Eatontown, New Jersey Securities Lawyers

David W. Schmidt
PREMIUM

Former Prosecutor and securities Counselor with 40 years’ experience.

Litigator in the areas of investment products litigation as well as FINRA regulatory investigations. Read More »
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John E. Jenkins
PREMIUM

Securities litigator appearing in dozens of arbitrations, mediations and trials

Handled hundreds of arbitrations/mediations over more than 25 years. Extensive experience in securities customer disputes, and employment contract disputes. Read More »
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Kenneth O'Connor
PREMIUM

Securities attorney skilled in broker employment disputes and stockbroker fraud

Former Certified Financial Planner and Investment Advisor now securities attorney working on securities fraud and handling employment-related disputes. Read More »
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Jef Henninger
Claimed Lawyer ProfileBlawgsearchSocial Media
Tinton Falls, NJ Securities Law Attorney
(732) 383-6242 788 Shrewsbury Ave
Suite 2209
Tinton Falls, NJ 07724
Securities, Criminal, Divorce and Domestic Violence
University of Dayton School of Law
John R. Menz
Claimed Lawyer ProfileSocial Media
Red Bank, NJ Securities Law Attorney with 33 years experience
(732) 933-2757 125 Half Mile Rd
#200
Red Bank, NJ 07701
Securities and Business
Columbia Law School
John R. Menz has represented corporate and individual clients in sophisticated legal matters concerning contract disputes, securities regulation, real property, product liability and employment law. He has litigated and arbitrated cases in a variety of forums, including federal courts, state courts, the American Arbitration Association, and the New York Stock Exchange. Mr. Menz offers corporate and individual clients a fluent understanding of the terms, conditions and strategies involved in complex financial transactions gained from his long legal experience and skills obtained as a former tax accountant at Price Waterhouse.

Mr. Menz has successfully defended claims against financial institutions in courts and...
Michael S. Komar
Claimed Lawyer ProfileSocial Media
Red Bank, NJ Securities Law Attorney with 36 years experience
(732) 933-2757 125 Half Mile Rd
#200
Red Bank, NJ 07701
Securities, Business and Insurance Defense
Cornell University

Michael S. Komar has almost twenty-five years of experience handling complex insurance coverage and commercial litigation matters. Mr. Komar's insurance coverage litigation experience has included handling dozens actions involving pollution, asbestos, silica, lead paint, toxic tort, construction defect, general liability and California Prop. 64 and 65 claims, in addition to representing insurance clients in prepackaged bankruptcy, reinsurance, broker liability and first-party property disputes. Many of the coverage actions defended by Mr. Komar involved claims not only for declaratory judgment and breach of contract, but also bad faith and unfair claim handling practices.

Mr. Komar has developed an intimate working knowledge of...
William Despo
Claimed Lawyer ProfileSocial Media
Rumson, NJ Securities Law Attorney with 42 years experience
(732) 945-5178 36 Bingham Avenue
Rumson, NJ 07760
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Georgetown University Law Center, Vermont Law School and Michigan State University
Colts Neck, NJ Securities Law Lawyer with 20 years experience
(732) 895-1856 46 Raven Rd
Colts Neck, NJ 07722
Securities, Antitrust, Business and International
Columbia University School of Law
Holmdel, NJ Securities Law Lawyer
(732) 226-3170 23 Main Street
Holmdel, NJ 07733
Securities and Business
(973) 504-3610 19 Hillsdale Road
NJ 07722
Securities and Administrative
Lakewood, NJ Securities Law Attorney with 37 years experience
(848) 240-3949 1928 Cedarbridge Ave
Ste 1
Lakewood, NJ 08701
Securities, Business and Real Estate
The University of Texas School of Law
Stephen A. Timoni
Claimed Lawyer ProfileSocial Media
Westfield, NJ Securities Law Attorney with 37 years experience
(908) 233-6800 53 Cardinal Dr
P.O. Box 2369
Westfield, NJ 07091
Securities, Business, Health Care and Tax
Seton Hall University School of Law
Mr. Timoni is an established business lawyer and Certified Public Accountant with more than 35 years’ experience in the health care, real estate and hospitality industries.

His primary focus is the representation of corporations, partnerships, limited liability companies, nonprofit organizations, closely held businesses and entrepreneurs. Mr. Timoni regularly advises clients regarding entity formation and restructuring, financing, technology licensing, franchising, mergers, acquisitions and sales, joint ventures, dissolutions, taxation, valuation, corporate governance and regulatory issues. In the health care field, Mr. Timoni represents health care providers concerning managed care contracting, Medicare and Medicaid reimbursement; privacy, including HIPAA; fraud and abuse; legal and ethical...
Alex Schmidt
Q&A
Cranford, NJ 07016
Free ConsultationCranford, NJ Securities Law Lawyer with 3 years experience
Securities, Arbitration & Mediation and Criminal
Fordham University School of Law
Alex Schmidt worked in finance prior to attending to Fordham Law School. He obtained the Series 7 and 66 securities licenses and operated as a financial advisor specializing in asset allocation strategies with a focus on fixed income securities. Mr. Schmidt leveraged this experience in law school working in house at Oppenheimer as well as the law firm Bressler, Amery and Ross. While at Fordham in addition to serving as a Reservist in the US Army Military Police, Mr. Schmidt was also a member of the Fordham Law Securities Arbitration Clinic.

