New York City, New York Securities Lawyers

Robert L. Herskovits
PREMIUM

New York, NY Securities Law Lawyer

Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and... Read More »
10.0Justia Lawyer Rating for Robert L. Herskovits View Profile
Jenice Malecki
PREMIUM

New York, NY Securities Law Attorney with 27 years experience

Jenice L. Malecki is a well-known securities attorney and the founder of Malecki Law. She is a successful and aggressive litigator with a uniquely diverse background representing thousands of investors and industry... Read More »
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John R. Menz
PREMIUM

New York Securities Law Attorney with 33 years experience

Columbia Law SchoolNew York
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Adam J. Heckler
PREMIUM

New York, NY Securities Law Attorney

St. John's University School of LawU.S. District Court, Eastern District of New York, U.S. District Court, Southern District of New York, New Jersey and New York
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Darryl J. Bouganim
PREMIUM

Free Consultation! Experienced & Effective Securities Law Representation!

I am a skilled securities law attorney. I tirelessly advocate for the rights and interests of individuals and employees in a vast array of areas! Visit my website for reviews and results, call for a free consultation. Read More »
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Louis A Russo
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 11 years experience
(646) 883-1426 12 E 49th Street
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Bankruptcy and Business
Maurice A. Deane School of Law at Hofstra University
I help domestic and international businesses and their directors and officers resolve complex commercial litigation disputes through practical and economical pre-suit negotiations and, if necessary, litigation (federal and state), arbitration, and mediation.

For all of my clients, I strive to understand their businesses as well as they do and work efficiently to achieve their desired outcomes hopefully without need for litigation. All of my clients have come to expect that I will provide frank but value-added legal advice that empowers them to consider salient risks and act decisively.

I have successfully represented clients in a wide range of disputes involving corporate...
David S. Rich
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 24 years experience
(212) 209-3972 708 3rd Avenue
Sixth Floor, Suite #64
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
Adam J. Heckler
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney with 6 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Bankruptcy, Business and Employment
St. John's University School of Law
Jaimie F. Dockray
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business and Employment
New England School of Law
Ruth Jin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer
(646) 863-3403 200 Park Avenue
Suite 1700
New York, NY 10166
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
Ross B. Intelisano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 24 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Marvin L. Frank
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney with 28 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Anthony M. Abraham Esq.
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 37 years experience
(877) 430-4877 445 Park Ave
9th Floor
New York, NY 10022
Free ConsultationSecurities and Stockbroker Fraud
Hofstra University
Mary Grace White
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law
Anthony George Mango
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 25 years experience
(877) 464-2889 225 W 34th St
#1919
New York, NY 10122
Free ConsultationSecurities, Business, Employment and Entertainment & Sports
St. John's University School of Law and St. John's University School of Law
Daniel J. Swayze
PREMIUM

New York, NY Securities Law Attorney

Daniel J. Swayze serves as an Associate at Rich, Intelisano & Katz, LLP, where his practice focuses on complex commercial, construction, and securities, and financial fraud litigation. Mr. Swayze represents clients... Read More »
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Asher Hawkins
PREMIUM

Free Consultation! Knowledgeable & Dedicated Securities & Antitrust Attorney!

I am a knowledgeable and experienced securities and antitrust law attorney. I provide skilled representation for a wide range of legal matters. Visit my website for settlements and verdicts, call for a free consultation. Read More »
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Anna Rubin
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 12 years experience
(212) 804-7012 11 Broadway, Suite 814
New York, NY 10004
Securities, Criminal, DWI and Domestic Violence
Benjamin N. Cardozo School of Law
Anna Rubin focuses her practice on Criminal Defense matters in New York State and Federal Courts. Ms. Rubin is a former prosecutor who served in numerous bureaus and divisions of the Kings County District Attorney's Office, including the prestigious Rackets Division, where she concentrated on White Collar cases. Ms. Rubin provides aggressive, effective representation for her clients.
Nyarumba Nota Esq
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 19 years experience
(646) 808-0750 11 Broadway, Ste 615
New York, NY 10004
Free ConsultationSecurities, Business, Collections and Construction
I am a Barrister, Attorney and Counselor-at-Law admitted in New York, United Kingdom (England & Wales) and Anguilla, BWI. I assist Start-Ups, Businesses, Corporations, Hedge Funds and Individuals with representation in Court, Drafting documentation or agreements and carrying out comprehensive Legal Due Diligence for potential business partners, investors, financial services, high net worth individuals and legal communities.
Clem G. Turner
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 21 years experience
(646) 393-4701 110 Wall Street
11th Floor
New York, NY 10005
Free ConsultationSecurities, Business, Entertainment & Sports and IP
Georgetown University Law Center
Robert J. Moses
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 26 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
Robert W. Anderson
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 32 years experience
(212) 742-3390 26 Broadway
21st Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson represents clients in mergers & acquisitions, intellectual property, securities law matters, and start-up companies.
Thomas Wyckoff
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 27 years experience
(212) 256-8403 14 Wall Street
New York, NY 10005
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
Amy D'Agostino
Claimed Lawyer Profile
New York, New York Securities Law Lawyer with 15 years experience
(212) 408-1023 30 Rockefeller Plaza
New York, NEW YORK 10112
Securities, Business and IP
Pace University School of Law
Robert R. Miller
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York Law School
Brian J. Neville
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 25 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York University School of Law
Daniel E. Katz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 37 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
Gregory A. Frank
PREMIUM

