Lake Peekskill, New York Securities Lawyers

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Joseph Andrew Gershman
(212) 684-0300
New York, NY Securities Law Lawyer
20 years experience
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Samuel B. Edwards
(212) 618-1330Free Consultation
Securities Lawyer
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Marvin L. Frank
(800) 497-8076Free Consultation
New York, NY Securities Law Attorney
26 years experience
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Tanya C. Edwards
(212) 618-1330Free Consultation
Securities Lawyer
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Neil Stanley Belloff
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Mahopac, NY Securities Law Attorney. 32 years experience
(845) 208-3672 11 Radnor Lane
 Mahopac, NY 10541
Securities and Business
Georgetown University Law Center and Quinnipiac University School of Law
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Corporate, Securities and Business Law Board Advisory Services Compliance/Governance/Best Practices Regulatory Representation Internal Investigations Over 20 years experience in business, legal and management positions, most recently as Executive Vice President and US Corporate and Securities Counsel of a Fortune 50 company, with significant management, supervisory and oversight responsibilities in the areas of risk assessment, strategic planning, corporate governance, legal and regulatory compliance, mergers and acquisitions, privacy issues, and all aspects of corporate, securities, intellectual property and employment law, as well as primary liaison with Management Board and key members of senior management.
Stuart David Meissner
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Nyack, NY Securities Law Lawyer. 28 years experience
(212) 764-3100 99 Main Street
Suite 303
 Nyack, NY 10960
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
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Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 54 W. 40th Street
 New York, NY 10018
Andrew O'Toole
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Katonah, NY Securities Law Lawyer. 19 years experience
22 Valley Road
 Katonah, NY 10536
Securities, Arbitration & Mediation, Broker Fraud and Business
Harvard University
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Bentzion S 'Ben'Turin
Spring Valley, NY Securities Law Lawyer. 17 years experience
(845) 371-2288 286 N Main St
 Spring Valley, NY 10977
Securities
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Jeffrey Michael Haber
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New York, NY Securities Law Lawyer. 28 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
 New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
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I founded my firm after more than 25 years of working with a variety of clients in complex litigation, including securities class actions, securities arbitration, antitrust litigation, consumer class actions, commercial litigation and whistleblower litigation. I am dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business and commercial litigation matters and securities litigation. I am devoted to developing and fostering client relationships. By understanding my clients’ objectives and anticipating the problems associated with achieving these goals, I work with my clients to develop strategies that will achieve successful outcomes.
Jenice Malecki
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New York, NY Securities Law Attorney. 25 years experience
(212) 943-1233 11 Broadway
#715
 New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
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Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Frank Xu
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New York, NY Securities Law Attorney. 10 years experience
(212) 488-2580 40 Wall Street
Suite 3301
 New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Peking University Law School and Columbia Law School
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A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
Adam Julien Gana
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New York, NY Securities Law Lawyer. 11 years experience
(800) 810-4262 345 7th Ave 21st Floor
 New York, NY 10001
Free ConsultationSecurities, Appeals, Business and Employment
New York Law School
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Ekaterina Mouratova
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New York, NY Securities Law Lawyer.
(212) 203-2460 222 Broadway, 19 floor
 New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
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I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Mary Madeline Roberts
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New York, NY Securities Law Lawyer. 1 year experience
(212) 859-5071 43 West 43rd Street, Ste. 182
 New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
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A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
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Marc Fitapelli
(877) 238-4175Free Consultation
New York, NY Securities Law Lawyer
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Brian J. Neville
(212) 696-1999Free Consultation
New York, NY Securities Law Lawyer
23 years experience
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David W. Schmidt
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New York, NY Securities Law Attorney. 39 years experience
(888) 847-2529 14 Wall St
#6B
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Criminal
Syracuse University College of Law
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David Schmidt was one of the first prosecutors asked to serve in a Sex Crimes Unit. He has experience in state and federal trials of complex criminal cases. Throughout his professional career, David Schmidt has handled every type of criminal case, such as DWI, white collar crimes, and assault.
(888) 847-2529 123 N Union Ave
#305
 Cranford, NJ 07016
John G. Rich
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New York, NY Securities Law Attorney. 35 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
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Ross B. Intelisano
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New York, NY Securities Law Attorney. 22 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
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Manuel G.R. Rivera
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New York, NY Securities Law Attorney. 20 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
 New York, NY 10103
Securities
Harvard Law School and Yale University
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I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Samuel B. Edwards
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New York, NY Securities Law Lawyer.
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Georgetown University Law Center
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Mark J. Astarita
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New York, NY Securities Law Attorney. 35 years experience
(212) 509-6544 100 Park Avenue
#1600
 New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
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My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
(973) 559-5566 60 Pompton Ave
 Verona, NJ 07044
(561) 989-9080 2255 Glades Rd
#300e
 Boca Raton, FL 33431
Jaimie F. Dockray
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New York, NY Securities Law Lawyer.
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Business and Employment
New England School of Law
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Mark Zafrin
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New York, NY Securities Law Attorney.
(212) 730-7700 800 Third Avenue
24th Floor
 New York, NY 10022
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
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Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
Anthony George Mango
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New York, NY Securities Law Lawyer. 23 years experience
(877) 464-2889 14 Pennsylvania Plaza
#1919
 New York, NY 10122
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
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Robert A. Kantas
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New York, NY Securities Law Lawyer.
