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James Patrick Galvin Jr.
DeKalb County, GA Securities Law Lawyer with 10 years of experience
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Miami School of Law
James P. Galvin is the founder of Galvin Legal. He is a member of the Florida Bar and the State Bar of Georgia. He graduated from Georgia State University in Atlanta, Georgia with a Bachelor of Business Administration degree in Finance. He obtained his Juris Doctor from the University of Miami School of Law in Coral Gables, Florida. At the University of Miami, he completed the litigation skills program, which included serving as a Certified Legal Intern with the Miami-Dade State Attorney’s Office. Mr. Galvin actively participated in the Investor Rights Clinic as a Certified Legal Intern, Returning Fellow,...
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Richard Frankowski
10.0
(1 Peer Review)
(404) 724-8110
3455 Peachtree Road North East
5th Floor
Atlanta, GA 30326
Free ConsultationOffers Video ConferencingVideo ConfFulton County, GA Securities Law Lawyer with 23 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
University of Alabama School of Law and University of Alabama School of Law
Richard S. Frankowski is the owner of The Frankowski Firm, LLC based in Birmingham, Alabama and Incline Village, Nevada. Mr. Frankowski has represented hundreds of investors around the country in FINRA arbitrations and in court. His practice focuses on stock broker fraud, consumer class actions, and direct and derivative shareholder litigation. He is an AV Preeminent-rated attorney by Martindale Hubbell and is a member of the Alabama and Florida Bars, as well as a member of the American Bar Association, the American Association for Justice, and National Trial Lawyers. Mr. Frankowski co-authored The Practitioner's Guide to...
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J. Steven Parker
Fulton County, GA Securities Law Attorney
Free ConsultationSecurities
The University of Georgia School of Law
J. Steven Parker has extensive experience in the areas of investment adviser and broker dealer regulation, as well as securities litigation and arbitration. As a partner in the firm’s Regulatory Practice Group, representing individuals, broker-dealers, and investment advisers in regulatory and enforcement matters. Additionally, he represents broker-dealers, registered representative and others in securities litigation and arbitration matters.
Mr. Parker advises existing and start-up investment advisers, including advisers required to be registered with the Securities and Exchange Commission or with one or more state regulatory agencies. The landscape of regulation in this area of law is constantly shifting, requiring in most instances...
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Daniel I. MacIntyre
Fulton County, GA Securities Law Lawyer with 53 years of experience
Securities, Business, Employment and Stockbroker Fraud
The University of Georgia School of Law
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Bryan W. Gort
Fulton County, GA Securities Law Lawyer with 12 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
Mercer University Walter F. George School of Law
Mr. Gort specializes in providing regulatory and compliance-related services to registered investment advisers (“RIAs”). At Parker MacIntyre, Mr. Gort manages the day to day task of keeping track of regulatory deadlines for all of the firm’s RIA clients and oversees the work of other Parker MacIntyre associates. In this role, Mr. Gort routinely drafts Investment Advisory Agreements for RIAs, disclosure documents (including Form ADV Parts 1 and 2, Form U4 and point of sale disclosures), compliance manual procedures and other ancillary documents for RIAs.
Mr. Gort has accumulated experience since 2013 in creating legal solutions for problems registered investment advisers...
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Edwin J. Schklar
Fulton County, GA Securities Law Lawyer with 45 years of experience
Securities, Arbitration & Mediation, Business and Construction
Emory University School of Law
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Maggie M. Heim
Fulton County, GA Securities Law Attorney with 20 years of experience
Securities, Arbitration & Mediation, Business and Construction
Georgia State University College of Law
Maggie Heim represents clients in complex litigation matters in both the Federal and State court systems. She has earned a reputation as a skilled advocate who is unwilling to accept less than the best result for her clients. Maggie has been recognized for excellence in the practice of law by numerous independent attorney rating services, including Super Lawyers, the Daily Report, Martindale-Hubbell, Legal Elite, and Avvo.
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Robert D. Terry
Fulton County, GA Securities Law Lawyer with 45 years of experience
Securities, Administrative and Business
University of Georgia and University of Virginia School of Law
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Patricia Klusmeyer
Fulton County, GA Securities Law Lawyer
Securities and Stockbroker Fraud
Georgia State University College of Law
Mrs. Klusmeyer specializes in providing legal advice and compliance support to registered investment adviser clients. During her time at Parker MacIntyre since 2016 she has provided compliance guidance to investment adviser and broker-dealer clients, assisted with various regulatory filings, drafted compliance policies and procedures, drafted agreements, helped prepare responses to SEC and state examinations, and represented clients in FINRA arbitration.
Mrs. Klusmeyer maintains familiarity and competence regarding recent developments in securities rules, the Financial Industry Regulatory Authority, and regulations from federal and state regulators, including the Securities and Exchange Commission and the Department of Labor. She has helped clients implement...
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Charlie Jarrett
Fulton County, GA Securities Law Lawyer
Securities, Arbitration & Mediation and Business
Cumberland School of Law, Samford University
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Jeffrey Andrew Bekiares
Fulton County, GA Securities Law Lawyer with 17 years of experience
Securities and Business
University of Florida
Jeff Bekiares is an attorney with over ten years of experience in general corporate, capital raising and securities laws practice. He began his career at a great Atlanta law firm, practicing there for over six years before leaving large firm life to become the Co-founder, COO and General Counsel of SparkMarket, a Georgia based crowdfunding platform. He has worked with clients at a variety of stages: from start-ups, to emerging growth to exchange listed public companies. He specializes in entity formation, governance, operating and shareholders agreement, commercial contract drafting, mergers & acquisitions, capital raising and all manner of transactional...
