Onondaga County, New York Securities Lawyers

Barry R. Lax
Claimed Lawyer ProfileBlawgsearch
New York County, NY Securities Law Lawyer with 25 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Cardozo School Of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Robert L. Herskovits
Claimed Lawyer ProfileBlawgsearchSocial MediaResponsive Law
(212) 897-5410 1185 Ave of the Americas
37th Floor
New York, NY 10036
Free ConsultationNew York County, NY Securities Law Lawyer
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...
Gregory A. Frank
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Free ConsultationSecurities, Antitrust and Consumer
Georgetown University Law Center
Mark Zafrin
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney
(212) 730-7700 800 Third Avenue
24th Floor
New York, NY 10022
Securities, Business, Health Care and Real Estate
New York University School of Law and St. John's University School of Law
Mark Zafrin has over thirty years of transactional experience and handles a broad range of matters for clients in the Healthcare & Pharmaceutical and Financial Services industries. He possesses in-depth knowledge of FHA and conventional mortgage financing, mezzanine and private equity financing and healthcare Certificate of Need applications. He has vast experience representing clients in extremely complex and difficult mergers and acquisitions of healthcare facilities, hospitals, federally financed clinics, ambulatory surgery centers and large physician practice groups. As General Counsel, Mr. Zafrin advises and assists his clients, ranging from nursing homes to assisted living centers and clinics (including primary care...
Frank Xu
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney with 12 years experience
(212) 488-2580 40 Wall Street
Suite 3301
New York, NY 10005
Securities, Business, Real Estate and Tax
The George Washington University Law School, Columbia Law School and Peking University Law School
A graduate of Peking University Law School, PRC and Columbia University Law School, Frank Xu is a learned, successful and aggressive advocate. Frank Xu advises small/medium firms, companies and institutions on capital investment, financing contracts and cross-border acquisitions, and provides in-depth research on related U.S. laws, rules and regulations. Frank Xu drafts international trade contracts, commercial and financing agreements, and manages related litigation. Frank Xu is admitted to the New York Supreme Court, United States District Court, S.D.N.Y., United States Federal Circuit, 2d Circuit, and Court of International Trade.
Darryl J. Bouganim
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Securities, Arbitration & Mediation, Employment and Stockbroker Fraud
Michigan State University
Anthony M. Abraham Esq.
Claimed Lawyer ProfileBlawgsearchSocial Media
Putnam County, NY Securities Law Attorney with 37 years experience
(845) 225-2091 19 Benedict Pl
Carmel Hamlet, NY 10512
Free ConsultationSecurities and Stockbroker Fraud
Hofstra University
Robert R. Miller
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
New York Law School
Mark J. Astarita
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney with 37 years experience
(212) 509-6544 100 Park Avenue
#1600
New York, NY 10017
Free ConsultationSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Asher Hawkins
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney with 4 years experience
(800) 497-8076 370 Lexington Ave
#1706
New York, NY 10017
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
John Alexander Bates
Claimed Lawyer ProfileSocial Media
Westchester County, NY Securities Law Attorney with 15 years experience
(914) 290-4100 707 Westchester Avenue
Suite 411
White Plains, NY 10604
Securities, Employment and Immigration
Seattle University School of Law
J. Alexander Bates is the founder and managing partner of The Bates Law Firm. He is a resident of Fairfield, Connecticut with over 10 years of experience working in large firms and corporations in New York and Connecticut. His practice involves representing clients in immigration, securities and employment law matters. He is currently licensed in New York. Originally from Millburn, NJ, he attended Deerfield Academy, Colorodo College and Seattle University School of Law before settling in Connecticut. He is a member of local national organizations including, American Immigration Lawyers Association, The Connecticut Sons...
Steven Cramer
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer with 25 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Nyarumba Nota Esq
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer with 19 years experience
(646) 808-0750 11 Broadway, Ste 615
New York, NY 10004
Free ConsultationSecurities, Business, Collections and Construction
I am a Barrister, Attorney and Counselor-at-Law admitted in New York, United Kingdom (England & Wales) and Anguilla, BWI. I assist Start-Ups, Businesses, Corporations, Hedge Funds and Individuals with representation in Court, Drafting documentation or agreements and carrying out comprehensive Legal Due Diligence for potential business partners, investors, financial services, high net worth individuals and legal communities.
Marc Fitapelli
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer
(877) 238-4175 28 Liberty St
30th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation, Real Estate and Stockbroker Fraud
Maurice A. Deane School of Law at Hofstra University
Robert W. Anderson
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney with 32 years experience
(212) 742-3390 26 Broadway
26th Floor
New York, NY 10004
Securities, Business, Communications and IP
Fordham University School of Law
Robert W. Anderson represents clients in mergers & acquisitions, intellectual property, securities law matters, and start-up companies.
Mary Grace White
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
New York University School of Law
Jonathan C Dunsmoor
Claimed Lawyer ProfileSocial Media
Erie County, NY Securities Law Attorney with 8 years experience
(716) 371-1936 We are available by appointment only.
3028 Elmwood Ave - Ste A
Buffalo, NY 14150
Free ConsultationSecurities, Business, Trademarks and White Collar Crime
SUNY Buffalo Law School and Elon University School of Law
Jonathan's practice helps businesses of all sizes grow whether it is from inception to a DPO (Direct Public Offering). We are here to provide you and your company with exceptional legal service in one of the most trying times of your business; growth. Additionally, Dunsmoor Law also helps clients with contract disputes, employer/employee agreements, and various other business matters.

