Flushing, New York Securities Lawyers

Robert L. Herskovits
PREMIUM

New York Securities Law Lawyer

Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and... Read More »
10.0Justia Lawyer Rating for Robert L. Herskovits View Profile
Brian J. Neville
PREMIUM

Free Consultation! Successful & Experienced Attorney! Dedicated Representation!

I am a knowledgeable and skilled securities law attorney. I provide exceptional counsel and advocacy for a vast array of securities law matters and disputes! Visit my website to see results, call for a free consultation! Read More »
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Scott L. Silver Esq.
PREMIUM

Free Consultation! Exceptional Legal Counsel & Advocacy for Securities Matters!

I provide comprehensive and diligent advocacy for securities law matters. I am committed to exceptional representation for your legal needs! Visit my website for reviews and case results, or call for a free consultation. Read More »
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Barry R. Lax
PREMIUM

Free Consultation! Exceptional Lawyer! Advocacy for Complex Securities Matters!

I provide legal expertise and experience to those with securities law needs. I will zealously advocate for your legal rights and interests! Visit my website for case results and information, call for a free consultation! Read More »
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Darryl J. Bouganim
PREMIUM

Free Consultation! Experienced & Effective Securities Law Representation!

I am a skilled securities law attorney. I tirelessly advocate for the rights and interests of individuals and employees in a vast array of areas! Visit my website for reviews and results, call for a free consultation. Read More »
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Felix Shipkevich
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 15 years experience
(888) 433-8444 65 Broadway Suite 508
New York, NY 10006
Securities and Bankruptcy
Felix is the founder of ZocLaw.com, and is also currently the managing partner of Shipkevich PLLC. He has years of experience working in the corporate environment and is a highly regarded participant in the legal space. Having a keen eye for identifying tendencies within the industry, Felix noticed the commonality between many current Bankruptcy firms. He recognized that modern firms dealing with bankruptcy are not taking full advantage of the latest technological tools suited for the industry. His philosophy is simple; combine Wall Street corporate structure and Silicon Valley innovation to create an optimal service for consumers. Felix is...
Mark J. Astarita
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 37 years experience
(212) 509-6544 100 Park Avenue
#1600
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Samantha Plesser
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 9 years experience
(401) 935-9391 130 West 79th St
Apt. 3B
New York, NY 10024
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
Gregory A. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Joseph Potashnik
Claimed Lawyer ProfileBlawgsearch
New York, NY Securities Law Lawyer with 13 years experience
(212) 577-6677 111 Broadway
Suite 1305
New York, NY 10006
Securities, Criminal, Health Care and Stockbroker Fraud
My name is Joe Potashnik. I am the principal attorney at Joseph Potashnik & Associates We have offices in Manhattan and represent clients in four areas. 1. NYC residents that are under criminal investigation or have been arrested on State criminal charges. 2. We represent New York City residents that are under investigation or have been arrested on Federal Charges. 3. We represent professionals in the Medical and Healthcare field that might lose, or have lost, their professional license. 4. And we represent residents of New York City, or their family members, in all government investigations. We can assist any NYC resident and offer our legal...
Raoul Duggal
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 17 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
William S. Shepherd
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law and Georgetown University Law Center
Joshua Buhler
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer
(212) 422-7440 450 Seventh Avenue, 33rd Floor
New York, NY 10123
Securities, Business, Entertainment & Sports and IP
Cornell University
I offer the following: - Strategic and legal advice to small/mid-cap businesses and their founders - Corporate and LLC formation - Partnership, shareholder and LLC operating agreements - Employment contracts - Non-compete, non-solicit and confidentiality agreements - Trademark and copyright registration - Advice relating to seed and venture capital financings, as well as founders' exits (e.g. M&A) I have advised dozens of companies in such diverse sectors as entertainment, technology and digital media, food products and fashion.
Sandra P. Lahens
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney with 14 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Fordham University School of Law
Sandra P. Lahens is a partner at Lax & Neville LLP. Sandra’s practice involves representing businesses and individuals in commercial litigation and arbitration regarding securities and investment disputes, employment matters and regulatory investigations. She has successfully arbitrated and mediated cases before the Financial Industry Regulatory Authority (“FINRA”), the American Arbitration Association (“AAA”), JAMS, and litigated cases in federal and state courts, including in appeals before the New York Court of Appeals for the Second Circuit and the New York State Appellate Division.

