Ontario County Securities Lawyers

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Thomas Perry Setser
Claimed Lawyer ProfileSocial Media
Thomas Perry Setser
Monroe County, NY Securities Law Attorney with 23 years of experience
(585) 492-4700 400 Linden Oaks
Suite 110
Rochester, NY 14625
Securities and Military
Mississippi College School of Law
Thomas P. Setser, a Senior Associate in Tully Rinckey PLLC’s Rochester office, possesses extensive courtroom experience in all matters of litigation, having served the last 19 years as a military defense counsel, civilian counsel and Assistant District Attorney.

Prior to joining Tully Rinckey, Thomas began his legal career as U. S. Navy Judge Advocate, where he served on active duty as a military defense counsel, legal assistance attorney, discipline officer and brig officer. Upon leaving active duty, he opened his own legal practice as a solo practitioner and continued his military service as a Navy Reservist. After a one-year...
Roger Byrd
Monroe County, NY Securities Law Lawyer with 31 years of experience
(585) 263-1687 1100 Clinton Square
Rochester, NY 14604
Securities
Duke University School of Law
Peter Durant
Monroe County, NY Securities Law Lawyer
(585) 263-1227 1100 Clinton Square
Rochester, NY 14604
Securities, Business, Communications and Education
State University of New York at Buffalo
Carolyn Nussbaum
Monroe County, NY Securities Law Attorney with 37 years of experience
(585) 263-1558 1100 Clinton Square
Rochester, NY 14604
Securities, Arbitration & Mediation and Business
George Washington University
Brian Kopp
Monroe County, NY Securities Law Attorney
(585) 263-1395 1100 N Clinton Ave
Rochester, NY 14621
Securities, Business and Employment
Cornell Law School
Lori Green
Monroe County, NY Securities Law Attorney
(585) 263-1236 1100 Clinton Square
Rochester, NY 14604
Securities, Business and Environmental
Boston University School of Law
Justin Doyle
Monroe County, NY Securities Law Attorney
(585) 263-1359 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Cornell Law School
Richard Yarmel
Monroe County, NY Securities Law Attorney
(585) 263-1043 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
DePaul University College of Law
John Moragne
Monroe County, NY Securities Law Lawyer
(585) 263-1315 1100 Clinton Square
Rochester, NY 14604
Securities and Business
George Washington University Law School
Nathan Vander
Monroe County, NY Securities Law Lawyer
(585) 263-1312 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Syracuse University College of Law
Noreen Connolly
Monroe County, NY Securities Law Attorney
(585) 263-1597 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
University of Kansas School of Law
Daniel George McIntosh
Monroe County, NY Securities Law Lawyer with 49 years of experience
(310) 279-6484 130 East Ave
640
Rochester, NY 14604
Securities, Business, Entertainment & Sports and Real Estate
University of California, Berkeley School of Law
Jeremy Wolk
Monroe County, NY Securities Law Attorney
(585) 263-1050 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Hofstra University School of Law
III James
Monroe County, NY Securities Law Lawyer
(585) 263-1613 1100 Clinton Square
Rochester, NY 14604
Securities and Business
University of Michigan
Kathleen Carter
Monroe County, NY Securities Law Attorney
(585) 263-1238 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Villanova University School of Law
Richard McGuirk
Monroe County, NY Securities Law Lawyer
(585) 263-1644 1100 N Clinton Ave
Rochester, NY 14621
Securities, Arbitration & Mediation and Business
Brooklyn Law School
James Bourdeau
Monroe County, NY Securities Law Lawyer
(585) 263-1671 1100 Clinton Square
Rochester, NY 14604
Securities, Business and Environmental
Syracuse University College of Law
Scott Cristman
Monroe County, NY Securities Law Lawyer
(585) 263-1377 1100 N Clinton Ave
Rochester, NY 14621
Securities, Business and Tax
Syracuse University
John LaBoda
Monroe County, NY Securities Law Attorney
(585) 263-1044 1100 Clinton Square
Rochester, NY 14604
Securities and Business
State University of New York at Buffalo
Wanda Wuest
Monroe County, NY Securities Law Lawyer
(585) 263-1367 1100 Clinton Square
Rochester, NY 14604
Securities, Antitrust, Business and Construction
Deborah McLean
Monroe County, NY Securities Law Lawyer
(585) 263-1307 1100 Clinton Square
Rochester, NY 14604
Securities and Business
Cornell Law School
Benjamin Calkins Esq
Claimed Lawyer ProfileSocial Media
Benjamin Calkins Esq
Erie County, NY Securities Law Attorney with 39 years of experience
(888) 415-1740 17 Long Avenue
110
Hamburg, NY 14075
Securities, Arbitration & Mediation, Business and Real Estate
University of Michigan Law School
Ben Calkins is an honors graduate of Harvard College and the University of Michigan Law School.After law school, Mr. Calkins clerked for a Federal Judge before joining one of the World's largest law firms, Squire, Sanders & Dempsey.Mr. Calkins has also worked at and been a partner in several of the other most prominent old style law firms.

