Lawrenceville Securities Lawyers

Compare 21 top rated Georgia attorneys serving Lawrenceville.
J. Steven Parker
PREMIUM

Dedicated & Knowledgeable Representation for Your Securities Law Needs & Goals!

I provide experienced and determined legal representation focused on the specific needs of securities matters. I am committed to the best possible results! Visit my website for information or call for a consultation. Read More »
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Walter Jospin
PREMIUM

Georgia Securities Law Lawyer with 37 years experience

Walter Jospin’s practice focuses on SEC and other securities regulatory enforcement matters, corporate governance, internal investigations, and SEC Whistleblower Claims. Mr. Jospin is the former Director of the... Read More »
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Kurt Schulzke
PREMIUM

Free Consultation! Aggressive Legal Representation! Dedicated to Results!

I am an experienced and dedicated securities law attorney. I am committed to skillfully advocating for your rights and interests! Visit my website to see client reviews and case results. Call now for a free consultation. Read More »
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Duluth, GA Securities Law Lawyer with 42 years experience
(770) 696-7660 3950 Shackleford Rd
Duluth, GA 30096
Securities, Administrative, Business and Communications
Texas Tech University School of Law
J. Steven Parker
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Atlanta, GA Securities Law Attorney
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities and Stockbroker Fraud
The University of Georgia School of Law
J. Steven Parker has extensive experience in the areas of investment adviser and broker dealer regulation, as well as securities litigation and arbitration. As a partner in the firm’s Regulatory Practice Group, representing individuals, broker-dealers, and investment advisers in regulatory and enforcement matters. Additionally, he represents broker-dealers, registered representative and others in securities litigation and arbitration matters.
Mr. Parker advises existing and start-up investment advisers, including advisers required to be registered with the Securities and Exchange Commission or with one or more state regulatory agencies. The landscape of regulation in this area of law is constantly shifting, requiring in most instances...
Patricia Klusmeyer
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Atlanta, GA Securities Law Lawyer
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities and Stockbroker Fraud
Georgia State University College of Law
Mrs. Klusmeyer specializes in providing legal advice and compliance support to registered investment adviser clients. During her time at Parker MacIntyre since 2016 she has provided compliance guidance to investment adviser and broker-dealer clients, assisted with various regulatory filings, drafted compliance policies and procedures, drafted agreements, helped prepare responses to SEC and state examinations, and represented clients in FINRA arbitration.

Mrs. Klusmeyer maintains familiarity and competence regarding recent developments in securities rules, the Financial Industry Regulatory Authority, and regulations from federal and state regulators, including the Securities and Exchange Commission and the Department of Labor. She has helped clients implement...
Daniel I. MacIntyre
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Atlanta, GA Securities Law Lawyer with 48 years experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Business, Employment and Stockbroker Fraud
The University of Georgia School of Law
Bryan W. Gort
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Atlanta, GA Securities Law Lawyer with 7 years experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Arbitration & Mediation and Stockbroker Fraud
Mercer University Walter F. George School of Law
Mr. Gort specializes in providing regulatory and compliance-related services to registered investment advisers (“RIAs”). At Parker MacIntyre, Mr. Gort manages the day to day task of keeping track of regulatory deadlines for all of the firm’s RIA clients and oversees the work of other Parker MacIntyre associates. In this role, Mr. Gort routinely drafts Investment Advisory Agreements for RIAs, disclosure documents (including Form ADV Parts 1 and 2, Form U4 and point of sale disclosures), compliance manual procedures and other ancillary documents for RIAs.

Mr. Gort has accumulated experience since 2013 in creating legal solutions for problems registered investment advisers...
Pratt H. Davis
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Atlanta, GA Securities Law Attorney with 25 years experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Arbitration & Mediation and Personal Injury
The University of Georgia School of Law
Pratt H. Davis is an experienced trial and arbitration counsel who concentrates his practice in the areas of securities and trust litigation/arbitration, complex commercial litigation and injury claims. Mr. Davis has successfully represented individual and business clients in multi-million dollar securities cases. He has served as a court appointed receiver as well as counsel for the receiver in high-dollar complex cases brought by the Securities and Exchange Commission. Mr. Davis’ arbitration experience also includes the representation of brokers and investment advisers in employment-related disputes and representing brokerage firms in interpleader actions.

