Lake Peekskill, New York Securities Lawyers

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Luis J. Acevedo-Bengoeche
Luis J. Acevedo-Bengoeche
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Securities Law Attorney

University of Houston Law Center and University of Puerto Rico School of LawTexas
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Joseph Andrew Gershman
Joseph Andrew Gershman
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New York Securities Law Lawyer with 21 years experience

Harvard Law School2nd Circuit, U.S. District Court, District of Colorado, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New York
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David Miller
David Miller
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New York Securities Law Lawyer

University of Houston Law CenterTexas and Florida
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Daniel J. Swayze
Daniel J. Swayze
PREMIUM

New York Securities Law Attorney

Boston College Law SchoolNew Jersey, New York, U.S. District Court for the District of New Jersey, U.S. District Court, Eastern District of New York and U.S. District Court, Southern District of New York
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Neil Stanley Belloff
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Mahopac, NY Securities Law Attorney with 33 years experience
(845) 208-3672 11 Radnor Lane
 Mahopac, NY 10541
Securities and Business
Georgetown University Law Center and Quinnipiac University School of Law
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Corporate, Securities and Business Law Board Advisory Services Compliance/Governance/Best Practices Regulatory Representation Internal Investigations Over 20 years experience in business, legal and management positions, most recently as Executive Vice President and US Corporate and Securities Counsel of a Fortune 50 company, with significant management, supervisory and oversight responsibilities in the areas of risk assessment, strategic planning, corporate governance, legal and regulatory compliance, mergers and acquisitions, privacy issues, and all aspects of corporate, securities, intellectual property and employment law, as well as primary liaison with Management Board and key members of senior management.
Stuart David Meissner
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Nyack, NY Securities Law Lawyer with 29 years experience
(212) 764-3100 99 Main Street
Suite 303
 Nyack, NY 10960
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
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Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 54 W. 40th Street
 New York, NY 10018
Andrew O'Toole
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Katonah, NY Securities Law Lawyer with 20 years experience
22 Valley Road
 Katonah, NY 10536
Securities, Arbitration & Mediation, Broker Fraud and Business
Harvard University
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Bentzion S 'Ben'Turin
Spring Valley, NY Securities Law Lawyer with 18 years experience
(845) 371-2288 286 N Main St
 Spring Valley, NY 10977
Securities
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Jenice Malecki
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New York, NY Securities Law Attorney with 26 years experience
(212) 943-1233 11 Broadway
#715
 New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
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Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Mary Madeline Roberts
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New York, NY Securities Law Lawyer with 2 years experience
(212) 859-5071 43 West 43rd Street, Ste. 182
 New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
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A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Jeffrey Michael Haber
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New York, NY Securities Law Lawyer with 29 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
 New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
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Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
(631) 574-4454 105 Maxess Road, Suite S124
 Melville, NY 11747
Bradley L. Henry
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New York, NY Securities Law Attorney with 11 years experience
(212) 813-2292 American Express Tower, 200 Vesey Street
24th Floor
 New York, NY 10281
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
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Bradley L. Henry is a leading white collar and federal criminal defense attorney with extensive experience handling complex criminal matters in state and federal trial and appellate courts throughout the country, including in the United States Supreme Court. Brad’s practice includes the representation of executives and other individuals in connection with a variety of federal and state offenses, including computer fraud and abuse, tax fraud, mail fraud, wire fraud, honest services fraud, money laundering, export violations, environmental crimes, bribery of government officials and theft of trade secrets.  In addition to his white collar practice, Brad also represents individuals charged with...
90 Canal Street
4th Floor
 Boston , MA 02114
(865) 670-8535 900 S. Gay Street
Ste 1950
 KNOXVILLE, TN 37902
Adam Julien Gana
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10.0 Justia Lawyer Rating for Adam Julien Gana (1 Peer Review)
(800) 810-4262 345 7th Ave 21st Floor
 New York, NY 10001
Free ConsultationNew York, NY Securities Law Lawyer with 12 years experience
Securities, Appeals, Business and Employment
New York Law School
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Jonathan Kurta
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New York, NY Securities Law Attorney with 10 years experience
(877) 238-4175 28 Liberty St
30th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Maurice A. Deane School of Law at Hofstra University
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Tanya C. Edwards
Tanya C. Edwards
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New York Securities Law Attorney

