Marshallville Securities Lawyers

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James Patrick Galvin Jr.
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James Patrick Galvin Jr.
Decatur, GA Securities Law Lawyer with 8 years of experience
(800) 405-5117 1121 Moorestown Circle
Decatur, GA 30033
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
University of Miami School of Law
James P. Galvin is the founder of Galvin Legal. He is a member of the Florida Bar and the State Bar of Georgia. He graduated from Georgia State University in Atlanta, Georgia with a Bachelor of Business Administration degree in Finance. He obtained his Juris Doctor from the University of Miami School of Law in Coral Gables, Florida. At the University of Miami, he completed the litigation skills program, which included serving as a Certified Legal Intern with the Miami-Dade State Attorney’s Office. Mr. Galvin actively participated in the Investor Rights Clinic as a Certified Legal Intern, Returning Fellow,...
Michael A. Sullivan
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Michael A. Sullivan
Atlanta, GA Securities Law Lawyer with 37 years of experience
(800) 228-9159 229 Peachtree St NE
#2500
Atlanta, GA 30303
Free ConsultationSecurities and Health Care
Vanderbilt University Law School
Walter Jospin
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Walter Jospin
Atlanta, GA Securities Law Lawyer with 39 years of experience
(800) 228-9159 229 Peachtree St NE
#2500
Atlanta, GA 30303
Securities, Stockbroker Fraud and White Collar Crime
Emory University School of Law
Walter Jospin’s practice focuses on SEC and other securities regulatory enforcement matters, corporate governance, internal investigations, and SEC Whistleblower Claims.

Mr. Jospin is the former Director of the Atlanta Regional Office of the U.S. Securities and Exchange Commission, where he served from February 2015 until January 2018. As Regional Director, he led over 110 lawyers, accountants, and compliance examiners in the office’s Enforcement and Examination programs, which cover Georgia, Tennessee, Alabama, North Carolina, and South Carolina. During his three-year tenure, Mr. Jospin supervised many enforcement actions relating to financial and accounting fraud, disclosure failures, audit failures, offering frauds, Ponzi schemes, violations...
Daniel I. MacIntyre
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Daniel I. MacIntyre
Atlanta, GA Securities Law Lawyer with 50 years of experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Business, Employment and Stockbroker Fraud
The University of Georgia School of Law
J. Steven Parker
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J. Steven Parker
Atlanta, GA Securities Law Attorney
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Free ConsultationSecurities
The University of Georgia School of Law
J. Steven Parker has extensive experience in the areas of investment adviser and broker dealer regulation, as well as securities litigation and arbitration. As a partner in the firm’s Regulatory Practice Group, representing individuals, broker-dealers, and investment advisers in regulatory and enforcement matters. Additionally, he represents broker-dealers, registered representative and others in securities litigation and arbitration matters.
Mr. Parker advises existing and start-up investment advisers, including advisers required to be registered with the Securities and Exchange Commission or with one or more state regulatory agencies. The landscape of regulation in this area of law is constantly shifting, requiring in most instances...
Bryan W. Gort
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Bryan W. Gort
Atlanta, GA Securities Law Lawyer with 9 years of experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Arbitration & Mediation and Stockbroker Fraud
Mercer University Walter F. George School of Law
Mr. Gort specializes in providing regulatory and compliance-related services to registered investment advisers (“RIAs”). At Parker MacIntyre, Mr. Gort manages the day to day task of keeping track of regulatory deadlines for all of the firm’s RIA clients and oversees the work of other Parker MacIntyre associates. In this role, Mr. Gort routinely drafts Investment Advisory Agreements for RIAs, disclosure documents (including Form ADV Parts 1 and 2, Form U4 and point of sale disclosures), compliance manual procedures and other ancillary documents for RIAs.

Mr. Gort has accumulated experience since 2013 in creating legal solutions for problems registered investment advisers...