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
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Robert A. Kantas
(212) 618-1330Free Consultation
Securities Lawyer
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Sandra P. Lahens
(212) 696-1999Free Consultation
New York, NY Securities Law Attorney
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Ronald H. Thrash
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(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Securities, Arbitration & Mediation and Broker Fraud
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Barry R. Lax
Claimed Lawyer ProfileLII GoldBlawgsearch
New York, NY Securities Law Lawyer. 23 years experience
(212) 696-1999 1450 Broadway
35th Floor
 New York, NY 10018
Free ConsultationSecurities, Business and Employment
Cardozo School Of Law
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Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Mary Grace White
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New York, NY Securities Law Lawyer.
(212) 696-1999 1450 Broadway 35th Floor
 New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law
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Diane Mall Sammarco
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New York, NY Securities Law Lawyer. 18 years experience
(212) 684-0300 915 Broadway
#900
 New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School and Binghamton Universit
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Marc Fitapelli
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New York, NY Securities Law Lawyer.
(877) 238-4175 28 Liberty St
30th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Real Estate
Maurice A. Deane School of Law at Hofstra University
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David Miller
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New York, NY Securities Law Lawyer. 7 years experience
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
University of Houston Law Center
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Ruth Jin
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New York, NY Securities Law Lawyer.
(646) 863-3403 200 Park Avenue
Suite 1700
 New York, NY 10166
Securities, Business and International
Georgetown University Law Center
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Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
William S. Shepherd
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New York, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law and Georgetown University Law Center
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Jay P. Saltzman
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New York, NY Securities Law Attorney. 22 years experience
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Securities, Antitrust and Consumer
Benjamin N. Cardozo School of Law
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Jay P. Saltzman specializes in consumer and securities class actions, antitrust litigation and employment litigation.
Tanya C. Edwards
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New York, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
University of Houston Law Center and University of Houston Law Center
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Darryl J. Bouganim
(212) 943-1233
New York, NY Securities Law Lawyer
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Kirk G. Smith
(212) 618-1330Free Consultation
Securities Lawyer
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Kirk G. Smith
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New York, NY Securities Law Attorney.
(212) 618-1330 14 Wall St
20th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law
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Jonathan Kurta
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New York, NY Securities Law Attorney. 9 years experience
(877) 238-4175 28 Liberty St
30th Floor
 New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Maurice A. Deane School of Law at Hofstra University
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Marvin L. Frank
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New York, NY Securities Law Attorney. 26 years experience
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
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Gregory A. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer.
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
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Joseph Potashnik
Claimed Lawyer ProfileBlawgsearch
New York, NY Securities Law Lawyer. 11 years experience
(212) 577-6677 111 Broadway
Suite 1305
 New York, NY 10006
Securities, Broker Fraud, Criminal and Health Care
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My name is Joe Potashnik. I am the principal attorney at Joseph Potashnik & Associates We have offices in Manhattan and represent clients in four areas. 1. NYC residents that are under criminal investigation or have been arrested on State criminal charges. 2. We represent New York City residents that are under investigation or have been arrested on Federal Charges. 3. We represent professionals in the Medical and Healthcare field that might lose, or have lost, their professional license. 4. And we represent residents of New York City, or their family members, in all government investigations. We can assist any NYC resident and offer our legal...
Asher Hawkins
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New York, NY Securities Law Attorney. 2 years experience
(800) 497-8076 370 Lexington Ave
#1706
 New York, NY 10017
Securities, Antitrust and Consumer
New York Law School
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Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Raoul Duggal
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New York, NY Securities Law Lawyer. 15 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
 New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
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Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Robert W. Anderson
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New York, NY Securities Law Attorney. 30 years experience
(212) 742-3390 26 Broadway
21st Floor
 New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
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Robert W. Anderson represents clients in mergers & acquisitions, intellectual property, securities law matters, and start-up companies.
(908) 233-6800 53 Cardinal Dr
 Westfield, NJ 07090
Nyarumba Nota Esq
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New York, NY Securities Law Lawyer. 17 years experience
(646) 808-0750 11 Broadway, Ste 615
 New York, NY 10004
Free ConsultationSecurities, Business, Collections and Construction
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I am a Barrister, Attorney and Counselor-at-Law admitted in New York, United Kingdom (England & Wales) and Anguilla, BWI. I assist Start-Ups, Businesses, Corporations, Hedge Funds and Individuals with representation in Court, Drafting documentation or agreements and carrying out comprehensive Legal Due Diligence for potential business partners, investors, financial services, high net worth individuals and legal communities.
Thomas Wyckoff
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New York, NY Securities Law Attorney. 25 years experience
(212) 256-8403 14 Wall Street
 New York, NY 10005
Free ConsultationSecurities and Business
Albany Law School
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• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
(202) 618-3722 200 Pennslyvania Avenue, N.W.
 Washington, DC 20037
(203) 293-4278 500 West Putnam Avenue
 Greenwich, CT 06830
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Asher Hawkins
(800) 497-8076
New York, NY Securities Law Attorney
2 years experience
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Jaimie F. Dockray
(212) 684-0300
New York, NY Securities Law Lawyer
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