Marshallville Securities Lawyers

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Daniel I. MacIntyre
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Daniel I. MacIntyre
Atlanta, GA Securities Law Lawyer with 49 years of experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Business, Employment and Stockbroker Fraud
The University of Georgia School of Law
J. Steven Parker
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J. Steven Parker
Atlanta, GA Securities Law Attorney
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities and Stockbroker Fraud
The University of Georgia School of Law
J. Steven Parker has extensive experience in the areas of investment adviser and broker dealer regulation, as well as securities litigation and arbitration. As a partner in the firm’s Regulatory Practice Group, representing individuals, broker-dealers, and investment advisers in regulatory and enforcement matters. Additionally, he represents broker-dealers, registered representative and others in securities litigation and arbitration matters.
Mr. Parker advises existing and start-up investment advisers, including advisers required to be registered with the Securities and Exchange Commission or with one or more state regulatory agencies. The landscape of regulation in this area of law is constantly shifting, requiring in most instances...
Bryan W. Gort
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Bryan W. Gort
Atlanta, GA Securities Law Lawyer with 8 years of experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Arbitration & Mediation and Stockbroker Fraud
Mercer University Walter F. George School of Law
Mr. Gort specializes in providing regulatory and compliance-related services to registered investment advisers (“RIAs”). At Parker MacIntyre, Mr. Gort manages the day to day task of keeping track of regulatory deadlines for all of the firm’s RIA clients and oversees the work of other Parker MacIntyre associates. In this role, Mr. Gort routinely drafts Investment Advisory Agreements for RIAs, disclosure documents (including Form ADV Parts 1 and 2, Form U4 and point of sale disclosures), compliance manual procedures and other ancillary documents for RIAs.

Mr. Gort has accumulated experience since 2013 in creating legal solutions for problems registered investment advisers...
James Patrick Galvin Jr.
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James Patrick Galvin Jr.
Decatur, GA Securities Law Lawyer with 6 years of experience
(800) 405-5117 1121 Moorestown Circle
Decatur, GA 30033
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Miami School of Law
James P. Galvin is the founder of Galvin Legal. He is a member of the Florida Bar and the State Bar of Georgia. He graduated from Georgia State University in Atlanta, Georgia with a Bachelor of Business Administration degree in Finance. He obtained his Juris Doctor from the University of Miami School of Law in Coral Gables, Florida. At the University of Miami, he completed the litigation skills program, which included serving as a Certified Legal Intern with the Miami-Dade State Attorney’s Office. Mr. Galvin actively participated in the Investor Rights Clinic as a Certified Legal Intern, Returning Fellow,...
David Bouchard
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David Bouchard
Atlanta, GA Securities Law Lawyer with 9 years of experience
(404) 658-9070 225 Peachtree St NE
#1700
Atlanta, GA 30303
Securities, Business, Criminal and White Collar Crime
New York University School of Law
Walter Jospin
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Walter Jospin
Atlanta, GA Securities Law Lawyer with 38 years of experience
(800) 228-9159 225 Peachtree St NE
#1700
Atlanta, GA 30303
Securities, Stockbroker Fraud and White Collar Crime
Emory University School of Law
Walter Jospin’s practice focuses on SEC and other securities regulatory enforcement matters, corporate governance, internal investigations, and SEC Whistleblower Claims.

Mr. Jospin is the former Director of the Atlanta Regional Office of the U.S. Securities and Exchange Commission, where he served from February 2015 until January 2018. As Regional Director, he led over 110 lawyers, accountants, and compliance examiners in the office’s Enforcement and Examination programs, which cover Georgia, Tennessee, Alabama, North Carolina, and South Carolina. During his three-year tenure, Mr. Jospin supervised many enforcement actions relating to financial and accounting fraud, disclosure failures, audit failures, offering frauds, Ponzi schemes, violations...
Robert D. Terry
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Robert D. Terry
Atlanta, GA Securities Law Lawyer with 41 years of experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Administrative and Business
University of Georgia and University of Virginia School of Law
Pratt H. Davis
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Pratt H. Davis
Atlanta, GA Securities Law Attorney with 26 years of experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Arbitration & Mediation and Personal Injury
The University of Georgia School of Law
Pratt H. Davis is an experienced trial and arbitration counsel who concentrates his practice in the areas of securities and trust litigation/arbitration, complex commercial litigation and injury claims. Mr. Davis has successfully represented individual and business clients in multi-million dollar securities cases. He has served as a court appointed receiver as well as counsel for the receiver in high-dollar complex cases brought by the Securities and Exchange Commission. Mr. Davis’ arbitration experience also includes the representation of brokers and investment advisers in employment-related disputes and representing brokerage firms in interpleader actions.