Robert D. Terry
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Robert D. Terry
Atlanta, GA Securities Law Lawyer with 43 years of experience
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Administrative and Business
University of Georgia and University of Virginia School of Law
Charlie Jarrett
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Charlie Jarrett
Atlanta, GA Securities Law Lawyer
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Arbitration & Mediation and Business
Cumberland School of Law, Samford University
Katherine B. Oberlies
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Katherine B. Oberlies
Atlanta, GA Securities Law Lawyer
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities, Arbitration & Mediation and Business
The Catholic University of America Columbus School of Law
Patricia Klusmeyer
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Patricia Klusmeyer
Atlanta, GA Securities Law Lawyer
(855) 322-2057 2987 Clairmont Rd
#200
Atlanta, GA 30329
Securities and Stockbroker Fraud
Georgia State University College of Law
Mrs. Klusmeyer specializes in providing legal advice and compliance support to registered investment adviser clients. During her time at Parker MacIntyre since 2016 she has provided compliance guidance to investment adviser and broker-dealer clients, assisted with various regulatory filings, drafted compliance policies and procedures, drafted agreements, helped prepare responses to SEC and state examinations, and represented clients in FINRA arbitration.

Mrs. Klusmeyer maintains familiarity and competence regarding recent developments in securities rules, the Financial Industry Regulatory Authority, and regulations from federal and state regulators, including the Securities and Exchange Commission and the Department of Labor. She has helped clients implement...
David Bouchard
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David Bouchard
Atlanta, GA Securities Law Lawyer with 10 years of experience
(404) 658-9070 229 Peachtree St NE
#2500
Atlanta, GA 30303
Securities, Business, Criminal and White Collar Crime
New York University School of Law
Gerardo M. Balboni II
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Gerardo M. Balboni II
Atlanta, GA Securities Law Attorney with 38 years of experience
(404) 812-3100 1175 Peachtree St. NE
100 Colony Square Suite 2150
Atlanta, GA 30361
Securities and Business
Cumberland School of Law, Samford University
Gerry Balboni is an experienced deal lawyer representing growth companies, investors, and buyers and sellers of growth companies. He has distinctive expertise in venture capital, private equity, acquisitions, and licensing and distribution of technology and software. Gerry brings a results-oriented approach to every engagement. He knows what works and what doesn't. Gerry graduated from the University of South Florida in 1975 with a B.A. in English, from the Graduate School of Business of Stetson University in 1977 with an MBA, and from the Cumberland School of Law of Samford University in Birmingham, Alabama in 1984 with a J.D., cum laude....
J. Michael Bishop
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J. Michael Bishop
Atlanta, GA Securities Law Lawyer
(770) 829-3850 1355 Peachtree Street, N.E.
Suite 1150
Atlanta, GA 30309
Free ConsultationSecurities, Arbitration & Mediation, Elder and Stockbroker Fraud
Mercer University Walter F. George School of Law
J. Michael Bishop is a partner in the Atlanta firm of Smiley Bishop & Porter LLP. For over 25 years, Mike has practiced extensively in the areas of securities arbitration and litigation, representing investors with securities claims of all types and sizes. Mike and his firm have obtained numerous seven-figure arbitration awards which have included punitive damages, attorneys’ fees and costs. Many of Mr. Bishop’s clients are elderly investors who have been victims of investment and financial fraud. Mike has successfully represented clients with claims against virtually every major Wall Street firm, including: Bank of America/Merrill Lynch, UBS/PaineWebber, Morgan Stanley/Dean Witter,...
Katherine Ventulett Hernacki
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Katherine Ventulett Hernacki
Atlanta, GA Securities Law Attorney with 22 years of experience
(404) 524-5650 400 Colony Square, Suite 200
1201 Peachtree St. NE
Atlanta, GA 30361
Securities, Antitrust, Arbitration & Mediation and Business
W. Tinley Anderson III
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W. Tinley Anderson III
Atlanta, GA Securities Law Lawyer with 32 years of experience
(404) 815-2215 600 Peachtree St NE
Suite 2400
Atlanta, GA 30308
Securities and Business
University of Georgia
Steftia Richardson
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Steftia Richardson
Stone Mountain, GA Securities Law Lawyer with 18 years of experience
(678) 569-3463 Route 987
Stone Mountain, GA 30083
Securities
University of South Carolina
William E. 'Ned' Cannon III
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William E. 'Ned' Cannon III
Atlanta, GA Securities Law Attorney
(404) 941-7695 2065 Fairhaven Circle, NE
Atlanta, GA 30305
Securities, Business, Construction and Employment
Mercer University Walter F. George School of Law
Michael Wolensky
Atlanta, GA Securities Law Attorney with 41 years of experience
(404) 437-7030 1201 West Peachtree Street Northwest
Atlanta, GA 30309
Securities, Business and Criminal
American University Law Review
Brian B. Pastor Esq.
