Lombard Securities Lawyers

I have been a licensed attorney since November 2009 and been with Stoltmann Law Offices since March 2005. Prior to Stoltmann Law Offices, I had a short stint as a paralegal with a Chicago securities defense firm. I am currently managing partner at Stoltmann Law Offices and am responsible for the day to day operations of the firm, docket and case management. Personally, I handle all aspects of case management from potential client/case intake to trying the case. I have successfully briefed, argued, and defeated numerous motions to dismiss before dozens of FINRA arbitration panels and courts of law.

I have...

Andrew Stoltmann, attorney and investor advocate, exclusively concentrates his practice in representing investors who are the victims of investment fraud. He has represented over one thousand individuals in lawsuits and securities arbitration actions against brokerage firms like Merrill Lynch, Morgan Stanley Dean Witter, Wachovia, Linsco, Prudential, Baird, Edward Jones, AG Edwards and Smith Barney and has tried approximately 80 cases. Previous to opening the Stoltmann Law Offices P.C. he was a partner in a law firm concentrating its practice in the representation of investors in lawsuits, arbitration claims and class actions against brokerage firms. Mr. Stoltmann is...

Licensed to practice since 2008, Thomas Howard has represented numerous financial institutions in litigation to enforce their security interests. Over the past decade, he has assisted community banks in complex commercial workouts involving some of the most sophisticated financial products in the banking industry. He has also litigated in contested contract cases on various legal theories. Since 2015, he has been named both a Rising Star from Super Lawyers and an Emerging Lawyer by Leading Lawyers. He also extensively represents secured creditors in various avenues of commercial loan enforcement through all aspects of litigation, from commercial workouts through...

Lisa Bragança protects individuals and businesses from being bilked by Wall Street and bullied by regulators. She knows how to get important information to securities regulators early, before they have reached a decision on whether to charge and what to charge. Lisa served as a Branch Chief in the Division of Enforcement of the Chicago Office of the Securities & Exchange Commission, where she handled investigations of accounting fraud, Ponzi schemes, insider trading, churning, and unsuitability. While at the SEC, Lisa collaborated with the federal criminal prosecutors in securities fraud investigations at major corporations. Since leaving the SEC, Lisa has...

Attorney Robert A. Clifford founded his Chicago law firm, Clifford Law Offices, in 1995 with the goal of protecting the rights of innocent victims living throughout Illinois and across the country. At the time of the firm's founding, Mr. Clifford had already built a reputation as one of the country's most respected personal injury lawyers, and his reputation for excellence has only grown over the past 20-plus years.

Mr. Clifford began his legal career in 1976 after earning his law degree from DePaul University College of Law and receiving his approval to practice law in the state of Illinois. In...

Michael D. Kennedy, a partner with The White Law Group, is a member of the Illinois and Chicago Bar Associations, as well as a member of the Public Investors Arbitration Bar Association (PIABA), an association of securities attorneys who dedicate their practices to the representation of investors defrauded by their financial professional or brokerage firm.

Mike’s practice is primarily dedicated to representing defrauded investors in arbitration cases before the Financial Industry Regulatory Authority (“FINRA”) in the pursuit of recovery of his clients’ investment losses. In his time with The White Law Group, Mike has represented more than 350 investors in...

Jacob Rheaume is a finance associate in Chicago, Illinois who represents institutional lenders in syndicated loan transactions.

Adam Marquardt is an attorney representing investors in securities litigation claims against financial professionals including brokers, investment advisors, and their firms. Unsuitable investments, negligence, and fraud are just a few of the possible claims. Adam has a history of protecting investors and individuals. Adam spent time as a regulator at the Financial Industry Regulatory Authority, Inc. (FINRA), the primary securities regulator of broker-dealers and over 630,000 brokers. At FINRA, Adam helped protect investors by ensuring broker-dealers and their registered representatives complied with federal securities laws and stock exchange and FINRA rules. Before regulating brokers, Adam represented individuals in civil...

I am ready to join your team of business and technical leaders by providing practical, value-driven legal counsel.

Since 2007, I have advised businesses in all stages of corporate growth on their most important commercial and government contracts, IP licensing matters, capital transactions, governance issues, employment matters, risk management strategies and securities law matters.

My clients appreciate my responsive and sophisticated representation, with “big firm” quality but at a fraction of the cost.

I am licensed in both New York and Illinois and have spent most of my career based in Chicago and New York City.

David O’Toole joined Bragança Law after spending 24 years as a senior staff attorney at the Federal Trade Commission’s Midwest Region in Chicago. A three-time graduate of the University of Chicago, where he received a B.A. in History (1984), an M.B.A. (1988) and a J.D. (1992, with honors), David began his legal career spending almost six years in private practice in Chicago and Washington, D.C., working on antitrust, white collar defense, and general commercial litigation. for twenty-four years. While at the FTC, David led teams that challenged companies for deceptive marketing involving dietary supplements and health products, operating as pyramid...

