Mahopac Falls Securities Lawyers

Compare top rated New York attorneys serving Mahopac Falls.
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Robert L. Herskovits
PREMIUM
Robert L. Herskovits

Free consultation, experienced representation in securities law cases. Call now!

I’m an experienced New York securities law attorney. I represent clients who have experienced fraud or misconduct in the securities industry and I fight to help them pursue the justice and compensation they deserve. Read More »
10.0Justia Lawyer Rating for Robert L. Herskovits View Profile
Barry R. Lax
PREMIUM
Barry R. Lax

Free Consultation! Exceptional Lawyer! Advocacy for Complex Securities Matters!

I provide legal expertise and experience to those with securities law needs. I will zealously advocate for your legal rights and interests! Visit my website for case results and information, call for a free consultation! Read More »
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Scott L. Silver Esq.
PREMIUM
Scott L. Silver Esq.

Free Consultation! Exceptional Legal Counsel & Advocacy for Securities Matters!

I provide comprehensive and diligent advocacy for securities law matters. I am committed to exceptional representation for your legal needs! Visit my website for reviews and case results, or call for a free consultation. Read More »
10.0Justia Lawyer Rating for Scott L. Silver Esq. View Profile
Robert R. Miller
PREMIUM
Robert R. Miller

Free Consultation! Aggressive & Determined Advocacy! Skilled Securities Lawyer!

I provide exceptional legal representation for securities law matters. I strongly advocate for the rights and interests of those with securities law needs! Visit my website to see results, call for a free consultation. Read More »
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Michael S. Komar
PREMIUM
Michael S. Komar

New York Securities Law Attorney with 38 years of experience

Michael S. Komar has almost twenty-five years of experience handling complex insurance coverage and commercial litigation matters. Mr. Komar's insurance coverage litigation experience has included handling dozens... Read More »
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Neil Stanley Belloff
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Neil Stanley Belloff
Mahopac, NY Securities Law Attorney with 36 years of experience
(845) 208-3672 11 Radnor Lane
Mahopac, NY 10541
Securities and Business
Quinnipiac University School of Law and Georgetown University Law Center
Corporate, Securities and Business Law Board Advisory Services Compliance/Governance/Best Practices Regulatory Representation Internal Investigations Over 20 years experience in business, legal and management positions, most recently as Executive Vice President and US Corporate and Securities Counsel of a Fortune 50 company, with significant management, supervisory and oversight responsibilities in the areas of risk assessment, strategic planning, corporate governance, legal and regulatory compliance, mergers and acquisitions, privacy issues, and all aspects of corporate, securities, intellectual property and employment law, as well as primary liaison with Management Board and key members of senior management.
Andrew O'Toole
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Andrew O'Toole
Katonah, NY Securities Law Lawyer with 23 years of experience
22 Valley Road
Katonah, NY 10536
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Harvard University
Shivani Mitesh Patel
Waccabuc, NY Securities Law Attorney with 19 years of experience
(347) 239-4119 5 The Logging Rd
Waccabuc, NY 10597
Securities, Appeals, Construction and Employment
Texas Tech University School of Law
Ross B. Intelisano
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Ross B. Intelisano
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Free Consultation Offers Video Conferencing Video ConfNew York, NY Securities Law Attorney with 26 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.

Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
Adam Gana
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Adam Gana
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationNew York, NY Securities Law Lawyer with 15 years of experience
Securities, Appeals, Business and Employment
New York Law School
Adam Gana serves as the managing partner of the law firm of Gana Weinstein LLP. His practice focuses on all aspects of securities arbitration. Mr. Gana's experience includes securities arbitration and litigation in various dispute resolution forums including JAMS, NFA and FINRA and litigation in both State and Federal Courts. As lead counsel, Mr. Gana has tried more than forty cases to verdict before the state and federal trial and appellate courts, AAA, and has settled hundreds more cases through mediation and direct negotiation.

