East Elmhurst, New York Securities Lawyers

Asher Hawkins
(800) 497-8076
New York, NY Securities Law Attorney
2 years experience
David I. Wax
(800) 810-4262Free Consultation
New York, NY Securities Law Attorney
Sandra P. Lahens
(212) 696-1999Free Consultation
New York, NY Securities Law Attorney
Jeffrey Michael Haber
Claimed Lawyer ProfileQ&ALII GoldSocial Media
New York, NY Securities Law Lawyer. 28 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
I founded my firm after more than 25 years of working with a variety of clients in complex litigation, including securities class actions, securities arbitration, antitrust litigation, consumer class actions, commercial litigation and whistleblower litigation. I am dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business and commercial litigation matters and securities litigation. I am devoted to developing and fostering client relationships. By understanding my clients’ objectives and anticipating the problems associated with achieving these goals, I work with my clients to develop strategies that will achieve successful outcomes.
David S. Rich
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 22 years experience
(212) 209-3972 708 3rd Avenue
Sixth Floor, Suite #64
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
(201) 592-7200 12 First Street
Englewood Cliffs, NJ 07632
Mark Zafrin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney.
(212) 730-7700 800 Third Avenue
24th Floor
New York, NY 10022
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
Mr. Richard Albert Luthmann Jr.
Claimed Lawyer ProfileSocial Media
Staten Island, NY Securities Law Attorney. 12 years experience
(718) 447-0003 1811 Victory Boulevard
Staten Island, NY 10314
Securities, Business, Elder and Estate Planning
University of Miami School of Law and New York Law School
Jonathan Levine
Claimed Lawyer Profile
New York, NY Securities Law Attorney. 16 years experience
(212) 850-2816 450 Lexington Ave
New York, NY 10017
Securities, Bankruptcy and Business
University of California at Los Angeles School of Law
Justin Goldblatt
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 11 years experience
(212) 906-1719 885 Third Avenue
New York, NY 10022
Securities, Bankruptcy and Energy
Saboor H. AbdulJaami
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 14 years experience
(646) 435-0668 410 Park Avenue
Suite 1530
New York, NY 10022
Securities, Business and International
New York University School of Law
Thomas McGirr Sanford
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 23 years experience
(212) 836-4815 445 Park Avenue, 9th Floor
New York, NY 10022
Securities, Business and Insurance Defense
New York Law School
Corporate transactional and Directors and Officers Liability attorney. I work with a variety of mainly privately held businesses from inception through corporate life to sale or other disposition. I help businesses and their principals in formation issues, shareholder and LLC operating agreements, employment agreements, private placements and mergers and acquisitions including stock and asset purchase agreements, letters of intent, term sheets and '33 Act and '34 Act compliance. I also act as outside general counsel reviewing and negotiating license agreements, service agreements, outsourcing agreements and other contractual matters. I also represent insurance carriers as monitoring counsel in connection with complex securities class...
Jerome Winston Powell
Claimed Lawyer Profile
New York, NY Securities Law Lawyer.
43rd and 44th Streets
New York, NY 10017
Securities, Antitrust and Business
University of North Carolina School of Law
David Sobol
Claimed Lawyer Profile
New York, NY Securities Law Lawyer.
499 Park Avenue
New York, NY
Securities and Business
New York University School of Law
Mary Grace White
(212) 696-1999Free Consultation
New York, NY Securities Law Lawyer
Ms. Mor Wetzler
Claimed Lawyer Profile
New York, NY Securities Law Attorney.
(212) 318-6281 75 East 55th Street
New York, NY 10022
Securities and White Collar Crime
Cornell University
Chee-Kwan Kim
Claimed Lawyer Profile
New York, NY Securities Law Lawyer.
(212) 450-4210 450 Lexington Avenue
New York, NY 10017
Securities
Mr. Michael Franklin Rinzler
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 21 years experience
(212) 521-3976 777 Third Ave.
