Forest Hills, New York Securities Lawyers

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Robert L. Herskovits
Robert L. Herskovits
PREMIUM

New York Securities Law Lawyer

Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and... Read More »
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Jenice Malecki
Jenice Malecki
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New York Securities Law Attorney with 27 years experience

Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry... Read More »
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Brian J. Neville
Brian J. Neville
PREMIUM

Free Consultation! Successful & Experienced Attorney! Dedicated Representation!

I am a knowledgeable and skilled securities law attorney. I provide exceptional counsel and advocacy for a vast array of securities law matters and disputes! Visit my website to see results, call for a free consultation! Read More »
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Michael S. Komar
Michael S. Komar
PREMIUM

New York Securities Law Attorney with 36 years experience

Michael S. Komar has almost twenty-five years of experience handling complex insurance coverage and commercial litigation matters. Mr. Komar's insurance coverage litigation experience has included handling dozens... Read More »
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Joseph Andrew Gershman
Joseph Andrew Gershman
PREMIUM

Skilled & Dedicated Legal Representation for Your Complex Security Law Matters!

I am an experienced and knowledgeable securities law attorney. I am committed to aggressive representation for all of your litigation and arbitration needs! Visit my website for case results, call for a consultation. Read More »
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Christopher Studebaker
Queens, NY Securities Law Lawyer with 15 years experience
(914) 244-3200 112-19 Queens Blvd
 Queens, NY 11375
Securities, Antitrust, Business and International
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Jerome Winston Powell
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New York, NY Securities Law Lawyer
43rd and 44th Streets
 New York, NY 10017
Securities, Antitrust and Business
University of North Carolina School of Law
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Robert L. Herskovits
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10.0 Justia Lawyer Rating for Robert L. Herskovits (1 Peer Review)
(212) 897-5410 1185 Ave of the Americas
37th Floor
 New York, NY 10036
Free ConsultationNew York, NY Securities Law Lawyer
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
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Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...
Jeffrey Michael Haber
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New York, NY Securities Law Lawyer with 30 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
 New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
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Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
Mary Madeline Roberts
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New York, NY Securities Law Lawyer with 3 years experience
(212) 859-5071 43 West 43rd Street, Ste. 182
 New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
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A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Kirk G. Smith
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 20 years experience
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law
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As a partner at Shepherd Smith Edwards & Kantas LLP (SSEK Law Firm), Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and...
Adam Gana
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10.0 Justia Lawyer Rating for Adam Gana (1 Peer Review)
(800) 810-4262 345 7th Ave 21st Floor
 New York, NY 10001
Free ConsultationNew York, NY Securities Law Lawyer with 13 years experience
Securities, Appeals, Business and Employment
New York Law School
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Ekaterina Mouratova
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New York, NY Securities Law Lawyer
(212) 203-2460 222 Broadway, 19 floor
 New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
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I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Ralph Behr
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New York, NY Securities Law Lawyer with 42 years experience
(800) 761-3446 260 Madison Ave
 New York, NY 10016
Free ConsultationSecurities, Domestic Violence, Immigration and White Collar Crime
Maurice A. Deane School of Law at Hofstra University
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Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Call if you have a criminal question, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty years of experience in Federal criminal trials such as Money Laundering, Narcotics Trafficking, mortgage fraud, wire fraud, homicides,...
Jenice Malecki
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New York, NY Securities Law Attorney with 27 years experience
(212) 943-1233 11 Broadway
#715
 New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
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Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
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Robert J. Grand
Robert J. Grand
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New York Securities Law Attorney with 24 years experience

Benjamin N. Cardozo School of LawNew York
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Barry R. Lax
Barry R. Lax
PREMIUM

Free Consultation! Exceptional Lawyer! Advocacy for Complex Securities Matters!

I provide legal expertise and experience to those with securities law needs. I will zealously advocate for your legal rights and interests! Visit my website for case results and information, call for a free consultation! Read More »
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Bradley L. Henry
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New York, NY Securities Law Attorney with 12 years experience
(212) 813-2292 7 World Trade Center, 250 Greenwich Street
24th Floor
 New York, NY 10006
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
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Bradley L. Henry is a leading white collar and federal criminal defense attorney with extensive experience handling complex criminal matters in state and federal trial and appellate courts throughout the country, including in the United States Supreme Court. Brad’s practice includes the representation of executives and other individuals in connection with a variety of federal and state offenses, including computer fraud and abuse, tax fraud, mail fraud, wire fraud, honest services fraud, money laundering, export violations, environmental crimes, bribery of government officials and theft of trade secrets.  In addition to his white collar practice, Brad also represents individuals charged with...
Robert A. Kantas
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
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Christopher J. Gray
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10.0 Justia Lawyer Rating for Christopher J. Gray (2 Peer Reviews)
(866) 966-9598 360 Lexington Ave
#1400
 New York, NY 10017
New York, NY Securities Law Lawyer with 22 years experience
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Georgetown University
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Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.

Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
Stuart David Meissner
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 30 years experience
(866) 764-3100 1430 Broadway
Suite 1802
 New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Stockbroker Fraud
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
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Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Obtained the largest accounting related SEC Whistleblower award in history of 23 Million dolllars . Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options,...
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 21 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
 New York, NY 10103
Securities
Harvard Law School and Yale University
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I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Ryan Gordon Blanch
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New York, NY Securities Law Attorney with 18 years experience
(212) 268-9700 261 Madison Avenue
https://www.theblanchlawfirm.com
 New York, NY 10016
Free ConsultationSecurities, Criminal, Stockbroker Fraud and White Collar Crime
Southern Methodist University
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Ryan Blanch is the founder and lead attorney of The Blanch Law Firm. Mr. Blanch is an experienced New York criminal defense lawyer handling all type of criminal matters. Such as government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors.

Mr. Blanch worked as an intern-prosecutor with both the Los Angeles and San Francisco District Attorneys’ Offices. There he prosecuted hundreds of felonies at probable cause hearings in criminal court under the supervision of the District Attorney’s .

Over the course of his career, Mr. Blanch and his legal team have represented executives, attorneys, accountants, health care providers,...
Mark J. Astarita
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 37 years experience
(212) 509-6544 100 Park Avenue
#1600
 New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
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My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Frank Xu
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 12 years experience
(212) 488-2580 40 Wall Street
Suite 3301
 New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Columbia Law School and Peking University Law School
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A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
Asher Hawkins
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney with 4 years experience
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Securities, Antitrust and Consumer
New York Law School
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Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Jonathan Kurta
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New York, NY Securities Law Attorney with 11 years experience
(877) 238-4175 28 Liberty St
30th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
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Jaimie F. Dockray
Jaimie F. Dockray
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Experienced Securities Arbitration & Litigation Attorney! Skilled Advocacy!

I am a dedicated and successful securities arbitration & litigation lawyer. I provide exceptional representation focused on the best possible outcomes! Visit my website to see case results or call for a consultation. Read More »
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Jonathan Kurta
Jonathan Kurta
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Free Consultation! Exceptional Advocacy for Investors’ Securities Law Matters!

I have extensive experience representing investors in securities law matters. I am dedicated to aggressive advocacy for your legal needs! Visit my website to see settlements and verdicts, call for a free consultation! Read More »
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William S. Shepherd
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law and Georgetown University Law Center
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Adam J. Heckler
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney with 6 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
 New York, NY 10118
Free ConsultationSecurities, Bankruptcy, Business and Employment
St. John's University School of Law
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Marvin L. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney with 28 years experience
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
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Joseph Andrew Gershman
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New York, NY Securities Law Lawyer with 22 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Bankruptcy and Real Estate
Harvard Law School
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Daniel E. Katz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 37 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
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David S. Rich
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 24 years experience
(212) 209-3972 708 3rd Avenue
Sixth Floor, Suite #64
 New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
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David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
Barry R. Lax
Claimed Lawyer ProfileLII GoldBlawgsearch
New York, NY Securities Law Lawyer with 25 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
 New York, NY 10118
Free ConsultationSecurities, Business and Employment
Cardozo School Of Law
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Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Raoul Duggal
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 17 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
 New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
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Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Marc Fitapelli
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer
(877) 238-4175 28 Liberty St
30th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Real Estate and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
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Anthony M. Abraham Esq.
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 37 years experience
(877) 430-4877 445 Park Ave
9th Floor
 New York, NY 10022
Free ConsultationSecurities and Stockbroker Fraud
Hofstra University
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Michael Liik
Michael Liik
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New York Securities Law Attorney

Pace Law SchoolNew Jersey and New York
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Jessica Murzyn
Jessica Murzyn
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Experienced and Determined Legal Representation in Securities Law! Call Now!