Ben Calkins started listening to the clients and to their many complaints about old style law firms.Mr. Calkins was committed to complete and total client satisfaction from the start of his legal career and recalls, with some pride, a client at his first...
Jonathan C Dunsmoor
Claimed Lawyer ProfileSocial Media
Jonathan C Dunsmoor
Erie County, NY Securities Law Attorney with 11 years of experience
(716) 371-1936 We are available by appointment only.
1 Seneca Street, Ste. 29-M32
Buffalo, NY 14203
Free ConsultationSecurities, Business, Trademarks and White Collar Crime
SUNY Buffalo Law School and Elon University School of Law
Jonathan's practice helps businesses of all sizes grow whether it is from inception to a DPO (Direct Public Offering). We are here to provide you and your company with exceptional legal service in one of the most trying times of your business; growth. Additionally, Dunsmoor Law also helps clients with contract disputes, employer/employee agreements, and various other business matters.

Jonathan's prior experience includes being of counsel for a small, international securities firm and various areas of public interest law including a legal fellowship with the American Civil Liberties Union of Pennsylvania. Dunsmoor Law represents clients throughout the world regardless of size.

Experienced...
Umar Farooq
Claimed Lawyer ProfileSocial Media
Umar Farooq
Erie County, NY Securities Law Lawyer with 14 years of experience
(716) 235-1825 Dig @ The Innovation Center
640 Ellicott Street, Suite 109
Buffalo, NY 14203
Free ConsultationSecurities, Business, Communications and IP
SUNY Buffalo Law School
When it comes to corporate and commercial law matters, you need an attorney that not only has a deep understanding of the law, but is passionate about your company’s continued success. With over eight years of experience practicing business law, including time at a global law firm, I provide personal service and practical solutions to tackle your most challenging legal issues. I also understand the importance of efficiently managing your legal budgets, which is why I offer flexible fee arrangements. To learn if I’m the right fit for your organization, schedule a free consultation today.
Kevin T. O'Brien
Claimed Lawyer ProfileSocial Media
Kevin T. O'Brien
Erie County, NY Securities Law Lawyer with 22 years of experience
(716) 885-1150 12 Fountain Plaza, Suite 600
Buffalo, NY 14202
Free ConsultationSecurities, Appeals, Arbitration & Mediation and Stockbroker Fraud
Brooklyn Law School
Attorney focusing on FINRA Securities Arbitration, Consumer Protection and Professional Liability in Buffalo and Rochester, New York.
Kevin Miles Kearney
Erie County, NY Securities Law Attorney
(716) 856-4000 140 PEARL ST STE 100
BUFFALO, NY 14202
Securities, Antitrust and Business
Emory University School of Law
Charles Jacobs
Erie County, NY Securities Law Attorney
(212) 940-3170 50 Fountain Plaza
Suite 1400
Buffalo, NY 14202
Securities, Business and Environmental
State University of New York at Buffalo
Martha Anderson
Erie County, NY Securities Law Attorney
(716) 853-8105 580 Main Street
Buffalo, NY 14202
Securities, Business and Health Care
State University of New York at Buffalo
Laurie Thomas Esq
Erie County, NY Securities Law Attorney
574 Bird Ave
Buffalo, NY 14222
Securities, Antitrust, Business and Estate Planning
John Koeppel
Erie County, NY Securities Law Lawyer
(716) 853-8137 580 Main Street
Buffalo, NY 14202
Securities, Business and Health Care
Justin Reich
Erie County, NY Securities Law Lawyer
(716) 848-8209 50 Fountain Plaza
Suite 1400
Buffalo, NY 14202
Securities and Business
School of Law
