Lewiston, New York Securities Lawyers

Adam Gana
Claimed Lawyer ProfileBlawgsearchSocial Media
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationNew York, NY Securities Law Lawyer with 13 years experience
Securities, Appeals, Business and Employment
New York Law School
Brian J. Neville
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 25 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.
Jeffrey Michael Haber
Claimed Lawyer ProfileQ&ASocial Media
New York, NY Securities Law Lawyer with 30 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
Frank Xu
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 12 years experience
(212) 488-2580 40 Wall Street
Suite 3301
New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Columbia Law School and Peking University Law School
A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
Christopher J. Gray
Claimed Lawyer ProfileBlawgsearchSocial Media
(866) 966-9598 360 Lexington Ave
#1400
New York, NY 10017
New York, NY Securities Law Lawyer with 22 years experience
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Georgetown University
Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.

Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
Ross B. Intelisano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 24 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Gregory A. Frank
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Asher Hawkins
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 4 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Thomas P. Connolly
Claimed Lawyer ProfileBlawgsearch
Albany, NY Securities Law Attorney with 58 years experience
(518) 447-3303 677 Broadway
#500
Albany, NY 12207
Securities, Business and Real Estate
Thomas P. Connolly joined McNamee Lochner in 1966, has been a principal since 1970, and assumed the position as "Of Counsel" as of January 1, 2005. Tom's areas of concentration are public finance and securities, commercial and business litigation, and real estate.

Tom is admitted to practice law in Connecticut, the State of New York, the United States District Court for the Northern District of New York, the United States Court of Appeals for the Second Circuit, and the United States Supreme Court.
William S. Shepherd
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law and Georgetown University Law Center
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 22 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Brent Adam Burns
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 25 years experience
New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
Free ConsultationSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
Kathryn Donnelly
Claimed Lawyer ProfileSocial Media
Vestal, NY Securities Law Lawyer with 20 years experience
(518) 218-7100 4100 Vestal Road
Suite 104
Vestal, NY 13850
Securities, Criminal and Military
The University of Texas School of Law
As an associate with the firm, Kathryn concentrates her practice on military law; regularly handling cases involving Article 15s, letters of reprimand, courts-martial, security clearance and officer/enlisted separation proceedings. Kathryn’s nearly two decades of legal experience in military law, and her unique training as a military intelligence officer, enhances Tully Rinckey PLLC’s nationally-recognized military law practice.

Prior to joining the firm, Kathryn most recently worked as staff judge advocate for the Department of Defense Criminal Investigation Task Force. She provided legal support to special agents, intelligence analysts and support staff from all military branches, including deployed elements in Iraq, Afghanistan and...
Marvin L. Frank
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 28 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Sandra P. Lahens
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 14 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Fordham University School of Law
Sandra P. Lahens is a partner at Lax & Neville LLP. Sandra’s practice involves representing businesses and individuals in commercial litigation and arbitration regarding securities and investment disputes, employment matters and regulatory investigations. She has successfully arbitrated and mediated cases before the Financial Industry Regulatory Authority (“FINRA”), the American Arbitration Association (“AAA”), JAMS, and litigated cases in federal and state courts, including in appeals before the New York Court of Appeals for the Second Circuit and the New York State Appellate Division.

Sandra represents investors nationwide in customer sales practice disputes against their registered representatives, broker dealers and registered investment advisors...
Adam J. Weinstein
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
John Tollefsen
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 44 years experience
(212) 964-1960 5 Penn Plaza, 23rd Floor
New York, NY 10001
Securities, Appeals, Bankruptcy and Business
Suffolk University, Willamette University and University of Washington School of Law
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
Robert W. Anderson
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 32 years experience
(212) 742-3390 26 Broadway
26th Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
Gerard Romski
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 32 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School
Gerard Romski serves as Of Counsel at Rich, Intelisano & Katz, LLP. Mr. Romski practices in the areas of construction litigation, real estate and land use law, commercial law and government relations.

