When it comes to corporate and commercial law matters, you need an attorney that not only has a deep understanding of the law, but is passionate about your company’s continued success. With over eight years of experience practicing business law, including time at a global law firm, I provide personal service and practical solutions to tackle your most challenging legal issues. I also understand the importance of efficiently managing your legal budgets, which is why I offer flexible fee arrangements. To learn if I’m the right fit for your organization, schedule a free consultation today.

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Kevin T. O'Brien

Erie County, NY Securities Law Lawyer with 18 years experience

(716) 885-1150 12 Fountain Plaza, Suite 600
Buffalo, NY 14202

Free ConsultationSecurities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Brooklyn Law School

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Attorney focusing on FINRA Securities Arbitration, Consumer Protection and Professional Liability in Buffalo and Rochester, New York.

Laurie Thomas Esq

Erie County, NY Securities Law Attorney

574 Bird Ave
Buffalo, NY 14222

Securities, Antitrust, Business and Estate Planning

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Jeffrey Michael Haber

New York County, NY Securities Law Lawyer with 29 years experience

(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017

Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University

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Located in New York City and Melville, Long Island, Freiberger Haber LLP is dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business, real estate, construction and commercial litigation matters. The firm combines the sophistication and counsel of a large national law firm with the economy, flexibility, commitment and personal attention of a small firm.

The Firm's attorneys are devoted to developing and fostering client relationships and being readily available to respond to their questions and concerns. By understanding their clients’ objectives and anticipating the problems associated with achieving these goals, our attorneys work...

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Jenice Malecki

New York County, NY Securities Law Attorney with 26 years experience

(212) 943-1233 11 Broadway
#715
New York, NY 10004

Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School

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Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...

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Ekaterina Mouratova

New York County, NY Securities Law Lawyer

(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038

Free ConsultationSecurities, Business, IP and Immigration
Pace Law School

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I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.

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Mary Madeline Roberts

New York County, NY Securities Law Lawyer with 3 years experience

(212) 859-5071 43 West 43rd Street, Ste. 182
New York, NY 10036

Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School

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A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses • art and entertainment law • contract law, ranging from drafting, negotiating to review. • debt disputes • commercial litigation Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071 • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html

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Ryan Gordon Blanch

New York County, NY Securities Law Attorney with 18 years experience

(212) 736-3900 261 Madison Avenue
12th Floor
New York, NY 10016

Free ConsultationSecurities, Appeals, Criminal and Stockbroker Fraud
Southern Methodist University

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Ryan Blanch is Managing Partner of The Blanch Law Firm, a Manhattan-based criminal law firm containing top-rated criminal defense attorneys and white collar crime lawyers in NYC & LA. The firm services some of the country's most prominent political figures and business executives and has developed a reputation for exceptional results and unparalleled client service. "HealthSouth CEO Acquitted" USA TODAY "Some say they did the impossible." JERE BEASLEY REPORT "Jury Acquits Online Bank CEO of Money Laundering in International Currency Arbitrage Scheme" SDNY "Saudi Arabian Airlines Flies Free As Others Get...

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Kirk G. Smith

New York County, NY Securities Law Attorney with 19 years experience

(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law

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As a partner at Shepherd Smith Edwards & Kantas LLP, Kirk G. Smith focuses his practice on securities law. Representing individual and institutional investors against banks, brokerage firms and trust companies, Mr. Smith generally handles cases involving issues such as retirement losses, broker and brokerage firm misconduct, investment derivatives, fraud and financial product failures. He serves clients throughout the U.S.

Before earning a Juris Doctor from the South Texas College of Law Houston, Mr. Smith attended Loyola University New Orleans. He graduated with a Bachelor of Arts.

Previously working as an investment advisor for a large brokerage firm and handling the marketing...

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Manuel G.R. Rivera

New York County, NY Securities Law Attorney with 21 years experience

(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103

Securities
Harvard Law School and Yale University

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I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...

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Robert A. Kantas

New York County, NY Securities Law Lawyer

(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud

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Adam Julien Gana

10.0

(1 Peer Review)

(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001

Free ConsultationNew York County, NY Securities Law Lawyer with 12 years experience
Securities, Appeals, Business and Employment
New York Law School

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Marvin L. Frank

New York County, NY Securities Law Attorney with 27 years experience

(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017

Free ConsultationSecurities, Antitrust and Consumer
New York Law School

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Andrew Abramowitz

New York County, NY Securities Law Lawyer with 20 years experience

(212) 972-8882 565 Fifth Avenue
9th Floor
New York, NY 10017

Securities, Business and Real Estate
New York University School of Law

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Andrew Abramowitz is a corporate and securities transactional attorney with outstanding depth and breadth of experience. In 2010, following years of intensive experience as a partner and associate at the New York offices of prominent, international law firms, he launched his own practice.

His goal is to provide clients with the sophisticated legal representation and prompt response time found at large law firms, together with attributes not often associated with those firms: consistent partner-level attention to every aspect of a matter, not merely at the initial client meeting; responsiveness to the client’s needs unhampered by large firm bureaucracy; and a reasonable...

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Stuart David Meissner

Rockland County, NY Securities Law Lawyer with 29 years experience

(212) 764-3100 99 Main Street
Suite 303
Nyack, NY 10960

Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University

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Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...

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Mark J. Astarita

New York County, NY Securities Law Attorney with 36 years experience

(212) 509-6544 100 Park Avenue
#1600
New York, NY 10017

Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School

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My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...