Free Consultation! Successful & Experienced Securities Law Attorney! Call Now!

I have been advocating for the rights and interests of my clients for 25 years. I am committed to providing exceptional service and legal representation! Call for a free consultation! Visit my website for case results. Read More »
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Robert R. Miller
PREMIUM

Free Consultation! Aggressive & Determined Advocacy! Skilled Securities Lawyer!

I provide exceptional legal representation for securities law matters. I strongly advocate for the rights and interests of those with securities law needs! Visit my website to see results, call for a free consultation. Read More »
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Michael J. DeRienzo
Claimed Lawyer ProfileLII SilverBlawgsearch
New York, NY Securities Law Lawyer
(866) 966-9598 360 Lexington Ave
#1400
New York, NY 10017
Securities, Arbitration & Mediation and Stockbroker Fraud
Villanova University School of Law
Mario Naim
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 15 years experience
(646) 583-0657 90 Park Avenue, Suite 1700
New York, NY 10022
Securities and Business
My legal practice is focused on serving growth companies throughout the venture capital life cycle - from start-ups to public companies – with respect to the key areas of business law: corporate, securities, business combinations and commercial transactions. I also assist managers and investment advisers in forming private investment funds, including hedge, venture capital, real estate, natural resources and private equity funds, provide advice with respect to securities regulation and capital raising.
John Tollefsen
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 44 years experience
(212) 964-1960 5 Penn Plaza, 23rd Floor
New York, NY 10001
Securities, Appeals, Bankruptcy and Business
Suffolk University, Willamette University and University of Washington School of Law
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
Samantha Plesser
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 9 years experience
(401) 935-9391 130 West 79th St
Apt. 3B
New York, NY 10024
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
Saboor H. AbdulJaami
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 15 years experience
(646) 435-0668 410 Park Avenue
Suite 1530
New York, NY 10022
Securities, Business and International
New York University School of Law
Martin P. Russo
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 25 years experience
(212) 363-2000 350 5th Ave Ste 7230
New York, NY 10118-0110
Securities, Business and Criminal
Harvard Law School
Martin P. Russo is an accomplished litigator with more than 20 years of experience handling complex business litigation in state and federal courts nationwide, as well as before a panoply of alternative dispute resolution forums. His practice includes sophisticated commercial disputes, financial services litigation, regulatory defense, white collar defense, corporate compliance and internal investigations for publicly-held and private companies in the?United States?and abroad.

Marty has developed a robust practice representing prominent local and international individuals and entities in multi-jurisdictional litigation. His ‘value-added’ and a key driver of success is the ability to craft and execute innovative strategies to accomplish his clients’...
Daniel J. Swayze
Claimed Lawyer ProfileLII GoldSocial Media
New York, NY Securities Law Attorney with 4 years experience
(212) 684-0300 915 Broadway
Suite 900
New York, NY 10010
Securities, Bankruptcy, Business and Construction
Boston College Law School
Daniel J. Swayze serves as an Associate at Rich, Intelisano & Katz, LLP, where his practice focuses on complex commercial, construction, and securities, and financial fraud litigation.

