Maspeth, New York Securities Lawyers
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email email@example.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses • art and entertainment law • contract law, ranging from drafting, negotiating to review. • debt disputes • commercial litigation Contact us for a FREE INITIAL CONSULTATION: • Email: firstname.lastname@example.org • Phone: (212) 859-5071 • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...
(212) 764-3100 99 Main Street
Nyack, NY 10960
Nyack, NY 10960
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
I founded my firm after more than 25 years of working with a variety of clients in complex litigation, including securities class actions, securities arbitration, antitrust litigation, consumer class actions, commercial litigation and whistleblower litigation. I am dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business and commercial litigation matters and securities litigation. I am devoted to developing and fostering client relationships. By understanding my clients’ objectives and anticipating the problems associated with achieving these goals, I work with my clients to develop strategies that will achieve successful outcomes.
New York Securities Law Attorney
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division,... Read More »View Profile
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
(201) 592-7200 12 First Street
Englewood Cliffs, NJ 07632
Englewood Cliffs, NJ 07632
New York Securities Law Attorney. 26 years experience
- (800) 497-8076
- Free Consultation
New York Law SchoolNew Jersey, New York, U.S. District Court District of New Jersey, U.S. District Court Eastern District of New York, U.S. District Court Southern District of New York, 2nd Circuit, 7th Circuit, U.S. Supreme Court, U.S....View Profile
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Andrew is a Senior Associate in Napoli Shkolik's Commercial Litigation and Class Actions Department, focusing on complex commercial disputes and class actions. A former associate at Boies, Schiller & Flexner LLP, he has extensive experience in consumer fraud class actions, toxic tort litigation, complex commercial litigation, and valuation disputes. He was a member of the University of Pennsylvania’s Supreme Court Clinic where he worked on a number of important U.S. Supreme Court cases involving criminal procedure and the right to counsel. Prior to entering the legal profession Andrew was public school teacher in his hometown...
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
I offer the following: - Strategic and legal advice to small/mid-cap businesses and their founders - Corporate and LLC formation - Partnership, shareholder and LLC operating agreements - Employment contracts - Non-compete, non-solicit and confidentiality agreements - Trademark and copyright registration - Advice relating to seed and venture capital financings, as well as founders' exits (e.g. M&A) I have advised dozens of companies in such diverse sectors as entertainment, technology and digital media, food products and fashion.
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
New York Securities Law Lawyer. 20 years experience
Harvard Law School2nd Circuit, U.S. District Court, District of Colorado, U.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York and New YorkView Profile