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Thomas Perry Setser
Rochester, NY Securities Law Attorney with 25 years of experience
Securities and Military
Mississippi College School of Law
Thomas P. Setser, a Senior Associate in Tully Rinckey PLLC’s Rochester office, possesses extensive courtroom experience in all matters of litigation, having served the last 19 years as a military defense counsel, civilian counsel and Assistant District Attorney.
Prior to joining Tully Rinckey, Thomas began his legal career as U. S. Navy Judge Advocate, where he served on active duty as a military defense counsel, legal assistance attorney, discipline officer and brig officer. Upon leaving active duty, he opened his own legal practice as a solo practitioner and continued his military service as a Navy Reservist. After a one-year...
III James
Rochester, NY Securities Law Lawyer
Securities and Business
University of Michigan
John Moragne
Rochester, NY Securities Law Lawyer
Securities and Business
George Washington University Law School
Carolyn Nussbaum
Rochester, NY Securities Law Attorney with 39 years of experience
Securities, Arbitration & Mediation and Business
George Washington University
Lori Green
Rochester, NY Securities Law Attorney
Securities, Business and Environmental
Boston University School of Law
Roger Byrd
Rochester, NY Securities Law Lawyer with 33 years of experience
Securities
Duke University School of Law
Jeremy Wolk
Rochester, NY Securities Law Attorney
Securities and Business
Hofstra University School of Law
Deborah McLean
Rochester, NY Securities Law Lawyer
Securities and Business
Cornell Law School
James Bourdeau
Rochester, NY Securities Law Lawyer
Securities, Business and Environmental
Syracuse University College of Law
Scott Cristman
Rochester, NY Securities Law Lawyer
Securities, Business and Tax
Syracuse University
Nathan Vander
Rochester, NY Securities Law Lawyer
Securities, Antitrust, Business and Construction
Syracuse University College of Law
Wanda Wuest
Rochester, NY Securities Law Lawyer
Securities, Antitrust, Business and Construction
Brian Kopp
Rochester, NY Securities Law Attorney
Securities, Business and Employment
Cornell Law School
Richard Yarmel
Rochester, NY Securities Law Attorney
Securities, Antitrust, Business and Construction
DePaul University College of Law
John LaBoda
Rochester, NY Securities Law Attorney
Securities and Business
State University of New York at Buffalo
Noreen Connolly
Rochester, NY Securities Law Attorney
Securities, Antitrust, Business and Construction
University of Kansas School of Law
Kathleen Carter
Rochester, NY Securities Law Attorney
Securities, Antitrust, Business and Construction
Villanova University School of Law
Peter Durant
Rochester, NY Securities Law Lawyer
Securities, Business, Communications and Education
State University of New York at Buffalo
Justin Doyle
Rochester, NY Securities Law Attorney
Securities and Business
Cornell Law School
Daniel George McIntosh
Rochester, NY Securities Law Lawyer with 51 years of experience
Securities, Business, Entertainment & Sports and Real Estate
University of California, Berkeley School of Law
Richard McGuirk
Rochester, NY Securities Law Lawyer
Securities, Arbitration & Mediation and Business
Brooklyn Law School
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Jonathan C Dunsmoor
Buffalo, NY Securities Law Attorney with 13 years of experience
(716) 371-1936
We are available by appointment only.
1 Seneca Street, Ste. 29-M32
Buffalo, NY 14203
Free ConsultationSecurities, Business, Trademarks and White Collar Crime
SUNY Buffalo Law School and Elon University School of Law
Jonathan's practice helps businesses of all sizes grow whether it is from inception to a DPO (Direct Public Offering). We are here to provide you and your company with exceptional legal service in one of the most trying times of your business; growth. Additionally, Dunsmoor Law also helps clients with contract disputes, employer/employee agreements, and various other business matters.
Jonathan's prior experience includes being of counsel for a small, international securities firm and various areas of public interest law including a legal fellowship with the American Civil Liberties Union of Pennsylvania. Dunsmoor Law represents clients throughout the world regardless of size.
Experienced...
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Benjamin Calkins
Hamburg, NY Securities Law Attorney with 41 years of experience
Securities, Arbitration & Mediation, Business and Real Estate
University of Michigan Law School
Ben Calkins is an honors graduate of Harvard College and the University of Michigan Law School.After law school, Mr. Calkins clerked for a Federal Judge before joining one of the World's largest law firms, Squire, Sanders & Dempsey.Mr. Calkins has also worked at and been a partner in several of the other most prominent old style law firms.
