Castleton On Hudson, New York Securities Lawyers
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Corporate, Securities and Business Law Board Advisory Services Compliance/Governance/Best Practices Regulatory Representation Internal Investigations Over 20 years experience in business, legal and management positions, most recently as Executive Vice President and US Corporate and Securities Counsel of a Fortune 50 company, with significant management, supervisory and oversight responsibilities in the areas of risk assessment, strategic planning, corporate governance, legal and regulatory compliance, mergers and acquisitions, privacy issues, and all aspects of corporate, securities, intellectual property and employment law, as well as primary liaison with Management Board and key members of senior management.
JENICE L. MALECKI, ESQ. is a New York based Securities Fraud Attorney and founder of Malecki Law, with other attorneys and staff. Her firm represents clients nationally and internationally in securities fraud arbitration, litigation and mediation. Ms. Malecki’s clients include a wide array of individuals and entities from elderly widows to Fortune 500 entrepreneurs and institutional investors. Her firm represents large securities industry whistleblowers at the SEC, DOJ and FINRA, handles securities industry employment and license issues, often involving CRD Form U-4/U-5, and regulatory investigations and enforcement proceedings before the SEC and FINRA. They handle commercial litigation, arbitration, mediation and...