Mr. Davis’ practice also includes the representation of both private...
Robert D. Terry
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Atlanta, GA Securities Law Lawyer with 40 years experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Administrative and Business
University of Georgia and University of Virginia School of Law
Patrick J. Zichterman
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Atlanta, GA Securities Law Lawyer with 4 years experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities and Stockbroker Fraud
The University of Georgia School of Law
Patrick Zichterman, an associate attorney with Parker MacIntyre’s Regulatory Practice Group, represents individuals, broker-dealers, and investment advisers in compliance, regulatory, and enforcement matters. He received a Bachelor of Arts degree from the University of Colorado in Boulder and earned a J.D. in 2015 from the University of Georgia School of Law in Athens. During both his second and third year of law school, Mr. Zichterman interned with the Enforcement Division at the Atlanta Regional Office of the U.S. Securities and Exchange Commission, which provided him with valuable insight into the industry. While at UGA Law, Mr. Zichterman also served as...
Qudsia Shafiq
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Atlanta, GA Securities Law Lawyer
(404) 490-4060 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities and Stockbroker Fraud
Georgia State University College of Law
James A. Nofi
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Atlanta, GA Securities Law Lawyer with 38 years experience
(404) 684-8844 3003 Summit Boulevard
Suite 1400
Atlanta, GA 30319
Securities, Business, Employment and Stockbroker Fraud
New York University School of Law
Patrick J. Zichterman
PREMIUM

Georgia Securities Law Lawyer

Patrick Zichterman, an associate attorney with Parker MacIntyre’s Regulatory Practice Group, represents individuals, broker-dealers, and investment advisers in compliance, regulatory, and enforcement matters. He... Read More »
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Patricia Klusmeyer
PREMIUM

Determined & Dedicated Georgia Securities Lawyer! Skilled Legal Representation!

I am a knowledgeable and skilled securities law attorney. I provide knowledgeable legal counsel and advocacy for a vast array of securities law matters! Visit my website for more information or call for a consultation. Read More »
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J. Michael Bishop
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Atlanta, GA Securities Law Lawyer
(770) 829-3850 1355 Peachtree Street, N.E.
Suite 1150
Atlanta, GA 30309
Free ConsultationSecurities, Arbitration & Mediation, Elder and Stockbroker Fraud
Mercer University Walter F. George School of Law
J. Michael Bishop is a partner in the Atlanta firm of Smiley Bishop & Porter LLP. For over 25 years, Mike has practiced extensively in the areas of securities arbitration and litigation, representing investors with securities claims of all types and sizes. Mike and his firm have obtained numerous seven-figure arbitration awards which have included punitive damages, attorneys’ fees and costs. Many of Mr. Bishop’s clients are elderly investors who have been victims of investment and financial fraud. Mike has successfully represented clients with claims against virtually every major Wall Street firm, including: Bank of America/Merrill Lynch, UBS/PaineWebber, Morgan Stanley/Dean Witter,...
Steftia Richardson
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Stone Mountain, GA Securities Law Lawyer with 16 years experience
(678) 569-3463 Route 987
Stone Mountain, GA 30083
Securities
University of South Carolina
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Atlanta, GA Securities Law Attorney with 33 years experience
(877) 673-0047 1040 Crown Pointe Parkway
Suite 1050
Atlanta, GA 30338
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Mercer University Walter F. George School of Law
Linda S. Pacer
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Atlanta, GA Securities Law Attorney
(770) 673-0047 1040 Crown Pointe Parkway
Suite 1050
Atlanta, GA 30338
Securities, Business, Employment and Stockbroker Fraud
University of Pennsylvania Law School
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Atlanta, GA Securities Law Attorney
(770) 939-3936 Hindson & Melton LLC
400 Perimeter Center Terrace Suite 900
Atlanta, GA 30346
Securities, Estate Planning and Tax
Emory University Law School
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Alpharetta, GA Securities Law Lawyer with 34 years experience
(470) 448-5354 5405 Windward Parkway
Alpharetta, GA 30004
Securities, Bankruptcy, Business and Health Care
William & Mary Marshall-Wythe School of Law
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ALPHARETTA, GA Securities Law Attorney with 26 years experience
3015 WINDWORD PLAZA, SUITE 300
ALPHARETTA, GA 30005
Securities, Business, Construction and International
University of Virginia School of Law
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Norcross, GA Securities Law Lawyer
(678) 375-3761 4411 E Jones Bridge Rd
Norcross, GA 30092
Securities and Business
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Duluth, GA Securities Law Attorney
(770) 248-3682 11315 Johns Creek Pkwy
Duluth, GA 30097
Securities and Business
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Duluth, GA Securities Law Lawyer
(423) 489-6363 9210 Etching Overlook
Duluth, GA 30097
Securities, Estate Planning and Tax
Bryan W. Gort
PREMIUM

Knowledgeable & Experienced Attorney! Skilled Legal Counsel & Representation!

