Carmel Securities Lawyers

Compare top rated New York attorneys serving Carmel.
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Robert L. Herskovits
PREMIUM
Robert L. Herskovits

Free consultation, experienced representation in securities law cases. Call now!

I’m an experienced New York securities law attorney. I represent clients who have experienced fraud or misconduct in the securities industry and I fight to help them pursue the justice and compensation they deserve. Read More »
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Daniel J. Swayze
PREMIUM
Daniel J. Swayze

New York Securities Law Attorney

Daniel J. Swayze serves as an Associate at Rich, Intelisano & Katz, LLP, where his practice focuses on complex commercial, construction, and securities, and financial fraud litigation. Mr. Swayze represents clients... Read More »
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Robert J. Grand
PREMIUM
Robert J. Grand

New York Securities Law Attorney with 26 years of experience

Robert J. Grand is of counsel to Lax & Neville LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial... Read More »
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Asher Hawkins
PREMIUM
Asher Hawkins

Free Consultation! Knowledgeable & Dedicated Securities & Antitrust Attorney!

I am a knowledgeable and experienced securities and antitrust law attorney. I provide skilled representation for a wide range of legal matters. Visit my website for settlements and verdicts, call for a free consultation. Read More »
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Jenice Malecki
PREMIUM
Jenice Malecki

New York Securities Law Attorney with 29 years of experience

Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry... Read More »
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Neil Stanley Belloff
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Neil Stanley Belloff
Mahopac, NY Securities Law Attorney with 36 years of experience
(845) 208-3672 11 Radnor Lane
Mahopac, NY 10541
Securities and Business
Quinnipiac University School of Law and Georgetown University Law Center
Corporate, Securities and Business Law Board Advisory Services Compliance/Governance/Best Practices Regulatory Representation Internal Investigations Over 20 years experience in business, legal and management positions, most recently as Executive Vice President and US Corporate and Securities Counsel of a Fortune 50 company, with significant management, supervisory and oversight responsibilities in the areas of risk assessment, strategic planning, corporate governance, legal and regulatory compliance, mergers and acquisitions, privacy issues, and all aspects of corporate, securities, intellectual property and employment law, as well as primary liaison with Management Board and key members of senior management.
Andrew O'Toole
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Andrew O'Toole
Katonah, NY Securities Law Lawyer with 23 years of experience
22 Valley Road
Katonah, NY 10536
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Harvard University
Shivani Mitesh Patel
Waccabuc, NY Securities Law Attorney with 19 years of experience
(347) 239-4119 5 The Logging Rd
Waccabuc, NY 10597
Securities, Appeals, Construction and Employment
Texas Tech University School of Law
Ralph Behr
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Ralph Behr
(800) 761-3446 260 Madison Ave
New York, NY 10016
Free ConsultationNew York, NY Securities Law Lawyer with 44 years of experience
Securities, Domestic Violence, Immigration and White Collar Crime
Maurice A. Deane School of Law at Hofstra University
Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...
Jeffrey Michael Haber
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Jeffrey Michael Haber
Melville, NY Securities Law Lawyer with 32 years of experience
(631) 574-4454 105 Maxess Road, Suite S124
Melville, NY 11747
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
Mary Madeline Roberts
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Mary Madeline Roberts
New York, NY Securities Law Lawyer with 5 years of experience
(212) 859-5071 43 West 43rd Street, Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Adam Gana
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Adam Gana
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationNew York, NY Securities Law Lawyer with 15 years of experience
Securities, Appeals, Business and Employment
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
Bradley L. Henry
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Bradley L. Henry
New York, NY Securities Law Attorney with 14 years of experience
(212) 730-7700 800 3rd Ave.
24th Floor
New York, NY 10022
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.

Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
Rogelio J. Carrasquillo
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Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Lawyer with 21 years of experience
(646) 948-1880 1177 Avenue of the Americas
5th Floor
NEW YORK, NY 10036
Offers Video Conferencing Video ConfSecurities, Business, Immigration and International
University of Pennsylvania Law School and Georgetown University
Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.

Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.

