Niagara Falls, New York Securities Lawyers

Christopher J. Gray
Claimed Lawyer ProfileBlawgsearchSocial Media
(866) 966-9598 360 Lexington Ave
#1400
New York, NY 10017
New York, NY Securities Law Lawyer with 22 years experience
Securities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Georgetown University
Christopher J. Gray has spent most of his career representing individuals and small businesses- almost exclusively as plaintiffs- in complex litigation, arbitrations, class actions, and trials and appeals in state and federal court.

Mr. Gray was admitted to the New York bar in 1997, is a member of the bars of the U.S. District Courts for the Eastern, Southern and Western Districts of New York, the U.S. District Courts for the Eastern and Northern Districts of Texas, the U.S. District Court for the District of North Dakota, the U.S. District Court for the Northern District of Ohio, the U.S. Court of...
Marvin L. Frank
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 28 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
New York Law School
Thomas P. Connolly
Claimed Lawyer ProfileBlawgsearch
Albany, NY Securities Law Attorney with 58 years experience
(518) 447-3303 677 Broadway
#500
Albany, NY 12207
Securities, Business and Real Estate
Thomas P. Connolly joined McNamee Lochner in 1966, has been a principal since 1970, and assumed the position as "Of Counsel" as of January 1, 2005. Tom's areas of concentration are public finance and securities, commercial and business litigation, and real estate.

Tom is admitted to practice law in Connecticut, the State of New York, the United States District Court for the Northern District of New York, the United States Court of Appeals for the Second Circuit, and the United States Supreme Court.
Manuel G.R. Rivera
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 22 years experience
(212) 318-3000 666 Fifth Avenue
33rd Floor
New York, NY 10103
Securities
Harvard Law School and Yale University
I am a New York-based corporate lawyer with more than 15 years of experience representing middle market public companies, particularly in technology, retail, mining and energy businesses, in securities law compliance and corporate governance matters, financing transactions and corporate acquisitions and mergers. I have guided several dozen U.S. public companies and foreign private issuers in complying with federal securities law periodic reporting requirements and new regulations including the JOBS Act, the Dodd-Frank Act and the Sarbanes-Oxley Act. I also advise major shareholders and corporate insiders in resales of restricted securities, estate planning transactions involving public company stock and compliance with insider...
Adam Gana
Claimed Lawyer ProfileBlawgsearchSocial Media
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationNew York, NY Securities Law Lawyer with 13 years experience
Securities, Appeals, Business and Employment
New York Law School
Ralph Stone
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 28 years experience
(917) 877-1208 1700 Broadway
41st Floor
New York, NY 10019
Securities, Business and Stockbroker Fraud
University of Texas School of Law
Ralph M. Stone, the founding partner, is recognized as a leading lawyer in the securities litigation, investor rights, and international discovery fields. He has represented public and private companies, hedge funds, and other institutional investors in a wide variety of commercial litigation in courts around the country and in FINRA and American Arbitration Association arbitrations, on creditor committees in international bankruptcies, and in various other forums. He actively represents and advises private banks and other non-U.S. institutions in major securities litigation, and he regularly represents and advises them in various hedge fund disputes and matters arising from collapsed funds. He...
Jonathan Kurta
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 11 years experience
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Mark J. Astarita
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 37 years experience
(212) 509-6544 100 Park Avenue
#1600
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Raoul Duggal
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 17 years experience
(212) 244-7570 450 Seventh Avenue
33rd Floor
New York, NY 10123
Free ConsultationSecurities, Business and International
New York University School of Law
Raoul Duggal is a corporate attorney focusing on the representation of start-up and venture-backed companies. He has advised companies and investors on numerous venture capital and angel investments and exits. In addition, he has extensive experience advising clients on a broad spectrum of domestic and international M&A transactions, including restructuring and refinancing transactions. Raoul also has experience with public companies and has advised on domestic and international IPOs. Raoul has represented a wide variety of start-up companies and investors, as well as numerous mid- and large-sized U.S. and European corporate clients. Raoul has extensive experience in such industry sectors as technology,...
Adam J. Weinstein
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney
(800) 810-4262 345 7th Ave 21st Floor
New York, NY 10001
Free ConsultationSecurities, Arbitration & Mediation and Business
New York Law School
Ross B. Intelisano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 24 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
John Tollefsen
Claimed Lawyer Profile
New York, NY Securities Law Attorney with 44 years experience
(212) 964-1960 5 Penn Plaza, 23rd Floor
New York, NY 10001
Securities, Appeals, Bankruptcy and Business
Suffolk University, Willamette University and University of Washington School of Law
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
Gregory A. Frank
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Mark Zafrin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney
(212) 730-7700 800 Third Avenue
24th Floor
New York, NY 10022
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
Irwin Weltz
Claimed Lawyer ProfileSocial Media
(877) 935-8952 1441 Broadway
3rd Floor
New York, NY 10018
Free ConsultationNew York, NY Securities Law Attorney with 26 years experience
Securities, Employment and Stockbroker Fraud
New York Law School
David Miller
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 9 years experience
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Houston Law Center
David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...
Jessica Murzyn
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 19 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Consumer
University of Pennsylvania
Jessica A. Murzyn has been a senior counsel at Rich, Intelisano & Katz, LLP since April 2013. Ms. Murzyn represents individual and institutional investors in securities arbitrations and litigation against financial firms.