Sandra represents investors nationwide in customer sales practice disputes against their registered representatives, broker dealers and registered investment advisors...
David Miller
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 9 years experience
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Houston Law Center
David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...
Marc Fitapelli
PREMIUM

Free Consultation! Successful, Skilled & Experienced Securities Law Attorney!

I am dedicated to aggressive advocacy for aggrieved investors against major financial institutions. I fight for my clients’ rights and interests! Visit my website to see case results and call for a free consultation! Read More »
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Daniel J. Swayze
PREMIUM

New York Securities Law Attorney

Daniel J. Swayze serves as an Associate at Rich, Intelisano & Katz, LLP, where his practice focuses on complex commercial, construction, and securities, and financial fraud litigation. Mr. Swayze represents clients... Read More »
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Irwin Weltz
Claimed Lawyer ProfileSocial Media
(877) 935-8952 1441 Broadway
3rd Floor
New York, NY 10018
Free ConsultationNew York, NY Securities Law Attorney with 26 years experience
Securities, Employment and Stockbroker Fraud
New York Law School
Robert W. Anderson
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 32 years experience
(212) 742-3390 26 Broadway
26th Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson represents clients in mergers & acquisitions, intellectual property, securities law matters, and start-up companies.
David S. Rich
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 24 years experience
(212) 209-3972 708 3rd Avenue
Sixth Floor, Suite #64
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
Jessica Murzyn
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney with 19 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Consumer
University of Pennsylvania
Jessica A. Murzyn has been a senior counsel at Rich, Intelisano & Katz, LLP since April 2013. Ms. Murzyn represents individual and institutional investors in securities arbitrations and litigation against financial firms.

Prior to joining Rich, Intelisano & Katz, LLP, Ms. Murzyn was an associate at Friedman Kaplan Seiler & Adelman LLP from October 2008 to March 2013. At Friedman Kaplan, she represented a variety of individual and corporate clients in securities, real estate and general commercial litigation and arbitrations. For example, she represented a high net worth client in a FINRA arbitration against the client’s investment...
Anthony M. Abraham Esq.
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 37 years experience
(877) 430-4877 445 Park Ave
9th Floor
New York, NY 10022
Free ConsultationSecurities and Stockbroker Fraud
Hofstra University
Mark Zafrin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney
(212) 730-7700 800 Third Avenue
24th Floor
New York, NY 10022
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
John Tollefsen
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 44 years experience
(212) 964-1960 5 Penn Plaza, 23rd Floor
New York, NY 10001
Securities, Appeals, Bankruptcy and Business
Suffolk University, Willamette University and University of Washington School of Law
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
Daniel E. Katz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 37 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
Amy D'Agostino
Claimed Lawyer Profile
New York, New York Securities Law Lawyer with 15 years experience
(212) 408-1023 30 Rockefeller Plaza
New York, NEW YORK 10112
Securities, Business and IP
Pace University School of Law
Robert J. Moses
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 26 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
Michael Liik
PREMIUM

New York Securities Law Attorney

Pace Law SchoolNew Jersey and New York
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Jaimie F. Dockray
PREMIUM

Experienced Securities Arbitration & Litigation Attorney! Skilled Advocacy!