Mr. Davis’ practice also includes the representation of both private...
Michael A. Sullivan
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Michael A. Sullivan
Atlanta, GA Securities Law Lawyer with 36 years of experience
(800) 228-9159 225 Peachtree St NE
#1700
Atlanta, GA 30303
Free ConsultationSecurities and Health Care
Vanderbilt University Law School
Patrick J. Zichterman
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Patrick J. Zichterman
Atlanta, GA Securities Law Lawyer with 5 years of experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities and Stockbroker Fraud
The University of Georgia School of Law
Patrick Zichterman, an associate attorney with Parker MacIntyre’s Regulatory Practice Group, represents individuals, broker-dealers, and investment advisers in compliance, regulatory, and enforcement matters. He received a Bachelor of Arts degree from the University of Colorado in Boulder and earned a J.D. in 2015 from the University of Georgia School of Law in Athens. During both his second and third year of law school, Mr. Zichterman interned with the Enforcement Division at the Atlanta Regional Office of the U.S. Securities and Exchange Commission, which provided him with valuable insight into the industry. While at UGA Law, Mr. Zichterman also served as...
Patricia Klusmeyer
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Patricia Klusmeyer
Atlanta, GA Securities Law Lawyer
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities and Stockbroker Fraud
Georgia State University College of Law
Mrs. Klusmeyer specializes in providing legal advice and compliance support to registered investment adviser clients. During her time at Parker MacIntyre since 2016 she has provided compliance guidance to investment adviser and broker-dealer clients, assisted with various regulatory filings, drafted compliance policies and procedures, drafted agreements, helped prepare responses to SEC and state examinations, and represented clients in FINRA arbitration.

