When it comes to corporate and commercial law matters, you need an attorney that not only has a deep understanding of the law, but is passionate about your company’s continued success. With over eight years of experience practicing business law, including time at a global law firm, I provide personal service and practical solutions to tackle your most challenging legal issues. I also understand the importance of efficiently managing your legal budgets, which is why I offer flexible fee arrangements. To learn if I’m the right fit for your organization, schedule a free consultation today.

Claimed Lawyer Profile

Kevin T. O'Brien

Erie County, NY Securities Law Lawyer. 17 years experience

(716) 842-2800 1400 Liberty Building
Buffalo, NY 14202

Free ConsultationSecurities, Appeals, Arbitration & Mediation and Broker Fraud
Brooklyn Law School

Show Preview

View Website View Lawyer Profile

Attorney focusing on FINRA Securities Arbitration, Consumer Protection and Professional Liability in Buffalo and Rochester, New York.

Laurie Thomas Esq

Erie County, NY Securities Law Attorney.

574 Bird Ave
Buffalo, NY 14222

Securities, Antitrust, Business and Estate Planning

View Lawyer Profile

Claimed Lawyer ProfileBlawgsearch

Jenice Malecki

New York County, NY Securities Law Attorney. 25 years experience

(212) 943-1233 11 Broadway
#715
New York, NY 10004

Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School

Show Preview

View Website Email Lawyer View Lawyer Profile

Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry professionals. Ms. Malecki’s experience as a New York securities attorney began in class action litigation, working on the famed class action case In re Crazy Eddie. Throughout the 1990’s she represented numerous broker dealers in “boiler room” stock fraud cases and the progeny of the real-life Wolf of Wall Street. She has been the Vice-President on the board of the PIABA Foundation, with a mission to educate...

Claimed Lawyer ProfileQ&A

Jeffrey Michael Haber

New York County, NY Securities Law Lawyer. 28 years experience

(212) 209-1005 708 Third Avenue, 5th Floor
New York, NY 10017

Free ConsultationSecurities, Arbitration & Mediation and Business
Hofstra University

Show Preview

View Website Email Lawyer View Lawyer Profile

I founded my firm after more than 25 years of working with a variety of clients in complex litigation, including securities class actions, securities arbitration, antitrust litigation, consumer class actions, commercial litigation and whistleblower litigation. I am dedicated to representing corporations, small businesses, partnerships and individuals involved in a broad range of complex business and commercial litigation matters and securities litigation. I am devoted to developing and fostering client relationships. By understanding my clients’ objectives and anticipating the problems associated with achieving these goals, I work with my clients to develop strategies that will achieve successful outcomes.

Claimed Lawyer ProfileQ&A

Mary Madeline Roberts

New York County, NY Securities Law Lawyer. 1 year experience

(212) 859-5071 43 West 43rd Street, Ste. 182
New York, NY 10036

Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School

Show Preview

View Website Email Lawyer View Lawyer Profile

A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION email m.madeline.roberts@madelineroberts.com • corporate and business law, including start-ups, business formations (LLCs, corporations) and existing businesses • art and entertainment law • contract law, ranging from drafting, negotiating to review. • debt disputes • commercial litigation Contact us for a FREE INITIAL CONSULTATION: • Email: m.madeline.roberts@madelineroberts.com • Phone: (212) 859-5071 • Phone: (646) 951-6278 • http://www.marymadelineroberts.legal • https://www.avvo.com/attorneys/10036-ny-mary-roberts-4720201.html

Attorney at Law

PREMIUM

Get Featured, Get Found. Learn about premium placements

Attorney at Law

PREMIUM

View Website Email Lawyer View Profile

Claimed Lawyer Profile

Adam Julien Gana

New York County, NY Securities Law Lawyer. 11 years experience

(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001

Free ConsultationSecurities, Appeals, Business and Employment
New York Law School

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer Profile

Stuart David Meissner

Rockland County, NY Securities Law Lawyer. 28 years experience

(212) 764-3100 99 Main Street
Suite 303
Nyack, NY 10960

Free ConsultationSecurities, Arbitration & Mediation, Criminal and Employment
New York University School of Law and Maurice A. Deane School of Law at Hofstra University

Show Preview

View Website Email Lawyer View Lawyer Profile

Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options, structured products, churning, unauthorized trading, options, mutual funds, REITS, private placements, structured products and all...

(212) 764-3100 54 W. 40th Street
New York, NY 10018

Claimed Lawyer ProfileBlawgsearch

Robert A. Kantas

New York County, NY Securities Law Lawyer.

(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer Profile

Manuel G.R. Rivera

New York County, NY Securities Law Attorney. 20 years experience

(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103

Securities
Harvard Law School and Yale University

Show Preview

View Website Email Lawyer View Lawyer Profile

I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...

Claimed Lawyer Profile

Ekaterina Mouratova

New York County, NY Securities Law Lawyer.

