Mahopac, New York Securities Lawyers

William S. Shepherd
PREMIUM

Securities Lawyer

South Texas College of Law and Georgetown University Law CenterTexas
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Luis J. Acevedo-Bengoeche
PREMIUM

Securities Lawyer

University of Houston Law Center and University of Puerto Rico School of LawTexas
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Robert J. Grand
PREMIUM

New York Securities Law Attorney with 23 years experience

Benjamin N. Cardozo School of LawNew York
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Tanya C. Edwards
PREMIUM

Securities Lawyer

University of Houston Law Center and University of Houston Law Center5th Circuit, Texas and U.S. District Court for the Southern District of Texas
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Neil Stanley Belloff
Claimed Lawyer Profile
Mahopac, NY Securities Law Attorney with 33 years experience
(845) 208-3672 11 Radnor Lane
Mahopac, NY 10541
Securities and Business
Georgetown University Law Center and Quinnipiac University School of Law
Corporate, Securities and Business Law Board Advisory Services Compliance/Governance/Best Practices Regulatory Representation Internal Investigations Over 20 years experience in business, legal and management positions, most recently as Executive Vice President and US Corporate and Securities Counsel of a Fortune 50 company, with significant management, supervisory and oversight responsibilities in the areas of risk assessment, strategic planning, corporate governance, legal and regulatory compliance, mergers and acquisitions, privacy issues, and all aspects of corporate, securities, intellectual property and employment law, as well as primary liaison with Management Board and key members of senior management.
Andrew O'Toole
Claimed Lawyer Profile
Katonah, NY Securities Law Lawyer with 20 years experience
22 Valley Road
Katonah, NY 10536
Securities, Arbitration & Mediation, Broker Fraud and Business
Harvard University
Jenice Malecki
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New York, NY Securities Law Attorney with 26 years experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Adam Julien Gana
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(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationNew York, NY Securities Law Lawyer with 12 years experience
Securities, Appeals, Business and Employment
New York Law School
Frank Xu
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 11 years experience
(212) 488-2580 40 Wall Street
Suite 3301
New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Peking University Law School and Columbia Law School
A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
Bradley L. Henry
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 11 years experience
(212) 813-2292 American Express Tower, 200 Vesey Street
24th Floor
New York, NY 10281
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Bradley L. Henry is a leading white collar and federal criminal defense attorney with extensive experience handling complex criminal matters in state and federal trial and appellate courts throughout the country, including in the United States Supreme Court. Brad’s practice includes the representation of executives and other individuals in connection with a variety of federal and state offenses, including computer fraud and abuse, tax fraud, mail fraud, wire fraud, honest services fraud, money laundering, export violations, environmental crimes, bribery of government officials and theft of trade secrets.  In addition to his white collar practice, Brad also represents individuals charged with...
(865) 670-8535 900 S. Gay Street Suite 1950
KNOXVILLE, TN 37902
Mary Madeline Roberts
Claimed Lawyer ProfileQ&ASocial Media
New York, NY Securities Law Lawyer with 2 years experience
(212) 859-5071 43 West 43rd Street, Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Jeffrey Michael Haber
Claimed Lawyer ProfileQ&ASocial Media
New York, NY Securities Law Lawyer with 29 years experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
(631) 574-4454 105 Maxess Road, Suite S124
Melville, NY 11747
David W. Schmidt
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 40 years experience
(844) 288-7978 14 Wall St
#6B
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Criminal
Syracuse University College of Law
David Schmidt was one of the first prosecutors asked to serve in a Sex Crimes Unit. He has experience in state and federal trials of complex criminal cases. Throughout his professional career, David Schmidt has handled every type of criminal case, such as DWI, white collar crimes, and assault.
(844) 288-7978 123 N Union Ave
#305
Cranford, NJ 07016
Mark J. Astarita
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 36 years experience
(212) 509-6544 100 Park Avenue
#1600
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
(973) 559-5566 60 Pompton Ave
Verona, NJ 07044
(561) 989-9080 3010 North Military Trail
#201
Boca Raton, FL 33431
Gregory A. Frank
PREMIUM

New York Securities Law Lawyer

Georgetown University Law CenterNew York, US District Court Eastern District of New York and US District Court Southern District of New York
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Asher Hawkins
PREMIUM

