Bergen County Securities Lawyers

Compare top rated New Jersey attorneys serving Bergen County.
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David W. Schmidt
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David W. Schmidt

Experienced Securities Lawyer. Recovered Millions for Clients.

Have tried hundreds of broker dealer cases on behalf of my clients in over 30 years of practice. Read More »
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David S. Rich
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David S. Rich
Bergen County, NJ Securities Law Lawyer with 26 years of experience
(201) 592-7200 12 First Street
Englewood Cliffs, NJ 07632
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
Raymond Murphy
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Raymond Murphy
Bergen County, NJ Securities Law Attorney with 37 years of experience
(201) 871-1080 20 N Van Brunt St
Englewood, NJ 07631
Securities, Insurance Claims, Medical Malpractice and Personal Injury
Rutgers School of Law-Newark
Highly experienced and certified trial attorney with integrity. Knowledgeable in the areas of malpractice and personal injury. Very professional and is a relentless advocate for his clients. Other lawyers trust him with their cases when they need help. Clients and lawyers can feel confident when they have Ray on their side.
Brian S. Hamburger
Claimed Lawyer ProfileSocial Media
Brian S. Hamburger
Bergen County, NJ Securities Law Lawyer with 23 years of experience
(201) 705-1200 61 W. Palisade Ave
Englewood, NJ 07631
Securities and Business
University of Miami School of Law
Brent Adam Burns
Claimed Lawyer ProfileSocial Media
Brent Adam Burns
Bergen County, NJ Securities Law Attorney with 27 years of experience
(201) 768-2700 87 Ruckman Rd.
Alpine, NJ 07620
Free ConsultationSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
Richard Daniel DeVita
Claimed Lawyer Profile
Richard Daniel DeVita
Hudson County, NJ Securities Law Lawyer with 33 years of experience
(201) 714-7623 1228 Garden Street
Hoboken, NJ 07030
Free ConsultationSecurities, Estate Planning, Real Estate and Stockbroker Fraud
New York University School of Law and Fordham University School of Law
Solo attorney in Hoboken, with full practice, catering to the representation of aggrieved investors against brokers and investment firms.
Mark J. Astarita
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Mark J. Astarita
Essex County, NJ Securities Law Attorney with 39 years of experience
(973) 559-5566 60 Pompton Ave
Verona, NJ 07044
Free Consultation Offers Video Conferencing Video ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Adam Gana
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Adam Gana
28 Valley Rd
#1
Montclair, NJ 07042
Free ConsultationEssex County, NJ Securities Law Lawyer with 15 years of experience
Securities, Appeals, Business and Employment
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
Jeffrey Ian Wasserman
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Jeffrey Ian Wasserman
Essex County, NJ Securities Law Lawyer with 21 years of experience
(973) 992-0900 293 Eisenhower Pkwy
Livingston, NJ 07039
Offers Video Conferencing Video ConfSecurities and Business
Fordham University School of Law
Adam J. Weinstein
Claimed Lawyer ProfileBlawg SearchSocial Media
Adam J. Weinstein
Essex County, NJ Securities Law Attorney with 10 years of experience
28 Valley Rd
#1
Montclair, NJ 07042
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Michael J. Giarrusso
Claimed Lawyer ProfileSocial Media
Michael J. Giarrusso
Hudson County, NJ Securities Law Attorney
(201) 771-1115 111 Town Square Place
Suite 1203
Jersey City, NJ 07310
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Syracuse University College of Law
Financial services attorney primarily focused on resolving disputes through securities arbitration before the Financial Industry Regulatory Authority (FINRA), in addition to state and federal court litigation on select securities and consumer matters. On behalf of aggrieved investors, seek recovery of investment losses due to defective financial products or the wrongdoing of a broker or wealth manager. On behalf of securities industry professionals, offer representation on a broad range of matters including broker transitions, compensation-related disputes and employment matters including U5 expungement.
Thomas Utzinger
Claimed Lawyer ProfileSocial Media
Thomas Utzinger
Hudson County, NJ Securities Law Lawyer
(201) 771-1115 111 Town Square Place
Suite 1203
Jersey City , NJ 07310
Securities, Arbitration & Mediation, Energy and Stockbroker Fraud
The George Washington University Law School and Boston University School of Law
Financial services practice on behalf of investors and advisors involving securities arbitration before FINRA and other securities litigation and regulatory matters, with a focus on energy industry investments. Additional background in public company environmental, social, and governance (ESG) disclosures and emerging issues in ESG investing.
Jennifer Alampi
Bergen County, NJ Securities Law Attorney with 18 years of experience
(201) 343-4600 1 UNIVERSITY PLZ STE 404
HACKENSACK, NJ 07601
Securities, Appeals, Construction and Employment
Fordham University School of Law
Daniel Matthew Branower
Bergen County, NJ Securities Law Attorney with 19 years of experience
(201) 568-2064 440 Sylvan Ave Ste 220
Englewood Cliffs, NJ 07632
Securities, Arbitration & Mediation, Business and Criminal
Fordham University School of Law
Jeremy Scott Bloom
Hudson County, NJ Securities Law Lawyer with 19 years of experience
(201) 352-4951 1000 Harbor Blvd FL 8
Weehawken, NJ 07086