Ben Calkins started listening to the clients and to their many complaints about old style law firms.Mr. Calkins was committed to complete and total client satisfaction from the start of his legal career and recalls, with some pride, a client at his first...
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Kevin T. O'Brien
Williamsville, NY Securities Law Lawyer with 24 years of experience
(716) 597-4184
300 International Drive, Suite 100
Williamsville, NY 14221
Free ConsultationSecurities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Brooklyn Law School
Attorney focusing on FINRA Securities Arbitration, Consumer Protection and Professional Liability in Buffalo and Rochester, New York.
Kevin Miles Kearney
BUFFALO, NY Securities Law Attorney
Securities, Antitrust and Business
Emory University School of Law
Charles Jacobs
Buffalo, NY Securities Law Attorney
Securities, Business and Environmental
State University of New York at Buffalo
Martha Anderson
Buffalo, NY Securities Law Attorney
Securities, Business and Health Care
State University of New York at Buffalo
John Koeppel
Buffalo, NY Securities Law Lawyer
Securities, Business and Health Care
Justin Reich
Buffalo, NY Securities Law Lawyer
Securities and Business
School of Law
Laurie Thomas
Buffalo, NY Securities Law Attorney
574 Bird Ave
Buffalo, NY 14222
Securities, Antitrust, Business and Estate Planning
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Robert L. Herskovits
10.0 (1 Peer Review)
Free ConsultationNew York, NY Securities Law Lawyer
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.
An active participant in the bar, Robert has...
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Bradley L. Henry
New York, NY Securities Law Attorney with 17 years of experience
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.
Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
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Adam Gana
10.0 (2 Peer Reviews)
Free ConsultationNew York, NY Securities Law Lawyer with 18 years of experience
Securities, Appeals, Business and Insurance Claims
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.
Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
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Ross B. Intelisano
10.0 (2 Peer Reviews)
Free ConsultationOffers Video ConferencingVideo ConfNew York, NY Securities Law Attorney with 29 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.
Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
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Mark J. Astarita
New York, NY Securities Law Attorney with 42 years of experience
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
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Sonya Tien
New York, NY Securities Law Attorney with 12 years of experience
Free ConsultationSecurities, Business and IP
Columbia Law School
Sonya Tien leads her law firm's corporate and intellectual property practices.
She received her law degree from Columbia University and was recognized as a Harlan Fiske Stone Scholar. Sonya received her business degree from the University of North Carolina at Chapel Hill, Kenan Flagler Business School, where she earned 17 scholarships.
Sonya was named a Rising Star by Super Lawyers since 2020 and was featured in Super Lawyers Magazine. Her articles have been published by the Wall Street Lawyer and Practising Law Institute. She has presented on the topics of SEC Enforcement and Compliance and Executive Compensation. She also is the...
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Tony Harwood
New York, NY Securities Law Lawyer with 36 years of experience
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
Fordham University School of Law
I am a Trial Lawyer with over 25 years of experience in Business lawsuits, Arbitration and White-Collar Criminal investigations. I provide high quality advocacy and advice to companies, partnerships, their owners, managers, directors and employees in business disputes. My practice encompasses matters involving Securities, Stockbroker Fraud, Class Action lawsuits, Real Estate, Technology and Intellectual Property, privately held Businesses, Employment law,Professional Liability and Legal eEthics.
I have an AV Preeminent rating from Martindale-Hubbell, which is the highest rating the organization gives, and am a longstanding leader in legal ethics, demonstrating that my peers rank me at the highest level of professional excellence.
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Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Lawyer with 24 years of experience
(646) 948-1880
1177 Avenue of the Americas
5th Floor
NEW YORK, NY 10036
Offers Video ConferencingVideo ConfSecurities, Business, Immigration and International
University of Pennsylvania Law School and Georgetown University
Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.
Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.
Roy also advises clients on M&A transactions, joint...
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Robert W. Anderson
New York, NY Securities Law Attorney with 37 years of experience
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.
Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
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Barry R. Lax
New York, NY Securities Law Lawyer with 30 years of experience
Free ConsultationSecurities, Business and Employment
Yeshiva University, Benjamin N. Cardozo School of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....