New York Securities Law Attorney

Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division,... Read More »
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Ryan Gordon Blanch
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 18 years experience
(212) 736-3900 261 Madison Avenue
12th Floor
New York, NY 10016
Free ConsultationSecurities, Appeals, Broker Fraud and Criminal
Southern Methodist University
Ryan Blanch is Managing Partner of The Blanch Law Firm, a Manhattan-based criminal law firm containing top-rated criminal defense attorneys and white collar crime lawyers in NYC & LA. The firm services some of the country's most prominent political figures and business executives and has developed a reputation for exceptional results and unparalleled client service. "HealthSouth CEO Acquitted" USA TODAY "Some say they did the impossible." JERE BEASLEY REPORT "Jury Acquits Online Bank CEO of Money Laundering in International Currency Arbitrage Scheme" SDNY "Saudi Arabian Airlines Flies Free As Others Get...
(213) 261-8923 Lake Forest, CA 92630
(973) 968-6922 Camden, 08102
(212) 736-3900 Stamford, CT 06901
1393 Veterans Memorial Highway
Hauppague, NY 11788
(718) 576-1048 300 Cadman Plaza West
One Pierrepont Plaza
Brooklyn, NY 11201
(213) 261-8923 355 South Grand Avenue
Los Angeles, CA 90071
(212) 736-3900 261 Madison Avenue
Floor 12
New York, NY 10016
Robert A. Kantas
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Adam J. Weinstein
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Ekaterina Mouratova
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer
(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Asher Hawkins
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney with 3 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Steven Cramer
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 24 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
William S. Shepherd
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law and Georgetown University Law Center
David Miller
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 8 years experience
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
University of Houston Law Center
Samuel B. Edwards
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Georgetown University Law Center
Raoul Duggal
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 16 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Samuel B. Edwards
PREMIUM

Securities Lawyer

Georgetown University Law CenterTexas
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Mary Grace White
PREMIUM

New York Securities Law Lawyer

New York University School of LawNew York
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John G. Rich
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 36 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
Marvin L. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney with 27 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Stuart David Meissner
Claimed Lawyer ProfileSocial Media
Nyack, NY Securities Law Lawyer with 29 years experience
(212) 764-3100 99 Main Street
Suite 303
Nyack, NY 10960
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 54 W. 40th Street
New York, NY 10018
Gregory A. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Lawyer
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Marc Fitapelli
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Real Estate
Maurice A. Deane School of Law at Hofstra University
David S. Rich
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 23 years experience
(212) 209-3972 708 3rd Avenue
Sixth Floor, Suite #64
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
(201) 592-7200 12 First Street
Englewood Cliffs, NJ 07632
Joseph Potashnik
Claimed Lawyer ProfileBlawgsearch
New York, NY Securities Law Lawyer with 12 years experience
(212) 577-6677 111 Broadway
Suite 1305
New York, NY 10006
Securities, Broker Fraud, Criminal and Health Care
My name is Joe Potashnik. I am the principal attorney at Joseph Potashnik & Associates We have offices in Manhattan and represent clients in four areas. 1. NYC residents that are under criminal investigation or have been arrested on State criminal charges. 2. We represent New York City residents that are under investigation or have been arrested on Federal Charges. 3. We represent professionals in the Medical and Healthcare field that might lose, or have lost, their professional license. 4. And we represent residents of New York City, or their family members, in all government investigations. We can assist any NYC resident and offer our legal...
Robert R. Miller
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
New York Law School
Daniel E. Katz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 36 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 21 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Jaimie F. Dockray
PREMIUM

New York Securities Law Lawyer

New England School of LawConnecticut, Massachusetts and New York
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Daniel J. Swayze
PREMIUM

New York Securities Law Attorney

Boston College Law SchoolNew Jersey, New York, U.S. District Court for the District of New Jersey, U.S. District Court, Eastern District of New York and U.S. District Court, Southern District of New York
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Sandra P. Lahens
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Fordham University School of Law
Jonathan Kurta
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney with 10 years experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Maurice A. Deane School of Law at Hofstra University
Wallace Anthony Showman
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 29 years experience
(713) 860-1600 460 Park Avenue
21st Floor
New York, NY 10022
Securities, Business and Consumer
New York University
Wallace A. Showman has litigated dozens of successful class actions and derivative cases involving securities, corporate transactions, and consumer protection over the past thirty years. Mr. Showman’s federal practice is nationwide, and he is a member of the federal bars in New York and Colorado, as well as the appellate bar in the Second Circuit (New York) and Fifth Circuit (Texas). He is also admitted to practice in the United States Supreme Court.
Jessica Murzyn
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Consumer
University of Pennsylvania
Brent Adam Burns
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 24 years experience
New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
Free ConsultationSecurities, Arbitration & Mediation and Employment
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
(201) 768-2700 87 Ruckman Rd.
Alpine, NJ 07620-1098
James M. Tourangeau
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 696-1999 1450 Broadway, 35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
University of Pennsylvania Law School
Ruth Jin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer
(646) 863-3403 200 Park Avenue
Suite 1700
New York, NY 10166
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
Jaimie F. Dockray
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business and Employment
New England School of Law
Kirk G. Smith
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law
Barry R. Lax
Claimed Lawyer ProfileLII GoldBlawgsearch
New York, NY Securities Law Lawyer with 24 years experience
(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018
Free ConsultationSecurities, Business and Employment
Cardozo School Of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
David Miller
PREMIUM

Securities Lawyer

University of Houston Law CenterTexas and Florida
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Robert A. Kantas
PREMIUM

Securities Lawyer

4th Circuit, D.C. Circuit, Texas, U.S. District Court, District of the District of Columbia, U.S. District Court, Eastern District of Wisconsin, U.S. District Court, Northern District of California, U.S. District...
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