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Katherine B. Oberlies
Fulton County, GA Securities Law Lawyer
Atlanta, GA 30329
Securities, Arbitration & Mediation and Business
The Catholic University of America Columbus School of Law
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Leila Shaver
Fulton County, GA Securities Law Lawyer
With a strong focus on the RIA space, I provide valuable counsel to RIAs of all sizes, from start-ups to firms managing billions of dollars in assets. As a Chief Compliance Officer and Securities Attorney, I understand the evolving challenges faced by RIAs and the importance of maintaining compliance.
At My RIA Lawyer, we are dedicated solely to serving the RIA community, making us the go-to law firm for RIA compliance and legal matters. Our team of RIA compliance and legal nerds are ready to assist you in navigating the complex legal landscape of the RIA world. We provide tailored solutions...
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James A. Nofi
Fulton County, GA Securities Law Lawyer with 43 years of experience
Securities, Business, Employment and Stockbroker Fraud
New York University School of Law
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John Christopher Herman
Fulton County, GA Securities Law Attorney with 33 years of experience
Securities, Antitrust, Entertainment & Sports and IP
Vanderbilt University
Mr. Herman has spent 30 years representing clients in high stakes litigation involving intellectual property, securities, class actions, antitrust and high tech disputes. He has litigation in federal and state courts across the United States and achieved significant success for his clients. He is regularly appointed as lead counsel in a variety of class action cases. See www.hermanjones.com for more information.
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Josh Slovin
Fulton County, GA Securities Law Attorney
Securities and Business
Mercer University Walter F. George School of Law
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Steftia Richardson
DeKalb County, GA Securities Law Lawyer with 21 years of experience
Securities
University of South Carolina
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William E. 'Ned' Cannon III
Fulton County, GA Securities Law Attorney
(877) 412-3267
3525 Piedmont Road, NE
Seven Piedmont Center, Suite 203
Atlanta, GA 30305
Securities, Business, Construction and Employment
Mercer University Walter F. George School of Law
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Bruce Perrin Brown
Fulton County, GA Securities Law Attorney with 39 years of experience
Securities, Appeals, Business and Construction
The University of Georgia School of Law
Robert Allan West
Fulton County, GA Securities Law Lawyer with 22 years of experience
Securities, Business and International
University of Southern California Law School
Stacey Orr Gallant
Fulton County, GA Securities Law Attorney with 31 years of experience
Securities, Business, Communications and Entertainment & Sports
Boston University School of Law
Pat Huddleston
Fulton County, GA Securities Law Attorney with 38 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Mercer University Walter F. George School of Law
Melissa Anne Hahn
Fulton County, GA Securities Law Lawyer with 19 years of experience
Securities and Business
University of Georgia School of Law
Clayton Sparrow Jr
Fulton County, GA Securities Law Lawyer with 49 years of experience
Securities, Antitrust, Business and International
University of Georgia School of Law
Allen Altman
Fulton County, GA Securities Law Lawyer with 52 years of experience
Securities, Business, Estate Planning and Tax
New York University School of Law and University of Miami School of Law
Robert Altenbach
Fulton County, GA Securities Law Attorney
Securities, Business and Real Estate
University of Tennessee College of Law
Maury Bricks
Fulton County, GA Securities Law Attorney with 19 years of experience
Securities, Business and Environmental
University of Michigan Law School
Laura Elizabeth Robertson
Fulton County, GA Securities Law Attorney with 23 years of experience
Securities, Business, Communications and IP
University of Alabama School of Law
Alexander Thomas McClain
Fulton County, GA Securities Law Attorney with 21 years of experience
Securities, Business and Real Estate
Washington and Lee University School of Law
Gary Edward Snyder
Fulton County, GA Securities Law Lawyer with 46 years of experience
Securities, Business and Estate Planning
New York University School of Law and The Ohio State University Moritz College of Law
Bryan Myerson Ward
Fulton County, GA Securities Law Attorney with 23 years of experience
Securities and Business
New York Law School and New York University School of Law
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Linda S. Pacer
Fulton County, GA Securities Law Attorney
Securities, Business, Employment and Stockbroker Fraud
University of Pennsylvania Law School
Mark Charles Prybylski
Fulton County, GA Securities Law Attorney with 30 years of experience
Securities, Business, Construction and International
University of Virginia School of Law and University of Virginia School of Law
Stephanie Dawn Ratcliffe
Fulton County, GA Securities Law Attorney with 29 years of experience
Securities and Business
University of Georgia School of Law
Duane Sitar
Fulton County, GA Securities Law Attorney
Securities, Business, Estate Planning and Tax
Emory University School of Law and University of Georgia School of Law
Jess Rosen
Fulton County, GA Securities Law Attorney
Securities, Antitrust, Appeals and Business
Amie S. Piccola
Fulton County, GA Securities Law Attorney with 24 years of experience
Securities and Business
Emory University School of Law
Jasa Jay Gitomer
Fulton County, GA Securities Law Lawyer with 23 years of experience
Securities, Business and Real Estate
Tulane University School of Law
Katherine Smith Addleman
Fulton County, GA Securities Law Lawyer with 34 years of experience
Securities
Oklahoma City University School of Law
John W. Wesley
Fulton County, GA Securities Law Lawyer with 38 years of experience
Securities, Bankruptcy, Business and Health Care
William & Mary Marshall-Wythe School of Law