Athol Springs, New York Securities Lawyers
The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
New York, NY 10281
University of Tennessee College of Law and Florida Coastal School of Law
Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.
Previously working as an investment advisor for a large brokerage firm and...
New York, NY 10018
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Mr. Blanch worked as an intern-prosecutor with both the Los Angeles and San Francisco District Attorneys’ Offices. There he prosecuted hundreds of felonies at probable cause hearings in criminal court under the supervision of the District Attorney’s .
Over the course of his career, Mr. Blanch and his legal team have represented executives, attorneys, accountants, health care providers,...
Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
New York Law School
I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
Securities Lawyers in Nearby Cities
Securities Lawyers in Nearby Counties
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