Jonathan's prior experience includes being of counsel for a small, international securities firm and various areas of public interest law including a legal fellowship with the American Civil Liberties Union of Pennsylvania. Dunsmoor Law represents clients throughout the world regardless of size.

Experienced...
John R. Menz
Claimed Lawyer ProfileSocial Media
Westchester County, NY Securities Law Attorney with 33 years experience
(914) 949-0222 1 N Lexington Ave
#1550
White Plains, NY 10601
Securities and Business
Columbia Law School
John R. Menz has represented corporate and individual clients in sophisticated legal matters concerning contract disputes, securities regulation, real property, product liability and employment law. He has litigated and arbitrated cases in a variety of forums, including federal courts, state courts, the American Arbitration Association, and the New York Stock Exchange. Mr. Menz offers corporate and individual clients a fluent understanding of the terms, conditions and strategies involved in complex financial transactions gained from his long legal experience and skills obtained as a former tax accountant at Price Waterhouse.

Mr. Menz has successfully defended claims against financial institutions in courts and...
Daniel E. Katz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer with 37 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School and University of Michigan Law School
Kevin T. O'Brien
Claimed Lawyer ProfileSocial Media
Erie County, NY Securities Law Lawyer with 18 years experience
(716) 885-1150 12 Fountain Plaza, Suite 600
Buffalo, NY 14202
Free ConsultationSecurities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Brooklyn Law School
Attorney focusing on FINRA Securities Arbitration, Consumer Protection and Professional Liability in Buffalo and Rochester, New York.
Sandra P. Lahens
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney with 14 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Arbitration & Mediation, Business and Employment
Fordham University School of Law
Sandra P. Lahens is a partner at Lax & Neville LLP. Sandra’s practice involves representing businesses and individuals in commercial litigation and arbitration regarding securities and investment disputes, employment matters and regulatory investigations. She has successfully arbitrated and mediated cases before the Financial Industry Regulatory Authority (“FINRA”), the American Arbitration Association (“AAA”), JAMS, and litigated cases in federal and state courts, including in appeals before the New York Court of Appeals for the Second Circuit and the New York State Appellate Division.

Sandra represents investors nationwide in customer sales practice disputes against their registered representatives, broker dealers and registered investment advisors...
Diane Mall Sammarco
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer with 20 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business, Construction and Employment
Brooklyn Law School and Binghamton Universit
Diane Mall Sammarco is Of Counsel to Rich, Intelisano & Katz, LLP. Ms. Sammarco represents investors in securities arbitration and litigation against financial firms, as well as employees in industry disputes and self-regulatory investigations. Ms. Sammarco joined the firm’s predecessor, Rich & Intelisano, LLP, in 2008.