I am an experienced and determined securities law attorney. I diligently represent the rights and interests of clients with arbitration and litigation issues. Visit my website for information or call for a consultation. Read More »
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Michael A. Sullivan
PREMIUM

Georgia Securities Law Lawyer with 35 years experience

Vanderbilt University Law SchoolVarious Federal Courts and Georgia
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Cumming, GA Securities Law Attorney
(678) 947-0536 7445 Lanier Dr
Cumming, GA 30041
Securities, Business, Estate Planning and International
Kurt Schulzke
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Atlanta, GA Securities Law Attorney with 22 years experience
(888) 474-9616 1596 Lavista Rd
Atlanta, GA 30329
Free ConsultationSecurities, Medical Malpractice and Personal Injury
Georgia State University College of Law
Kurt Schulzke is an attorney, CPA and Certified Fraud Examiner. As a member of the Georgia State Bar since 1998, Kurt has served as counsel or expert witness in corporate, securities, tax, and whistleblower matters. With bachelors and masters degrees in accounting from Brigham Young University (1986), Kurt worked as an auditor and tax consultant at Price Waterhouse (now PriceWaterhouseCoopers) before joining the Coles College of Business. At coles, as Associate Professor of Accounting and Business Law, he teaches business law, forensic accounting, international accounting, negotiation, and taxation. He earned his Juris Doctor, cum laude, from the Georgia State University...
Maggie M. Heim
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Atlanta, GA Securities Law Attorney with 15 years experience
(404) 888-0100 945 East Paces Ferry Rd NE #2250
Atlanta, GA 30326
Securities, Arbitration & Mediation, Business and Construction
Georgia State University College of Law
Maggie Heim represents clients in complex litigation matters in both the Federal and State court systems. She has earned a reputation as a skilled advocate who is unwilling to accept less than the best result for her clients. Maggie has been recognized for excellence in the practice of law by numerous independent attorney rating services, including Super Lawyers, the Daily Report, Martindale-Hubbell, Legal Elite, and Avvo.
Pitts Carr
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Atlanta, GA Securities Law Lawyer with 47 years experience
(404) 442-9000 4200 Northside Parkway NW
Building 10
Atlanta, GA 30327
Free ConsultationSecurities, Legal Malpractice, Personal Injury and Products Liability
Duke University School of Law and The University of Georgia School of Law
Pitts Carr is one of the founding partners of the nationally recognized law firm Carr & Weatherby, LLP. During his 43-year tenure as a trial attorney, Mr. Carr has become one of the most respected and experienced attorneys in the Southeast. He has been described as a tough litigator with a reputation for professionalism and high ethical standards in the courtroom. He also is known for his unequaled success rate. Mr. Carr graduated with a bachelor’s degree in economics from the University of Georgia, followed by a J.D. degree from Duke University Law School in 1972. He has...
Meredith M Parrish
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Smyrna, GA Securities Law Lawyer with 8 years experience
(678) 490-8242 3316A South Cobb Dribe
Suite 107
Smyrna, GA 30080
Free ConsultationSecurities, Medical Malpractice, Personal Injury and Workers' Comp
Georgia State University College of Law
Meredith has been an associate attorney at Kaufman Law, P.C since 2013. She graduated in the top third of her class at Georgia State University's College of Law in May 2011. Before attending law school, she obtained her B.A. degree in Political Science from the University of Georgia. Meredith is a member of the Young Lawyers Division of the Georgia State Bar, the American Association for Justice, Georgia Appleseed's Young Professionals Council, and the the Georgia Trial Lawyers Association among other organizations. To contact Meredith, please call Kaufman Law at 678-666-3600.
Edwin J. Schklar
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Atlanta, GA Securities Law Lawyer with 40 years experience
(404) 888-0100 945 East Paces Ferry Rd NE #2250
Atlanta, GA 30326
Securities, Arbitration & Mediation, Business and Construction
Emory University School of Law
Walter Jospin
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Atlanta, GA Securities Law Lawyer with 37 years experience
(800) 228-9159 225 Peachtree St NE
#1700
Atlanta, GA 30303
Securities, Stockbroker Fraud and White Collar Crime
Emory University School of Law
Walter Jospin’s practice focuses on SEC and other securities regulatory enforcement matters, corporate governance, internal investigations, and SEC Whistleblower Claims.