Securities, Arbitration & Mediation and Stockbroker Fraud
University of Michigan Law School
Jeremy Bloom practices in the fields of government investigations and litigation, securities arbitration, complex commercial litigation, and securities enforcement and compliance. From March 2002 until July 2005, Mr. Bloom was an associate in the Corporate Finance Department of Skadden, Arps, Slate, Meagher & Flom in New York City. Mr. Bloom then joined the New York Stock Exchange as an attorney in its Division of Enforcement in August 2005. Mr. Bloom was Trial Counsel in NYSE Regulation's Division of Enforcement in 2007 when he, along with most of the Division of Enforcement, combined with the NASD's Enforcement Department to form the Enforcement...
Cornelia Elizabeth Dude
Hudson County, NJ Securities Law Lawyer with 15 years of experience
600 Harbor Boulevard
Weehawken, NJ 07086
Securities, Administrative and Business
David Doyle
Morris County, NJ Securities Law Attorney with 35 years of experience
(973) 966-6300 One Jefferson Road
Parsippany, NJ 07054
Securities, Business, Employment and Tax
New York University School of Law and Rutgers University School of Law
Lori Braender
Morris County, NJ Securities Law Lawyer with 38 years of experience
(973) 966-6300 One Jefferson Road
Parsippany, NJ 07054
Securities, Business, Construction and IP
Seton Hall University School of Law
Henry Massey
Morris County, NJ Securities Law Lawyer with 42 years of experience
(973) 966-6300 One Jefferson Road
Parsippany, NJ 07054
Securities and Business
Columbia University School of Law
Carolyn O'Connor
Essex County, New Jersey Securities Law Attorney
(973) 624-0800 33 Washington Street
Newark, NEW JERSEY 07102
Securities, Appeals, Construction and Employment
Rutgers University School of Law
Michael Rave
Morris County, NJ Securities Law Attorney with 26 years of experience
(973) 866-6300 One Jefferson Road
Parsippany, NJ 07054
Securities and Business
John Falzone
Essex County, NJ Securities Law Attorney
(973) 639-7099 One Newark Center 16th Floor
Newark, NJ 07101
Securities and Criminal
Francine Esposito
Morris County, NJ Securities Law Lawyer with 28 years of experience
(973) 966-6300 One Jefferson Road
Parsippany, NJ 07054
Securities and Employment
Rutgers University School of Law
Renee Sherman
Essex County, NJ Securities Law Attorney
(973) 624-0800 33 Washington St
Newark, NJ 07102
Securities, Appeals, Construction and Employment
Richmond School of Law
Gina Calabria
Essex County, New Jersey Securities Law Lawyer
(973) 624-0800 33 Washington Street
Newark, NEW JERSEY 07102
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
Christopher Williams
Essex County, NJ Securities Law Attorney with 14 years of experience
(973) 639-2028 Four Gateway Center
Newark, NJ 07102
Securities
Emory University School of Law
Kevin Donovan
Essex County, New Jersey Securities Law Attorney
(973) 624-0800 33 Washington Street
Newark, NEW JERSEY 07102
Securities, Appeals, Construction and Employment
University of Virginia School of Law
Joseph Gallo
Essex County, New Jersey Securities Law Attorney
(973) 624-0800 33 Washington Street
Newark, NEW JERSEY 07102
Securities, Appeals, Construction and Employment
Seton Hall Law School
Joseph Scholz
Essex County, NJ Securities Law Attorney
(973) 639-6999 Four Gateway Center
Newark, NJ 07102
Securities
Rutgers University School of Law
Michael John Naughton
Essex County, New Jersey Securities Law Lawyer with 32 years of experience
(973) 624-0800 33 Washington Street
Newark, NEW JERSEY 07102
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
Daniel D'Alessandro
Essex County, NJ Securities Law Attorney
(973) 639-7978 Four Gateway Center
Newark, NJ 07102
Securities
Seton Hall University School of Law
William Katchen
Essex County, NJ Securities Law Lawyer
(973) 424-2031 970 Broad Street
#1135
Newark, NJ 07102
Securities, Antitrust, Arbitration & Mediation and Business
Seton Hall University School of Law
Colin Hackett
Essex County, NJ Securities Law Lawyer
(973) 624-0800 33 Washington St
Newark, NJ 07102
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
Joseph Boccassini
Essex County, NJ Securities Law Lawyer
(973) 639-6935 Four Gateway Center
Newark, NJ 07102
Securities
Georgetown University Law Center
John Kelly
Essex County, NJ Securities Law Attorney with 26 years of experience
(973) 639-6930 Four Gateway Center
Newark, NJ 07102
Securities
St. John’s University Law School
Brian Whiteman
Essex County, New Jersey Securities Law Attorney
(973) 624-0800 33 Washington Street
Newark, NEW JERSEY 07102
Securities, Appeals, Construction and Employment
St. John's University School of Law
Gregory Joseph Hindy
Essex County, NJ Securities Law Lawyer with 25 years of experience
(973) 639-6954 Four Gateway Center
Newark, NJ 07102
Securities
St. John’s University Law School
Joseph Hanlon
Essex County, New Jersey Securities Law Lawyer
(973) 624-0800 33 Washington Street
Newark, NEW JERSEY 07102
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
Alan Kraus
Essex County, NJ Securities Law Lawyer
(973) 639-7293 One Newark Center 16th Floor
Newark, NJ 07101
Securities, Personal Injury and Products Liability
University of North Carolina School of Law
William Votta
Hudson County, NJ Securities Law Lawyer
(973) 424-2019 1200 Newark Turnpike
Kearny, NJ 07032
Securities, Antitrust, Arbitration & Mediation and Business
Seton Hall University School of Law
James Rehberger
Essex County, NJ Securities Law Lawyer
(973) 624-0800 33 Washington St
Newark, NJ 07102
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
Securities Lawyers in Nearby Cities

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