Cold Spring, New York Securities Lawyers

Gregory A. Frank
(800) 497-8076Free Consultation
New York, NY Securities Law Lawyer
Brian J. Neville
(212) 696-1999Free Consultation
New York, NY Securities Law Lawyer
22 years experience
Neil Stanley Belloff
Claimed Lawyer Profile
Mahopac, NY Securities Law Attorney. 31 years experience
(845) 208-3672 11 Radnor Lane
Mahopac, NY 10541
Securities and Business
Georgetown University Law Center and Quinnipiac University School of Law
Corporate, Securities and Business Law Board Advisory Services Compliance/Governance/Best Practices Regulatory Representation Internal Investigations Over 20 years experience in business, legal and management positions, most recently as Executive Vice President and US Corporate and Securities Counsel of a Fortune 50 company, with significant management, supervisory and oversight responsibilities in the areas of risk assessment, strategic planning, corporate governance, legal and regulatory compliance, mergers and acquisitions, privacy issues, and all aspects of corporate, securities, intellectual property and employment law, as well as primary liaison with Management Board and key members of senior management.
Andrew O'Toole
Claimed Lawyer Profile
Katonah, NY Securities Law Lawyer. 18 years experience
22 Valley Road
Katonah, NY 10536
Securities, Arbitration & Mediation, Broker Fraud and Business
Harvard University
Adam Julien Gana
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer. 10 years experience
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
New York Law School
Mary Madeline Roberts
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 1 year experience
(646) 951-6278 180 Central Park South
Box #35
New York, NY 10065
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
Michael J. Giarrusso
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
Syracuse University College of Law
Barry R. Lax
Claimed Lawyer ProfileLII GoldBlawgsearch
New York, NY Securities Law Lawyer. 22 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
Cardozo School Of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Jeffrey Michael Haber
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 27 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
I founded my firm after more than 25 years of working with a variety of clients in complex litigation, including securities class actions, securities arbitration, antitrust litigation, consumer class actions, commercial litigation and whistleblower litigation. I am dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business and commercial litigation matters and securities litigation. I am devoted to developing and fostering client relationships. By understanding my clients’ objectives and anticipating the problems associated with achieving these goals, I work with my clients to develop strategies that will achieve successful outcomes.
Gregory A. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer.
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Raoul Duggal
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 15 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
John G. Rich
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney. 34 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
Joseph Andrew Gershman
(212) 684-0300
New York, NY Securities Law Lawyer
19 years experience
Jessica Murzyn
(212) 684-0300
New York, NY Securities Law Attorney
Ross B. Intelisano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney. 21 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Mary Grace White
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer.
(212) 696-1999 1450 Broadway 35th Floor
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law
John Tollefsen
Claimed Lawyer Profile
New York, NY Securities Law Attorney. 42 years experience
(212) 964-1960 5 Penn Plaza, 23rd Floor
New York, NY 10001
Securities, Appeals, Bankruptcy and Business
University of Washington School of Law, Suffolk University and Willamette University
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
(206) 624-5300 800 5th Avenue, Suite 4100
Seattle, WA 98104
(503) 224-4600 1001 SW 5th Avenue, Suite 1100
Portland, OR 97204
Stuart David Meissner
Claimed Lawyer ProfileSocial Media
Nyack, NY Securities Law Lawyer. 27 years experience
(212) 764-3100 99 Main Street
Suite 303
Nyack, NY 10960
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 54 W. 40th Street
New York, NY 10018
Robert R. Miller
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York Law School
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 19 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
David S. Rich
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 21 years experience
(212) 209-3972 708 Third Avenue
Sixth Floor
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
(201) 592-7200 12 1st Street
Englewood Cliffs, NJ 07632
Joseph Andrew Gershman
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 19 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Bankruptcy and Real Estate
Harvard Law School
Kenneth O'Connor
Claimed Lawyer ProfileSocial Media
White Plains, NY Securities Law Lawyer. 22 years experience
(212) 248-0225 Office Hours by Appointment Only
75 South Broadway- Suite 44029
White Plains, NY 10601
Securities, Arbitration & Mediation, Broker Fraud and Employment
Seton Hall University School of Law
Jaimie F. Dockray
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer.
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business and Employment
New England School of Law
Mary Grace White
(212) 696-1999Free Consultation
New York, NY Securities Law Lawyer
Anthony George Mango
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 22 years experience
(877) 464-2889 14 Pennsylvania Plaza
#1919
New York, NY 10122
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
Marvin L. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney. 25 years experience
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Adam J. Weinstein
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney.
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Diane Mall Sammarco
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 17 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School and Binghamton Universit
Samantha Plesser
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 6 years experience
(401) 935-9391 130 West 79th St
Apt. 3B
New York, NY 10024
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
Robert J. Moses
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 23 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
Daniel E. Katz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 34 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
Asher Hawkins
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney. 1 year experience
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Mark J. Astarita
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 34 years experience
(888) 732-2889 100 Park Avenue
#1600
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
(888) 732-2889 60 Pompton Ave
Verona, NJ 07044
(888) 732-2889 2255 Glades Rd
#300e
Boca Raton, FL 33431
David I. Wax
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
Fordham University School of Law and University of Michigan Law School
PREMIUM
Ryan Cook
(800) 259-9010Free Consultation
Securities Lawyer
Robert R. Miller
(212) 696-1999Free Consultation
New York, NY Securities Law Attorney
Mark Zafrin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney.
(212) 730-7700 800 Third Avenue
24th Floor
New York, NY 10022
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
Justin Goldblatt
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 10 years experience
(212) 906-1719 885 Third Avenue
New York, NY 10022
Securities, Bankruptcy and Energy
Gerard Romski
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 29 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School
Ruth Jin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer.
(646) 863-3403 200 Park Avenue
Suite 1700
New York, NY 10166
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
Elena Volkova
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 13 years experience
(877) 250-9364 233 Fifth Avenue
Suite 4A
New York, NY 10016
Securities, Business, Estate Planning and International
Fordham University
Jay P. Saltzman
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney. 21 years experience
(800) 497-8076 275 Madison Ave, #705
New York, NY 10016
Securities, Antitrust and Consumer
Benjamin N. Cardozo School of Law
Jay P. Saltzman specializes in consumer and securities class actions, antitrust litigation and employment litigation.
Alexis Faye Rudman
Claimed Lawyer ProfileSocial Media
Syosset, NY Securities Law Lawyer. 12 years experience
(516) 921-8888 212 Michael Dr
Syosset, NY 11791
Securities, Business, Collections and IP
University of Miami School of Law
Alexis Rudman is admitted to practice in the states of New York and Florida, as well as the Federal Courts for the Southern and Eastern Districts of New York. She is a graduate of Cornell University and The University of Miami School of Law. Ms. Rudman received her Juris Doctorate from The University of Miami School of Law in 2004. In 2002, Ms. Rudman became a member of The University of Miami Business Law Review. She was involved in several other law student organizations, including Miami Law Women, Phi Alpha Delta Legal Fraternity, The Real Estate...
Brian J. Neville
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer. 22 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York University School of Law
John M. Giordano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney. 32 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Maurice A. Deane School of Law at Hofstra University
Steven Cramer
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 22 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Asher Hawkins
(800) 497-8076
New York, NY Securities Law Attorney
1 year experience
Barry R. Lax
(212) 696-1999Free Consultation
New York, NY Securities Law Lawyer
22 years experience

Securities Lawyers in Nearby Cities

Securities Lawyers in Nearby Counties