Roy also advises clients on M&A transactions, joint...
Ross B. Intelisano
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Ross B. Intelisano
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Free Consultation Offers Video Conferencing Video ConfNew York, NY Securities Law Attorney with 26 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.

Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
Steven T. Davis
PREMIUM
Steven T. Davis

New York Securities Law Lawyer

Maurice A. Deane School of Law at Hofstra University
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Gregory A. Frank
PREMIUM
Gregory A. Frank

Free Consultation! Successful & Experienced Securities Law Attorney! Call Now!

I have been advocating for the rights and interests of my clients for 25 years. I am committed to providing exceptional service and legal representation! Call for a free consultation! Visit my website for case results. Read More »
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David Edward Robbins
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David Edward Robbins
New York, NY Securities Law Lawyer with 46 years of experience
(212) 755-3100 767 3RD AVE., 30TH FL.
New York, NY 10017
Free Consultation Offers Video Conferencing Video ConfSecurities and Arbitration & Mediation
Villanova University School of Law
Mr. Robbins is a partner in the New York City law firm of Kaufmann Gildin & Robbins LLP and specializes in commercial arbitration and mediation. He represents investors, brokers and firms in disputes and brokers and firms before regulatory agencies. He is also an expert witness in malpractice cases arising out of securities arbitrations. He and his firm have been responsible for the return of tens of millions of dollars to investors and have represented many brokers accused of wrongdoing in arbitrations and regulatory matters. Mr. Robbins served as Special Deputy Attorney General...
Ryan Gordon Blanch
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Ryan Gordon Blanch
New York, NY Securities Law Attorney with 20 years of experience
(212) 268-9700 261 Madison Ave.
12th Floor
New York, NY 10016
Free ConsultationSecurities, Criminal, Stockbroker Fraud and White Collar Crime
Southern Methodist University
Ryan Blanch is the founder and lead attorney of The Blanch Law Firm. Mr. Blanch is an experienced New York criminal defense lawyer handling all type of criminal matters. Such as government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors.

Mr. Blanch worked as an intern-prosecutor with both the Los Angeles and San Francisco District Attorneys’ Offices. There he prosecuted hundreds of felonies at probable cause hearings in criminal court under the supervision of the District Attorney’s .

Over the course of his career, Mr. Blanch and his legal team have represented executives, attorneys, accountants, health care providers,...
Barry R. Lax
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Barry R. Lax
New York, NY Securities Law Lawyer with 27 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Yeshiva University, Benjamin N. Cardozo School of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Christopher J. Gray
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Christopher J. Gray
(866) 966-9598 360 Lexington Ave
#1400
New York, NY 10017
New York, NY Securities Law Lawyer with 24 years of experience
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Georgetown University
Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.

Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
Louis A Russo
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Louis A Russo
New York, NY Securities Law Lawyer with 13 years of experience
(929) 262-1101 276 Fifth Avenue
Suite 704
New York, NY 10001
Free Consultation Offers Video Conferencing Video ConfSecurities, Arbitration & Mediation, Bankruptcy and Business
Maurice A. Deane School of Law at Hofstra University
I help domestic and international businesses and their directors and officers resolve complex commercial litigation disputes through practical and economical pre-suit negotiations and, if necessary, litigation (federal and state), arbitration, and mediation.

For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.

I have successfully represented clients in a wide range of disputes involving corporate...
Daniel E. Katz
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Daniel E. Katz
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video Conferencing Video ConfNew York, NY Securities Law Lawyer with 40 years of experience
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
Daniel E. Katz is a Founding Partner of Rich, Intelisano & Katz, LLP. He specializes in construction law, commercial law and securities and employment arbitrations. Mr. Katz has received the highest designation (A-V) from the Martindale-Hubbell Peer Rating Review. He was recognized as a "Super Lawyer" in the field of Construction Litigation every year since 2006. He is also a Fellow in the Construction Lawyers Society of America, which is a nationwide organization of leading practitioners in the field.