23rd Floor
New York, NY 10019
Securities
Harvard University
Abhishek Mathur
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 12 years experience
(212) 850-2800 450 Lexington Ave
New York, NY 10017
Securities
New York University School of Law
Anthony Joseph Harwood
Claimed Lawyer Profile
New York, NY Securities Law Attorney.
488 Madison Avenue, 18th Floor
New York, NY 10022
Securities
Jenice Malecki
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney. 25 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Stuart David Meissner
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 28 years experience
(212) 764-3100 54 W. 40th Street
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 99 Main Street
Suite 303
Nyack, NY 10960
Adam Julien Gana
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer. 11 years experience
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
New York Law School
Mary Madeline Roberts
Claimed Lawyer ProfileQ&ASocial Media
New York, NY Securities Law Lawyer. 1 year experience
(212) 859-5071 43 West 43rd Street, Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Ekaterina Mouratova
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer.
(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Gregory A. Frank
(800) 497-8076Free Consultation
New York, NY Securities Law Lawyer
Samuel B. Edwards
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Georgetown University Law Center
Asher Hawkins
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney. 2 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Marvin L. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney. 26 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 20 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Robert A. Kantas
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Jonathan Kurta
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney. 9 years experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Maurice A. Deane School of Law at Hofstra University
Robert W. Anderson
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 30 years experience
(212) 742-3390 26 Broadway
21st Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson represents clients in mergers & acquisitions, intellectual property, securities law matters, and start-up companies.
(908) 233-6800 53 Cardinal Dr
Westfield, NJ 07090
Darryl J. Bouganim
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer.
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Securities, Arbitration & Mediation and Employment
Michigan State University
Nyarumba Nota Esq
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer. 17 years experience
(646) 808-0750 11 Broadway, Ste 615
New York, NY 10004
Free ConsultationSecurities, Business, Collections and Construction
I am a Barrister, Attorney and Counselor-at-Law admitted in New York, United Kingdom (England & Wales) and Anguilla, BWI. I assist Start-Ups, Businesses, Corporations, Hedge Funds and Individuals with representation in Court, Drafting documentation or agreements and carrying out comprehensive Legal Due Diligence for potential business partners, investors, financial services, high net worth individuals and legal communities.
Gregory A. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer.
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Marvin L. Frank
(800) 497-8076Free Consultation
New York, NY Securities Law Attorney
26 years experience
Frank Xu
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 10 years experience
(212) 488-2580 40 Wall Street
Suite 3301
New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Peking University Law School and Columbia Law School
A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
David W. Schmidt
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney. 39 years experience
(888) 847-2529 14 Wall St
#6B
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Criminal
Syracuse University College of Law
David Schmidt was one of the first prosecutors asked to serve in a Sex Crimes Unit. He has experience in state and federal trials of complex criminal cases. Throughout his professional career, David Schmidt has handled every type of criminal case, such as DWI, white collar crimes, and assault.
(888) 847-2529 123 N Union Ave
#305
Cranford, NJ 07016
David Miller
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer. 7 years experience
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
University of Houston Law Center
Kirk G. Smith
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law
Adam J. Weinstein
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney.
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Anthony George Mango
Claimed Lawyer Profile
New York, NY Securities Law Lawyer. 23 years experience
(877) 464-2889 14 Pennsylvania Plaza
#1919
New York, NY 10122
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
Brian J. Neville
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer. 23 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York University School of Law
Robert R. Miller
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney.
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York Law School
John G. Rich
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney. 35 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
Thomas Wyckoff
Claimed Lawyer Profile
New York, NY Securities Law Attorney. 25 years experience
(212) 256-8403 14 Wall Street
New York, NY 10005
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
(202) 618-3722 200 Pennslyvania Avenue, N.W.
Washington, DC 20037
(203) 293-4278 500 West Putnam Avenue
Greenwich, CT 06830
Adam Julien Gana
(800) 810-4262Free Consultation
New York, NY Securities Law Lawyer
11 years experience
Robert R. Miller
(212) 696-1999Free Consultation
New York, NY Securities Law Attorney

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