I am a skilled and dedicated securities law attorney. I provide exceptional legal advice and advocacy for those with securities law needs. Visit my website for more information and case results. Call for a consultation. Read More »
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Gerard Romski
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New York, NY Securities Law Lawyer with 32 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School
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John G. Rich
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 37 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
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Robert W. Anderson
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 32 years experience
(212) 742-3390 26 Broadway
21st Floor
 New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
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Robert W. Anderson represents clients in mergers & acquisitions, intellectual property, securities law matters, and start-up companies.
Gregory A. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
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Daniel J. Swayze
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney with 4 years experience
(212) 684-0300 915 Broadway
Suite 900
 New York, NY 10010
Securities, Bankruptcy, Business and Construction
Boston College Law School
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Daniel J. Swayze serves as an Associate at Rich, Intelisano & Katz, LLP, where his practice focuses on complex commercial, construction, and securities, and financial fraud litigation.

Mr. Swayze represents clients in a variety of matters including major contractors and owners involved in construction disputes, various entities with arguments arising out of complicated financial investments and transactions, parties involved in variety of employment disagreements, and shareholders involved in disputes over control, management, and intellectual property of commercial entities. He has also helped several clients enforce their rights as creditors in Bankruptcy Court, both in New York and New Jersey. Mr. Swayze...
Louis A Russo
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 11 years experience
(646) 883-1426 12 E 49th Street
 New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Bankruptcy and Business
Maurice A. Deane School of Law at Hofstra University
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I help domestic and international businesses and their directors and officers resolve complex commercial litigation disputes through practical and economical pre-suit negotiations and, if necessary, litigation (federal and state), arbitration, and mediation.

For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.

I have successfully represented clients in a wide range of disputes involving corporate...
Wallace Anthony Showman
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 30 years experience
(713) 860-1600 460 Park Avenue
21st Floor
 New York, NY 10022
Securities, Business and Consumer
New York University
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Wallace A. Showman has litigated dozens of successful class actions and derivative cases involving securities, corporate transactions, and consumer protection over the past thirty years. Mr. Showman’s federal practice is nationwide, and he is a member of the federal bars in New York and Colorado, as well as the appellate bar in the Second Circuit (New York) and Fifth Circuit (Texas). He is also admitted to practice in the United States Supreme Court.
Brent Adam Burns
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 25 years experience
New York City Bar Association
43 West 43rd Street, Ste. 229
 New York, NY 10036-7424
Free ConsultationSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
New York Law School
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The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
Robert J. Grand
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New York, NY Securities Law Attorney with 24 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
 New York, NY 10118
Free ConsultationSecurities, Business and Employment
Benjamin N. Cardozo School of Law
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Michael Liik
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 943-1233 11 Broadway
#715
 New York, NY 10004
Securities, Arbitration & Mediation and Business
Pace Law School
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Adam J. Heckler
Adam J. Heckler
PREMIUM

New York Securities Law Attorney

St. John's University School of LawU.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York, New Jersey and New York
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Gregory A. Frank
Gregory A. Frank
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Free Consultation! Successful & Experienced Securities Law Attorney! Call Now!

I have been advocating for the rights and interests of my clients for 25 years. I am committed to providing exceptional service and legal representation! Call for a free consultation! Visit my website for case results. Read More »
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The Justia Lawyer Directory is a listing of lawyers, legal aid organizations, and pro bono legal service organizations. Whether you were injured, are accused of a crime, or are merely engaging in everyday affairs that affect your legal rights or property, an attorney can help you resolve problems or prevent new ones from arising.

Here are just a few situations where you might want to seek the advice of an attorney:

  • You were injured in a car or truck accident
  • You have been arrested and charged with a crime, such as DUI or shoplifting
  • You are considering separating from your spouse
  • You have been subjected to harassment or other discrimination at work

Use Justia to research and compare Forest Hills attorneys so that you can make an informed decision when you hire your counsel.

It is important to research an attorney before hiring him or her. Be sure to evaluate an attorney's experience (types of cases handled, prior results obtained, etc.). Although prior results are not indicative of the likelihood of success in your case, they can help you make an informed decision.

Also worth serious consideration is the attorney's location, particularly if you will be traveling to visit him or her for consultations.

Finally, research an attorney to see whether he or she has ever been subject to discipline. Although disciplinary actions do not necessarily impact the attorney's competence to handle your case, they may affect your decision whether to hire.

Researching Attorney Discipline

Find out whether an attorney has ever been disciplined.

Resources for Lawyers