatory deadlines for all of the firm’s RIA clients and oversees the work of other Parker MacIntyre associates. In this role, Mr. Gort routinely drafts Investment Advisory Agreements for RIAs, disclosure documents (including Form ADV Parts 1 and 2, Form U4 and point of sale disclosures), compliance manual procedures and other ancillary documents for RIAs.

Mr. Gort has accumulated experience since 2013 in creating legal solutions for problems registered investment advisers...
Jeffrey Andrew Bekiares
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Jeffrey Andrew Bekiares
Atlanta, GA Securities Law Lawyer with 14 years of experience
(404) 537-3686 3423 Piedmont Road NE
Suite 360
Atlanta, GA 30305
Securities and Business
University of Florida
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Jeff Bekiares is an attorney with over ten years of experience in general corporate, capital raising and securities laws practice. He began his career at a great Atlanta law firm, practicing there for over six years before leaving large firm life to become the Co-founder, COO and General Counsel of SparkMarket, a Georgia based crowdfunding platform. He has worked with clients at a variety of stages: from start-ups, to emerging growth to exchange listed public companies. He specializes in entity formation, governance, operating and shareholders agreement, commercial contract drafting, mergers & acquisitions, capital raising and all manner of transactional...
Gerardo M. Balboni II
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Gerardo M. Balboni II
Atlanta, GA Securities Law Attorney with 37 years of experience
(404) 812-3100 1175 Peachtree St. NE
100 Colony Square Suite 2150
Atlanta, GA 30361
Securities and Business
Cumberland School of Law, Samford University
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Gerry Balboni is an experienced deal lawyer representing growth companies, investors, and buyers and sellers of growth companies. He has distinctive expertise in venture capital, private equity, acquisitions, and licensing and distribution of technology and software. Gerry brings a results-oriented approach to every engagement. He knows what works and what doesn't. Gerry graduated from the University of South Florida in 1975 with a B.A. in English, from the Graduate School of Business of Stetson University in 1977 with an MBA, and from the Cumberland School of Law of Samford University in Birmingham, Alabama in 1984 with a J.D., cum laude....
Patricia Klusmeyer
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Patricia Klusmeyer
Atlanta, GA Securities Law Lawyer
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities and Stockbroker Fraud
Georgia State University College of Law
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Mrs. Klusmeyer specializes in providing legal advice and compliance support to registered investment adviser clients. During her time at Parker MacIntyre since 2016 she has provided compliance guidance to investment adviser and broker-dealer clients, assisted with various regulatory filings, drafted compliance policies and procedures, drafted agreements, helped prepare responses to SEC and state examinations, and represented clients in FINRA arbitration.

Mrs. Klusmeyer maintains familiarity and competence regarding recent developments in securities rules, the Financial Industry Regulatory Authority, and regulations from federal and state regulators, including the Securities and Exchange Commission and the Department of Labor. She has helped clients implement...
Patrick J. Zichterman
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Patrick J. Zichterman
Atlanta, GA Securities Law Lawyer with 5 years of experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities and Stockbroker Fraud
The University of Georgia School of Law
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Patrick Zichterman, an associate attorney with Parker MacIntyre’s Regulatory Practice Group, represents individuals, broker-dealers, and investment advisers in compliance, regulatory, and enforcement matters. He received a Bachelor of Arts degree from the University of Colorado in Boulder and earned a J.D. in 2015 from the University of Georgia School of Law in Athens. During both his second and third year of law school, Mr. Zichterman interned with the Enforcement Division at the Atlanta Regional Office of the U.S. Securities and Exchange Commission, which provided him with valuable insight into the industry. While at UGA Law, Mr. Zichterman also served as...
Robert R Joseph
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Robert R Joseph
Atlanta, GA Securities Law Attorney with 25 years of experience
(770) 953-0995 3350 Riverwood Parkway SE
Suite 800
Atlanta, GA 30339
Securities, Business and IP
Emory University School of Law
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J. Michael Bishop
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J. Michael Bishop
Atlanta, GA Securities Law Lawyer
(770) 829-3850 1355 Peachtree Street, N.E.
Suite 1150
Atlanta, GA 30309
Free ConsultationSecurities, Arbitration & Mediation, Elder and Stockbroker Fraud
Mercer University Walter F. George School of Law
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J. Michael Bishop is a partner in the Atlanta firm of Smiley Bishop & Porter LLP. For over 25 years, Mike has practiced extensively in the areas of securities arbitration and litigation, representing investors with securities claims of all types and sizes. Mike and his firm have obtained numerous seven-figure arbitration awards which have included punitive damages, attorneys’ fees and costs. Many of Mr. Bishop’s clients are elderly investors who have been victims of investment and financial fraud. Mike has successfully represented clients with claims against virtually every major Wall Street firm, including: Bank of America/Merrill Lynch, UBS/PaineWebber, Morgan Stanley/Dean Witter,...
Katherine Ventulett Hernacki
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Katherine Ventulett Hernacki
Atlanta, GA Securities Law Attorney with 21 years of experience
(404) 524-5650 400 Colony Square, Suite 200
1201 Peachtree St. NE
Atlanta, GA 30361
Securities, Antitrust, Arbitration & Mediation and Business
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Qudsia Shafiq
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Qudsia Shafiq
Atlanta, GA Securities Law Lawyer
(404) 490-4060 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities and Stockbroker Fraud
Georgia State University College of Law
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James A. Nofi
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James A. Nofi
Atlanta, GA Securities Law Lawyer with 39 years of experience
(404) 684-8844 3003 Summit Boulevard
Suite 1400
Atlanta, GA 30319
Securities, Business, Employment and Stockbroker Fraud
New York University School of Law
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Walter Jospin
Walter Jospin
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Walter Jospin