University of Houston Law Center and University of Houston Law Center5th Circuit, Texas and U.S. District Court for the Southern District of Texas
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Marvin L. Frank
Marvin L. Frank
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New York Securities Law Attorney with 27 years experience

New York Law SchoolNew Jersey, New York, U.S. District Court District of New Jersey, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York, 2nd Circuit, 7th Circuit, U.S. Supreme Court, U.S....
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Marvin L. Frank
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New York, NY Securities Law Attorney with 27 years experience
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
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Manuel G.R. Rivera
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New York, NY Securities Law Attorney with 21 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
 New York, NY 10103
Securities
Harvard Law School and Yale University
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I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Ross B. Intelisano
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New York, NY Securities Law Attorney with 23 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
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Ekaterina Mouratova
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New York, NY Securities Law Lawyer
(212) 203-2460 222 Broadway, 19 floor
 New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
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I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Frank Xu
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New York, NY Securities Law Attorney with 11 years experience
(212) 488-2580 40 Wall Street
Suite 3301
 New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Peking University Law School and Columbia Law School
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A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
Kirk G. Smith
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New York, NY Securities Law Attorney
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law
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Samuel B. Edwards
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New York, NY Securities Law Lawyer
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Georgetown University Law Center
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Asher Hawkins
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New York, NY Securities Law Attorney with 3 years experience
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Securities, Antitrust and Consumer
New York Law School
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Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
William S. Shepherd
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New York, NY Securities Law Attorney
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law and Georgetown University Law Center
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David Miller
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New York, NY Securities Law Lawyer with 8 years experience
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
University of Houston Law Center
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Robert A. Kantas
Robert A. Kantas
PREMIUM

New York Securities Law Lawyer

4th Circuit, D.C. Circuit, Texas, U.S. District Court, District of the District of Columbia, U.S. District Court, Eastern District of Wisconsin, U.S. District Court, Northern District of California, U.S. District...
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Jessica Murzyn
Jessica Murzyn
PREMIUM

New York Securities Law Attorney

University of Pennsylvania2nd Circuit, New York, U.S. District Court, Eastern District of New York and U.S. District Court, Southern District of New York
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Daniel E. Katz
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New York, NY Securities Law Lawyer with 36 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
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Robert R. Miller
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New York, NY Securities Law Attorney
(212) 696-1999 1450 Broadway
35th Floor
 New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York Law School
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John Alexander Bates
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White Plains, NY Securities Law Attorney with 14 years experience
(914) 290-4100 707 Westchester Avenue
Suite 411
 White Plains, NY 10604
Securities, Employment and Immigration
Seattle University School of Law
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J. Alexander Bates is the founder and managing partner of The Bates Law Firm. He is a resident of Fairfield, Connecticut with over 10 years of experience working in large firms and corporations in New York and Connecticut. His practice involves representing clients in immigration, securities and employment law matters. He is currently licensed in New York. Originally from Millburn, NJ, he attended Deerfield Academy, Colorodo College and Seattle University School of Law before settling in Connecticut. He is a member of local national organizations including, American Immigration Lawyers Association, The Connecticut Sons...
David W. Schmidt
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New York, NY Securities Law Attorney with 40 years experience
(844) 288-7978 14 Wall St
#6B
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Criminal
Syracuse University College of Law
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David Schmidt was one of the first prosecutors asked to serve in a Sex Crimes Unit. He has experience in state and federal trials of complex criminal cases. Throughout his professional career, David Schmidt has handled every type of criminal case, such as DWI, white collar crimes, and assault.
(844) 288-7978 123 N Union Ave
#305
 Cranford, NJ 07016
Andrew Abramowitz
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New York, NY Securities Law Lawyer with 20 years experience
(212) 972-8882 565 Fifth Avenue
9th Floor
 New York, NY 10017
Securities, Business and Real Estate
New York University School of Law
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Andrew Abramowitz is a corporate and securities transactional attorney with outstanding depth and breadth of experience. In 2010, following years of intensive experience as a partner and associate at the New York offices of prominent, international law firms, he launched his own practice.