Mr. Romski holds a Bachelor of Arts from the New York Institute of Technology and received his Juris Doctor degree from Brooklyn Law School. He is a member of the bar of State of New York and is admitted to practice before the United States District Court for the Southern and Eastern District of New York and the Second Circuit Court of Appeals. Mr. Romski is on the Board...
Louis A Russo
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 11 years experience
(646) 883-1426 12 E 49th Street
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Bankruptcy and Business
Maurice A. Deane School of Law at Hofstra University
I help domestic and international businesses and their directors and officers resolve complex commercial litigation disputes through practical and economical pre-suit negotiations and, if necessary, litigation (federal and state), arbitration, and mediation.

For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.

I have successfully represented clients in a wide range of disputes involving corporate...
Diane Mall Sammarco
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 20 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School and Binghamton Universit
Diane Mall Sammarco is Of Counsel to Rich, Intelisano & Katz, LLP. Ms. Sammarco represents investors in securities arbitration and litigation against financial firms, as well as employees in industry disputes and self-regulatory investigations. Ms. Sammarco joined the firm’s predecessor, Rich & Intelisano, LLP, in 2008.

In June 2010, Ms. Sammarco was part of the team at Rich & Intelisano, LLP that won the Bayou v. Goldman Sachs Execution & Clearing case: a $20.6 million FINRA arbitration award against Goldman Sachs related to the Bayou hedge fund fraud. The 18-day hearing generated a 100% recovery of the compensatory damages requested. It...
Adam J. Heckler
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 6 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Bankruptcy, Business and Employment
St. John's University School of Law
Tanya C. Edwards
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Houston Law Center and University of Houston Law Center
Andrew Abramowitz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 21 years experience
(212) 972-8882 565 Fifth Avenue
9th Floor
New York, NY 10017
Securities, Business and Real Estate
New York University School of Law
Andrew Abramowitz is a corporate and securities transactional attorney with outstanding depth and breadth of experience. In 2010, following years of intensive experience as a partner and associate at the New York offices of prominent, international law firms, he launched his own practice.

His goal is to provide clients with the sophisticated legal representation and prompt response time found at large law firms, together with attributes not often associated with those firms: consistent partner-level attention to every aspect of a matter, not merely at the initial client meeting; responsiveness to the client’s needs unhampered by large firm bureaucracy; and a reasonable...
Joseph Potashnik
Claimed Lawyer ProfileBlawgsearch
New York, NY Securities Law Lawyer with 13 years experience
(212) 577-6677 111 Broadway
Suite 1305
New York, NY 10006
Securities, Criminal, Health Care and Stockbroker Fraud
My name is Joe Potashnik. I am the principal attorney at Joseph Potashnik & Associates We have offices in Manhattan and represent clients in four areas. 1. NYC residents that are under criminal investigation or have been arrested on State criminal charges. 2. We represent New York City residents that are under investigation or have been arrested on Federal Charges. 3. We represent professionals in the Medical and Healthcare field that might lose, or have lost, their professional license. 4. And we represent residents of New York City, or their family members, in all government investigations. We can assist any NYC resident and offer our legal...
Mr. Richard Albert Luthmann Jr.
Claimed Lawyer ProfileSocial Media
Staten Island, NY Securities Law Attorney with 14 years experience
(718) 447-0003 1811 Victory Boulevard
Staten Island, NY 10314
Securities, Business, Elder and Estate Planning
University of Miami School of Law and New York Law School
David Miller
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 9 years experience
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Houston Law Center
David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...
Thomas Wyckoff
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 27 years experience
(212) 256-8403 14 Wall Street
New York, NY 10005
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
Daniel J. Swayze
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 4 years experience
(212) 684-0300 915 Broadway
Suite 900
New York, NY 10010
Securities, Bankruptcy, Business and Construction
Boston College Law School
Daniel J. Swayze serves as an Associate at Rich, Intelisano & Katz, LLP, where his practice focuses on complex commercial, construction, and securities, and financial fraud litigation.