In June 2010, Ms. Sammarco was part of the team at Rich & Intelisano, LLP that won the Bayou v. Goldman Sachs Execution & Clearing case: a $20.6 million FINRA arbitration award against Goldman Sachs related to the Bayou hedge fund fraud. The 18-day hearing generated a 100% recovery of the compensatory damages requested. It...
David S. Rich
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer with 24 years experience
(212) 209-3972 708 3rd Avenue
Sixth Floor, Suite #64
New York, NY 10017
Securities, Appeals, Business and Employment
Columbia Law School
David S. Rich is the founding member of the Law Offices of David S. Rich, LLC. Mr. Rich is a New York City Business Litigation Attorney. Mr. Rich litigates civil, commercial, employment, and securities matters in federal and state courts in New York and New Jersey, and arbitrates such matters before FINRA and other arbitral bodies. Mr. Rich also litigates appeals. Mr. Rich has represented clients in, among other civil and commercial matters, breach of contract actions, business torts cases, bankruptcy and adversary proceedings, civil racketeering actions, oppressed minority shareholder disputes, product liability litigation, franchisor-franchisee litigation, qui tam...
David Miller
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer with 9 years experience
(212) 618-1330 14 Wall St
20th Floor
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
University of Houston Law Center
David Miller received his Bachelor of Arts degree in Economics and Political Science from Vanderbilt University. He received his Juris Doctor degree from the University of Houston Law Center, where he was a Lex Award recipient. As an associate attorney of Shepherd Smith Edwards & Kantas LTD LLP, Mr. Miller maintains an active securities arbitration and litigation practice. Mr. Miller has successfully represented individual investors, high net worth and institutional investors, corporate executives, regional banks and municipal issuers

Prior to beginning his law practice, Mr. Miller served as an officer in the corporate trust and investment banking groups at major...
Ross B. Intelisano
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney with 24 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
Brooklyn Law School
Andrew Abramowitz
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer with 20 years experience
(212) 972-8882 565 Fifth Avenue
9th Floor
New York, NY 10017
Securities, Business and Real Estate
New York University School of Law
Andrew Abramowitz is a corporate and securities transactional attorney with outstanding depth and breadth of experience. In 2010, following years of intensive experience as a partner and associate at the New York offices of prominent, international law firms, he launched his own practice.