Mr. Gana was named in the New York Super Lawyers Rising Stars® for eight straight years (an...
Mary Madeline Roberts
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Mary Madeline Roberts
New York, NY Securities Law Lawyer with 5 years of experience
(212) 859-5071 43 West 43rd Street, Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses  • art and entertainment law  • contract law, ranging from drafting, negotiating to review. • debt disputes  • commercial litigation  Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071  • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Robert L. Herskovits
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Robert L. Herskovits
(212) 897-5410 120 Wall St 25th Floor
New York, NY 10005
Free ConsultationNew York, NY Securities Law Lawyer
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...
Jenice Malecki
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Jenice Malecki
New York, NY Securities Law Attorney with 29 years of experience
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Free Consultation Offers Video Conferencing Video ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...
Bill Singer
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Bill Singer
New York, NY Securities Law Attorney
(917) 520-2836 120 Wall St 25th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
BILL SINGER is a lawyer who represents securities-industry firms, individual registered persons, Wall Street whistleblowers, and defrauded public investors. For four decades, I have represented clients before the American Stock Exchange, the New York Stock Exchange, the Financial Industry Regulatory Authority (formerly the NASD), the United States Securities and Exchange Commission, and in criminal investigations brought by various federal, state, and local prosecutors. I have the distinction of representing witnesses during Congressional investigations; and in 2015, I achieved a significant award of approximately $1.5 million from the Securities and Exchange Commission on behalf of a whistleblower client, who was the...
Jeffrey Michael Haber
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Jeffrey Michael Haber
New York, NY Securities Law Lawyer with 32 years of experience
(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University
Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...
Matthew C. Plant
PREMIUM
Matthew C. Plant

New York Securities Law Lawyer with 22 years of experience

Brooklyn Law SchoolNew Jersey, U.S. District Court Eastern District of New York, U.S. District Court of New Jersey, U.S. District Court Southern District of New York and New York
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Daniel J. Swayze
PREMIUM
Daniel J. Swayze

New York Securities Law Attorney

Daniel J. Swayze serves as an Associate at Rich, Intelisano & Katz, LLP, where his practice focuses on complex commercial, construction, and securities, and financial fraud litigation. Mr. Swayze represents clients... Read More »
10.0Justia Lawyer Rating for Daniel J. Swayze View Profile
Bradley L. Henry
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Bradley L. Henry
New York, NY Securities Law Attorney with 14 years of experience
(212) 730-7700 800 3rd Ave.
24th Floor
New York, NY 10022
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.

Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
Ralph Behr
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Ralph Behr
(800) 761-3446 260 Madison Ave
New York, NY 10016
Free ConsultationNew York, NY Securities Law Lawyer with 44 years of experience
Securities, Domestic Violence, Immigration and White Collar Crime
Maurice A. Deane School of Law at Hofstra University
Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...
Brian J. Neville
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Brian J. Neville
New York, NY Securities Law Lawyer with 27 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Brian J. Neville, a founding partner of Lax & Neville LLP, has significant experience in broker/dealer, securities, regulatory defense, employment and commercial litigation in arbitration forums and state and federal courts. He has arbitrated cases in at least 18 states and has been lead counsel on well over 500 matters.
Neil Fridman
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Neil Fridman
New York, NY Securities Law Lawyer with 11 years of experience
(212) 262-9823 154 Grand Street
3rd Floor
New York, NY 10013
Free Consultation Offers Video Conferencing Video ConfSecurities, Business, Communications and Real Estate
St. John's University School of Law
I enjoy advising companies and identifying solutions to complex business and legal problems. My intimate knowledge of corporate/real estate law, investment banking, and private equity has positioned me to serve as outside general counsel to dozens of startups, middle-market, and enterprise clients over the last decade. I've also provided guidance to several tech companies in their sale to large cap businesses, and have closed some of the largest commercial real estate transactions.

Prior to law practice, I worked in finance for several years as both an investment banker and consultant with a focus on M&A. I enjoy working with founders and...
Mark Strauss
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Mark Strauss
(212) 729-9496 555 Madison Ave.
5th Floor
New York, NY 10022
Free Consultation Offers Video Conferencing Video ConfNew York, NY Securities Law Lawyer with 27 years of experience
Securities and Stockbroker Fraud
Fordham University School of Law
A former investigative journalist, Mark is a successful anti-fraud attorney with more than twenty years of experience in complex civil litigation. He has represented qui tam whistleblowers under the False Claims Act as well as victims of fraud under the federal securities laws and the Racketeer Influenced and Corrupt Organizations Act (RICO). His efforts have resulted in the recovery of hundreds of millions of dollars for clients.