Mr. Jospin is the former Director of the Atlanta Regional Office of the U.S. Securities and Exchange Commission, where he served from February 2015 until January 2018. As Regional Director, he led over 110 lawyers, accountants, and compliance examiners in the office’s Enforcement and Examination programs, which cover Georgia, Tennessee, Alabama, North Carolina, and South Carolina. During his three-year tenure, Mr. Jospin supervised many enforcement actions relating to financial and accounting fraud, disclosure failures, audit failures, offering frauds, Ponzi schemes, violations...
Michael A. Sullivan
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Atlanta, GA Securities Law Lawyer with 35 years experience
(800) 228-9159 225 Peachtree St NE
#1700
Atlanta, GA 30303
Free ConsultationSecurities and Health Care
Vanderbilt University Law School
Samuel T. Brannan
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Marietta, GA Securities Law Lawyer with 30 years experience
(855) 436-7752 36 Trammell St
#101
Marietta, GA 30064
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Georgia State University College of Law
Jason Ryan Doss
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Marietta, GA Securities Law Lawyer with 16 years experience
(855) 436-7752 36 Trammell St
#101
Marietta, GA 30064
Free ConsultationSecurities, Business, Civil Rights and Employment
Florida State University College of Law
Robert D. Terry
PREMIUM

Exceptional Securities Law Attorney! Skilled Legal Counsel & Representation!

I have years of experience providing representation for a vast array of legal matters. I am dedicated to skillfully advising and representing securities clients! Visit my website for information, call for a consultation. Read More »
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Pratt H. Davis
PREMIUM

Successful & Skilled Securities Law Attorney! Experienced Legal Representation!

I am an experienced and aggressive securities law attorney. I am dedicated to exceptional service and representation for clients with securities law needs! Visit my website for information or call for a consultation. Read More »
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Jeffrey Andrew Bekiares
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Atlanta, GA Securities Law Lawyer with 13 years experience
(404) 537-3686 3423 Piedmont Road NE
Suite 360
Atlanta, GA 30305
Securities and Business
University of Florida
Jeff Bekiares is an attorney with over ten years of experience in general corporate, capital raising and securities laws practice. He began his career at a great Atlanta law firm, practicing there for over six years before leaving large firm life to become the Co-founder, COO and General Counsel of SparkMarket, a Georgia based crowdfunding platform. He has worked with clients at a variety of stages: from start-ups, to emerging growth to exchange listed public companies. He specializes in entity formation, governance, operating and shareholders agreement, commercial contract drafting, mergers & acquisitions, capital raising and all manner of transactional...
Scott Wharton
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Atlanta, GA Securities Law Lawyer with 30 years experience
(770) 953-0995 3350 Riverwood Pkwy SE
Suite 800
Atlanta, GA 30339
Securities, Business, IP and International
Georgia State University College of Law
Robert R Joseph
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Atlanta, GA Securities Law Attorney with 24 years experience
(770) 953-0995 3350 Riverwood Parkway SE
Suite 800
Atlanta, GA 30339
Securities, Business and IP
Emory University School of Law
Joy Doss
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Marietta, GA Securities Law Lawyer
(855) 436-7752 36 Trammell St
#101
Marietta, GA 30064
Free ConsultationSecurities, Business, Civil Rights and Employment
Florida State University College of Law
David Bouchard
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Atlanta, GA Securities Law Lawyer with 8 years experience
(404) 658-9070 225 Peachtree St NE
#1700
Atlanta, GA 30303
Securities, Business, Criminal and White Collar Crime
New York University School of Law
Gerardo M. Balboni II
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Atlanta, GA Securities Law Attorney with 36 years experience
(404) 812-3100 1175 Peachtree St. NE
100 Colony Square Suite 2150
Atlanta, GA 30361
Securities and Business
Cumberland School of Law, Samford University
Gerry Balboni is an experienced deal lawyer representing growth companies, investors, and buyers and sellers of growth companies. He has distinctive expertise in venture capital, private equity, acquisitions, and licensing and distribution of technology and software. Gerry brings a results-oriented approach to every engagement. He knows what works and what doesn't. Gerry graduated from the University of South Florida in 1975 with a B.A. in English, from the Graduate School of Business of Stetson University in 1977 with an MBA, and from the Cumberland School of Law of Samford University in Birmingham, Alabama in 1984 with a J.D., cum laude....
W. Tinley Anderson III
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Atlanta, GA Securities Law Lawyer with 30 years experience
(404) 815-2215 600 Peachtree St NE
Suite 2400
Atlanta, GA 30308
Securities and Business
University of Georgia
Katherine Ventulett Hernacki
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Atlanta, GA Securities Law Attorney with 20 years experience
(404) 524-5650 400 Colony Square, Suite 200
1201 Peachtree St. NE
Atlanta, GA 30361
Securities, Antitrust, Arbitration & Mediation and Business
Ernest Linwood Gunn IV
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Canton, GA Securities Law Attorney with 28 years experience
(770) 479-1406 111 West Main St.
Canton, GA 30060
Securities, Business, Education and Employment
Georgia State University
William E. 'Ned' Cannon III
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Atlanta, GA Securities Law Attorney
(877) 412-3267 3525 Piedmont Road, NE
Seven Piedmont Center, Suite 203
Atlanta, GA 30305
Securities, Business, Construction and Employment
Mercer University Walter F. George School of Law
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