Atlanta, GA Securities Law Lawyer with 38 years of experience

Walter Jospin’s practice focuses on SEC and other securities regulatory enforcement matters, corporate governance, internal investigations, and SEC Whistleblower Claims. Mr. Jospin is the former Director of the... Read More »
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Patricia Klusmeyer
Patricia Klusmeyer
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Patricia Klusmeyer

Determined & Dedicated Georgia Securities Lawyer! Skilled Legal Representation!

I am a knowledgeable and skilled securities law attorney. I provide knowledgeable legal counsel and advocacy for a vast array of securities law matters! Visit my website for more information or call for a consultation. Read More »
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David Bouchard
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David Bouchard
Atlanta, GA Securities Law Lawyer with 9 years of experience
(404) 658-9070 225 Peachtree St NE
#1700
Atlanta, GA 30303
Securities, Business, Criminal and White Collar Crime
New York University School of Law
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W. Tinley Anderson III
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W. Tinley Anderson III
Atlanta, GA Securities Law Lawyer with 31 years of experience
(404) 815-2215 600 Peachtree St NE
Suite 2400
Atlanta, GA 30308
Securities and Business
University of Georgia
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William E. 'Ned' Cannon III
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William E. 'Ned' Cannon III
Atlanta, GA Securities Law Attorney
(404) 941-7695 2065 Fairhaven Circle, NE
Atlanta, GA 30305
Securities, Business, Construction and Employment
Mercer University Walter F. George School of Law
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James Patrick Galvin Jr.
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James Patrick Galvin Jr.
Decatur, GA Securities Law Lawyer with 6 years of experience
(800) 405-5117 1121 Moorestown Circle
Decatur, GA 30033
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Miami School of Law
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James P. Galvin is the founder of Galvin Legal. He is a member of the Florida Bar and the State Bar of Georgia. He graduated from Georgia State University in Atlanta, Georgia with a Bachelor of Business Administration degree in Finance. He obtained his Juris Doctor from the University of Miami School of Law in Coral Gables, Florida. At the University of Miami, he completed the litigation skills program, which included serving as a Certified Legal Intern with the Miami-Dade State Attorney’s Office. Mr. Galvin actively participated in the Investor Rights Clinic as a Certified Legal Intern, Returning Fellow,...
Meredith M Parrish
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Meredith M Parrish
Smyrna, GA Securities Law Lawyer with 9 years of experience
(678) 490-8242 3316A South Cobb Dribe
Suite 107
Smyrna, GA 30080
Free ConsultationSecurities, Medical Malpractice, Personal Injury and Workers' Comp
Georgia State University College of Law
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Meredith opened Parrish Trial Law in 2018 to provide personalized attention to seriously injured clients in injury cases. As a trial lawyer, Meredith is prepared to handle your case from beginning to end. She graduated in the top third of her class at Georgia State University's College of Law in May 2011. Before attending law school, she obtained her B.A. degree in Political Science from the University of Georgia. Meredith is a member of the Young Lawyers Division of the Georgia State Bar, the American Association for Justice, Georgia Appleseed's Young Professionals Council, and the the Georgia Trial Lawyers Association...
Samuel T. Brannan
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Samuel T. Brannan
Sandy Springs, GA Securities Law Lawyer with 31 years of experience
(404) 907-4642 227 Sandy Springs Pl NE
#D-487
Sandy Springs, GA 30328
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Georgia State University College of Law
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Jason Ryan Doss
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Jason Ryan Doss
Marietta, GA Securities Law Lawyer with 17 years of experience
(855) 436-7752 36 Trammell St
#101
Marietta, GA 30064
Free ConsultationSecurities, Business, Civil Rights and Employment
Florida State University College of Law
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Joy Doss
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Joy Doss
Marietta, GA Securities Law Lawyer
(855) 436-7752 36 Trammell St
#101
Marietta, GA 30064
Free ConsultationSecurities, Business, Civil Rights and Employment
Florida State University College of Law
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Steftia Richardson
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Steftia Richardson
Stone Mountain, GA Securities Law Lawyer with 17 years of experience
(678) 569-3463 Route 987
Stone Mountain, GA 30083
Securities
University of South Carolina
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Ernest Linwood Gunn IV
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Ernest Linwood Gunn IV
Marietta, GA Securities Law Attorney with 29 years of experience
(470) 508-0020 244 Roswell St.
Suite 100
Marietta, GA 30060
Securities, Business, Education and Employment
Georgia State University
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Michael A. Sullivan
Michael A. Sullivan
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Michael A. Sullivan