Prior to founding Mark A. Strauss Law, PLLC, Mark was a partner at Kirby McInerney LLP, a respected plaintiffs’ class action firm that was named one of the “Most Feared Plaintiffs’ Firms” by Law360.com....
Rogelio J. Carrasquillo
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Rogelio J. Carrasquillo
NEW YORK, NY Securities Law Lawyer with 21 years of experience
(646) 948-1880 1177 Avenue of the Americas
5th Floor
NEW YORK, NY 10036
Offers Video Conferencing Video ConfSecurities, Business, Immigration and International
University of Pennsylvania Law School and Georgetown University
Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.

Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.

Roy also advises clients on M&A transactions, joint...
Christopher J. Gray
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Christopher J. Gray
(866) 966-9598 360 Lexington Ave
#1400
New York, NY 10017
New York, NY Securities Law Lawyer with 24 years of experience
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Georgetown University
Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.

Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
Barry R. Lax
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Barry R. Lax
New York, NY Securities Law Lawyer with 27 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Yeshiva University, Benjamin N. Cardozo School of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Thomas Ajamie
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Thomas Ajamie
New York, NY Securities Law Attorney with 35 years of experience
(713) 860-1600 460 Park Avenue
21st Floor
New York, NY 10022
Securities, Antitrust and Business
University of Notre Dame
Tom Ajamie is an internationally-recognized trial lawyer who has successfully represented clients in complex commercial litigation and arbitration. The authoritative Chambers USA has described Tom as “relentless, energetic and intelligent” and a “hard-working and successful trial lawyer who never quits.” He has handled a number of high-profile cases, including groundbreaking securities and financial cases, cross-border litigation, business contract disputes and employment issues. Tom has won two of the largest awards ever handed down by an arbitration panel for investors, including a $429.5 million award. He has also won a record $112 million civil RICO jury verdict.

Tom is regularly invited to...
Sonya Tien
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Sonya Tien
New York, NY Securities Law Attorney with 9 years of experience
(212) 810-7688 42 Broadway
Suite 12-149
New York, NY 10004
Securities, Business, IP and Personal Injury
Columbia Law School
Sonya Tien is a strategic litigation, corporate and IP attorney. She was recognized as a Rising Star in Super Lawyers 2020 and her articles have been published by the Wall Street Lawyer and Practising Law Institute.

Before founding Tien Law Firm, Ms. Tien practiced law at Fried, Frank, Harris, Shriver & Jacobson with a focus on corporate transactions, corporate compliance, SEC & DOJ enforcement, real estate, and commercial litigation, where she assisted in representing a variety of real estate and bank clients, such as Bank of America, Credit Suisse, Deutsche Bank, Goldman Sachs, Barclays, Oppenheimer, CBRE, and Tishman Speyer.

Ms....
Jaimie F. Dockray
PREMIUM
Jaimie F. Dockray

Experienced Securities Arbitration & Litigation Attorney! Skilled Advocacy!

I am a dedicated and successful securities arbitration & litigation lawyer. I provide exceptional representation focused on the best possible outcomes! Visit my website to see case results or call for a consultation. Read More »
10.0Justia Lawyer Rating for Jaimie F. Dockray View Profile
Steven T. Davis
PREMIUM
Steven T. Davis

New York Securities Law Lawyer

Maurice A. Deane School of Law at Hofstra University
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Mark J. Astarita
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Mark J. Astarita
New York, NY Securities Law Attorney with 39 years of experience
(212) 509-6544 11 Broadway
Suite 615
New York, NY 10004
Free Consultation Offers Video Conferencing Video ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Ekaterina Mouratova
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Ekaterina Mouratova
New York, NY Securities Law Lawyer
(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038
Free ConsultationSecurities, Business, IP and Immigration
Pace Law School
I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.
Jorge Altamirano
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Jorge Altamirano
(855) 430-4010 1 World Trade Center
85th Floor
New York, NY 10007
Free Consultation Offers Video Conferencing Video ConfNew York, NY Securities Law Attorney with 8 years of experience
Securities, Arbitration & Mediation and Stockbroker Fraud
Loyola University New Orleans College of Law
I am a Partner at Iorio Altamirano LLP, a securities arbitration law firm in New York City. We represent investors nationwide who have suffered investment losses due to wrongful conduct by financial advisors and brokerage firms.