James Oberholtzer has provided legal services to clients for over 35 years. He has provided legal representation to: Families. Estate planning, family wealth planning, wills and trusts, taxation of wills and trusts, guardianship and conservatorships, creation and administration of trusts, and probate of estates. Entrepreneurs. Closely held companies, family partnerships and individual entrepreneurs in formation and finance of enterprises, acquisitions and joint ventures, strategic planning and executive compensation, entity governance, integration of tax, legal and business objectives, protection of intellectual property and selection and supervision of local counsel. Senior Housing. Senior housing owners and operators...

Charles Lee Mudd Jr. is the founder and principal of Mudd Law, located in Chicago, Illinois, Park City, Utah, and Houston, Texas. He focuses his practice on a wide range of business legal issues, including transactional and litigation matters involving intellectual property, Internet law, and emerging technology. Mr. Mudd and his firm serve a diverse group of clients, including local, national, and international individuals and businesses. Mr. Mudd received a B.A. in philosophy and a Master of Arts in political science from Purdue University and then went on to earn his Juris Doctor from the Quinnipiac University School of Law....

My practice focuses on complex commercial litigation and arbitration. I represent clients in high-stakes, high-dollar disputes involving breach of contract, employment law, restrictive covenants, trade secrets, insurance coverage, securities disputes, class actions, and whistleblower claims. I have represented both plaintiffs and defendants before state and federal courts, and in domestic and international arbitration proceedings.

Christopher L. Lufrano is the managing attorney and principal of Lufrano Law, LLC and has extensive experience in matters involving securities investment disputes, regulatory defense, real estate law and business services. Mr. Lufrano is licensed to practice law in Illinois and New York, and often travels throughout the country to represent aggrieved investors in FINRA securities arbitrations where permitted under state law. Mr. Lufrano is a graduate of Boston University, where he majored in Business Management. Following college, Mr. Lufrano was employed by Morgan Stanley where he worked as...

For nearly seven years, Michael P. Tomlinson practiced law at a large national law firm. During that time, Mr. Tomlinson represented clients in all types of complex commercial litigation, including the following types of cases: Restrictive covenants (non-competition and non-solicitation) Trade secret misappropriation Securities litigation Securities enforcement actions Labor and employment law Statutory fraud (e.g., the Illinois Consumer Fraud and Deceptive Business Practices Act) Class action defense Uniform Commercial Code General contract and tort law Qui tam actions White collar crime Mr. Tomlinson also has experience in conducting internal investigations on behalf of both securities and health care clients. In addition to the litigation-related services listed above, Mr. Tomlinson provides advice to his...

Fitter Law is a Subscription-based Law Firm for Business, founded in 2019 in Chicago, IL. The Law Firm's subscription plans include unlimited legal consultations, unlimited contract reviews, powerful legal resources, insight, guidance, and much more to all clients for one low monthly price.

Attorney Jawad Fitter is the founding member of Fitter Law, LLC. He represents clients in business negotiations, relationship development, and contracting. He has facilitated over $50M Dollars in business transactions.

In addition, he represents businesses and individuals in civil litigation from pre-litigation counseling through trial. Mr. Fitter has represented clients in complex trust litigation, tax litigation, and business...

A creative and dynamic attorney, Jordan has recently returned to Illinois to join the litigation practice of Higgins & Burke after several years of practicing in Colorado. We are happy to have him aboard and pleased to announce this new addition to our practice. Prior to joining Higgins & Burke, P.C., Jordan was the lead associate attorney with the litigation practice of Goulart & Associates, P.C. in Boulder, Colorado. During that time, Jordan secured multiple favorable judgments and settlements for his clients in a wide array of legal matters including construction defect, real estate, life/viatical settlements, securities and commercial litigation. Leading up...

D. Daxton White is an AV rated attorney by Martindale Hubbell, the attorney rating service, indicating the highest rating for legal ability and ethics. He is a member of the Florida and Illinois Bar Associations, as well as the Indian River County Bar Association. He is also a member of the Public Investors Arbitration Bar Association (PIABA), an association of securities attorneys who dedicate their practices to the representation of investors defrauded by their financial professional or brokerage firm. Mr. White has also served on the PIABA Legislative Committee which attempts to advance the cause of investors through the use...

I am a Securities Regulation attorney, having worked at the SEC for nearly ten years. My practice is focused on investment adviser and broker-dealer compliance. To that end my practice involves counseling clients on securities -related issues, conducting mock SEC audits, training registered personnel on various issues involving SEC law, responding to SEC and FINRA deficiency letters, investigations and legal actions and handling state securities law matters.