Ardsley, New York Securities Lawyers

Marc Fitapelli
PREMIUM

New York Securities Law Lawyer

Maurice A. Deane School of Law at Hofstra UniversityNew Jersey, New York and U.S. District Court, Southern District of New York
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Robert A. Kantas
PREMIUM

Securities Lawyer

4th Circuit, D.C. Circuit, Texas, U.S. District Court, District of the District of Columbia, U.S. District Court, Eastern District of Wisconsin, U.S. District Court, Northern District of California, U.S. District...
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Barry R. Lax
PREMIUM

New York Securities Law Lawyer. 23 years experience

Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and... Read More »
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Daniel J. Swayze
PREMIUM

New York Securities Law Attorney

Boston College Law SchoolNew Jersey, New York, U.S. District Court for the District of New Jersey, U.S. District Court, Eastern District of New York and U.S. District Court, Southern District of New York
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Stuart David Meissner
Claimed Lawyer ProfileSocial Media
Nyack, NY Securities Law Lawyer. 28 years experience
(212) 764-3100 99 Main Street
Suite 303
Nyack, NY 10960
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 54 W. 40th Street
New York, NY 10018
John Alexander Bates
Claimed Lawyer ProfileSocial Media
White Plains, NY Securities Law Attorney. 13 years experience
(914) 290-4100 707 Westchester Avenue
Suite 411
White Plains, NY 10604
Securities, Employment and Immigration
Seattle University School of Law
J. Alexander Bates is the founder and managing partner of The Bates Law Firm. He is a resident of Fairfield, Connecticut with over 10 years of experience working in large firms and corporations in New York and Connecticut. His practice involves representing clients in immigration, securities and employment law matters. He is currently licensed in New York. Originally from Millburn, NJ, he attended Deerfield Academy, Colorodo College and Seattle University School of Law before settling in Connecticut. He is a member of local national organizations including, American Immigration Lawyers Association, The Connecticut Sons...
Mary Madeline Roberts
Claimed Lawyer ProfileQ&ASocial Media
New York, NY Securities Law Lawyer. 2 years experience
(212) 859-5071 43 West 43rd Street, Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Marvin L. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney. 26 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Adam Julien Gana
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer. 11 years experience
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
New York Law School
Jeffrey Michael Haber
Claimed Lawyer ProfileQ&ALII GoldSocial Media
New York, NY Securities Law Lawyer. 28 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
I founded my firm after more than 25 years of working with a variety of clients in complex litigation, including securities class actions, securities arbitration, antitrust litigation, consumer class actions, commercial litigation and whistleblower litigation. I am dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business and commercial litigation matters and securities litigation. I am devoted to developing and fostering client relationships. By understanding my clients’ objectives and anticipating the problems associated with achieving these goals, I work with my clients to develop strategies that will achieve successful outcomes.
Andrew Abramowitz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 19 years experience
(212) 972-8882 565 Fifth Avenue
9th Floor
New York, NY 10017
Securities, Business and Real Estate
New York University School of Law
Andrew Abramowitz is a corporate and securities transactional attorney with outstanding depth and breadth of experience. In 2010, following years of intensive experience as a partner and associate at the New York offices of prominent, international law firms, he launched his own practice.

His goal is to provide clients with the sophisticated legal representation and prompt response time found at large law firms, together with attributes not often associated with those firms: consistent partner-level attention to every aspect of a matter, not merely at the initial client meeting; responsiveness to the client’s needs unhampered by large firm bureaucracy; and a reasonable...
Mark J. Astarita
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 35 years experience
(212) 509-6544 100 Park Avenue
#1600
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
(973) 559-5566 60 Pompton Ave
Verona, NJ 07044
(561) 989-9080 2255 Glades Rd
#300e
Boca Raton, FL 33431
John Tollefsen
Claimed Lawyer Profile
New York, NY Securities Law Attorney. 43 years experience
(212) 964-1960 5 Penn Plaza, 23rd Floor
New York, NY 10001
Securities, Appeals, Bankruptcy and Business
University of Washington School of Law, Suffolk University and Willamette University
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
(206) 624-5300 800 5th Avenue, Suite 4100
Seattle, WA 98104
(503) 224-4600 1001 SW 5th Avenue, Suite 1100
Portland, OR 97204
Barry R. Lax
Claimed Lawyer ProfileLII GoldBlawgsearch
New York, NY Securities Law Lawyer. 23 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
Cardozo School Of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
James M. Tourangeau
PREMIUM