I am a dedicated and successful securities arbitration & litigation lawyer. I provide exceptional representation focused on the best possible outcomes! Visit my website to see case results or call for a consultation. Read More »
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Robert R. Miller
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York Law School
Diane Mall Sammarco
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 20 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School and Binghamton Universit
Diane Mall Sammarco is Of Counsel to Rich, Intelisano & Katz, LLP. Ms. Sammarco represents investors in securities arbitration and litigation against financial firms, as well as employees in industry disputes and self-regulatory investigations. Ms. Sammarco joined the firm’s predecessor, Rich & Intelisano, LLP, in 2008.

In June 2010, Ms. Sammarco was part of the team at Rich & Intelisano, LLP that won the Bayou v. Goldman Sachs Execution & Clearing case: a $20.6 million FINRA arbitration award against Goldman Sachs related to the Bayou hedge fund fraud. The 18-day hearing generated a 100% recovery of the compensatory damages requested. It...
Thomas Wyckoff
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 27 years experience
(212) 256-8403 14 Wall Street
New York, NY 10005
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
Michael J. DeRienzo
Claimed Lawyer ProfileLII SilverBlawgsearch
New York, NY Securities Law Lawyer
(866) 966-9598 360 Lexington Ave
#1400
New York, NY 10017
Securities, Arbitration & Mediation and Stockbroker Fraud
Villanova University School of Law
Elena Volkova
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 16 years experience
(877) 250-9364 233 Fifth Avenue
Suite 4A
New York, NY 10016
Securities, Business, Estate Planning and International
Fordham University
Justin Goldblatt
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 13 years experience
(212) 906-1719 885 Third Avenue
New York, NY 10022
Securities, Bankruptcy and Energy
Mauro Wolfe
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 23 years experience
(212) 692-1017 1540 Broadway
New York, NY 10036
Securities, Criminal and International
Mauro M. Wolfe practices in the area of litigation, with a focus on white-collar criminal defense; securities enforcement, including Foreign Corrupt Practices Act investigations; complex civil and administrative litigation; internal corporate investigations; and data security and privacy matters. Mr. Wolfe has represented U.S. and foreign corporations, corporate executives, government officials and others in a broad range of white-collar criminal cases involving securities and commodities, bank and procurement fraud, customs and export violations and bribery.
Michael Aures-Cavalieri
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 4 years experience
(646) 530-3763 60 Wall Street
New York, NY 10005
Securities
New York University School of Law and SUNY Buffalo Law School
Michael Aures-Cavalieri is a securities and derivatives attorney practicing in New York, NY. Michael graduated cum laude from the University at Buffalo Law School in 2014.
Wallace Anthony Showman
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 30 years experience
(713) 860-1600 460 Park Avenue
21st Floor
New York, NY 10022
Securities, Business and Consumer
New York University
Wallace A. Showman has litigated dozens of successful class actions and derivative cases involving securities, corporate transactions, and consumer protection over the past thirty years. Mr. Showman’s federal practice is nationwide, and he is a member of the federal bars in New York and Colorado, as well as the appellate bar in the Second Circuit (New York) and Fifth Circuit (Texas). He is also admitted to practice in the United States Supreme Court.
Mario Naim
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 15 years experience
(646) 583-0657 90 Park Avenue, Suite 1700
New York, NY 10022
Securities and Business
My legal practice is focused on serving growth companies throughout the venture capital life cycle - from start-ups to public companies – with respect to the key areas of business law: corporate, securities, business combinations and commercial transactions. I also assist managers and investment advisers in forming private investment funds, including hedge, venture capital, real estate, natural resources and private equity funds, provide advice with respect to securities regulation and capital raising.
Sandra P. Lahens
PREMIUM

Free Consultation! Dedicated, Skilled & Knowledgeable Securities Law Attorney!

I am an effective and successful securities law attorney. I am committed to quality legal service and representation for your securities law needs! Visit my website to see case results or call for a free consultation! Read More »
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Robert R. Miller
PREMIUM

Free Consultation! Aggressive & Determined Advocacy! Skilled Securities Lawyer!