Iorio Altamirano LLP has nearly 20 years of combined experience as securities arbitration lawyers. We have helped individual investors, groups of individuals, business entities, family offices, credit unions, and institutional investors recover nearly $100 million in investment losses.

I have handled hundreds of FINRA arbitration claims and have worked closely with retail and institutional investors. I combine my broad experience in the securities arbitration field with...
Gregory A. Frank
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Gregory A. Frank
New York, NY Securities Law Lawyer
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Louis A Russo
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Louis A Russo
New York, NY Securities Law Lawyer with 13 years of experience
(929) 262-1101 276 Fifth Avenue
Suite 704
New York, NY 10001
Free Consultation Offers Video Conferencing Video ConfSecurities, Arbitration & Mediation, Bankruptcy and Business
Maurice A. Deane School of Law at Hofstra University
I help domestic and international businesses and their directors and officers resolve complex commercial litigation disputes through practical and economical pre-suit negotiations and, if necessary, litigation (federal and state), arbitration, and mediation.

For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.

I have successfully represented clients in a wide range of disputes involving corporate...
Ryan Gordon Blanch
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Ryan Gordon Blanch
New York, NY Securities Law Attorney with 20 years of experience
(212) 268-9700 261 Madison Ave.
12th Floor
New York, NY 10016
Free ConsultationSecurities, Criminal, Stockbroker Fraud and White Collar Crime
Southern Methodist University
Ryan Blanch is the founder and lead attorney of The Blanch Law Firm. Mr. Blanch is an experienced New York criminal defense lawyer handling all type of criminal matters. Such as government investigations, complex white-collar crimes, health care fraud, and felonies/misdemeanors.

Mr. Blanch worked as an intern-prosecutor with both the Los Angeles and San Francisco District Attorneys’ Offices. There he prosecuted hundreds of felonies at probable cause hearings in criminal court under the supervision of the District Attorney’s .

Over the course of his career, Mr. Blanch and his legal team have represented executives, attorneys, accountants, health care providers,...
Chris Warren
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Chris Warren
New York, NY Securities Law Attorney
(866) 954-7687 112 W 34th St
Fl 17
New York, NY 10120
Free Consultation Offers Video Conferencing Video ConfSecurities, Arbitration & Mediation, Business and White Collar Crime
New York Law School
The Warren Law Group is a business law firm that provides their clients with fierce strategic advocacy in the courtroom and sage advice in the boardroom. Our approach to give our clients the freedom to pursue their vision while mitigating their risks and minimizing liability exposure. The Warren Law Group represents privately held businesses of all sizes as well as investors and not-for-profit organizations in everything from formation and deal making to protecting their rights in litigation and arbitration.

Contact Chris Warren today to learn about how The Warren Law Group can protect your rights and bring your business to...
Matthew C. Plant
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Matthew C. Plant
New York, NY Securities Law Lawyer with 22 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Brooklyn Law School
Asher Hawkins
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Asher Hawkins
New York, NY Securities Law Attorney with 6 years of experience
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Manuel G.R. Rivera
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Manuel G.R. Rivera
New York, NY Securities Law Attorney with 23 years of experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
John R. Menz
PREMIUM
John R. Menz

New York Securities Law Attorney with 35 years of experience

John R. Menz has represented corporate and individual clients in sophisticated legal matters concerning contract disputes, securities regulation, real property, product liability and employment law. He has litigated and... Read More »
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Jenice Malecki
PREMIUM
Jenice Malecki

New York Securities Law Attorney with 29 years of experience

Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry... Read More »
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Robert W. Anderson
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Robert W. Anderson
New York, NY Securities Law Attorney with 34 years of experience
(212) 742-3390 26 Broadway
26th Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson’s practice emphasizes the particular needs of fast growing, entrepreneurial companies. He has extensive experience in representing business clients in connection with mergers and acquisitions, intellectual property matters, cybersecurity, securities law matters, internet law matters, and start up companies and business formations and operation.