Ralph Behr
Claimed Lawyer ProfileQ&ABlawg SearchSocial MediaResponsive Law
Ralph Behr
(800) 761-3446 260 Madison Ave
New York, NY 10016
Free ConsultationNew York County, NY Securities Law Lawyer with 45 years of experience
Securities, Domestic Violence, Immigration and White Collar Crime
Maurice A. Deane School of Law at Hofstra University
Attorney Ralph Behr has been a prominent criminal trial attorney in Florida for over 30 years. His practice is 100% criminal trials, both Federal and State. Attorney Behr is the Chairman of the Criminal Law Committee of the South Palm Beach County Bar Association. Call if you have a criminal issue, have an immigration matter with criminal aspects, or want a consultation with Attorney Behr. Practicing in Miami, Fort Lauderdale, and New York, most of my work is cases of complexity and challenge. Your freedom is mine to protect! I have over thirty...
Robert L. Herskovits
Claimed Lawyer ProfileBlawg SearchSocial MediaResponsive Law
Robert L. Herskovits
(212) 897-5410 120 Wall St 25th Floor
New York, NY 10005
Free ConsultationNew York County, NY Securities Law Lawyer
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Benjamin N. Cardozo School of Law
Robert has decades of experience with disputes and investigations concerning the securities industry. Robert approaches each assignment with the benefit of having served as an in-house lawyer for a brokerage firm, and also having sat as a FINRA arbitrator for securities industry disputes. Robert’s practice is focused on securities litigation/arbitration and regulatory enforcement matters before FINRA and the SEC and CFTC. Robert advises broker/dealers, investment advisers, securities industry professionals and defrauded investors in varied litigation, arbitration and regulatory matters. Robert is certified as an arbitrator for FINRA, AAA and the NFA.

An active participant in the bar, Robert has...
Mark J. Astarita
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Mark J. Astarita
New York County, NY Securities Law Attorney with 40 years of experience
(212) 509-6544 11 Broadway
Suite 615
New York, NY 10004
Free ConsultationOffers Video ConferencingVideo ConfSecurities, Arbitration & Mediation, Business and Stockbroker Fraud
New York Law School
My legal practice has always involved the representation of stock market participants, including investors, financial professionals and firms, nationwide. My work includes representation of in connection with FINRA Examinations and Enforcement Proceedings, as well as SEC investigations. I also represent individual brokers from virtually every major firm in their contract negotiations, employment termination, U-4 and U-5 issues. In specialized situations where the facts or law present novel issues, I also represent investors. I have appeared before arbitration panels and regulators in 22 states, have written legal columns for a number of industry publications, been a...
Bradley L. Henry
Claimed Lawyer ProfileSocial Media
Bradley L. Henry
New York County, NY Securities Law Attorney with 15 years of experience
(212) 730-7700 800 3rd Ave.
24th Floor
New York, NY 10022
Free ConsultationSecurities, Business, Criminal and White Collar Crime
University of Tennessee College of Law and Florida Coastal School of Law
Brad Henry represents entities and individuals in criminal and regulatory litigation and investigations, international arbitrations, and internal investigations. Brad is a board-certified criminal trial specialist and has represented and defended clients in trials and investigations involving U.S. Attorneys’ Offices in over fifteen different districts around the country.