(212) 203-2460 222 Broadway, 19 floor
New York, NY 10038

Free ConsultationSecurities, Business, IP and Immigration
Pace Law School

Show Preview

View Website Email Lawyer View Lawyer Profile

I am a founder of The Law Firm of Ekaterina Mouratova, PLLC. The legal practice of my firm focuses on business and corporate law, immigration, securities regulations, intellectual property, and real estate transactions. I believe that qualified legal representation involves not only expertise in the subject matter and outstanding performance, but also creativity and determination to find the most beneficial procedures for my clients. Whether advising multinational companies on cross-border transactions and joint ventures, or assisting individual entrepreneurs, artists, and immigrants, I do my job in an efficient, result-oriented, expeditious and personable manner.

Claimed Lawyer Profile

Frank Xu

New York County, NY Securities Law Attorney. 10 years experience

(212) 488-2580 40 Wall Street
Suite 3301
New York, NY 10005

Securities, Business, Real Estate and Tax
The George Washington University Law School, Peking University Law School and Columbia Law School

Show Preview

View Website Email Lawyer View Lawyer Profile

A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.

Claimed Lawyer ProfileBlawgsearch

Kirk G. Smith

New York County, NY Securities Law Attorney.

(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
South Texas College of Law

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer Profile

David W. Schmidt

New York County, NY Securities Law Attorney. 39 years experience

(888) 847-2529 14 Wall St
#6B
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation and Criminal
Syracuse University College of Law

Show Preview

View Website Email Lawyer View Lawyer Profile

David Schmidt was one of the first prosecutors asked to serve in a Sex Crimes Unit. He has experience in state and federal trials of complex criminal cases. Throughout his professional career, David Schmidt has handled every type of criminal case, such as DWI, white collar crimes, and assault.

(888) 847-2529 123 N Union Ave
#305
Cranford, NJ 07016

Claimed Lawyer Profile

Nyarumba Nota Esq

New York County, NY Securities Law Lawyer. 17 years experience

(646) 808-0750 11 Broadway, Ste 615
New York, NY 10004

Free ConsultationSecurities, Business, Collections and Construction

Show Preview

View Website Email Lawyer View Lawyer Profile

I am a Barrister, Attorney and Counselor-at-Law admitted in New York, United Kingdom (England & Wales) and Anguilla, BWI. I assist Start-Ups, Businesses, Corporations, Hedge Funds and Individuals with representation in Court, Drafting documentation or agreements and carrying out comprehensive Legal Due Diligence for potential business partners, investors, financial services, high net worth individuals and legal communities.

Claimed Lawyer Profile

Raoul Duggal

New York County, NY Securities Law Lawyer. 15 years experience

(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123

Free ConsultationSecurities, Business and International
New York University School of Law

Show Preview

View Website Email Lawyer View Lawyer Profile

Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...

Claimed Lawyer ProfileBlawgsearch

John G. Rich

New York County, NY Securities Law Attorney. 35 years experience

(212) 684-0300 915 Broadway
#900
New York, NY 10010

Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer ProfileBlawgsearch

Marc Fitapelli

New York County, NY Securities Law Lawyer.

(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Real Estate
Maurice A. Deane School of Law at Hofstra University

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer ProfileBlawgsearch

Mary Grace White

New York County, NY Securities Law Lawyer.

(212) 696-1999 1450 Broadway 35th Floor
New York, NY 10018

Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer Profile

Marvin L. Frank

New York County, NY Securities Law Attorney. 26 years experience

(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017

Free ConsultationSecurities, Antitrust and Consumer
New York Law School

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer ProfileBlawgsearch

Barry R. Lax

New York County, NY Securities Law Lawyer. 23 years experience

(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018

Free ConsultationSecurities, Business and Employment
Cardozo School Of Law

Show Preview

View Website Email Lawyer View Lawyer Profile

Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....

Claimed Lawyer ProfileBlawgsearch

Tanya C. Edwards

New York County, NY Securities Law Attorney.

(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
University of Houston Law Center and University of Houston Law Center

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer ProfileBlawgsearch

Jonathan Kurta

New York County, NY Securities Law Attorney. 9 years experience

(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Maurice A. Deane School of Law at Hofstra University

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer Profile

Anthony George Mango

New York County, NY Securities Law Lawyer. 23 years experience

(877) 464-2889 14 Pennsylvania Plaza
#1919
New York, NY 10122

Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer ProfileBlawgsearch

Diane Mall Sammarco

New York County, NY Securities Law Lawyer. 18 years experience

(212) 684-0300 915 Broadway
#900
New York, NY 10010

Securities, Business, Construction and Employment
Brooklyn Law School and Binghamton Universit

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer ProfileBlawgsearch

Samuel B. Edwards

New York County, NY Securities Law Lawyer.

(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
Georgetown University Law Center

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer Profile

Gregory A. Frank

New York County, NY Securities Law Lawyer.

(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017

Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer Profile

Adam J. Weinstein

New York County, NY Securities Law Attorney.