Bob represents companies and investors involved in technology, manufacturing, health care, Internet, education, and other industries. He also serves as President of The Parlex Group, an international network of mid-sized law firms in Europe, Israel and Asia, which work together to handle cross-border transactions around the world.
Stuart David Meissner
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Stuart David Meissner
New York, NY Securities Law Lawyer with 31 years of experience
(866) 764-3100 1430 Broadway
Suite 1802
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Stockbroker Fraud
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique Investor /Employee arbitration/ SEC/FINRA / Whistleblower regulatory law firm. Obtained the largest accounting related SEC Whistleblower award in history of 23 Million dollars . Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading,...
David S. Rich
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David S. Rich
New York, NY Securities Law Lawyer with 26 years of experience
(212) 209-3972 155 East 44th Street
Sixth Floor
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
Jonathan Kurta
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Jonathan Kurta
New York, NY Securities Law Attorney with 13 years of experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Joseph Peter Allgor
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Joseph Peter Allgor
New York, NY Securities Law Attorney with 22 years of experience
(212) 897-5410 120 Wall St 25th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
UCLA School of Law
Joseph’s practice is concentrated in the areas of regulation of financial services firms, securities litigation and commercial litigation.
Marc Fitapelli
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Marc Fitapelli
New York, NY Securities Law Lawyer with 14 years of experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Real Estate and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
David Edward Robbins
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David Edward Robbins
New York, NY Securities Law Lawyer with 46 years of experience
(212) 755-3100 767 3RD AVE., 30TH FL.
New York, NY 10017
Free Consultation Offers Video Conferencing Video ConfSecurities and Arbitration & Mediation
Villanova University School of Law
Mr. Robbins is a partner in the New York City law firm of Kaufmann Gildin & Robbins LLP and specializes in commercial arbitration and mediation. He represents investors, brokers and firms in disputes and brokers and firms before regulatory agencies. He is also an expert witness in malpractice cases arising out of securities arbitrations. He and his firm have been responsible for the return of tens of millions of dollars to investors and have represented many brokers accused of wrongdoing in arbitrations and regulatory matters. Mr. Robbins served as Special Deputy Attorney General...
Raoul Duggal
Claimed Lawyer ProfileSocial Media
Raoul Duggal
New York, NY Securities Law Lawyer with 19 years of experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Mark Zafrin
Claimed Lawyer ProfileSocial Media
Mark Zafrin
New York, NY Securities Law Attorney
(212) 730-7700 800 Third Avenue
24th Floor
New York, NY 10022
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
Robert R. Miller
Claimed Lawyer ProfileLII GoldBlawg SearchSocial Media
Robert R. Miller
New York, NY Securities Law Attorney
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Robert R. Miller is an associate at Lax & Neville LLP with a practice primarily in securities, employment, and corporate disputes before the Financial Industry Regulatory Authority (“FINRA”) the American Arbitration Association (“AAA”), and state and federal courts.

He represents individual investors in their claims against brokers, broker-dealers, and wealth managers for abusive customer sales practices, such as fraud, churning, unsuitability, and breach of fiduciary duty; brokers and other financial services professionals in a broad range of matters, including transitions between firms and disputes over deferred compensation, promissory notes, Form U-5 expungements, and employment agreements; and broker-dealers and other financial services...
Christopher Keogh
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Christopher Keogh

New York Securities Law Attorney

Fordham University School of LawNew Jersey
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Kourosh C. Shaffy
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Kourosh C. Shaffy

New York Securities Law Attorney

Columbia Law SchoolNew York
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Securities Lawyers in Nearby CitiesSecurities Lawyers in Nearby Counties

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