Brad represents clients in investigations and litigation involving the Department of Justice (National Security Division, Computer Crime and Intellectual Property Section, Environment and Natural Resources Division), Securities and Exchange Commission, Commodity Futures Trading Commission, Office of Foreign Assets Control, as well as other federal, state and local agencies. He also conducts internal investigations...
Mary Madeline Roberts
Claimed Lawyer ProfileQ&ASocial MediaResponsive Law
Mary Madeline Roberts
New York County, NY Securities Law Lawyer with 6 years of experience
(212) 616-7555 43 West 43rd Street
Ste. 182
New York, NY 10036
Free ConsultationSecurities, Business, Consumer and Entertainment & Sports
The University of Chicago Law School
A graduate of a top-five law school, Mary Madeline Roberts, Esq. is admitted in NY and has great experience in customizing personalized legal solutions tailored to meet the needs of business and individual clients. For a FREE INITIAL CONSULTATION: Email: inquiry@marymadelineroberts.legal Phone: (212) 616-7555 http://www.marymadelineroberts.legal
Barry R. Lax
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Barry R. Lax
New York County, NY Securities Law Lawyer with 28 years of experience
(212) 696-1999 350 Fifth Avenue
Suite 4640
New York, NY 10118
Free ConsultationSecurities, Business and Employment
Yeshiva University, Benjamin N. Cardozo School of Law
Barry R. Lax, a founding partner of Lax & Neville LLP, has an extensive background in commercial, employment and securities litigation in all forums, including, state and federal courts, and arbitrations before the Financial Industry Regulatory Authority, Inc. (“FINRA”), National Futures Association (“NFA”), Judicial Arbitration and Mediation Services (“JAMS”) and the American Arbitration Association (“AAA”). Since forming Lax & Neville LLP in 2007, Mr. Lax has represented customers and broker/dealers in disputes regarding sales practice issues and product problem cases and has successful represented hedge fund investors and general partners in complicated commercial and securities litigations throughout his career....
Ross B. Intelisano
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Ross B. Intelisano
(212) 684-0300 915 Broadway
#900
New York, NY 10010
Free ConsultationOffers Video ConferencingVideo ConfNew York County, NY Securities Law Attorney with 27 years of experience
Securities, Arbitration & Mediation, Business and Stockbroker Fraud
Brooklyn Law School
Ross B. Intelisano is a founding partner of Rich, Intelisano & Katz, LLP. He represents individual and institutional investors in securities arbitration and litigation against financial firms, employees in industry disputes, employees in transitions from one financial firm to another, and employees in self-regulatory organization investigations.

Ross has over two decades of experience trying large and complex financial fraud cases on behalf of investors worldwide, including winning the largest arbitration award ever against Goldman Sachs. His clients include high net worth individuals, family offices, hedge funds, funds of funds, endowments, non-profits and other institutions in claims against...
Rogelio J. Carrasquillo
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Rogelio J. Carrasquillo
New York County, NY Securities Law Lawyer with 22 years of experience
(646) 948-1880 1177 Avenue of the Americas
5th Floor
NEW YORK, NY 10036
Offers Video ConferencingVideo ConfSecurities, Business, Immigration and International
University of Pennsylvania Law School and Georgetown University
Roy has been providing strategic guidance and advice to clients in a variety of complex and sophisticated legal transactions for over 20 years. He advises domestic and foreign companies, multinationals, and entrepreneurs on their business activities and investment considerations in the United States and throughout Latin America, Asia, and Europe, including in cross-border transactions.

Roy assists clients in equity and debt offerings registered under U.S. securities laws, the issuance of equity and debt in global transactions not subject to the registration requirements of U.S. securities laws and with corporate governance and securities regulation matters.

Roy also advises clients on M&A transactions, joint...
Asher Hawkins
Claimed Lawyer ProfileSocial Media
Asher Hawkins
New York County, NY Securities Law Attorney with 7 years of experience
(800) 497-8076 305 Broadway
Suite 700
New York, NY 10007
Securities, Antitrust and Consumer
New York Law School
Asher Hawkins was admitted to practice in New York in January 2015. Prior to joining Frank LLP, he served a postgraduate judicial clerkship with the State of New York Supreme Court, Appellate Division, Third Judicial Department.
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