Mr. Katz obtained his Juris Doctor magna cum laude from Brooklyn Law School. He graduated from the University of Michigan with a...
Thomas Ajamie
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Thomas Ajamie
New York, NY Securities Law Attorney with 35 years of experience
(713) 860-1600 460 Park Avenue
21st Floor
New York, NY 10022
Securities, Antitrust and Business
University of Notre Dame
Tom Ajamie is an internationally-recognized trial lawyer who has successfully represented clients in complex commercial litigation and arbitration. The authoritative Chambers USA has described Tom as “relentless, energetic and intelligent” and a “hard-working and successful trial lawyer who never quits.” He has handled a number of high-profile cases, including groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. Tom has won two of the largest awards ever handed down by an arbitration panel for investors, including a $429.5 million award. He has also won a record $112 million civil RICO jury verdict.

Tom is regularly invited to...
Chris Warren
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Chris Warren
New York, NY Securities Law Attorney
(866) 954-7687 112 W 34th St
Fl 17
New York, NY 10120
Free Consultation Offers Video Conferencing Video ConfSecurities, Arbitration & Mediation, Business and White Collar Crime
New York Law School
The Warren Law Group is a business law firm that provides their clients with fierce strategic advocacy in the courtroom and sage advice in the boardroom. Our approach to give our clients the freedom to pursue their vision while mitigating their risks and minimizing liability exposure. The Warren Law Group represents privately held businesses of all sizes as well as investors and not-for-profit organizations in everything from formation and deal making to protecting their rights in litigation and arbitration.

Contact Chris Warren today to learn about how The Warren Law Group can protect your rights and bring your business to...
Matthew C. Plant
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Matthew C. Plant
New York, NY Securities Law Lawyer with 22 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Brooklyn Law School
Thomas Wolinetz
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Thomas Wolinetz
Mineola, NY Securities Law Lawyer
(877) 935-8952 34 Willis Ave
Suite 106
Mineola, NY 11501
Free ConsultationSecurities and Employment
Hofstra University
Brian J. Neville
PREMIUM
Brian J. Neville

Free Consultation! Successful & Experienced Attorney! Dedicated Representation!

I am a knowledgeable and skilled securities law attorney. I provide exceptional counsel and advocacy for a vast array of securities law matters and disputes! Visit my website to see results, call for a free consultation! Read More »
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Jaimie F. Dockray
PREMIUM
Jaimie F. Dockray

Experienced Securities Arbitration & Litigation Attorney! Skilled Advocacy!

I am a dedicated and successful securities arbitration & litigation lawyer. I provide exceptional representation focused on the best possible outcomes! Visit my website to see case results or call for a consultation. Read More »
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Steven Cramer
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Steven Cramer
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video Conferencing Video ConfNew York, NY Securities Law Lawyer with 27 years of experience
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Steven Cramer is a partner at Rich, Intelisano & Katz, LLP. He focuses in the areas of commercial, construction and real estate litigation and arbitration, as well as counseling clients in contract negotiation and other transactions. Mr. Cramer’s clients include owners, contractors, private equity funds, design professionals, sureties, cooperatives and condominiums, and other businesses as well as individuals. Mr. Cramer was recognized as a "Super Lawyer" in the field of Construction Litigation in 2010.

Prior to Rich, Intelisano & Katz, LLP, Mr. Cramer served as a partner at Bauman Katz & Grill LLP, and an associate at Ross & Cohen and...
Adam J. Weinstein
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Adam J. Weinstein
New York, NY Securities Law Attorney with 10 years of experience
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Robert Brian Volynsky
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Robert Brian Volynsky
(877) 935-8952 34 Willis Ave
Suite 106
Mineola, NY 11501
Mineola, NY Securities Law Lawyer
Securities and Stockbroker Fraud
Hofstra University
Brian J. Neville
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Brian J. Neville
New York, NY Securities Law Lawyer with 27 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.
Jessica Murzyn
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Jessica Murzyn
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video Conferencing Video ConfNew York, NY Securities Law Attorney with 21 years of experience
Securities, Arbitration & Mediation, Business and Consumer
University of Pennsylvania
Jessica A. Murzyn has been a senior counsel at Rich, Intelisano & Katz, LLP since April 2013. Ms. Murzyn represents individual and institutional investors in securities arbitrations and litigation against financial firms.