Atlanta, GA Securities Law Lawyer with 36 years of experience

Vanderbilt University Law SchoolVarious Federal Courts and Georgia
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Brian B. Pastor Esq.
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Brian B. Pastor Esq.
Atlanta, GA Securities Law Attorney with 30 years of experience
(866) 372-8311 1401 Peachtree St NE
#240
Atlanta, GA 30309
Free ConsultationSecurities, Business and Collections
University of Florida Levin College of Law
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Donna Burchfield
Donna Burchfield
Atlanta, GA Securities Law Attorney with 31 years of experience
(404) 572-4772 1180 Peachtree Street, NE
Atlanta, GA 30309
Securities, Employment and Health Care
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Randolph Smith
Randolph Smith
Atlanta, GA Securities Law Lawyer
(404) 437-7047 1201 West Peachtree Street Northwest
Atlanta, GA 30309
Securities and Business
Georgia State University College of Law
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Michael Sherman Rodgers
Michael Sherman Rodgers
Atlanta, GA Securities Law Lawyer with 25 years of experience
(404) 881-5452 One Peachtree Pointe
Atlanta, GA 30309
Securities, Business, Construction and Real Estate
Emory University School of Law
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Howell Stirling Arnold
Howell Stirling Arnold
Atlanta, Georgia, Securities Law Attorney with 14 years of experience
(404) 407-3637 One Atlantic Center
Atlanta, GEORGIA, 30309
Securities, Business and Health Care
Georgetown University Law Center and The University of Alabama School of Law
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Ken Achenbach
Ken Achenbach
Atlanta, GA Securities Law Lawyer with 15 years of experience
(404) 572-6808 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
University of North Carolina School of Law
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Carol Newman
Carol Newman
Atlanta, GA Securities Law Lawyer with 36 years of experience
(404) 572-6806 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Duke University School of Law
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Richard Joseph Carter Jr
Richard Joseph Carter Jr
Atlanta, GA Securities Law Lawyer with 23 years of experience
(404) 572-6941 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Vanderbilt University School of Law
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Steven Howard Lang
Steven Howard Lang
Atlanta, GA Securities Law Lawyer with 23 years of experience
(678) 553-2100 3290 Northside Parkway Northwest
Atlanta, GA 30327
Securities and Business
Emory University School of Law
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Cynthia Kennedy
Cynthia Kennedy
Atlanta, GA Securities Law Lawyer with 30 years of experience
(404) 572-6973 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Wake Forest University School of Law
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