Cato Securities Lawyers

Compare top rated New York attorneys serving Cato.
Lawyer Rating
Video Conferencing
Free Consultation & Fees
More Filters
Thomas Perry Setser
Claimed Lawyer ProfileSocial Media
Thomas Perry Setser
Rochester, NY Securities Law Attorney with 25 years of experience
(585) 492-4700 400 Linden Oaks
Suite 110
Rochester, NY 14625
Securities and Military
Mississippi College School of Law
Thomas P. Setser, a Senior Associate in Tully Rinckey PLLC’s Rochester office, possesses extensive courtroom experience in all matters of litigation, having served the last 19 years as a military defense counsel, civilian counsel and Assistant District Attorney.

Prior to joining Tully Rinckey, Thomas began his legal career as U. S. Navy Judge Advocate, where he served on active duty as a military defense counsel, legal assistance attorney, discipline officer and brig officer. Upon leaving active duty, he opened his own legal practice as a solo practitioner and continued his military service as a Navy Reservist. After a one-year...
Jeremy Wolk
Rochester, NY Securities Law Attorney
(585) 263-1050 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Hofstra University School of Law
Noreen Connolly
Rochester, NY Securities Law Attorney
(585) 263-1597 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
University of Kansas School of Law
Justin Doyle
Rochester, NY Securities Law Attorney
(585) 263-1359 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Cornell Law School
Roger Byrd
Rochester, NY Securities Law Lawyer with 33 years of experience
(585) 263-1687 1100 Clinton Square
Rochester, NY 14604
Securities
Duke University School of Law
John Moragne
Rochester, NY Securities Law Lawyer
(585) 263-1315 1100 Clinton Square
Rochester, NY 14604
Securities and Business
George Washington University Law School
Carolyn Nussbaum
Rochester, NY Securities Law Attorney with 39 years of experience
(585) 263-1558 1100 Clinton Square
Rochester, NY 14604
Securities, Arbitration & Mediation and Business
George Washington University
Richard Yarmel
Rochester, NY Securities Law Attorney
(585) 263-1043 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
DePaul University College of Law
Nathan Vander
Rochester, NY Securities Law Lawyer
(585) 263-1312 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Syracuse University College of Law
Brian Kopp
Rochester, NY Securities Law Attorney
(585) 263-1395 1100 N Clinton Ave
Rochester, NY 14621
Securities, Business and Employment
Cornell Law School
Deborah McLean
Rochester, NY Securities Law Lawyer
(585) 263-1307 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Cornell Law School
Kathleen Carter
Rochester, NY Securities Law Attorney
(585) 263-1238 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Villanova University School of Law
Daniel George McIntosh
Rochester, NY Securities Law Lawyer with 51 years of experience
(310) 279-6484 130 East Ave
640
Rochester, NY 14604
Securities, Business, Entertainment & Sports and Real Estate
University of California, Berkeley School of Law
III James
Rochester, NY Securities Law Lawyer
(585) 263-1613 1100 Clinton Square
Rochester, NY 14604
Securities and Business
University of Michigan
Richard McGuirk
Rochester, NY Securities Law Lawyer
(585) 263-1644 1100 N Clinton Ave
Rochester, NY 14621
Securities, Arbitration & Mediation and Business
Brooklyn Law School
Scott Cristman
Rochester, NY Securities Law Lawyer
(585) 263-1377 1100 N Clinton Ave
Rochester, NY 14621
Securities, Business and Tax
Syracuse University
John LaBoda
Rochester, NY Securities Law Attorney
(585) 263-1044 1100 Clinton Square
Rochester, NY 14604
Securities and Business
State University of New York at Buffalo
Lori Green
Rochester, NY Securities Law Attorney
(585) 263-1236 1100 Clinton Square
Rochester, NY 14604
Securities, Business and Environmental
Boston University School of Law
James Bourdeau
Rochester, NY Securities Law Lawyer
(585) 263-1671 1100 Clinton Square
Rochester, NY 14604
Securities, Business and Environmental
Syracuse University College of Law
Peter Durant
Rochester, NY Securities Law Lawyer
(585) 263-1227 1100 Clinton Square
Rochester, NY 14604
Securities, Business, Communications and Education
State University of New York at Buffalo
Wanda Wuest
Rochester, NY Securities Law Lawyer
(585) 263-1367 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Robert L. Herskovits
Claimed Lawyer ProfileBlawg SearchSocial MediaResponsive Law
Robert L. Herskovits
(212) 897-5410 305 Broadway 7th Floor
New York, NY 10007
Free ConsultationNew York, NY Securities Law Lawyer
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...
Rogelio J. Carrasquillo
Claimed Lawyer ProfileOffers Video ConferencingSocial Media
Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Lawyer with 24 years of experience
(646) 948-1880 1177 Avenue of the Americas
5th Floor
NEW YORK, NY 10036
Offers Video ConferencingVideo ConfSecurities, Business, Immigration and International
University of Pennsylvania Law School and Georgetown University
Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.

Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.

Roy also advises clients on M&A transactions, joint...
Ross B. Intelisano
Claimed Lawyer ProfileOffers Video ConferencingQ&ABlawg SearchSocial Media
Ross B. Intelisano
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Securities Law Attorney with 29 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.

Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
Sonya Tien
Claimed Lawyer ProfileSocial Media
Sonya Tien
New York, NY Securities Law Attorney with 12 years of experience
(212) 810-7688 42 Broadway
12th Floor, Suite 349
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Business and Personal Injury
Columbia Law School
Sonya Tien leads her law firm's litigation, corporate, personal injury, and intellectual property practices. She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships. Sonya was named a Rising Star by Super Lawyers since 2020, Top 40 Under 40 Civil Plaintiffs' Lawyers, and Top 100 Civil Trial Lawyers by The National Trial Lawyers. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the...
Jenice Malecki
Claimed Lawyer ProfileOffers Video ConferencingBlawg SearchSocial Media
Jenice Malecki
New York, NY Securities Law Attorney with 32 years of experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Employment and Stockbroker Fraud
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Mark J. Astarita
Claimed Lawyer ProfileOffers Video ConferencingBlawg SearchSocial MediaResponsive Law
Mark J. Astarita
New York, NY Securities Law Attorney with 42 years of experience
(212) 509-6544 11 Broadway
Suite 615
New York, NY 10004
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Jeffrey Michael Haber
Claimed Lawyer ProfileQ&ASocial Media
Jeffrey Michael Haber
New York, NY Securities Law Lawyer with 35 years of experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
Adam Gana
Claimed Lawyer ProfileBlawg SearchSocial Media
Adam Gana
(800) 810-4262 295 Madison Ave #705
New York, NY 10017
Free ConsultationNew York, NY Securities Law Lawyer with 18 years of experience
Securities, Appeals, Business and Insurance Claims
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
Christopher J. Gray
Claimed Lawyer ProfileBlawg SearchSocial Media
Christopher J. Gray
(866) 966-9598 60 E 42nd St
46th floor
New York, NY 10165
New York, NY Securities Law Lawyer with 27 years of experience
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Georgetown University
Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.

Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
Bradley L. Henry
Claimed Lawyer ProfileSocial Media
Bradley L. Henry
New York, NY Securities Law Attorney with 17 years of experience
(212) 730-7700 800 3rd Ave.
24th Floor
New York, NY 10022
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.

Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
Robert W. Anderson
Claimed Lawyer ProfileSocial Media
Robert W. Anderson
New York, NY Securities Law Attorney with 37 years of experience
(212) 742-3390 200 Liberty St
27th floor
New York, NY 10281
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
Gregory A. Frank
Claimed Lawyer ProfileSocial Media
Gregory A. Frank
New York, NY Securities Law Lawyer
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Asher Hawkins
Claimed Lawyer ProfileSocial Media
Asher Hawkins
New York, NY Securities Law Attorney with 9 years of experience
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Brandon S. Schwartz
Claimed Lawyer ProfileSocial MediaResponsive Law
Brandon S. Schwartz
New York, NY Securities Law Lawyer with 6 years of experience
(646) 844-5915 11 Broadway (Suite 615)
New York, NY 10004
Free ConsultationSecurities, Business and Entertainment & Sports
New York Law School
Brandon is the Managing Attorney at the Law Firm of Brandon S. Schwartz, P.C. Prior to founding the firm, Brandon worked in the Corporate practice of the New York office of DLA Piper, a global law firm, through a post-graduate fellowship program provided by the Two-Year JD Honors Program at New York Law School. During this experience, Brandon was involved in a broad range of corporate matters including corporate governance, due diligence, initial public offerings, and M&A transactions. Additionally, Brandon worked as an attorney and consultant for small and mid-size law firms, working on corporate and real estate matters, as...
David Edward Robbins
Claimed Lawyer ProfileOffers Video ConferencingResponsive Law
David Edward Robbins
New York, NY Securities Law Lawyer with 49 years of experience
(212) 755-3100 767 3RD AVE., 30TH FL.
New York, NY 10017
Free ConsultationOffers Video ConferencingVideo ConfSecurities and Arbitration & Mediation
Villanova University School of Law
Mr. Robbins is a partner in the New York City law firm of Kaufmann Gildin & Robbins LLP and specializes in commercial arbitration and mediation. He represents investors, brokers and firms in disputes and brokers and firms before regulatory agencies. He is also an expert witness in malpractice cases arising out of securities arbitrations. He and his firm have been responsible for the return of tens of millions of dollars to investors and have represented many brokers accused of wrongdoing in arbitrations and regulatory matters. Mr. Robbins served as Special Deputy Attorney General...
Jonathan C Dunsmoor
Claimed Lawyer ProfileSocial Media
Jonathan C Dunsmoor
Buffalo, NY Securities Law Attorney with 12 years of experience
(716) 371-1936 We are available by appointment only.
1 Seneca Street, Ste. 29-M32
Buffalo, NY 14203
Free ConsultationSecurities, Business, Trademarks and White Collar Crime
SUNY Buffalo Law School and Elon University School of Law
Jonathan's practice helps businesses of all sizes grow whether it is from inception to a DPO (Direct Public Offering). We are here to provide you and your company with exceptional legal service in one of the most trying times of your business; growth. Additionally, Dunsmoor Law also helps clients with contract disputes, employer/employee agreements, and various other business matters.

Jonathan's prior experience includes being of counsel for a small, international securities firm and various areas of public interest law including a legal fellowship with the American Civil Liberties Union of Pennsylvania. Dunsmoor Law represents clients throughout the world regardless of size.

Experienced...
Adam J. Weinstein
Claimed Lawyer ProfileBlawg SearchSocial Media
Adam J. Weinstein
New York, NY Securities Law Attorney with 13 years of experience
(800) 810-4262 295 Madison Ave #705
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Chris Warren
Claimed Lawyer ProfileOffers Video ConferencingQ&ASocial Media
Chris Warren
New York, NY Securities Law Attorney
(866) 954-7687 519 8th Ave
25th Floor
New York, NY 10018
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and White Collar Crime
New York Law School
Warren Law Group is a business law firm that provides its clients with fierce strategic advocacy in the courtroom and sage advice in the boardroom. Our approach is to give our clients the freedom to pursue their vision while mitigating their risks and minimizing liability exposure. Warren Law Group represents privately held businesses of all sizes as well as investors and not-for-profit organizations in everything from formation and deal-making to protecting their rights in litigation and arbitration. Contact Chris Warren today to learn about how Warren Law Group can protect your rights and bring your business to the next level.
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
Manuel G.R. Rivera
New York, NY Securities Law Attorney with 26 years of experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Securities Lawyers in Nearby CitiesSecurities Lawyers in Nearby Counties
Toggle tool

There are no recently viewed profiles.

There are no saved profiles.

There are no profiles to compare.