Monroe, Georgia Securities Lawyers
Dedicated & Knowledgeable Representation for Your Securities Law Needs & Goals!
Successful & Skilled Securities Law Attorney! Experienced Legal Representation!
Knowledgeable & Experienced Attorney! Skilled Legal Counsel & Representation!
Atlanta, GA 30327
Duke University School of Law and The University of Georgia School of Law
Mr. Parker advises existing and start-up investment advisers, including advisers required to be registered with the Securities and Exchange Commission or with one or more state regulatory agencies. The landscape of regulation in this area of law is constantly shifting, requiring in most instances...
Mr. Zagorsky recently served as Director/Assistant Commissioner of the Georgia Securities Division, the chief securities regulatory official in Georgia. In that role, he managed the Registrations, Audits/Exams, and Enforcement sections of the Securities Division. He presided over evidentiary hearings, implemented rulemakings, and represented the...
Mr. Gort has accumulated experience since 2013 in creating legal solutions for problems registered investment advisers...
Mrs. Klusmeyer maintains familiarity and competence regarding recent developments in securities rules, the Financial Industry Regulatory Authority, and regulations from federal and state regulators, including the Securities and Exchange Commission and the Department of Labor. She has helped clients implement...
Mr. Jospin is the former Director of the Atlanta Regional Office of the U.S. Securities and Exchange Commission, where he served from February 2015 until January 2018. As Regional Director, he led over 110 lawyers, accountants, and compliance examiners in the office’s Enforcement and Examination programs, which cover Georgia, Tennessee, Alabama, North Carolina, and South Carolina. During his three-year tenure, Mr. Jospin supervised many enforcement actions relating to financial and accounting fraud, disclosure failures, audit failures, offering frauds, Ponzi schemes, violations...
Georgia Securities Law Lawyer with 36 years experience
Mr. Davis’ practice also includes the representation of both private...
Determined & Dedicated Georgia Securities Lawyer! Skilled Legal Representation!
Georgia Securities Law Lawyer
Exceptional Securities Law Attorney! Skilled Legal Counsel & Representation!
Free Consultation! Aggressive Legal Representation! Dedicated to Results!
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Experienced & Dedicated Legal Advice & Representation! Skill & Determination!
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