Mr. Swayze represents clients in a variety of matters including major contractors and owners involved in construction disputes, various entities with arguments arising out of complicated financial investments and transactions, parties involved in variety of employment disagreements, and shareholders involved in disputes over control, management, and intellectual property of commercial entities. He has also helped several clients enforce their rights as creditors in Bankruptcy Court, both in New York and New Jersey. Mr. Swayze...
Joshua Buhler
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer
(212) 422-7440 450 Seventh Avenue, 33rd Floor
New York, NY 10123
Securities, Business, Entertainment & Sports and IP
Cornell University
I offer the following: - Strategic and legal advice to small/mid-cap businesses and their founders - Corporate and LLC formation - Partnership, shareholder and LLC operating agreements - Employment contracts - Non-compete, non-solicit and confidentiality agreements - Trademark and copyright registration - Advice relating to seed and venture capital financings, as well as founders' exits (e.g. M&A) I have advised dozens of companies in such diverse sectors as entertainment, technology and digital media, food products and fashion.
Jessica Murzyn
Claimed Lawyer ProfileLII GoldBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Consumer
University of Pennsylvania
Diane Mall Sammarco
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 20 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School and Binghamton Universit
Barry R. Lax
PREMIUM

Free Consultation! Exceptional Lawyer! Advocacy for Complex Securities Matters!

I provide legal expertise and experience to those with securities law needs. I will zealously advocate for your legal rights and interests! Visit my website for case results and information, call for a free consultation! Read More »
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Michael S. Komar
PREMIUM

New York Securities Law Attorney with 36 years experience

Michael S. Komar has almost twenty-five years of experience handling complex insurance coverage and commercial litigation matters. Mr. Komar's insurance coverage litigation experience has included handling dozens... Read More »
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Gerard Romski
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 32 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School
Leonard Jeffrey Breslow
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 26 years experience
(212) 832-1930 767 Third Avenue
New York, NY 10017
Securities and Business
New York University School of Law
Mauro Wolfe
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 23 years experience
(212) 692-1017 1540 Broadway
New York, NY 10036
Securities, Criminal and International
Mauro M. Wolfe practices in the area of litigation, with a focus on white-collar criminal defense; securities enforcement, including Foreign Corrupt Practices Act investigations; complex civil and administrative litigation; internal corporate investigations; and data security and privacy matters. Mr. Wolfe has represented U.S. and foreign corporations, corporate executives, government officials and others in a broad range of white-collar criminal cases involving securities and commodities, bank and procurement fraud, customs and export violations and bribery.
Michael Eric Berman
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 22 years experience
450 7th Avenue
Suite 949
New York, NY 10123
Securities
University of Pennsylvania Law School
Michael E. Berman, P.C. has offices in Long Island and in Manhattan, and is managed by Michael Eric Berman, Esq. Mr. Berman received his JD degree from the Law School at the University of Pennsylvania in 1997 and his BS degree in Economics (magna cum laude) from the Wharton Business School in 1993
Justin M. Sher
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 18 years experience
(212) 202-2600 41 Madison Avenue
41st Floor
New York, NY 10010
Securities, Business, Criminal and Stockbroker Fraud
New York University School of Law
Justin Sher represents executives, entrepreneurs and companies in complex business disputes and white collar criminal investigations. He is the founder and managing partner of Sher LLP.
Michael Aures-Cavalieri
Claimed Lawyer Profile
New York, NY Securities Law Lawyer with 4 years experience
(646) 530-3763 60 Wall Street
New York, NY 10005
Securities
New York University School of Law and SUNY Buffalo Law School
Michael Aures-Cavalieri is a securities and derivatives attorney practicing in New York, NY. Michael graduated cum laude from the University at Buffalo Law School in 2014.
Jonathan Levine
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 18 years experience
(212) 850-2816 450 Lexington Ave
New York, NY 10017
Securities, Bankruptcy and Business
University of California at Los Angeles School of Law
Jacob H. Zamansky
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 37 years experience
(212) 742-1414 50 Broadway, 32nd Fl
New York, NY 10004
Securities and Employment
The George Washington University Law School and Temple University
Securities arbitration lawyer, Jake Zamansky, has extensive experience representing clients who have suffered substantial financial losses from stock broker fraud, negligence or misconduct by issuers of securities. Our law firm litigates in two venues: FINRA arbitration and federal and state court class action. We represent individual and institutional investors.
Justin Edward Silberberg
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 12 years experience
(212) 459-7225 The New York Times Building
620 Eighth Avenue
New York, NY 10018-1405
Securities
Brooklyn Law School
Justin Goldblatt
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 13 years experience
(212) 906-1719 885 Third Avenue
New York, NY 10022
Securities, Bankruptcy and Energy
Jonathan Kurta
PREMIUM

Free Consultation! Exceptional Advocacy for Investors’ Securities Law Matters!

I have extensive experience representing investors in securities law matters. I am dedicated to aggressive advocacy for your legal needs! Visit my website to see settlements and verdicts, call for a free consultation! Read More »
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Michael Liik
PREMIUM

New York, NY Securities Law Attorney

Pace Law SchoolNew Jersey and New York
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