He presently specializes in securities and broker dealer law...
Mark J. Astarita
Claimed Lawyer ProfileBlawgsearchSocial Media
Verona, NJ Securities Law Attorney with 37 years experience
(973) 559-5566 60 Pompton Ave
Verona, NJ 07044
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Raymond Murphy
Claimed Lawyer ProfileSocial Media
Englewood, NJ Securities Law Attorney with 35 years experience
(201) 871-1080 20 N Van Brunt St
Englewood, NJ 07631
Securities, Insurance Claims, Medical Malpractice and Personal Injury
Rutgers School of Law-Newark
Highly experienced and certified trial attorney with integrity. Knowledgeable in the areas of malpractice and personal injury. Very professional and is a relentless advocate for his clients. Other lawyers trust him with their cases when they need help. Clients and lawyers can feel confident when they have Ray on their side.
Brent Adam Burns
Claimed Lawyer ProfileSocial Media
Alpine, NJ Securities Law Attorney with 26 years experience
(201) 768-2700 87 Ruckman Rd.
Alpine, NJ 07620-1098
Free ConsultationSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
Robert W. Anderson
Claimed Lawyer ProfileSocial Media
Westfield, NJ Securities Law Attorney with 32 years experience
(908) 233-6800 53 Cardinal Dr
Westfield, NJ 07090
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
Kenneth O'Connor
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
Cranford, NJ Securities Law Lawyer with 24 years experience
(844) 288-7978 123 North Union Avenue
Suite 305
Cranford, NJ 07016
Securities, Arbitration & Mediation, Employment and Stockbroker Fraud
Seton Hall University School of Law
Mr. O'Connor received his Bachelor of Science degree, magna cum laude, in 1979 from Fairleigh Dickinson University, his Doctor of Dental Medicine degree from the University of Medicine and Dentistry of New Jersey in 1983, his Certified Financial Planner designation in 1991, and his Juris Doctorate from Seton Hall Law School in 1994. Mr. O'Connor was a member of the Editorial Board of the Seton Hall Constitutional Law Journal.
John E. Jenkins
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
Cranford, NJ Securities Law Lawyer with 29 years experience
(844) 288-7978 123 N Union Ave
#305
Cranford, NJ 07016
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Fordham University School of Law
Edward Dimon
Claimed Lawyer ProfileSocial Media
Toms River, NJ Securities Law Lawyer with 48 years experience
(732) 797-1600 9 Robbins St
Toms River, NJ 08753
Securities, Business, Criminal and Municipal
Boston College Law School
I bring twenty years of financial experience and fifteen years of criminal law experience to the firm. My financial skills were honed at the Wall Street offices of J.P. Morgan, Chase Manhattan Bank and Kidder Peabody. My criminal law skills were developed as a Public Defender and as the First Assistant Prosecutor in Ocean County.
David W. Schmidt
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
Cranford, NJ Securities Law Attorney with 41 years experience
(844) 288-7978 123 N Union Ave
#305
Cranford, NJ 07016
Free ConsultationSecurities, Arbitration & Mediation and Criminal
Syracuse University College of Law
David W. Schmidt has been handling securities arbitrations for over 30 years and has earned a national reputation as one of the most effective advocates in the field. Mr. Schmidt has represented clients in securities cases in New Jersey, New York, Florida, California, and many other jurisdictions. His experience includes cases related to broker fraud, Ponzi schemes, unsuitable trading, complex products, excessive commissions, elder law, and retirement account losses. He also has handled “selling away” cases where a broker recommends an investment that has not been approved by his firm and the firm has failed to adequately supervise the broker’s...
David S. Rich
Claimed Lawyer ProfileSocial Media
Englewood Cliffs, NJ Securities Law Lawyer with 24 years experience
(201) 592-7200 12 First Street
Englewood Cliffs, NJ 07632
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
Mr. Richard Albert Luthmann Jr.
Claimed Lawyer ProfileSocial Media
Iselin, NJ Securities Law Attorney with 15 years experience
(732) 479-1097 33 Wood Avenue South
Suite 600
Iselin, NJ 08830
Securities, Business, Elder and Estate Planning
University of Miami School of Law and New York Law School
Michael D. Handelsman Esq.
Claimed Lawyer ProfileSocial Media
Verona, NJ Securities Law Attorney with 7 years experience
(973) 559-5566 60 Pompton Ave
Verona, NJ 07044
Securities and Business
Seton Hall University School of Law
Mr. Handelsman practices in the area of Securities Arbitration and Litigation, Complex Commercial Litigation, Securities Regulation and Enforcement, and Broker-Dealer Compliance and Defense.