His goal is to provide clients with the sophisticated legal representation and prompt response time found at large law firms, together with attributes not often associated with those firms: consistent partner-level attention to every aspect of a matter, not merely at the initial client meeting; responsiveness to the client’s needs unhampered by large firm bureaucracy; and a reasonable...
Raoul Duggal
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New York, NY Securities Law Lawyer with 16 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
 New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
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Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
John G. Rich
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New York, NY Securities Law Attorney with 36 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
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Ruth Jin
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New York, NY Securities Law Lawyer
(646) 863-3403 200 Park Avenue
Suite 1700
 New York, NY 10166
Securities, Business and International
Georgetown University Law Center
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Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
Thomas Wyckoff
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New York, NY Securities Law Attorney with 26 years experience
(212) 256-8403 14 Wall Street
 New York, NY 10005
Free ConsultationSecurities and Business
Albany Law School
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• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
(202) 618-3722 200 Pennslyvania Avenue, N.W.
 Washington, DC 20037
(203) 293-4278 500 West Putnam Avenue
 Greenwich, CT 06830
Wallace Anthony Showman
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New York, NY Securities Law Lawyer with 29 years experience
(713) 860-1600 460 Park Avenue
21st Floor
 New York, NY 10022
Securities, Business and Consumer
New York University
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Wallace A. Showman has litigated dozens of successful class actions and derivative cases involving securities, corporate transactions, and consumer protection over the past thirty years. Mr. Showman’s federal practice is nationwide, and he is a member of the federal bars in New York and Colorado, as well as the appellate bar in the Second Circuit (New York) and Fifth Circuit (Texas). He is also admitted to practice in the United States Supreme Court.
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Adam Julien Gana
Adam Julien Gana
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New York Securities Law Lawyer with 12 years experience

New York Law School11th Circuit, 4th Circuit, 6th Circuit, 9th Circuit, Eastern District of New York, Southern District of New York and New York
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Jay P. Saltzman
Jay P. Saltzman
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New York Securities Law Attorney with 23 years experience

Jay P. Saltzman specializes in consumer and securities class actions, antitrust litigation and employment litigation. Read More »
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Gregory A. Frank
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New York, NY Securities Law Lawyer
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
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Nyarumba Nota Esq
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New York, NY Securities Law Lawyer with 18 years experience
(646) 808-0750 11 Broadway, Ste 615
 New York, NY 10004
Free ConsultationSecurities, Business, Collections and Construction
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I am a Barrister, Attorney and Counselor-at-Law admitted in New York, United Kingdom (England & Wales) and Anguilla, BWI. I assist Start-Ups, Businesses, Corporations, Hedge Funds and Individuals with representation in Court, Drafting documentation or agreements and carrying out comprehensive Legal Due Diligence for potential business partners, investors, financial services, high net worth individuals and legal communities.
Darryl J. Bouganim
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New York, NY Securities Law Lawyer
(212) 943-1233 11 Broadway
#715
 New York, NY 10004
Securities, Arbitration & Mediation, Broker Fraud and Employment
Michigan State University
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Adam J. Weinstein
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New York, NY Securities Law Attorney
(800) 810-4262 345 7th Ave 21st Floor
 New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
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Robert A. Kantas
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
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Diane Mall Sammarco
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 19 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School and Binghamton Universit
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Steven Cramer
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 24 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
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Joseph Potashnik
Claimed Lawyer ProfileBlawgsearch
New York, NY Securities Law Lawyer with 12 years experience
(212) 577-6677 111 Broadway
Suite 1305
 New York, NY 10006
Securities, Broker Fraud, Criminal and Health Care
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My name is Joe Potashnik. I am the principal attorney at Joseph Potashnik & Associates We have offices in Manhattan and represent clients in four areas. 1. NYC residents that are under criminal investigation or have been arrested on State criminal charges. 2. We represent New York City residents that are under investigation or have been arrested on Federal Charges. 3. We represent professionals in the Medical and Healthcare field that might lose, or have lost, their professional license. 4. And we represent residents of New York City, or their family members, in all government investigations. We can assist any NYC resident and offer our legal...
James M. Tourangeau
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New York, NY Securities Law Attorney
(212) 696-1999 1450 Broadway, 35th Floor
 New York, NY 10018
Free ConsultationSecurities, Business and Employment
University of Pennsylvania Law School
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Mary Grace White
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New York, NY Securities Law Lawyer
(212) 696-1999 1450 Broadway 35th Floor
 New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law
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William S. Shepherd
William S. Shepherd
PREMIUM

New York Securities Law Attorney

South Texas College of Law and Georgetown University Law CenterTexas
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Samuel B. Edwards
Samuel B. Edwards
PREMIUM

New York Securities Law Lawyer

Georgetown University Law CenterTexas
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