(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001

Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer Profile

Brian J. Neville

New York County, NY Securities Law Lawyer. 23 years experience

(212) 696-1999 1450 Broadway
35th Floor
New York, NY 10018

Free ConsultationSecurities, Business and Employment
New York University School of Law

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer ProfileBlawgsearch

David Miller

New York County, NY Securities Law Lawyer. 7 years experience

(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005

Free ConsultationSecurities, Arbitration & Mediation and Broker Fraud
University of Houston Law Center

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer Profile

David S. Rich

New York County, NY Securities Law Lawyer. 22 years experience

(212) 209-3972 708 3rd Avenue
Sixth Floor, Suite #64
New York, NY 10017

Securities, Appeals, Business and Employment
Columbia Law School

Show Preview

View Website Email Lawyer View Lawyer Profile

David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...

(201) 592-7200 12 First Street
Englewood Cliffs, NJ 07632

Claimed Lawyer Profile

Mark J. Astarita

New York County, NY Securities Law Attorney. 35 years experience

(212) 509-6544 100 Park Avenue
#1600
New York, NY 10017

Free ConsultationSecurities, Arbitration & Mediation, Broker Fraud and Business
New York Law School

Show Preview

View Website Email Lawyer View Lawyer Profile

My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...

(973) 559-5566 60 Pompton Ave
Verona, NJ 07044

(561) 989-9080 2255 Glades Rd
#300e
Boca Raton, FL 33431

Claimed Lawyer Profile

John Alexander Bates

Westchester County, NY Securities Law Attorney. 13 years experience

(914) 290-4100 707 Westchester Avenue
Suite 411
White Plains, NY 10604

Securities, Employment and Immigration
Seattle University School of Law

Show Preview

View Website Email Lawyer View Lawyer Profile

J. Alexander Bates is the founder and managing partner of The Bates Law Firm. He is a resident of Fairfield, Connecticut with over 10 years of experience working in large firms and corporations in New York and Connecticut. His practice involves representing clients in immigration, securities and employment law matters. He is currently licensed in New York. Originally from Millburn, NJ, he attended Deerfield Academy, Colorodo College and Seattle University School of Law before settling in Connecticut. He is a member of local national organizations including, American Immigration Lawyers Association, The Connecticut Sons...

Claimed Lawyer ProfileBlawgsearch

Jaimie F. Dockray

New York County, NY Securities Law Lawyer.

(212) 684-0300 915 Broadway
#900
New York, NY 10010

Securities, Business and Employment
New England School of Law

View Website Email Lawyer View Lawyer Profile

Claimed Lawyer Profile

Jay P. Saltzman

New York County, NY Securities Law Attorney. 22 years experience

(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017

Securities, Antitrust and Consumer
Benjamin N. Cardozo School of Law

Show Preview

View Website Email Lawyer View Lawyer Profile

Jay P. Saltzman specializes in consumer and securities class actions, antitrust litigation and employment litigation.

Claimed Lawyer Profile

Anna Rubin

New York County, NY Securities Law Attorney. 10 years experience

(212) 804-7012 11 Broadway, Suite 814
New York, NY 10004

Securities, Criminal, DWI and Domestic Violence
Benjamin N. Cardozo School of Law

Show Preview

View Website View Lawyer Profile

Anna Rubin focuses her practice on Criminal Defense matters in New York State and Federal Courts. Ms. Rubin is a former prosecutor who served in numerous bureaus and divisions of the Kings County District Attorney's Office, including the prestigious Rackets Division, where she concentrated on White Collar cases. Ms. Rubin provides aggressive, effective representation for her clients.

Securities Lawyers in Nearby Cities

FAQ Lawyers Get Listed

Related Practice Areas

Arbitration & Mediation
Broker Fraud
Business Law

Need a lawyer?

The Justia Lawyer Directory is a listing of lawyers, legal aid organizations, and pro bono legal service organizations. Whether you were injured, are accused of a crime, or are merely engaging in everyday affairs that affect your legal rights or property, an attorney can help you resolve problems or prevent new ones from arising.

Here are just a few situations where you might want to seek the advice of an attorney:

You were injured in a car or truck accident
You have been arrested and charged with a crime, such as DUI or shoplifting
You are considering separating from your spouse
You have been subjected to harassment or other discrimination at work

Use Justia to research and compare attorneys so that you can make an informed decision when you hire your counsel.

It is important to research an attorney before hiring him or her. Be sure to evaluate an attorney's experience (types of cases handled, prior results obtained, etc.). Although prior results are not indicative of the likelihood of success in your case, they can help you make an informed decision.

Also worth serious consideration is the attorney's location, particularly if you will be traveling to visit him or her for consultations.

Finally, research an attorney to see whether he or she has ever been subject to discipline. Although disciplinary actions do not necessarily impact the attorney's competence to handle your case, they may affect your decision whether to hire.

Researching Attorney Discipline

Find out whether an attorney has ever been disciplined.