Mr. Swayze represents clients in a variety of matters including major contractors and owners involved in construction disputes, various entities with arguments arising out of complicated financial investments and transactions, parties involved in variety of employment disagreements, and shareholders involved in disputes over control, management, and intellectual property of commercial entities. He has also helped several clients enforce their rights as creditors in Bankruptcy Court, both in New York and New Jersey. Mr. Swayze...
Jaimie F. Dockray
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 24 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business and Employment
New England School of Law
Jaimie Fried Dockray joined Rich, Intelisano & Katz, LLP as Special Counsel in 2013. She represents both individuals and employers in employment-related matters. Ms. Dockray has extensive experience representing both individuals and employers in all aspects of workplace disputes, including contract negotiations and litigation. Her clients have included high net worth individuals as well as financial institutions and nonprofit organizations.

Prior to joining Rich, Intelisano & Katz, LLP, Ms. Dockray worked at Bingham McCutchen, LLP for approximately 15 years. While at Bingham, Ms. Dockray practiced law in their management-side labor and employment group, representing public and private...
Darryl J. Bouganim
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 5 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Securities, Arbitration & Mediation, Employment and Stockbroker Fraud
Michigan State University
Darryl Bouganim is a securities attorney with an impressive track record in his representation of defrauded investors and securities industry employees with employment issues, having won awards and favorable verdicts against big securities brokerage firms. His practice focuses on securities fraud, commercial litigation, and securities employment or industry disputes. Mr. Bouganim provides top-notch legal representation to his clients in arbitration, court litigation, mediation, and regulatory matters.

Originally from Toronto, Canada, Mr. Bouganim relocated to the United States to practice law as part of his life mission to help others. Mr. Bouganim joined the Malecki Law team after a few years of...
Stuart David Meissner
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 30 years experience
(866) 764-3100 1430 Broadway
Suite 1802
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Stockbroker Fraud
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Obtained the largest accounting related SEC Whistleblower award in history of 23 Million dolllars . Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options,...
John R. Menz
Claimed Lawyer ProfileSocial Media
White Plains, NY Securities Law Attorney with 33 years experience
(914) 949-0222 1 N Lexington Ave
#1550
White Plains, NY 10601
Securities and Business
Columbia Law School
John R. Menz has represented corporate and individual clients in sophisticated legal matters concerning contract disputes, securities regulation, real property, product liability and employment law. He has litigated and arbitrated cases in a variety of forums, including federal courts, state courts, the American Arbitration Association, and the New York Stock Exchange. Mr. Menz offers corporate and individual clients a fluent understanding of the terms, conditions and strategies involved in complex financial transactions gained from his long legal experience and skills obtained as a former tax accountant at Price Waterhouse.

Mr. Menz has successfully defended claims against financial institutions in courts and...
Anthony George Mango
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 25 years experience
(877) 464-2889 225 W 34th St
#1919
New York, NY 10122
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
Marc Fitapelli
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Real Estate and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Mary Grace White
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law
John Alexander Bates
Claimed Lawyer ProfileSocial Media
White Plains, NY Securities Law Attorney with 15 years experience
(914) 290-4100 707 Westchester Avenue
Suite 411
White Plains, NY 10604
Securities, Employment and Immigration
Seattle University School of Law
J. Alexander Bates is the founder and managing partner of The Bates Law Firm. He is a resident of Fairfield, Connecticut with over 10 years of experience working in large firms and corporations in New York and Connecticut. His practice involves representing clients in immigration, securities and employment law matters. He is currently licensed in New York. Originally from Millburn, NJ, he attended Deerfield Academy, Colorodo College and Seattle University School of Law before settling in Connecticut. He is a member of local national organizations including, American Immigration Lawyers Association, The Connecticut Sons...
Joseph Andrew Gershman
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 22 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Bankruptcy and Real Estate
Harvard Law School
Wallace Anthony Showman
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 30 years experience
(713) 860-1600 460 Park Avenue
21st Floor
New York, NY 10022
Securities, Business and Consumer
New York University
Wallace A. Showman has litigated dozens of successful class actions and derivative cases involving securities, corporate transactions, and consumer protection over the past thirty years. Mr. Showman’s federal practice is nationwide, and he is a member of the federal bars in New York and Colorado, as well as the appellate bar in the Second Circuit (New York) and Fifth Circuit (Texas). He is also admitted to practice in the United States Supreme Court.
Robert R. Miller
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York Law School
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