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Marc Fitapelli

New York County, NY Securities Law Lawyer

(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation, Real Estate and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University

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Raoul Duggal

New York County, NY Securities Law Lawyer with 17 years experience

(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123

Free ConsultationSecurities, Business and International
New York University School of Law

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Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...

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Bradley L. Henry

New York County, NY Securities Law Attorney with 12 years experience

(212) 813-2292 American Express Tower, 200 Vesey Street
24th Floor
New York, NY 10281

Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law

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Bradley L. Henry is a leading white collar and federal criminal defense attorney with extensive experience handling complex criminal matters in state and federal trial and appellate courts throughout the country, including in the United States Supreme Court. Brad’s practice includes the representation of executives and other individuals in connection with a variety of federal and state offenses, including computer fraud and abuse, tax fraud, mail fraud, wire fraud, honest services fraud, money laundering, export violations, environmental crimes, bribery of government officials and theft of trade secrets. In addition to his white collar practice, Brad also represents individuals charged with...

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James M. Tourangeau

New York County, NY Securities Law Attorney

(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118

Free ConsultationSecurities, Business and Employment
University of Pennsylvania Law School

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John G. Rich

New York County, NY Securities Law Attorney with 36 years experience

(212) 684-0300 915 Broadway
#900
New York, NY 10010

Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law

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Gregory A. Frank

New York County, NY Securities Law Lawyer

(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017

Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center

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Robert R. Miller

New York County, NY Securities Law Attorney

(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118

Free ConsultationSecurities, Business and Employment
New York Law School

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David Miller

New York County, NY Securities Law Lawyer with 8 years experience

(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Houston Law Center

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David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...

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Frank Xu

New York County, NY Securities Law Attorney with 11 years experience

(212) 488-2580 40 Wall Street
Suite 3301
New York, NY 10005

Securities, Business, Real Estate and Tax
The George Washington University Law School, Columbia Law School and Peking University Law School

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A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.

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David S. Rich

New York County, NY Securities Law Lawyer with 23 years experience

(212) 209-3972 708 3rd Avenue
Sixth Floor, Suite #64
New York, NY 10017

Securities, Appeals, Business and Employment
Columbia Law School

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David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...

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Michael J. Giarrusso

New York County, NY Securities Law Attorney

(866) 966-9598 360 Lexington Ave
#1400
New York, NY 10017

Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Syracuse University College of Law

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Nyarumba Nota Esq

New York County, NY Securities Law Lawyer with 19 years experience

(646) 808-0750 11 Broadway, Ste 615
New York, NY 10004

Free ConsultationSecurities, Business, Collections and Construction

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I am a Barrister, Attorney and Counselor-at-Law admitted in New York, United Kingdom (England & Wales) and Anguilla, BWI. I assist Start-Ups, Businesses, Corporations, Hedge Funds and Individuals with representation in Court, Drafting documentation or agreements and carrying out comprehensive Legal Due Diligence for potential business partners, investors, financial services, high net worth individuals and legal communities.

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David W. Schmidt

New York County, NY Securities Law Attorney with 40 years experience

(844) 288-7978 14 Wall St
#6B
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation and Criminal
Syracuse University College of Law

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David Schmidt was one of the first prosecutors asked to serve in a Sex Crimes Unit. He has experience in state and federal trials of complex criminal cases. Throughout his professional career, David Schmidt has handled every type of criminal case, such as DWI, white collar crimes, and assault.

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Gerard Romski

New York County, NY Securities Law Lawyer with 31 years experience

(212) 684-0300 915 Broadway
#900
New York, NY 10010

Securities, Business, Construction and Employment
Brooklyn Law School

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Robert W. Anderson

New York County, NY Securities Law Attorney with 31 years experience

(212) 742-3390 26 Broadway
21st Floor
New York, NY 10004

Securities, Business, Communications and IP
Fordham University School of Law

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Robert W. Anderson represents clients in mergers & acquisitions, intellectual property, securities law matters, and start-up companies.

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Brent Adam Burns

New York County, NY Securities Law Attorney with 25 years experience

New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424

Free ConsultationSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
New York Law School

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The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...

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William S. Shepherd

New York County, NY Securities Law Attorney

(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
South Texas College of Law and Georgetown University Law Center

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Joseph Andrew Gershman

New York County, NY Securities Law Lawyer with 21 years experience

(212) 684-0300 915 Broadway
#900
New York, NY 10010

Securities, Bankruptcy and Real Estate
Harvard Law School

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Mr. Richard Albert Luthmann Jr.

Richmond County, NY Securities Law Attorney with 14 years experience

(718) 447-0003 1811 Victory Boulevard
Staten Island, NY 10314

Securities, Business, Elder and Estate Planning
University of Miami School of Law and New York Law School

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Jonathan Kurta

New York County, NY Securities Law Attorney with 10 years experience

(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University

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John Alexander Bates

Westchester County, NY Securities Law Attorney with 14 years experience

(914) 290-4100 707 Westchester Avenue
Suite 411
White Plains, NY 10604

Securities, Employment and Immigration
Seattle University School of Law

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J. Alexander Bates is the founder and managing partner of The Bates Law Firm. He is a resident of Fairfield, Connecticut with over 10 years of experience working in large firms and corporations in New York and Connecticut. His practice involves representing clients in immigration, securities and employment law matters. He is currently licensed in New York. Originally from Millburn, NJ, he attended Deerfield Academy, Colorodo College and Seattle University School of Law before settling in Connecticut. He is a member of local national organizations including, American Immigration Lawyers Association, The Connecticut Sons...

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