New York Securities Law Attorney

University of Pennsylvania Law SchoolNew York, U.S. District Court, Eastern District of New York and U.S. District Court, Southern District of New York
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Tanya C. Edwards
PREMIUM

Securities Lawyer

University of Houston Law Center and University of Houston Law Center5th Circuit, Texas and U.S. District Court for the Southern District of Texas
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Mary Grace White
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer.
(212) 696-1999 1450 Broadway 35th Floor
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law
Anthony George Mango
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 23 years experience
(877) 464-2889 225 W 34th St
#1919
New York, NY 10122
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
Jay P. Saltzman
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney. 22 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Securities, Antitrust and Consumer
Benjamin N. Cardozo School of Law
Jay P. Saltzman specializes in consumer and securities class actions, antitrust litigation and employment litigation.
Brian J. Neville
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer. 23 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York University School of Law
Robert J. Moses
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 24 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 20 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Raoul Duggal
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 16 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
James M. Tourangeau
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 696-1999 1450 Broadway, 35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
University of Pennsylvania Law School
Asher Hawkins
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney. 2 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Ruth Jin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer.
(646) 863-3403 200 Park Avenue
Suite 1700
New York, NY 10166
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
Adam Julien Gana
PREMIUM

New York Securities Law Lawyer. 11 years experience

New York Law School11th Circuit, 4th Circuit, 6th Circuit, 9th Circuit, Eastern District of New York, Southern District of New York and New York
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Kirk G. Smith
PREMIUM

Securities Lawyer

South Texas College of LawTexas
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Andrew J. Dressel
Claimed Lawyer Profile
New York, NY Securities Law Attorney. 5 years experience
(844) 230-7676 360 Lexington Ave
11th Floor
New York, NY 10017
Securities, Antitrust, Broker Fraud and Business
University of Pennsylvania Law School
Andrew is a Senior Associate in Napoli Shkolik's Commercial Litigation and Class Actions Department, focusing on complex commercial disputes and class actions. A former associate at Boies, Schiller & Flexner LLP, he has extensive experience in consumer fraud class actions, toxic tort litigation, complex commercial litigation, and valuation disputes. He was a member of the University of Pennsylvania’s Supreme Court Clinic where he worked on a number of important U.S. Supreme Court cases involving criminal procedure and the right to counsel. Prior to entering the legal profession Andrew was public school teacher in his hometown...
Mark Zafrin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney.
(212) 730-7700 800 Third Avenue
24th Floor
New York, NY 10022
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
Adam J. Weinstein
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney.
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Gregory A. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer.
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Elena Volkova
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 14 years experience
(877) 250-9364 233 Fifth Avenue
Suite 4A
New York, NY 10016
Securities, Business, Estate Planning and International
Fordham University
Shahriar Kashanian
Claimed Lawyer Profile
Manhasset, NY Securities Law Lawyer. 32 years experience
(516) 404-9961 69 Stonehenge Road
Manhasset, NY 11030-2522
Securities, Arbitration & Mediation, Insurance Claims and Personal Injury
Maurice A. Deane School of Law at Hofstra University
Michael J. Giarrusso
Claimed Lawyer ProfileLII SilverSocial Media
New York, NY Securities Law Attorney.
(866) 966-9598 360 Lexington Ave
14th Floor
New York, NY 10017
Securities, Appeals, Arbitration & Mediation and Broker Fraud
Syracuse University College of Law
Samantha Plesser
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 7 years experience
(401) 935-9391 130 West 79th St
Apt. 3B
New York, NY 10024
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
Robert R. Miller
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York Law School
David S. Rich
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 22 years experience
(212) 209-3972 708 3rd Avenue
Sixth Floor, Suite #64
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
(201) 592-7200 12 First Street
Englewood Cliffs, NJ 07632
William S. Shepherd
PREMIUM