His goal is to provide clients with the sophisticated legal representation and prompt response time found at large law firms, together with attributes not often associated with those firms: consistent partner-level attention to every aspect of a matter, not merely at the initial client meeting; responsiveness to the client’s needs unhampered by large firm bureaucracy; and a reasonable...
Jaimie F. Dockray
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Business and Employment
New England School of Law
Robert J. Grand
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney with 24 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Benjamin N. Cardozo School of Law
Wallace Anthony Showman
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer with 30 years experience
(713) 860-1600 460 Park Avenue
21st Floor
New York, NY 10022
Securities, Business and Consumer
New York University
Wallace A. Showman has litigated dozens of successful class actions and derivative cases involving securities, corporate transactions, and consumer protection over the past thirty years. Mr. Showman’s federal practice is nationwide, and he is a member of the federal bars in New York and Colorado, as well as the appellate bar in the Second Circuit (New York) and Fifth Circuit (Texas). He is also admitted to practice in the United States Supreme Court.
Joseph Andrew Gershman
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer with 22 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Bankruptcy and Real Estate
Harvard Law School
Joshua Buhler
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer
(212) 422-7440 450 Seventh Avenue, 33rd Floor
New York, NY 10123
Securities, Business, Entertainment & Sports and IP
Cornell University
I offer the following: - Strategic and legal advice to small/mid-cap businesses and their founders - Corporate and LLC formation - Partnership, shareholder and LLC operating agreements - Employment contracts - Non-compete, non-solicit and confidentiality agreements - Trademark and copyright registration - Advice relating to seed and venture capital financings, as well as founders' exits (e.g. M&A) I have advised dozens of companies in such diverse sectors as entertainment, technology and digital media, food products and fashion.
Ruth Jin
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Lawyer
(646) 863-3403 200 Park Avenue
Suite 1700
New York, NY 10166
Securities, Business and International
Georgetown University Law Center
Ruth Jin has extensive experience in corporate and securities laws. She regularly represents private equity firms and hedge funds from fund formation and investment management to project financing, including acquisition financing; and represents corporations for equity/debt securities offering, mergers and acquisitions, joint ventures, and general corporate matters. Ruth's clients range from entrepreneurs and emerging companies to Fortune 500 companies. She advises businesses through all stages of growth from start-up and capital financing right through to initial public offering and counsels on the ongoing securities law compliance and periodic reporting obligations. She also provides broker-dealers with regulatory compliance related legal advice....
Michael Liik
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney
(212) 943-1233 11 Broadway
#715
New York, NY 10004
Securities, Arbitration & Mediation and Business
Pace Law School
New York County, NY Securities Law Lawyer
New York, NY 10005
Free ConsultationSecurities, Arbitration & Mediation and Stockbroker Fraud
John G. Rich
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Attorney with 37 years experience
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Securities, Arbitration & Mediation, Business and Construction
The University of Utah S.J. Quinney College of Law
Justin Goldblatt
Claimed Lawyer ProfileSocial Media
New York County, NY Securities Law Attorney with 13 years experience
(212) 906-1719 885 Third Avenue
New York, NY 10022
Securities, Bankruptcy and Energy
Thomas Wyckoff
Claimed Lawyer Profile
New York County, NY Securities Law Attorney with 27 years experience
(212) 256-8403 14 Wall Street
New York, NY 10005
Free ConsultationSecurities and Business
Albany Law School
• Pragmatic interpretation, drafting, negotiation, clarification and explanation to management, execution, & closing of all contractual matters. • Negotiation and design of employment agreements, stock option, stock appreciation rights, & termination settlement arrangements. • Initiation, monitoring & management of long-term sourcing arrangements in multiple supply-chain and vendor environments (China, England, Mexico & Canada). • Entity formations & structures inclusive of tax & corporate governance in accordance with constituent objectives. • Analysis, creation & drafting of covenant structures in high-yield debt & commercial loan agreements. • Leveraged buyouts utilizing equity, high yield/bank debt sourced publicly/privately. • Exhaustive familiarity with 33/34 Act, Reg. A & “mini-IPO” provisions. • Drafting,...
Joseph Potashnik
Claimed Lawyer ProfileBlawgsearch
New York County, NY Securities Law Lawyer with 13 years experience
(212) 577-6677 111 Broadway
Suite 1305
New York, NY 10006
Securities, Criminal, Health Care and Stockbroker Fraud
My name is Joe Potashnik. I am the principal attorney at Joseph Potashnik & Associates We have offices in Manhattan and represent clients in four areas. 1. NYC residents that are under criminal investigation or have been arrested on State criminal charges. 2. We represent New York City residents that are under investigation or have been arrested on Federal Charges. 3. We represent professionals in the Medical and Healthcare field that might lose, or have lost, their professional license. 4. And we represent residents of New York City, or their family members, in all government investigations. We can assist any NYC resident and offer our legal...
Robert J. Moses
Claimed Lawyer ProfileBlawgsearchSocial Media
New York County, NY Securities Law Lawyer with 26 years experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Bankruptcy and Business
Benjamin N. Cardozo School of Law
John Tollefsen
Claimed Lawyer Profile
New York County, NY Securities Law Attorney with 44 years experience
(212) 964-1960 5 Penn Plaza, 23rd Floor
New York, NY 10001
Securities, Appeals, Bankruptcy and Business
Suffolk University, Willamette University and University of Washington School of Law
John is a international lawyer with multiple post graduate degrees from both U.S. and European schools. He is a certified Fraud Examiner and Certified Controls Specialist. He has extensive multifaceted experience in business law and litigation.
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