Mrs. Klusmeyer maintains familiarity and competence regarding recent developments in securities rules, the Financial Industry Regulatory Authority, and regulations from federal and state regulators, including the Securities and Exchange Commission and the Department of Labor. She has helped clients implement...
Gerardo M. Balboni II
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Gerardo M. Balboni II
Atlanta, GA Securities Law Attorney with 37 years of experience
(404) 812-3100 1175 Peachtree St. NE
100 Colony Square Suite 2150
Atlanta, GA 30361
Securities and Business
Cumberland School of Law, Samford University
Gerry Balboni is an experienced deal lawyer representing growth companies, investors, and buyers and sellers of growth companies. He has distinctive expertise in venture capital, private equity, acquisitions, and licensing and distribution of technology and software. Gerry brings a results-oriented approach to every engagement. He knows what works and what doesn't. Gerry graduated from the University of South Florida in 1975 with a B.A. in English, from the Graduate School of Business of Stetson University in 1977 with an MBA, and from the Cumberland School of Law of Samford University in Birmingham, Alabama in 1984 with a J.D., cum laude....
Qudsia Shafiq
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Qudsia Shafiq
Atlanta, GA Securities Law Lawyer
(404) 490-4060 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities and Stockbroker Fraud
Georgia State University College of Law
J. Michael Bishop
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J. Michael Bishop
Atlanta, GA Securities Law Lawyer
(770) 829-3850 1355 Peachtree Street, N.E.
Suite 1150
Atlanta, GA 30309
Free ConsultationSecurities, Arbitration & Mediation, Elder and Stockbroker Fraud
Mercer University Walter F. George School of Law
J. Michael Bishop is a partner in the Atlanta firm of Smiley Bishop & Porter LLP. For over 25 years, Mike has practiced extensively in the areas of securities arbitration and litigation, representing investors with securities claims of all types and sizes. Mike and his firm have obtained numerous seven-figure arbitration awards which have included punitive damages, attorneys’ fees and costs. Many of Mr. Bishop’s clients are elderly investors who have been victims of investment and financial fraud. Mike has successfully represented clients with claims against virtually every major Wall Street firm, including: Bank of America/Merrill Lynch, UBS/PaineWebber, Morgan Stanley/Dean Witter,...
Steftia Richardson
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Steftia Richardson
Stone Mountain, GA Securities Law Lawyer with 17 years of experience
(678) 569-3463 Route 987
Stone Mountain, GA 30083
Securities
University of South Carolina
Katherine Ventulett Hernacki
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Katherine Ventulett Hernacki
Atlanta, GA Securities Law Attorney with 21 years of experience
(404) 524-5650 400 Colony Square, Suite 200
1201 Peachtree St. NE
Atlanta, GA 30361
Securities, Antitrust, Arbitration & Mediation and Business
W. Tinley Anderson III
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W. Tinley Anderson III
Atlanta, GA Securities Law Lawyer with 31 years of experience
(404) 815-2215 600 Peachtree St NE
Suite 2400
Atlanta, GA 30308
Securities and Business
University of Georgia
William E. 'Ned' Cannon III
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William E. 'Ned' Cannon III
Atlanta, GA Securities Law Attorney
(404) 941-7695 2065 Fairhaven Circle, NE
Atlanta, GA 30305
Securities, Business, Construction and Employment
Mercer University Walter F. George School of Law
Brian B. Pastor Esq.
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Brian B. Pastor Esq.
Atlanta, GA Securities Law Attorney with 30 years of experience
(866) 372-8311 1401 Peachtree St NE
#240
Atlanta, GA 30309
Free ConsultationSecurities, Business and Collections
University of Florida Levin College of Law
Michael James Cates
Atlanta, GA Securities Law Lawyer with 19 years of experience
(404) 572-4651 1180 Peachtree Street, NE
Atlanta, GA 30309
Securities and Business
Paige Arden Stanley
Atlanta, GA Securities Law Attorney with 18 years of experience
(404) 572-6982 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
University of Georgia School of Law
Michael Wolensky
Atlanta, GA Securities Law Attorney with 40 years of experience
(404) 437-7030 1201 West Peachtree Street Northwest
Atlanta, GA 30309
Securities, Business and Criminal
American University Law Review
Sarah Elizabeth Smith
Atlanta, GA Securities Law Lawyer with 17 years of experience
(404) 881-4940 1201 West Peachtree Street Northwest
Atlanta, GA 30309
Securities, Business, Family and Health Care
University of Oklahoma
Andrew Cataldo
Atlanta, Georgia Securities Law Lawyer with 39 years of experience
(404) 443-5725 The Proscenium
Atlanta, GEORGIA 30309
Securities, Business, Divorce and Family
Ambreen Delawalla
Atlanta, GA Securities Law Attorney
(404) 881-7898 1201 West Peachtree Street Northwest
Atlanta, GA 30309
Securities, Arbitration & Mediation, Business and Criminal
Columbia University
Howard W. Walker
Atlanta, Georgia Securities Law Attorney with 37 years of experience
(404) 443-5731 The Proscenium
Atlanta, GEORGIA 30309
Securities, Bankruptcy, Business and Consumer
Baylor Law School and Baylor Law School
Seth Aaron Cohen
Atlanta, GA Securities Law Lawyer with 23 years of experience
(404) 815-6442 999 Peachtree Street Northeast
Suite 2800
Atlanta, GA 30309
Securities, Business and International
Law: University of Pittsburgh
William Kinzer
Atlanta, GA Securities Law Attorney with 64 years of experience
(404) 572-6614 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Temple University School of Law
Richard Arenburg
Atlanta, GA Securities Law Lawyer with 40 years of experience
(404) 572-6765 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Emory University School of Law and Emory University School of Law
John Robert Bielema Jr
Atlanta, GA Securities Law Lawyer with 28 years of experience
(404) 572-4504 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
University of Michigan Law School
Jennifer Devine Odom
Atlanta, GA Securities Law Attorney with 24 years of experience
(404) 572-6713 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
University of Florida College of Law
Larry Wayne Shackelford
Atlanta, GA Securities Law Attorney with 33 years of experience
(404) 885-3926 600 Peachtree Street Northeast
Atlanta, GA 30308
Securities and Business
University of Georgia
Patrick Reinhold Costello
Atlanta, GA Securities Law Attorney with 19 years of experience
(404) 881-4962 1201 West Peachtree Street Northwest
Atlanta, GA 30309
Securities, Appeals, Arbitration & Mediation and Business
University of Miami
Amy Blackburn Wages
Atlanta, GA Securities Law Attorney with 27 years of experience
(404) 572-6889 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Emory University School of Law
Jennifer Diane Faucett
Atlanta, GA Securities Law Lawyer with 15 years of experience
(404) 572-4516 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
University of Alabama School of Law
Alisha Noel Fikes
Atlanta, GA Securities Law Attorney
(404) 881-7275 1201 West Peachtree Street Northwest
Atlanta, GA 30309
Securities, Business and Communications
University of Alabama
Tobias Butler
Atlanta, GA Securities Law Lawyer with 14 years of experience
(404) 572-5907 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Eric Alan Koontz
Atlanta, GA Securities Law Attorney with 22 years of experience
(404) 885-3309 600 Peachtree Street Northeast
Atlanta, GA 30308
Securities and Business
University of North Carolina
Colleen K. Heibeck
Atlanta, GA Securities Law Attorney with 18 years of experience
(404) 443-5706 1230 Peachtree St NE
UNIT 2100
Atlanta, GA 30309
Securities, Business, Real Estate and Tax
Michigan State University College of Law
Thomas Samuel Richey
Atlanta, GA Securities Law Attorney with 46 years of experience
(404) 572-6663 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Duke University School of Law
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