I provide exceptional legal representation for securities law matters. I strongly advocate for the rights and interests of those with securities law needs! Visit my website to see results, call for a free consultation. Read More »
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Michael Eric Berman
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 22 years experience
450 7th Avenue
Suite 949
New York, NY 10123
Securities
University of Pennsylvania Law School
Michael E. Berman, P.C. has offices in Long Island and in Manhattan, and is managed by Michael Eric Berman, Esq. Mr. Berman received his JD degree from the Law School at the University of Pennsylvania in 1997 and his BS degree in Economics (magna cum laude) from the Wharton Business School in 1993
Ruth Jin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer
(646) 863-3403 200 Park Avenue
Suite 1700
New York, NY 10166
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
Kamal Jafarnia
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 25 years experience
(212) 492-1175 50 Rockefeller Plaza
New York, NY 10020
Securities, Business and Real Estate
Kamal Jafarnia currently serves as Senior Vice President of W. P. Carey, Inc. (SYMBOL: WPC), Chief Compliance Officer (“CCO”) and General Counsel of Carey Financial, LLC, and acts as Senior Vice President and CCO of Carey Credit Advisors, Inc. Mr. Jafarnia joined W. P. Carey, Inc. in October of 2014. Prior to joining W. P. Carey, Inc., he served as Counsel to two separate international American Lawyer Global 100 law (“Am Law 100”) firms in New York, New York. Immediately prior to W.P. Carey, Inc., he was a corporate and securities attorney in the REIT practice group...
Shahriar Kashanian
Claimed Lawyer Profile
Manhasset, NY Securities Law Lawyer with 34 years experience
(516) 404-9961 69 Stonehenge Road
Manhasset, NY 11030-2522
Securities, Arbitration & Mediation, Insurance Claims and Personal Injury
Maurice A. Deane School of Law at Hofstra University
Martin P. Russo
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 25 years experience
(212) 363-2000 350 5th Ave Ste 7230
New York, NY 10118-0110
Securities, Business and Criminal
Harvard Law School
Martin P. Russo is an accomplished litigator with more than 20 years of experience handling complex business litigation in state and federal courts nationwide, as well as before a panoply of alternative dispute resolution forums. His practice includes sophisticated commercial disputes, financial services litigation, regulatory defense, white collar defense, corporate compliance and internal investigations for publicly-held and private companies in the?United States?and abroad.

Marty has developed a robust practice representing prominent local and international individuals and entities in multi-jurisdictional litigation. His ‘value-added’ and a key driver of success is the ability to craft and execute innovative strategies to accomplish his clients’...
Justin Edward Silberberg
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 12 years experience
(212) 459-7225 The New York Times Building
620 Eighth Avenue
New York, NY 10018-1405
Securities
Brooklyn Law School
Clem G. Turner
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 21 years experience
(646) 393-4701 110 Wall Street
11th Floor
New York, NY 10005
Free ConsultationSecurities, Business, Entertainment & Sports and IP
Georgetown University Law Center
Leonard Jeffrey Breslow
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 26 years experience
(212) 832-1930 767 Third Avenue
New York, NY 10017
Securities and Business
New York University School of Law
Matthew Browndorf
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 15 years experience
(888) 690-5557 114 West 47th Street
Suite 1810
New York, NY 10036
Securities, Business and White Collar Crime
Jonathan Levine
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 18 years experience
(212) 850-2816 450 Lexington Ave
New York, NY 10017
Securities, Bankruptcy and Business
University of California at Los Angeles School of Law
Adam J. Weinstein
PREMIUM

Experienced & Successful Securities Law Attorney! Exceptional Representation!

I am an experienced and aggressive securities law attorney. My practice is dedicated to all aspects of securities and commercial litigation. Visit my website to see case verdicts and reviews, or call for a consultation. Read More »
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Robert J. Grand
PREMIUM

New York Securities Law Attorney with 24 years experience

Benjamin N. Cardozo School of LawNew York
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