Prior to joining Rich, Intelisano & Katz, LLP, Ms. Murzyn was an associate at Friedman Kaplan Seiler & Adelman LLP from October 2008 to March 2013. At Friedman Kaplan, she represented a variety of individual and corporate clients in securities, real estate and general commercial litigation and arbitrations. For example, she represented a high net worth client in a FINRA arbitration against the client’s investment...
Michael Liik
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Securities, Arbitration & Mediation and Business
Pace Law School
Frank Xu
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 12 years experience
(212) 488-2580 40 Wall Street
Suite 3301
New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Columbia Law School and Peking University Law School
A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
Robert W. Anderson
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 32 years experience
(212) 742-3390 26 Broadway
26th Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson represents clients in mergers & acquisitions, intellectual property, securities law matters, and start-up companies.
John G. Rich
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 37 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
Steven Cramer
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 25 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Robert A. Kantas
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
Darryl J. Bouganim
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Securities, Arbitration & Mediation, Employment and Stockbroker Fraud
Michigan State University
Mary Grace White
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law
Asher Hawkins
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 4 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
Daniel E. Katz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Lawyer with 37 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
Robert J. Grand
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 24 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Benjamin N. Cardozo School of Law
Brent Adam Burns
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 25 years experience
New York City Bar Association
43 West 43rd Street, Ste. 229
New York, NY 10036-7424
Free ConsultationSecurities, Arbitration & Mediation, Employment and Stockbroker Fraud
New York Law School
The focus of our practice is the representation of individual and institutional investors in arbitrations and litigations involving claims of breach of fiduciary duty, breach of contract, mismanagement, stock fraud, suitability, unauthorized trading, negligence and churning.

I also regularly represent those who work in the financial services regarding recruiting practices including issues relating to the Protocol for Broker Recruiting; non-solicit, non-compete and other restrictive covenants; customer privacy and other regulatory issues; best-practices for preserving a book of business through a transition; Form U5 negotiations; responding to FINRA inquiries; promissory notes; bonus disputes; team disputes; temporary restraining orders (TROs); expedited FINRA arbitrations;...
Stuart David Meissner
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 30 years experience
(866) 764-3100 1430 Broadway
Suite 1802
New York, NY 10018
Free ConsultationSecurities, Arbitration & Mediation, Criminal and Stockbroker Fraud
New York University School of Law and Maurice A. Deane School of Law at Hofstra University
Specialized nationally recognized high profile boutique investor arbitration/ litigation/ SEC/FINRA / Whistleblower regulatory law firm. Obtained the largest accounting related SEC Whistleblower award in history of 23 Million dolllars . Select Criminal Representation in NY. Securities related representation includes nationwide securities arbitration involving large and small wall street firms on behalf of investors, as well as individual employees with employment dispute issues within the securities industry. Record FINRA win statistics. Decades of quality representation involving misrepresentation, unsuitable products, breach of fiduciary duty, fraud, promissory notes, securities employment related claims, breach of contract, unsuitable advice/mismanagement relating to stock, bonds, options,...
Daniel J. Swayze
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 4 years experience
(212) 684-0300 915 Broadway
Suite 900
New York, NY 10010
Securities, Bankruptcy, Business and Construction
Boston College Law School
Daniel J. Swayze serves as an Associate at Rich, Intelisano & Katz, LLP, where his practice focuses on complex commercial, construction, and securities, and financial fraud litigation.