Prior to joining Rich, Intelisano & Katz, LLP, Ms. Murzyn was an associate at Friedman Kaplan Seiler & Adelman LLP from October 2008 to March 2013. At Friedman Kaplan, she represented a variety of individual and corporate clients in securities, real estate and general commercial litigation and arbitrations. For example, she represented a high net worth client in a FINRA arbitration against the client’s investment...
Kourosh C. Shaffy
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Kourosh C. Shaffy
New York, NY Securities Law Attorney
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Arbitration & Mediation and Business
Columbia Law School
Brent Adam Burns
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Brent Adam Burns
New York, NY Securities Law Attorney with 27 years of experience
New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
Free ConsultationSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
Sandra P. Lahens
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Sandra P. Lahens
New York, NY Securities Law Attorney with 16 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Fordham University School of Law
Sandra P. Lahens is a partner at Lax & Neville LLP. Sandra’s practice involves representing businesses and individuals in commercial litigation and arbitration regarding securities and investment disputes, employment matters and regulatory investigations. She has successfully arbitrated and mediated cases before the Financial Industry Regulatory Authority (“FINRA”), the American Arbitration Association (“AAA”), JAMS, and litigated cases in federal and state courts, including in appeals before the New York Court of Appeals for the Second Circuit and the New York State Appellate Division.

Sandra represents investors nationwide in customer sales practice disputes against their registered representatives, broker dealers and registered investment advisors...
Raoul Duggal
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Raoul Duggal
New York, NY Securities Law Lawyer with 19 years of experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Stuart David Meissner
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Stuart David Meissner
New York, NY Securities Law Lawyer with 32 years of experience
(866) 764-3100 1430 Broadway
Suite 1802
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Stockbroker Fraud
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Attorney Stuart Meissner was born in 1962 in Brooklyn, New York. He earned his Bachelor’s and Juris Doctorate from Hofstra University. He went on to earn his masters of law degree from New York University Law School. He opened his own practice, Meissner Associates, twenty years ago in 2001 in Manhattan, New York. His practice focuses primarily on SEC whistleblower cases, investment disputes, securities violations, and FINRA arbitration. After 9/11, Attorney Meissner volunteered at Ground Zero on “the pile” on the “bucket brigade” along with fire and police officers, sifting through debris trying to find survivors. He was later subsequently...
Jessica Murzyn
PREMIUM
Jessica Murzyn

Experienced and Determined Legal Representation in Securities Law! Call Now!

I am a skilled and dedicated securities law attorney. I provide exceptional legal advice and advocacy for those with securities law needs. Visit my website for more information and case results. Call for a consultation. Read More »
10.0Justia Lawyer Rating for Jessica Murzyn View Profile
Barry R. Lax
PREMIUM
Barry R. Lax

Free Consultation! Exceptional Lawyer! Advocacy for Complex Securities Matters!

I provide legal expertise and experience to those with securities law needs. I will zealously advocate for your legal rights and interests! Visit my website for case results and information, call for a free consultation! Read More »
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John G. Rich
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John G. Rich
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video Conferencing Video ConfNew York, NY Securities Law Attorney with 39 years of experience
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
David S. Rich
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David S. Rich
New York, NY Securities Law Lawyer with 26 years of experience
(212) 209-3972 155 East 44th Street
Sixth Floor
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
Mark Strauss
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Mark Strauss
(212) 729-9496 555 Madison Ave.
5th Floor
New York, NY 10022
Free Consultation Offers Video Conferencing Video ConfNew York, NY Securities Law Lawyer with 27 years of experience
Securities and Stockbroker Fraud
Fordham University School of Law
A former investigative journalist, Mark is a successful anti-fraud attorney with more than twenty years of experience in complex civil litigation. He has represented qui tam whistleblowers under the False Claims Act as well as victims of fraud under the federal securities laws and the Racketeer Influenced and Corrupt Organizations Act (RICO). His efforts have resulted in the recovery of hundreds of millions of dollars for clients.

