Elmira Securities Lawyers

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Thomas Perry Setser
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Thomas Perry Setser
Rochester, NY Securities Law Attorney with 25 years of experience
(585) 492-4700 400 Linden Oaks
Suite 110
Rochester, NY 14625
Securities and Military
Mississippi College School of Law
Thomas P. Setser, a Senior Associate in Tully Rinckey PLLC’s Rochester office, possesses extensive courtroom experience in all matters of litigation, having served the last 19 years as a military defense counsel, civilian counsel and Assistant District Attorney.

Prior to joining Tully Rinckey, Thomas began his legal career as U. S. Navy Judge Advocate, where he served on active duty as a military defense counsel, legal assistance attorney, discipline officer and brig officer. Upon leaving active duty, he opened his own legal practice as a solo practitioner and continued his military service as a Navy Reservist. After a one-year...
Carolyn Nussbaum
Rochester, NY Securities Law Attorney with 39 years of experience
(585) 263-1558 1100 Clinton Square
Rochester, NY 14604
Securities, Arbitration & Mediation and Business
George Washington University
Noreen Connolly
Rochester, NY Securities Law Attorney
(585) 263-1597 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
University of Kansas School of Law
Peter Durant
Rochester, NY Securities Law Lawyer
(585) 263-1227 1100 Clinton Square
Rochester, NY 14604
Securities, Business, Communications and Education
State University of New York at Buffalo
Lori Green
Rochester, NY Securities Law Attorney
(585) 263-1236 1100 Clinton Square
Rochester, NY 14604
Securities, Business and Environmental
Boston University School of Law
III James
Rochester, NY Securities Law Lawyer
(585) 263-1613 1100 Clinton Square
Rochester, NY 14604
Securities and Business
University of Michigan
James Bourdeau
Rochester, NY Securities Law Lawyer
(585) 263-1671 1100 Clinton Square
Rochester, NY 14604
Securities, Business and Environmental
Syracuse University College of Law
Richard McGuirk
Rochester, NY Securities Law Lawyer
(585) 263-1644 1100 N Clinton Ave
Rochester, NY 14621
Securities, Arbitration & Mediation and Business
Brooklyn Law School
Kathleen Carter
Rochester, NY Securities Law Attorney
(585) 263-1238 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Villanova University School of Law
Justin Doyle
Rochester, NY Securities Law Attorney
(585) 263-1359 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Cornell Law School
Brian Kopp
Rochester, NY Securities Law Attorney
(585) 263-1395 1100 N Clinton Ave
Rochester, NY 14621
Securities, Business and Employment
Cornell Law School
John LaBoda
Rochester, NY Securities Law Attorney
(585) 263-1044 1100 Clinton Square
Rochester, NY 14604
Securities and Business
State University of New York at Buffalo
Scott Cristman
Rochester, NY Securities Law Lawyer
(585) 263-1377 1100 N Clinton Ave
Rochester, NY 14621
Securities, Business and Tax
Syracuse University
John Moragne
Rochester, NY Securities Law Lawyer
(585) 263-1315 1100 Clinton Square
Rochester, NY 14604
Securities and Business
George Washington University Law School
Roger Byrd
Rochester, NY Securities Law Lawyer with 33 years of experience
(585) 263-1687 1100 Clinton Square
Rochester, NY 14604
Securities
Duke University School of Law
Nathan Vander
Rochester, NY Securities Law Lawyer
(585) 263-1312 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Syracuse University College of Law
Daniel George McIntosh
Rochester, NY Securities Law Lawyer with 51 years of experience
(310) 279-6484 130 East Ave
640
Rochester, NY 14604
Securities, Business, Entertainment & Sports and Real Estate
University of California, Berkeley School of Law
Jeremy Wolk
Rochester, NY Securities Law Attorney
(585) 263-1050 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Hofstra University School of Law
Richard Yarmel
Rochester, NY Securities Law Attorney
(585) 263-1043 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
DePaul University College of Law
Deborah McLean
Rochester, NY Securities Law Lawyer
(585) 263-1307 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Cornell Law School
Wanda Wuest
Rochester, NY Securities Law Lawyer
(585) 263-1367 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Ross B. Intelisano
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Ross B. Intelisano
(212) 684-0300 183 Madison Ave
#1601
New York, NY 10016
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Securities Law Attorney with 29 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.

Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
Tony  Harwood
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Tony Harwood
New York, NY Securities Law Lawyer with 36 years of experience
(212) 867-6820 260 Madison Ave
16th Floor
New York, NY 10016
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Fordham University School of Law
I am a Trial Lawyer with over 25 years of experience in Business lawsuits, Arbitration and White-Collar Criminal investigations. I provide high quality advocacy and advice to companies, partnerships, their owners, managers, directors and employees in business disputes. My practice encompasses matters involving Securities, Stockbroker Fraud, Class Action lawsuits, Real Estate, Technology and Intellectual Property, privately held Businesses, Employment law,Professional Liability and Legal eEthics. I have an AV Preeminent rating from Martindale-Hubbell, which is the highest rating the organization gives, and am a longstanding leader in legal ethics, demonstrating that my peers rank me at the highest level of professional excellence. {This...
Robert L. Herskovits
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Robert L. Herskovits
(212) 897-5410 305 Broadway 7th Floor
New York, NY 10007
Free ConsultationNew York, NY Securities Law Lawyer
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...
Adam Gana
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Adam Gana
(800) 810-4262 295 Madison Ave #705
New York, NY 10017
Free ConsultationNew York, NY Securities Law Lawyer with 18 years of experience
Securities, Appeals, Business and Insurance Claims
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
Jenice Malecki
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Jenice Malecki
New York, NY Securities Law Attorney with 32 years of experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Employment and Stockbroker Fraud
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Ryan Gordon Blanch
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Ryan Gordon Blanch
New York, NY Securities Law Attorney with 23 years of experience
(212) 268-9700 261 Madison Ave.
12th Floor
New York, NY 10016
Free ConsultationSecurities, Criminal, Stockbroker Fraud and White Collar Crime
Southern Methodist University
Ryan Blanch is a well-known Reputation Management attorney. With years of experience as a New York criminal defense lawyer, Mr. Blanch has successfully handled a wide variety of crises, including government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors. Mr. Blanch has represented numerous individuals, including executives, attorneys, accountants, health care providers, financial industry professionals, as well as various corporations, in high-stake reputational crises. His unparalleled expertise has made him one of the most sought-after attorneys in the field of Reputation Management. With a track record of success, Mr. Blanch has had a number of cases chronicled in various media outlets....
Louis A Russo
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Louis A Russo
New York, NY Securities Law Lawyer with 16 years of experience
(929) 262-1101 276 Fifth Avenue
Suite 704
New York, NY 10001
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Bankruptcy and Business
Maurice A. Deane School of Law at Hofstra University
I help domestic and international businesses and their directors and officers resolve complex commercial litigation disputes through practical and economical pre-suit negotiations and, if necessary, litigation (federal and state), arbitration, and mediation.

For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.

I have successfully represented clients in a wide range of disputes involving corporate...
Bradley L. Henry
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Bradley L. Henry
New York, NY Securities Law Attorney with 17 years of experience
(212) 730-7700 800 3rd Ave.
24th Floor
New York, NY 10022
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.

Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
Sonya Tien
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Sonya Tien
New York, NY Securities Law Attorney with 12 years of experience
(212) 810-7688 42 Broadway
12th Floor, Suite 146
New York, NY 10004
Free ConsultationSecurities, Business and IP
Columbia Law School
Sonya Tien leads her law firm's corporate and intellectual property practices. She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships. Sonya was named a Rising Star by Super Lawyers since 2020 and was featured in Super Lawyers Magazine. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the topics of SEC Enforcement and Compliance and Executive Compensation. She also is the...
Brian J. Neville
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Brian J. Neville
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Securities, Business and Employment
New York University School of Law
Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.
Rogelio J. Carrasquillo
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Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Lawyer with 24 years of experience
(646) 948-1880 1177 Avenue of the Americas
5th Floor
NEW YORK, NY 10036
Offers Video ConferencingVideo ConfSecurities, Business, Immigration and International
University of Pennsylvania Law School and Georgetown University
Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.

Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.

Roy also advises clients on M&A transactions, joint...
Mark J. Astarita
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Mark J. Astarita
New York, NY Securities Law Attorney with 42 years of experience
(212) 509-6544 11 Broadway
Suite 615
New York, NY 10004
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Asher Hawkins
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Asher Hawkins
New York, NY Securities Law Attorney with 9 years of experience
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Christopher J. Gray
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Christopher J. Gray
(866) 966-9598 60 E 42nd St
46th floor
New York, NY 10165
New York, NY Securities Law Lawyer with 27 years of experience
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Georgetown University
Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.

Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
Gabriel  Berg
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Gabriel Berg
New York, NY Securities Law Lawyer with 26 years of experience
(212) 980-7458 1325 Avenue of the Americas - Suite 2601
New York, NY 10019
Securities, Business, Construction and Real Estate
American University Washington College of Law
Gabriel Berg is a partner in Robins Kaplan’s New York office. A true trial lawyer, Gabriel has tried numerous complex commercial jury trials, bench trials and arbitrations, as plaintiffs and defendants across a broad range of business sectors. From the moment he meets a client to his final words in closing argument, Gabriel weighs every strategic decision by considering its impact on the trial. Even in matters that settle quickly, this trial-focused approach increases the value of Gabriel’s cases. While Gabriel has won numerous cases through motion practice and interlocutory appeal, he has had the unique opportunity to gain trial experience...
Benjamin Calkins
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Benjamin Calkins
Hamburg, NY Securities Law Attorney with 41 years of experience
(888) 415-1740 17 Long Avenue
110
Hamburg, NY 14075
Securities, Arbitration & Mediation, Business and Real Estate
University of Michigan Law School
Ben Calkins is an honors graduate of Harvard College and the University of Michigan Law School.After law school, Mr. Calkins clerked for a Federal Judge before joining one of the World's largest law firms, Squire, Sanders & Dempsey.Mr. Calkins has also worked at and been a partner in several of the other most prominent old style law firms.

Ben Calkins started listening to the clients and to their many complaints about old style law firms.Mr. Calkins was committed to complete and total client satisfaction from the start of his legal career and recalls, with some pride, a client at his first...
Neil Fridman
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Neil Fridman
New York, NY Securities Law Lawyer with 14 years of experience
(212) 262-9823 154 Grand Street
3rd Floor
New York, NY 10013
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Business, Communications and Real Estate
St. John's University School of Law
I enjoy advising companies and identifying solutions to complex business and legal problems. My intimate knowledge of corporate/real estate law, investment banking, and private equity has positioned me to serve as outside general counsel to dozens of startups, middle-market, and enterprise clients over the last decade. I've also provided guidance to several tech companies in their sale to large cap businesses, and have closed some of the largest commercial real estate transactions.

Prior to law practice, I worked in finance for several years as both an investment banker and consultant with a focus on M&A. I enjoy working with founders and...
Jacqueline Candella
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Jacqueline Candella
New York, NY Securities Law Lawyer
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
New York Law School
Chris Warren
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Chris Warren
New York, NY Securities Law Attorney
(866) 954-7687 519 8th Ave
25th Floor
New York, NY 10018
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and White Collar Crime
New York Law School
Warren Law Group is a business law firm that provides its clients with fierce strategic advocacy in the courtroom and sage advice in the boardroom. Our approach is to give our clients the freedom to pursue their vision while mitigating their risks and minimizing liability exposure. Warren Law Group represents privately held businesses of all sizes as well as investors and not-for-profit organizations in everything from formation and deal-making to protecting their rights in litigation and arbitration. Contact Chris Warren today to learn about how Warren Law Group can protect your rights and bring your business to the next level.
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