Mr. Swayze represents clients in a variety of matters including major contractors and owners involved in construction disputes, various entities with arguments arising out of complicated financial investments and transactions, parties involved in variety of employment disagreements, and shareholders involved in disputes over control, management, and intellectual property of commercial entities. He has also helped several clients enforce their rights as creditors in Bankruptcy Court, both in New York and New Jersey. Mr. Swayze...
Ruth Jin
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer
(646) 863-3403 200 Park Avenue
Suite 1700
New York, NY 10166
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
Mr. Richard Albert Luthmann Jr.
Claimed Lawyer ProfileSocial Media
Staten Island, NY Securities Law Attorney with 14 years experience
(718) 447-0003 1811 Victory Boulevard
Staten Island, NY 10314
Securities, Business, Elder and Estate Planning
University of Miami School of Law and New York Law School
Sandra P. Lahens
Claimed Lawyer ProfileBlawgsearchSocial Media
New York, NY Securities Law Attorney with 14 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Fordham University School of Law
Sandra P. Lahens is a partner at Lax & Neville LLP. Sandra’s practice involves representing businesses and individuals in commercial litigation and arbitration regarding securities and investment disputes, employment matters and regulatory investigations. She has successfully arbitrated and mediated cases before the Financial Industry Regulatory Authority (“FINRA”), the American Arbitration Association (“AAA”), JAMS, and litigated cases in federal and state courts, including in appeals before the New York Court of Appeals for the Second Circuit and the New York State Appellate Division.

Sandra represents investors nationwide in customer sales practice disputes against their registered representatives, broker dealers and registered investment advisors...
John R. Menz
Claimed Lawyer ProfileSocial Media
White Plains, NY Securities Law Attorney with 33 years experience
(914) 949-0222 1 N Lexington Ave
#1550
White Plains, NY 10601
Securities and Business
Columbia Law School
John R. Menz has represented corporate and individual clients in sophisticated legal matters concerning contract disputes, securities regulation, real property, product liability and employment law. He has litigated and arbitrated cases in a variety of forums, including federal courts, state courts, the American Arbitration Association, and the New York Stock Exchange. Mr. Menz offers corporate and individual clients a fluent understanding of the terms, conditions and strategies involved in complex financial transactions gained from his long legal experience and skills obtained as a former tax accountant at Price Waterhouse.

Mr. Menz has successfully defended claims against financial institutions in courts and...
Michael S. Komar
Claimed Lawyer ProfileSocial Media
White Plains, NY Securities Law Attorney with 36 years experience
(914) 949-0222 1 N Lexington Ave
#1550
White Plains, NY 10601
Securities, Business and Insurance Defense
Cornell University

Michael S. Komar has almost twenty-five years of experience handling complex insurance coverage and commercial litigation matters. Mr. Komar's insurance coverage litigation experience has included handling dozens actions involving pollution, asbestos, silica, lead paint, toxic tort, construction defect, general liability and California Prop. 64 and 65 claims, in addition to representing insurance clients in prepackaged bankruptcy, reinsurance, broker liability and first-party property disputes. Many of the coverage actions defended by Mr. Komar involved claims not only for declaratory judgment and breach of contract, but also bad faith and unfair claim handling practices.

Mr. Komar has developed an intimate working knowledge of...
Clem G. Turner
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Attorney with 21 years experience
(646) 393-4701 110 Wall Street
11th Floor
New York, NY 10005
Free ConsultationSecurities, Business, Entertainment & Sports and IP
Georgetown University Law Center
Joshua Buhler
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer
(212) 422-7440 450 Seventh Avenue, 33rd Floor
New York, NY 10123
Securities, Business, Entertainment & Sports and IP
Cornell University
I offer the following: - Strategic and legal advice to small/mid-cap businesses and their founders - Corporate and LLC formation - Partnership, shareholder and LLC operating agreements - Employment contracts - Non-compete, non-solicit and confidentiality agreements - Trademark and copyright registration - Advice relating to seed and venture capital financings, as well as founders' exits (e.g. M&A) I have advised dozens of companies in such diverse sectors as entertainment, technology and digital media, food products and fashion.
Samantha Plesser
Claimed Lawyer ProfileSocial Media
New York, NY Securities Law Lawyer with 9 years experience
(401) 935-9391 130 West 79th St
Apt. 3B
New York, NY 10024
Securities, Arbitration & Mediation, Employment and International
Cornell University
Samantha Plesser most recently received a Master of Science in Public Policy and Management from The New School of Public Engagement and is an attorney in New York City with more than five years’ experience monetizing labor and employment risks within government and corporate affairs teams of consumer goods, retail and professional services sectors. She also holds two Bachelor of Arts from Brown University and a Jurist Doctorate from Cornell Law School. Her diverse skills include researching and writing about regulatory policy, analyzing ROI, and increasing engagement across human rights, justice and supply chain issues. Realizing that to make a...
Anthony M. Abraham Esq.
Claimed Lawyer ProfileBlawgsearchSocial Media
Carmel Hamlet, NY Securities Law Attorney with 37 years experience
(845) 225-2091 19 Benedict Pl
Carmel Hamlet, NY 10512
Free ConsultationSecurities and Stockbroker Fraud
Hofstra University
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