Mr. Handelsman has focused his practice in the area of broker-dealer arbitration before FINRA. Mr. Handelsman also handles matters involving commercial landlord-tenant matters in New Jersey, as well as corporate litigation in the State courts.
David S. Stone
Claimed Lawyer ProfileSocial Media
Berkeley Heights, NJ Securities Law Attorney with 31 years experience
(973) 218-1111 100 Connell Dr
#2200
Berkeley Heights, NJ 07922
Securities, Consumer, IP and Stockbroker Fraud
Harvard Law School
Richard Daniel DeVita
Claimed Lawyer Profile
Hoboken, NJ Securities Law Lawyer with 31 years experience
(201) 714-7623 1228 Garden Street
Hoboken, NJ 07030
Free ConsultationSecurities, Estate Planning, Real Estate and Stockbroker Fraud
New York University School of Law and Fordham University School of Law
Solo attorney in Hoboken, with full practice, catering to the representation of aggrieved investors against brokers and investment firms.
Brian S. Hamburger
Claimed Lawyer ProfileSocial Media
Englewood, NJ Securities Law Lawyer with 21 years experience
(201) 705-1200 61 W. Palisade Ave
Englewood, NJ 07631
Securities and Business
University of Miami School of Law
Parsippany, NJ Securities Law Lawyer with 26 years experience
(973) 966-6300 One Jefferson Road
Parsippany, NJ 07054
Securities and Employment
Rutgers University School of Law
Parsippany, NJ Securities Law Lawyer with 36 years experience
(973) 966-6300 One Jefferson Road
Parsippany, NJ 07054
Securities, Business, Construction and IP
Seton Hall University School of Law
Florham Park, NJ Securities Law Lawyer
(973) 360-2346 200 Park Avenue
Florham Park, NJ 07932
Securities, Business and International
University of Pennsylvania Law School and Temple University James E. Beasley School of Law
Princeton, NJ Securities Law Attorney
(609) 919-6633 502 Carnegie Center
Princeton, NJ 08540
Securities, Business, Communications and Health Care
Rutgers University School of Law
Newark, NJ Securities Law Attorney
(973) 624-0800 33 Washington St
Newark, NJ 07102
Securities, Appeals, Construction and Employment
Seton Hall School of Law
Newark, New Jersey Securities Law Attorney with 36 years experience
(973) 624-0800 33 Washington Street
Newark, NEW JERSEY 07102
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
Newark, NJ Securities Law Lawyer with 28 years experience
(973) 639-7276 One Newark Center 16th Floor
Newark, NJ 07101
Securities, Arbitration & Mediation, Business and Criminal
Florham Park, New Jersey Securities Law Lawyer with 20 years experience
(973) 549-7146 500 Campus Drive
Florham Park, NEW JERSEY 07932
Securities, Business, Estate Planning and Tax
New York University School of Law and Seton Hall University School of Law
Newark, New Jersey Securities Law Attorney
(973) 624-0800 33 Washington Street
Newark, NEW JERSEY 07102
Securities, Appeals, Construction and Employment
Rutgers School of Law
Princeton, New Jersey Securities Law Lawyer
(609) 716-6619 105 College Road East
Princeton, NEW JERSEY 08542
Securities, Business, Criminal and Environmental
New York University School of Law
Newark, New Jersey Securities Law Lawyer
(973) 624-0800 33 Washington Street
Newark, NEW JERSEY 07102
Securities, Appeals, Construction and Employment
Brooklyn Law School
Parsippany, NJ Securities Law Attorney with 18 years experience
(973) 966-6300 One Jefferson Road
Parsippany, NJ 07054
Securities and Business
Rutgers University School of Law
Newark, New Jersey Securities Law Lawyer
(973) 624-0800 33 Washington Street
Newark, NEW JERSEY 07102
Securities, Appeals, Construction and Employment
Washington & Lee University School of Law
Florham Park, NJ Securities Law Lawyer
(973) 360-7900 200 Park Ave
Florham Park, NJ 07932
Securities and Business
Fordham University School of Law
Newark, New Jersey Securities Law Lawyer
(973) 624-0800 33 Washington Street
Newark, NEW JERSEY 07102
Securities, Appeals, Construction and Employment
Seton Hall University School of Law
Newark, New Jersey Securities Law Attorney
(973) 624-0800 33 Washington Street
Newark, NEW JERSEY 07102
Securities, Appeals, Construction and Employment
Villanova University School of Law
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