Prior to founding Mark A. Strauss Law, PLLC, Mark was a partner at Kirby McInerney LLP, a respected plaintiffs’ class action firm that was named one of the “Most Feared Plaintiffs’ Firms” by Law360.com....
Robert J. Moses
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Robert J. Moses
New York, NY Securities Law Lawyer with 28 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
Manuel G.R. Rivera
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Manuel G.R. Rivera
New York, NY Securities Law Attorney with 23 years of experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Samantha Plesser
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Samantha Plesser
New York, NY Securities Law Lawyer with 11 years of experience
(401) 935-9391 130 West 79th St
Apt. 3B
New York, NY 10024
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
Wallace Anthony Showman
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Wallace Anthony Showman
New York, NY Securities Law Lawyer with 32 years of experience
(713) 860-1600 460 Park Avenue
21st Floor
New York, NY 10022
Securities, Antitrust, Business and Consumer
New York University School of Law
Mr. Showman has handled numerous complex commercial matters and securities class actions (for both plaintiffs and defendants).  He has represented both claimants and respondents in FINRA securities arbitrations.  He has also represented clients in FINRA investigations and has conducted internal corporate investigations.  He has lectured on securities litigation at NYU and Fordham University.  Mr. Showman is also an arbitrator for FINRA customer and employee arbitrations.
Robert J. Grand
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Robert J. Grand
New York, NY Securities Law Attorney with 26 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Benjamin N. Cardozo School of Law
Robert J. Grand is of counsel to Lax & Neville LLP. Mr. Grand’s practice is focused on representing corporations and individuals in complex civil litigation and arbitration involving securities and other financial products, employment, real estate, intellectual property, unfair business practices, and other commercial tort-related matters before federal and state courts, and private arbitration panels. Mr. Grand represents investors, financial service professionals, investment funds and financial institutions in securities litigation and arbitration, as well as in investigations and enforcement proceedings initiated by regulatory agencies such as FINRA, the SEC, and the CFTC.

Mr. Grand has extensive experience representing founders, partners, joint...
Gerard Romski
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Gerard Romski
New York, NY Securities Law Lawyer with 34 years of experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video Conferencing Video ConfSecurities, Business, Construction and Employment
Brooklyn Law School
Gerard Romski serves as Of Counsel at Rich, Intelisano & Katz, LLP. Mr. Romski practices in the areas of construction litigation, real estate and land use law, commercial law and government relations.

Mr. Romski holds a Bachelor of Arts from the New York Institute of Technology and received his Juris Doctor degree from Brooklyn Law School. He is a member of the bar of State of New York and is admitted to practice before the United States District Court for the Southern and Eastern District of New York and the Second Circuit Court of Appeals. Mr. Romski is on the Board...
Joseph A. Gershman
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Joseph A. Gershman
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Offers Video Conferencing Video ConfNew York, NY Securities Law Lawyer with 24 years of experience
Securities, Bankruptcy and Real Estate
Harvard Law School
Joseph A. Gershman is a partner of Rich, Intelisano & Katz. His practice focuses on complex commercial, securities, real estate and bankruptcy litigation. Mr. Gershman is rated by Martindale-Hubbell Peer Review Ratings as an AV Preeminent attorney, its highest designation, with his peers recognizing him as “an excellent lawyer” and “an outstanding litigator”. He is also a recipient of The Legal Aid Society’s 2013 Pro Bono Publico Award for outstanding service to the Society and its clients.

Mr. Gershman has extensive experience within the areas of complex commercial, securities, real estate and bankruptcy litigation, as well as commercial...
Robert R. Miller
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Robert R. Miller

Free Consultation! Aggressive & Determined Advocacy! Skilled Securities Lawyer!

I provide exceptional legal representation for securities law matters. I strongly advocate for the rights and interests of those with securities law needs! Visit my website to see results, call for a free consultation. Read More »
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Joseph A. Gershman
PREMIUM
Joseph A. Gershman

Skilled & Dedicated Legal Representation for Your Complex Security Law Matters!

I am an experienced and knowledgeable securities law attorney. I am committed to aggressive representation for all of your litigation and arbitration needs! Visit my website for case results, call for a consultation. Read More »
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