Securities Lawyer

South Texas College of Law and Georgetown University Law CenterTexas
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Jaimie F. Dockray
PREMIUM

New York Securities Law Lawyer

New England School of LawConnecticut, Massachusetts and New York
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Christopher J. Gray
Claimed Lawyer ProfileLII SilverSocial Media
New York, NY Securities Law Lawyer. 20 years experience
(866) 966-9598 360 Lexington Ave
14th Floor
New York, NY 10017
Securities, Appeals, Arbitration & Mediation and Broker Fraud
Georgetown University
Joshua Buhler
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer.
(212) 422-7440 450 Seventh Avenue, 33rd Floor
New York, NY 10123
Securities, Business, Entertainment & Sports and IP
Cornell University
I offer the following: - Strategic and legal advice to small/mid-cap businesses and their founders - Corporate and LLC formation - Partnership, shareholder and LLC operating agreements - Employment contracts - Non-compete, non-solicit and confidentiality agreements - Trademark and copyright registration - Advice relating to seed and venture capital financings, as well as founders' exits (e.g. M&A) I have advised dozens of companies in such diverse sectors as entertainment, technology and digital media, food products and fashion.
Saboor H. AbdulJaami
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 14 years experience
(646) 435-0668 410 Park Avenue
Suite 1530
New York, NY 10022
Securities, Business and International
New York University School of Law
Sandra P. Lahens
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney.
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Fordham University School of Law
Thomas McGirr Sanford
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 23 years experience
(212) 836-4815 445 Park Avenue, 9th Floor
New York, NY 10022
Securities, Business and Insurance Defense
New York Law School
Corporate transactional and Directors and Officers Liability attorney. I work with a variety of mainly privately held businesses from inception through corporate life to sale or other disposition. I help businesses and their principals in formation issues, shareholder and LLC operating agreements, employment agreements, private placements and mergers and acquisitions including stock and asset purchase agreements, letters of intent, term sheets and '33 Act and '34 Act compliance. I also act as outside general counsel reviewing and negotiating license agreements, service agreements, outsourcing agreements and other contractual matters. I also represent insurance carriers as monitoring counsel in connection with complex securities class...
Andrew O'Toole
Claimed Lawyer Profile
Katonah, NY Securities Law Lawyer. 19 years experience
22 Valley Road
Katonah, NY 10536
Securities, Arbitration & Mediation, Broker Fraud and Business
Harvard University
Michael Eric Berman
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 20 years experience
450 7th Avenue
Suite 949
New York, NY 10123
Securities
University of Pennsylvania Law School
Michael E. Berman, P.C. has offices in Long Island and in Manhattan, and is managed by Michael Eric Berman, Esq. Mr. Berman received his JD degree from the Law School at the University of Pennsylvania in 1997 and his BS degree in Economics (magna cum laude) from the Wharton Business School in 1993
310 Riverside Blvd.
Suite 3i
Long Beach, NY 11561
2492 Merrick Road
Bellmore, NY 11710
Justin Goldblatt
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 11 years experience
(212) 906-1719 885 Third Avenue
New York, NY 10022
Securities, Bankruptcy and Energy
Jonathan Levine
Claimed Lawyer Profile
New York, NY Securities Law Attorney. 16 years experience
(212) 850-2816 450 Lexington Ave
New York, NY 10017
Securities, Bankruptcy and Business
University of California at Los Angeles School of Law
Lawrence Bauer
Claimed Lawyer Profile
New York, New York Securities Law Lawyer. 35 years experience
(212) 839-5593 787 Seventh Avenue
New York, NEW YORK 10019
Securities, Business and Health Care
New York University School of Law
Darryl J. Bouganim
PREMIUM

New York Securities Law Lawyer

Michigan State UniversityNew Jersey and New York
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Securities Lawyers in Nearby Cities

Securities Lawyers in Nearby Counties