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Brian B. Pastor Esq.
Atlanta, GA Securities Law Attorney with 31 years of experience
(866) 372-8311 1401 Peachtree St NE
#240
Atlanta, GA 30309
Free ConsultationSecurities, Business and Collections
University of Florida Levin College of Law
Sarah Elizabeth Smith
Atlanta, GA Securities Law Lawyer with 18 years of experience
(404) 881-4940 1201 West Peachtree Street Northwest
Atlanta, GA 30309
Securities, Business, Family and Health Care
University of Oklahoma
Patrick Reinhold Costello
Atlanta, GA Securities Law Attorney with 20 years of experience
(404) 881-4962 1201 West Peachtree Street Northwest
Atlanta, GA 30309
Securities, Appeals, Arbitration & Mediation and Business
University of Miami
Bruce Perrin Brown
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Bruce Perrin Brown
Atlanta, GA Securities Law Attorney with 36 years of experience
(404) 881-0700 1123 Zonolite Road, NE
Suite 6
Atlanta, GA 30306
Securities, Appeals, Business and Construction
The University of Georgia School of Law
Larry Bogart
Atlanta, GA Securities Law Lawyer with 63 years of experience
(404) 572-6612 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Duke University School of Law
William Linkous Jr
Atlanta, GA Securities Law Attorney with 66 years of experience
(404) 572-6610 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
University of Virginia School of Law
John Parker
Atlanta, GA Securities Law Lawyer with 46 years of experience
(404) 815-2222 600 Peachtree Street Northeast
Atlanta, GA 30308
Securities, Arbitration & Mediation, Business and Environmental
University of North Carolina at Chapel Hill School of Law
Robert Lesser
Atlanta, GA Securities Law Attorney
(404) 437-7051 1201 West Peachtree Street Northwest
Atlanta, GA 30309
Securities, Business and Employment
Los Angeles — School of Law
William Kinzer
Atlanta, GA Securities Law Attorney with 65 years of experience
(404) 572-6614 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Temple University School of Law
Sean Richard Smith
Atlanta, GA Securities Law Attorney with 34 years of experience
(404) 253-6955 1180 West Peachtree Street Northeast
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
University of Chicago Law School
William Shearer Jr
Atlanta, GA Securities Law Lawyer with 56 years of experience
(404) 572-6873 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
New York University School of Law
Carol Newman
Atlanta, GA Securities Law Lawyer with 37 years of experience
(404) 572-6806 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Duke University School of Law
Daniel Ashburn
Atlanta, GA Securities Law Lawyer with 29 years of experience
(404) 572-6656 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Emory University School of Law
Marilyn Fish
Atlanta, GA Securities Law Attorney with 37 years of experience
(404) 572-6632 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Jay Levin
Atlanta, GA Securities Law Lawyer with 48 years of experience
(404) 572-6877 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Duke University School of Law
Michael James Cates
Atlanta, GA Securities Law Lawyer with 20 years of experience
(404) 572-4651 1180 Peachtree Street, NE
Atlanta, GA 30309
Securities and Business
Robert Travis
Atlanta, GA Securities Law Lawyer with 50 years of experience
(404) 572-6646 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
University of Georgia School of Law
Margaret Elizabeth Redman
Atlanta, GA Securities Law Attorney with 21 years of experience
(404) 572-6892 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Jason Randle Curles
Atlanta, GA Securities Law Attorney with 17 years of experience
(404) 572-6740 One Atlantic Center - Fourteenth Floor
Atlanta, GA 30309
Securities, Antitrust, Arbitration & Mediation and Business
Michael Barry
Atlanta, Georgia Securities Law Lawyer
(404) 923-9052 Resurgens Plaza
Atlanta, GEORGIA 30326
Securities, Business, Legal Malpractice and Medical Malpractice
Colleen K. Heibeck
Atlanta, GA Securities Law Attorney with 20 years of experience
(404) 443-5706 1230 Peachtree St NE
UNIT 2100
Atlanta, GA 30309
Securities, Business, Real Estate and Tax
Michigan State University College of Law
Seth Aaron Cohen
Atlanta, GA Securities Law Lawyer with 24 years of experience
(404) 815-6442 999 Peachtree Street Northeast
Suite 2800
Atlanta, GA 30309
Securities, Business and International
Law: University of Pittsburgh
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